Fitting fermion masses in F-theory

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Fitting fermion masses in F-theory fernando marchesano Instituto de Física Teórica UAM-CSIC

Fitting fermion masses in F-theory fernando marchesano Based on: Carta, F.M., Zoccarato 1512.04846 and F.M., Regalado, Zoccarato 1503.02683

F-theory at 12

Key promises of F-theory GUTs Gauge coupling unification Realistic Yukawa couplings Doublet-triplet splitting via hypercharge flux Tree level top Yukawa (b.t. type II) Local computation (b.t. heterotic) Yukawa couplings GUT gauge group S Chiral matter Mass terms Σ Σ ψ 2 Σ Σ Σ Σ Σ Σ z Taken from Beasley, Heckman, Vafa 08

Key promises of F-theory GUTs Gauge coupling unification Realistic Yukawa couplings Doublet-triplet splitting via hypercharge flux Tree level top Yukawa (b.t. type II) Local computation (b.t. heterotic) In addition: Good control over complex geometry Moduli stabilisation well developed

Key features of Yukawa couplings Computed via dim. red. of a 8d gauge theory on SGUT Depend on ultra-local data around some points in SGUT (holomorphic Yukawas on fewer data) Such local data parametrise our ignorance on the global model GUT Taken from Camara, Ibañez, Valenzuela 14

Key features of Yukawa couplings Questions: How easy is it to get realistic Yukawas in terms of local parameters?

Key features of Yukawa couplings Questions: How easy is it to get realistic Yukawas in terms of local parameters? How generic are realistic Yukawas in the Landscape?

Key features of Yukawa couplings Questions: How easy is it to get realistic Yukawas in terms of local parameters? How generic are realistic Yukawas in the Landscape? But generating a wide region of local data with realistic Yukawas is not as easy as it may seem First step: robust mechanism for family hierarchies

Rank one Yukawas F-theory comes with a mechanism to have one quark/lepton family much heavier than the other two We may host several families of chiral fermions in a single matter curve by means of a worldvolume flux threading it Holomorphic Yukawas independent of this flux. Their maximal rank only depends on the curves intersections Cecotti, Cheng, Heckman, Vafa 09 ψ R ψ L φ S H Single triple intersection rank one Yukawas

Adding non-perturbative effects Non-perturbative effects like E3-brane instantons will increase the rank of the Yukawa matrix while maintaining the family mass hierarchy In the case of plain D3-instantons we have F.M. & Martucci 09 W 7 = W tree 7 + W np

Adding non-perturbative effects Non-perturbative effects like E3-brane instantons will increase the rank of the Yukawa matrix while maintaining the family mass hierarchy In the case of plain D3-instantons we have F.M. & Martucci 09 W 7 = Z W 7 = W tree 7 + W np S Tr (F ^ )+ 2 Z S 0 Tr (F ^ F ) applez W np = m 4 S 0 TrF 2 + Z S 1 Tr( xy F 2 )+ Z S 2 STr( 2 xyf 2 )+...

Adding non-perturbative effects Non-perturbative effects like E3-brane instantons will increase the rank of the Yukawa matrix while maintaining the family mass hierarchy In the case of plain D3-instantons we have F.M. & Martucci 09 W 7 = Z W 7 = W tree 7 + W np S Tr (F ^ )+ 2 Z S 0 Tr (F ^ F ) Similar effect not known for fluxed D3/M5-brane instantons Grimm et al. 11 Martucci & Weigand 15

Adding non-perturbative effects The expression Z W 7 = Tr (F ^ )+ S 2 Z S 0 Tr (F ^ F ) allows to carry the computation of np-corrected Yukawas at the local level Holomorphic Yukawas can also be computed via a residue formula. They depend on ϵ and θ0 but not on worldvolume fluxes. Physical Yukawas are computed by solving for the MSSM fields internal wavefunctions and performing local dim. red. in the deformed theory. SO(12) enhancement (down-type Yukawas) E6 enhancement (up-type Yukawas) Font, Ibañez, F.M., Regalado 12 Font, F.M., Regalado, Zoccarato 13

Down and Up-type Yukawas Down-type Y ij D : 5 H 5 i M 10 j M Y ij U Up-type : 5 H 10 i M 10 j M 10 j M SO(12) 5 H E 6 5 H 5 i M 10 i,j M Hayashi et al. 09 Cecotti et al. 10 Intersecting branes, [, ] =0. T-branes, [, ] =0. 0 x 0 0 1 0 0 1 0 1 h i @ 0 y 0 A dx ^ dy h i @ x 0 0 A dx ^ dy 0 0 x y 0 0 y F =0 F + 1 2 [, ] =0

Local model data holomorphic physical Φ contains the 7-brane intersection angles: μ, m Non-perturbative effect encoded in ϵ, θ0 F generates chirality and family replication at matter curves, enters via flux densities: Ni, Mj FY breaks GGUT GMSSM, enters via densities NY, ÑY Example: SU(5) 5 Hu 10 10 5 Hd 5 10 FY ij u Q i U j H u ij d Qi D j H d + ij l Li E j H d The presence of F also localises wavefunctions along matter curves and allows an ultra-local computation of Yukawa couplings Not all of these parameters will be independent in a global model

General results Assuming θ0 = i(θ00 + x θx + y θy) one obtains, at the holomorphic level Y hol Y hol 33 = 0 @ 0 0 0 0 0 0 0 0 1 1 A + O( ) @ and so a family hierarchy (1, ϵ, ϵ 2 ), still independent of worldvolume fluxes 0 0 0 1 0 1 0 1 0 0 1 A + O( 2 ) At the physical level the normalisation factors depend on family and hypercharge Higher hypercharge thinner wavefunction larger quotients Y ij 2 i / phys = i j HY ij hol Z dy e F y 2 f i (y) 2 p2 i / F, p F 1/2, 1 m µ m ' 3.3 m s m b for N Y N ' 1.8 F = N + M y

Unifying Yukawas Remarkably, local data are quite similar in both cases. We obtain realistic Yukawas for the third and second generation (including large Yt) by taking Small intersection angles O(0.1) Not so small flux densities O(0.1)-O(0.5) ϵ ~ 10-4 This suggests that both Yukawa points could be very close to each other (even coincident) within SGUT enhancement to E7 or E8 Also motivated by CKM matrix, neutrino sector and computability of all relevant GUT couplings Heckman,Tavanfar, Vafa 09 Palti 12

The E8 story F.M., Regalado, Zoccarato 15 The goal is to build a local model where all Yukawas arise from a single patch of SGUT, described by E8 symmetry and assuming SU(5) GUTs: E 8! SU(5) GUT SU(5)? Reconstructible T-branes More than two 5-curves Rank one Yukawas at tree-level Hierarchy (1, ϵ, ϵ 2 ) for charged fermions after np effects All these requirements are imposed at the holomorphic level

E8 T-brane models We classify local models in terms of the T-brane structure of Φ SU(5) We look at its block diagonal decomposition in the fund. representation 4+1 or Z4 model only two matter curves 3+2 or Z3 x Z2 models down-type hierarchy (1, ϵ 2, ϵ 2 ) 2+2+1 or Z2 x Z2 models one good option The options depend on which matter curves host the SM fermions

The E8 model We take the following 8d Higgs profile h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 )+ m(e+ 2 + mye 2 ) 5 = 0 B @ 1 m 0 0 0 m 2 x 1 0 0 0 0 0 2 m 0 0 0 m 2 y 2 0 0 0 0 0 2( 1 + 2 ) 1 C A 1 = µ 2 1(ax y) 2 = µ 2 2(bx y)+apple

The E8 model We take the following 8d Higgs profile h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 )+ m(e+ 2 + mye 2 ) 5 = 0 B @ 1 m 0 0 0 m 2 x 1 0 0 0 0 0 2 m 0 0 0 m 2 y 2 0 0 0 0 0 2( 1 + 2 ) Matter curves: 1 C A 1 = µ 2 1(ax y) 2 = µ 2 2(bx y)+apple 10 a : 2 1 m 3 x = 0, 10 b : 2 2 m 3 x = 0, 10 c : 1 + 2 = 0 5 a : 1 = 0, 5 b : 2 = 0, 5 c :( 1 + 2 2 ) 2 m 3 x = 0, 5 d :(2 1 + 2 ) 2 m 3 x = 0, 5 e :( 1 + 2 ) 4 2( 1 + 2 ) 2 (m 3 x + m 3 y)+(m 3 x m 3 y) 2 = 0

The E8 model We take the following 8d Higgs profile h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 )+ m(e+ 2 + mye 2 ) 5 = 0 B @ 1 m 0 0 0 m 2 x 1 0 0 0 0 0 2 m 0 0 0 m 2 y 2 0 0 0 0 0 2( 1 + 2 ) Matter curves: 1 C A 1 = µ 2 1(ax y) 2 = µ 2 2(bx y)+apple 10 a : 2 1 m 3 x = 0, 10 b : 2 2 m 3 x = 0, 10 c : 1 + 2 = 0 5 a : 1 = 0, 5 b : 2 = 0, 5 c :( 1 + 2 2 ) 2 m 3 x = 0, 5 d :(2 1 + 2 ) 2 m 3 x = 0, 5 e :( 1 + 2 ) 4 2( 1 + 2 ) 2 (m 3 x + m 3 y)+(m 3 x m 3 y) 2 = 0 5 M = 5 c Model A: Model B: 5 M = 5 b

Model A vs. Model B Matter curves: 10 a : 2 1 m 3 x = 0, 10 b : 2 2 m 3 x = 0, 10 c : 1 + 2 = 0 5 a : 1 = 0, 5 b : 2 = 0, 5 c :( 1 + 2 2 ) 2 m 3 x = 0, 5 d :(2 1 + 2 ) 2 m 3 x = 0, 5 e :( 1 + 2 ) 4 2( 1 + 2 ) 2 (m 3 x + m 3 y)+(m 3 x m 3 y) 2 = 0 Model A: 5 M = 5 c Model B: 5 M = 5 b coupling with singlet coupling with vector pairs in 5e W H u LS Dirac neutrino masses if S = NR W S 2 H uh d effective μ-term W H u H d S

Model A vs. Model B Matter curves: 10 a : 2 1 m 3 x = 0, 10 b : 2 2 m 3 x = 0, 10 c : 1 + 2 = 0 5 a : 1 = 0, 5 b : 2 = 0, 5 c :( 1 + 2 2 ) 2 m 3 x = 0, 5 d :(2 1 + 2 ) 2 m 3 x = 0, 5 e :( 1 + 2 ) 4 2( 1 + 2 ) 2 (m 3 x + m 3 y)+(m 3 x m 3 y) 2 = 0 Model A: 5 M = 5 c Model B: 5 M = 5 b coupling with singlet coupling with vector pairs in 5e W H u LS Dirac neutrino masses if S = NR W S 2 H uh d effective μ-term W H u H d S Model A more suggestive

Computing physical Yukawas We take model A and for simplicity set a=b=1 in We add worldvolume fluxes to localise wavefunctions around Yukawa point The eigenvalues for the physical Yukawas read Y t = 2 U Q 10,3 10,3 U, Y c = 2 U 2 m µ 4 m 2 µ Q 10,2 U 10,2 Y b = 2 D Q 10,3 5,3 D, Y s = 2 D 2d m µ 4d 2 m 2 µ 1 = µ 2 1(ax y) Q 10,2 D 5,2 E 10,2 L 5,2 Y = 2 D 10,3 E 5,3 L, Y µ = 2 D 2d m µ 4d 2 m 2 µ 2 = µ 2 2(bx y)+apple, Y u = O( 2 ), Y d = O( 2 ), Y e = O( 2 )

Computing physical Yukawas We take model A and for simplicity set a=b=1 in We add worldvolume fluxes to localise wavefunctions around Yukawa point The eigenvalues for the physical Yukawas read Y t = 2 U Q 10,3 10,3 U, Y c = 2 U 2 m µ 4 m 2 µ Q 10,2 U 10,2 Y b = 2 D Q 10,3 5,3 D, Y s = 2 D 2d m µ 4d 2 m 2 µ 1 = µ 2 1(ax y) Q 10,2 D 5,2 E 10,2 L 5,2 Y = 2 D 10,3 E 5,3 L, Y µ = 2 D 2d m µ 4d 2 m 2 µ 2 = µ 2 2(bx y)+apple, Y u = O( 2 ), Y d = O( 2 ), Y e = O( 2 ) Holomorphic parameters = ( x + b y ), m = m2 m 2, µ = µ2 1 m 2, d = µ2 2 µ 2 1 Flux densities enter the norm factors γ s in a complicated way c, N 1,N 2,M 1,M 2,N Y, ÑY

CKM matrix Switching on the parameter κ in we separate the Yukawa points pup and pdown and induce a source of family mixing 1 = µ 2 1(ax y) 2 = µ 2 2(bx y)+apple comparing Vtb with the experimental value sets the separation of points ~ RGUT/100 Taken from Aparicio et al. 12

Fitting E8 Yukawas Putting all together one is able to fit charged fermion masses for the 3 rd and 2 nd families at the GUT scale assuming an MSSM scheme Ross & Serna 07

Fitting E8 Yukawas Putting all together one is able to fit charged fermion masses for the 3 rd and 2 nd families at the GUT scale assuming an MSSM scheme HOWEVER No large region of parameters reproduces such realistic values for the choices made This is partly because local flux densities need to satisfy certain inequalities to induce the appropriate local chirality in matter curves In particular these inequalities are incompatible with vanishing local chirality for Higgs triplets when we set a=b

The E7 story Carta, F.M., Zoccarato 15 The case of E7 has less possibilities since g = su(3) u(1) Φ3 diagonal no T-brane Φ3 2+1 block diagonal promising (1, ϵ, ϵ 2 ) hierarchy Φ3 single block vanishing up-type Yukawas Again we have different options when assigning the SM fermions to matter curves

The E7 model We take the following 8d Higgs profile 1 = µ 2 1(ax y) h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 ) 2 = µ 2 2(bx y)+apple Matter curves: 10 a : 2 1 m 3 x = 0, 10 b : 1 2 = 0 5 a : 1 = 0, 5 b : 1 + 2 = 0, 5 c : 2 2 m 3 x = 0

The E7 model We take the following 8d Higgs profile 1 = µ 2 1(ax y) h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 ) 2 = µ 2 2(bx y)+apple Matter curves: 10 a : 2 1 m 3 x = 0, 10 b : 1 2 = 0 5 a : 1 = 0, 5 b : 1 + 2 = 0, 5 c : 2 2 m 3 x = 0 Model A: 5 M = 5 c Model B: 5 M = 5 b

The E8 model We take the following 8d Higgs profile h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 )+ m(e+ 2 + mye 2 ) 5 = 0 B @ 1 m 0 0 0 m 2 x 1 0 0 0 0 0 2 m 0 0 0 m 2 y 2 0 0 0 0 0 2( 1 + 2 ) Matter curves: 1 C A 1 = µ 2 1(ax y) 2 = µ 2 2(bx y)+apple 10 a : 2 1 m 3 x = 0, 10 b : 2 2 m 3 x = 0, 10 c : 1 + 2 = 0 5 a : 1 = 0, 5 b : 2 = 0, 5 c :( 1 + 2 2 ) 2 m 3 x = 0, 5 d :(2 1 + 2 ) 2 m 3 x = 0, 5 e :( 1 + 2 ) 4 2( 1 + 2 ) 2 (m 3 x + m 3 y)+(m 3 x m 3 y) 2 = 0 5 M = 5 c Model A: Model B: 5 M = 5 b

The E7 model We take the following 8d Higgs profile 1 = µ 2 1(ax y) h xy i = 1 Q 1 + 2 Q 2 + m(e + 1 + mxe 1 ) 2 = µ 2 2(bx y)+apple Matter curves: 10 a : 2 1 m 3 x = 0, 10 b : 1 2 = 0 5 a : 1 = 0, 5 b : 1 + 2 = 0, 5 c : 2 2 m 3 x = 0 Model A: 5 M = 5 c Model B: 5 M = 5 b But now there is no criterion regarding the neutrino sector. We analyse both models on equal footing

Fitting E7 Yukawas We apply the same analysis made for E8 to these E7 models, computing the physical Yukawas for the 2 nd and 3 rd families for models A and B We open new regions in parameter space by allowing arbitrary a, b. The latter allows to maintain vanishing local chirality for Higgs triplets (locally we have vector-like triplets) Both models have a complicated dependence on worldvolume flux densities through the normalisation factors γ, but: For Model A, ratios of mass ratios have simpler expressions s 1 m µ /m (x 1) y 2 =, 1 x = M 1, y = M 2, m s /m b x Ñ Y Ñ Y p 1 y 6 3 For Model B this is not true, and we cannot satisfy for fluxes that induce the appropriate local chirality m µ /m m s /m b =3.3 ± 1

Fitting E7 Yukawas Model A displays large regions in local parameter space where we achieve Appropriate local chirality (vanishing for Higgs triplets) Realistic fermion masses Compared to previous E8 analysis 0.036 0.034 0.032 0.030 a=b=1 a=-0.4, b=-0.6 Bonus: more diluted fluxes!! typical value: tan β ~ 10-20 0.028 0.25 0.30 0.35 0.40 0.45 0.50 0.55 0.60

Fitting E7 and E8 Yukawas Model A displays large regions in local parameter space where we achieve Appropriate local chirality (vanishing for Higgs triplets) Realistic fermion masses In fact, the structure of Yukawa couplings is identical to the E8 model discussed previously, despite the more complicated T-brane structure of the latter we scan over the same Yukawa values More precisely Models A and B correspond to each other in both cases. So in the E8 case Model A is selected for phenomenological reasons even ignoring the neutrino sector and the generation of a μ-term.

Conclusions Precise computation of Yukawa couplings is so far limited to ultra-local computation via dimensional reduction of the 7-brane 8d gauge theory Such ultra-local models depend on many parameters which may or may not be independent or even realisable in a global completion Even so, reproducing realistic fermion masses and mixing is hard to achieve. Such fitting becomes simpler family hierarchies are naturally generated by some mechanism. We have explored the scenario [(1, ϵ, ϵ 2 )] of rank one Yukawas + non-perturbative effects, in which T-branes are key ingredient. This proposal leads naturally to models of E7 or E8 enhancement. We have analysed both of them and appropriate fitting of fermion masses have led us to a unique structure of matter curves in both cases. How this structure may be embedded in a global completion remains so far a challenge, hopefully to be overcome before F-theory turns 30.