MODULI OF ALGEBRAIC SL 3 -VECTOR BUNDLES OVER ADJOINT REPRESENTATION

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Masuda, K. Osaka J. Math. 38 (200), 50 506 MODULI OF ALGEBRAIC SL 3 -VECTOR BUNDLES OVER ADJOINT REPRESENTATION KAYO MASUDA (Received June 2, 999). Introduction and result Let be a reductive complex algebraic group and a complex -module. We consider algebraic -vector bundles over. An algebraic -vector bundle over is an algebraic vector bundle : together with a -action such that the projection is -equivariant and the action on the fibers is linear. We assume that is non-abelian since every -vector bundle over is isomorphic to a trivial -bundle for a -module when is abelian by Masuda-Moser-Petrie [2]. We denote by VEC ( ) the set of equivariant isomorphism classes of algebraic - vector bundles over whose fiber over the origin is a -module. The isomorphism class of a -vector bundle is denoted by [ ]. The set VEC ( ) is a pointed set with a distinguished class [Q] where Q is the trivial -bundle, and can be non-trivial when the dimension of the algebraic quotient space // is greater than 0 ([5], [2], [3], []). In fact, Schwarz ([5], cf. Kraft-Schwarz [5]) showed that VEC ( ) is isomorphic to an additive group C for a nonnegative integer determined by and when dim // =. When dim // 2, VEC ( ) is not necessarily finite-dimensional. In fact, VEC ( C ) = (C[ ]) for a - module with one-dimensional quotient [9]. Furthermore, Mederer [4] showed that VEC ( ) can contain a space of uncountably-infinite dimension. He considered the case where is a dihedral group = Z/2Z Z/ Z and is a two-dimensional -module, on which Z/ Z acts with weights and and the generator of Z/2Z acts by interchanging the weight spaces. Mederer showed that VEC 3 ( ) is isomorphic to C which is the universal Kähler differential module of C over Q. In this article, we show that under some conditions there exists a surjection from C VEC ( ) to VEC 3 ( ) =. It is induced by taking a -fixed point set for [ ] VEC ( ) where is a reductive subgroup of (cf. Proposition 2.3). In particular, we obtain the first example of a moduli space of uncountably-infinite dimension for a connected group. 2000 Mathematics Subjects Classification. Primary: 4R20; Secondary: 4L30, 4D20. algebraic -vector bundles, Equivariant Serre Problem.

502 K. MASUDA Theorem.. Let = 3 and let sl 3 be the Lie algebra with adjoint action. Then for any -module, there exists a surjection from VEC (sl 3 sl 3 ) onto C. Hence VEC (sl 3 sl 3 ) contains an uncountably-infinite dimensional space. At present, -vector bundles over are not yet classified for general -modules with dim // 2 (cf. [0]). Theorem. suggests that the moduli space VEC ( ) is huge when dim // 2. I am thankful to M. Miyanishi for his help and encouragement. I thank the referees for giving advices to the previous version of this paper. 2. Proof of Theorem. Let be a reductive algebraic group and let and be -modules. Let π : // be the algebraic quotient map. By Luna s slice theorem [6], there is a finite stratification of // = into locally closed subvarieties such that π π ( ) : π ( ) is a -fiber bundle (in the étale topology) and the isotropy groups of closed orbits in π ( ) are all conjugate to a fixed reductive subgroup. The unique open dense stratum of //, which we denote by, is called the principal stratum and the corresponding isotropy group, which we denote by, is called a principal isotropy group. We denote by VEC ( ) 0 the subset of VEC ( ) consisting of elements which are trivial over π ( ) and π ( ) for := //. When dim // =, it is known that VEC ( ) = VEC ( ) 0 ([5], [5]). We assume that the dimension of := // is greater than and the ideal of is principal. We denote by O( ) the C-algebra of regular functions on and by O( ) the subalgebra of -invariants of O( ). Let be a polynomial in O( ) = O( ) such that the ideal ( ) defines. Lemma 2.. Let [ ] VEC ( ) 0. Then is trivial over := { ( ) = 0} where is a polynomial in O( ) such that ( ). Proof. Since π ( ) is, by the assumption, isomorphic to a trivial bundle, it follows from the Equivariant Nakayama Lemma [] that the trivialization π ( ) π ( ) extends to a trivialization over a -stable open neighborhood of π ( ). Let be the complement of in. Since is a -invariant closed set, π ( ) is closed in [4]. Note that π ( ) = since π ( ) =. Let a O( ) be the ideal which defines π ( ). Then ( ) + a since π ( ) =. Hence there exists an a such that ( ). Since, is trivial over. We define an affine scheme = Spec by = { / 2 2 O( ) 2 ( )}

MODULI OF ALGEBRAIC SL3-VECTOR BUNDLES 503 Set :=, := and :=. The group of morphisms from to := GL( ) is denoted by Mor ( ) or ( ). The group acts on by conjugation and on ( ) by ( µ)( ) = (µ( )) for,, µ ( ). The group of -invariants of ( ) is denoted by Mor( ) or ( ). Let [ ] VEC ( ) 0. Then by definition of VEC ( ) 0, has a trivialization over π ( ) =. By Lemma 2., has a trivialization also over an open neighborhood of π ( ), i.e., for some O( ) with ( ). Hence, is isomorphic to a -vector bundle obtained by glueing two trivial -vector bundles and over. Note that the transition function of is an element of ( ) ( ). Conversely, if φ ( ) is given, then φ ( ) for some O( ) with ( ) and we obtain a -vector bundle [ ] VEC ( ) 0 by glueing together trivial bundles and by φ. Since [ ] is determined by the transition function φ ( ) up to automorphisms of trivial -bundles and, we have a bijection to a double coset (cf. [8, 3.4]) VEC ( ) 0 = ( ) \ ( ) / ( ) The inclusion induces an isomorphism // ( ) // where ( ) is the normalizer of in. The stratification of // coincides with the one induced by // ( ) [7]. Set := ( )/. When we consider as a - module, we denote it by. Let := GL( ). By an observation similar to the case of VEC ( ) 0, we have VEC ( ) ( ) 0 = ( ) \ ( ) / ( ) Let β : ( ) ( ) be the restriction map. We say has generically closed orbits if π (ξ) for any ξ consists of a closed orbit, i.e. π (ξ) = /. When has generically closed orbits, =. Hence ( ) = Mor ( GL( )) = ( ), i.e. β is an isomorphism over. Let [ ] VEC ( ). The -fixed point set is equipped with a -vector bundle structure over. The fiber of over the origin is a -module. Hence there is a map : VEC ( ) [ ] [ ] VEC ( ) Note that factors through VEC ( ) ( ) since the restricted bundle [ ] VEC ( ) ( ) splits to a Whitney sum of trivial -bundles [3] and ( ) =. Note also that maps VEC ( ) 0 to VEC ( ) 0. Lemma 2.2. Suppose that has generically closed orbits. Then : VEC ( ) 0 VEC ( ) 0

504 K. MASUDA is surjective. Proof. By the above statement, it is sufficient to show that the restriction map : VEC ( ) 0 [ ] [ ] VEC ( ) ( ) 0 is surjective. Note that the map coincides with the map on double cosets induced by β : ( ) ( ) ; ( ) \ ( ) / ( ) ( ) \ ( ) / ( ) Let [ ] VEC ( ) ( ) 0 and let φ ( ), where O( ) such that ( ), be the transition function corresponding to. Since β is an isomorphism over, φ ( ) extends to φ ( ). The -vector bundle obtained by glueing trivial bundles over and by φ is mapped to by. REMARK. It seems that the restriction : VEC ( ) VEC ( ) is not necessarily surjective, though the author does not know any counterexamples. Every -vector bundle over a -module is locally trivial [3], however, it seems difficult that a set of transition functions of a -vector bundle over with fiber extends to a set of transition functions of some -vector bundle over with fiber ; some conditions seem to be needed so that the restriction ( ) ( ) is surjective for a -stable open set of such that π ( ) (cf. [7, III,]). For any reductive subgroup of, we can construct a map similarly; : VEC ( ) [ ] [ ] VEC ( ) where := ( )/. Assume that contains a subgroup isomorphic to 3 and that and contain as 3-modules, say, as 3-modules = and = for 3-modules and. Restricting the group to 3, we have a map () VEC ( ) VEC 3 ( ) Furthermore, the natural inclusion induces a surjection (2) VEC 3 ( ) VEC 3 ( ) By taking a composite of the maps, () and (2), we obtain a map : VEC ( ) VEC 3 ( ). By Mederer [4], VEC 3 ( ) = C / where is a subspace of C, but unfortunately, is not known so far except when = {0}. When = {0}, i.e. = as a 3-module, we have a map : VEC ( ) VEC 3 ( ) = C

MODULI OF ALGEBRAIC SL3-VECTOR BUNDLES 505 In the case where = and ( )/ = 3, the map constructed as above can be surjective. Proposition 2.3. Let be a principal isotropy group of and let ( )/ = 3. Suppose that has generically closed orbits. If contains as a 3-module and = as a 3-module, then the map is surjective. : VEC ( ) C Proof. The assertion follows from Lemma 2.2 and the fact that VEC 3 ( ) 0 = VEC 3 ( ) = C [4]. The condition on the fiber in Proposition 2.3 is rather strict. However, by Proposition 2.3, we obtain the first example of a moduli space of uncountably-infinite dimension for a connected group. Proof of Theorem.. Let = 3 and let sl 3 be the Lie algebra with adjoint action. A principal isotropy group of sl 3 is a maximal torus = (C ) 2 and sl 3 is the Lie algebra t of. ( )/ is the Weyl group which is isomorphic to the symmetric group 3 = 3 and sl 3 = t = as a 3-module. The algebraic quotient space is sl 3 // = t// 3 = A 2. The complement of the principal stratum in sl 3 // = A 2 is defined by 2 3 = 0. The general fiber of the quotient map sl 3 sl 3 // is isomorphic to / and sl 3 has generically closed orbits. Applying Proposition 2.3 to the case where = sl 3 and = sl 3, we obtain a surjection VEC (sl 3 sl 3 ) C. Since there is a surjection VEC (sl 3 sl 3 ) VEC (sl 3 sl 3 ) induced by the inclusion sl 3 sl 3 for any -module, Theorem. follows. References [] H. Bass and S. Haboush: Linearizing certain reductive group actions, Trans. Amer. Math. Soc. 292 (985), 463 482. [2] F. Knop: Nichitlinearisierbare Operationen halbeinfacher Gruppen auf affinen Räumen, Invent. Math. 05 (99), 27 220. [3] H. Kraft: -vector bundles and the linearization problem in Group actions and invariant theory, CMS Conference Proceedings, 0 (989), 23. [4] H. Kraft: Geometrische Methoden in der Invariantentheorie, Aspecte der Mathematik D, Vieweg Verlag, Braunschweig, 984. [5] H. Kraft and G.W. Schwarz: Reductive group actions with one-dimensional quotient, Publ. Math. IHES, 76 (992), 97. [6] D. Luna: Slice etales, Bull.Soc.Math.France, Memoire, 33 (973), 8 05. [7] D. Luna: Adhérences d orbite et invariants, Invent. Math. 29 (975), 23 238.

506 K. MASUDA [8] K. Masuda: Moduli of equivariant algebraic vector bundles over affine cones with onedimensional quotient, Osaka J. Math. 32 (995), 065 085. [9] K. Masuda: Moduli of equivariant algebraic vector bundles over a product of affine varieties, Duke Math. J. 88 (997), 8 99. [0] K. Masuda: Certain moduli of algebraic -vector bundles over affine -varieties, preprint. [] M. Masuda, L. Moser-Jauslin and T. Petrie: Invariants of equivariant algebraic vector bundles and inequalities for dominant weights, Topology, 37 (998), 6 77. [2] M. Masuda, L. Moser-Jauslin and T. Petrie: The equivariant Serre problem for abelian groups, Topology, 35 (996), 329 334. [3] M. Masuda and T. Petrie: Stably trivial equivariant algebraic vector bundles, J. Amer. Math. Soc. 8 (995), 687 74. [4] K. Mederer: Moduli of -equivariant vector bundles, Ph.D thesis, Brandeis University (995). [5] G.W. Schwarz: Exotic algebraic group actions, C. R. Acad. Sci. Paris, 309 (989), 89 94. [6] G.W. Schwarz: Representaions of simple Lie groups with a free module of covariants, Invent. Math., 50 (978), 2. [7] G.W. Schwarz: Lifting smooth homotopies of orbit spaces, Publ. Math. IHES, 5 (980), 37 35. Mathematical Science II Himeji Institute of Technology 267 Shosha, Himeji 67-220 Japan e-mail: kayo@sci.himeji-tech.ac.jp