Format of Holding of Specified 1. Name of Listed Entity: YES BANK LIMITED 2. Scrip Code/Name of Scrip/Class of Security: 532648,YESBANK,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg.31(1)(b) a. if under 31(1)(b) then indicate the report for quarter ending 30/06/2017 b. if under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars YES NO a Whether the Listed Entity has issued any partly paid up NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO c Whether the Listed Entity has any against which depository receipts are issued? NO d Whether the Listed Entity has any in locked-in? NO e Whether any by promoters are pledge or otherwise? YES* * Promoter group 5 The tabular at for disclosure of holding of specified is as follows:
Table I - Summary Statement holding of specified Category Category of Shareholder fully paid Shareholders up Partly Held (VII) = (IV)+(V)+(VI) Shareholding as a % of ( ) Voting Rights in each class of Shareholding as a % capital) Locked in in (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (A) Promoter & Promoter Group 5 92142450 0 0 92142450 20.14 92142450 0 92142450 20.14 0 20.14 0 0.00 3335000 3.62 92142450 (B) Public 209360 365352040 0 0 365352040 79.86 365352040 0 365352040 79.86 0 79.86 0 0.00 NA NA 365292946 (C) Non Promoter-Non Public (C1) underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0 (C2) by Employes Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Total: 209365 457494490 0 0 457494490 100.00 457494490 0 457494490 100.00 0 100.00 0 0.00 3335000 3.62 457435396
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder Shareholders fully paid up Partly equity Held Shareholdin Voting Rights in each class of g as a % of (calculated as per SCRR, 1957 (VIII) (A+B+C2 Total as a % of (A+B+C) Shareholding as a % capital) (VII)+(X) Locked in total in (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Indian (a) Individuals/Hindu undivided Family 2 55125000 0 0 55125000 12.05 55125000 0 55125000 12.05 0 12.05 0 0.00 3335000 6.05 55125000 RANA KAPOOR 1 20000000 0 0 20000000 4.37 20000000 0 20000000 4.37 0 4.37 0 0.00 0 0.00 20000000 MADHU KAPUR 1 35125000 0 0 35125000 7.68 35125000 0 35125000 7.68 0 7.68 0 0.00 3335000 9.49 35125000 (b) Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Any Other 3 37017450 0 0 37017450 8.09 37017450 0 37017450 8.09 0 8.09 0 0.00 0 0.00 37017450 YES CAPITAL (INDIA) PRIVATE LIMITED 1 15125000 0 0 15125000 3.31 15125000 0 15125000 3.31 0 3.31 0 0.00 0 0.00 15125000 MORGAN CREDITS PRIVATE LIMITED 1 14050000 0 0 14050000 3.07 14050000 0 14050000 3.07 0 3.07 0 0.00 0 0.00 14050000 MAGS FINVEST PVT LTD 1 7842450 0 0 7842450 1.71 7842450 0 7842450 1.71 0 1.71 0 0.00 0 0.00 7842450 Sub-Total (A)(1) 5 92142450 0 0 92142450 20.14 92142450 0 92142450 20.14 0 20.14 0 0.00 3335000 3.62 92142450 (2) Foreign (a) Individuals (Non-Resident Individuals/ Foreign Individuals) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 5 92142450 0 0 92142450 20.14 92142450 0 92142450 20.14 0 20.14 0 0.00 3335000 3.62 92142450
Table III - Statement showing shareholding pattern of the Public shareholder Cate Category & Name of the Shareholder Shareholders fully paid Partly Shareholdin Voting Rights in each class of Shareholding as a % Locked in pledged gory up Held g as a % of or otherwise in Securities (as a capital) (IX) (XII) (XIII) (I) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (1) Institutions (a) Mutual Funds 229 50909800 0 0 50909800 11.13 50909800 0 50909800 11.13 0 11.13 0 0.00 NA NA 50909800 DSP BLACKROCK MIP FUND 12 4645678 0 0 4645678 1.02 4645678 0 4645678 1.02 0 1.02 0 0.00 NA NA 4645678 Birla Sun life Trustee Company Private Limited along with its various schemes 33 9796162 0 0 9796162 2.14 9796162 0 9796162 2.14 0 2.14 0 0.00 NA NA 9796162 Franklin Templeton Mutual Fund along with its various schemes 14 9758074 0 0 9758074 2.13 9758074 0 9758074 2.13 0 2.13 0 0.00 NA NA 9758074 (b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (c) Alternate Investment Funds 4 380773 0 0 380773 0.08 380773 0 380773 0.08 0 0.08 0 0.00 NA NA 380773 (d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (e) Foreign Portfolio Investors 789 209328867 0 0 209328867 45.76 209328867 0 209328867 45.76 0 45.76 0 0.00 NA NA 209328867 NOMURA INDIA INVESTMENT FUND MOTHER FUND 1 6719756 0 0 6719756 1.47 6719756 0 6719756 1.47 0 1.47 0 0.00 NA NA 6719756 ABU DHABI INVESTMENT AUTHORITY UNDER ITS VARIOUS ACCOUNTS 6 4699572 0 0 4699572 1.03 4699572 0 4699572 1.03 0 1.03 0 0.00 NA NA 4699572 GOVERNMENT OF SINGAPORE 2 4823620 0 0 4823620 1.05 4823620 0 4823620 1.05 0 1.05 0 0.00 NA NA 4823620 VANGUARD EMERGING MARKETS STOCK INDEX FUND, ASERIES OF VANGUARD INTERNATIONAL EQUITY INDE X FUND 1 4715661 0 0 4715661 1.03 4715661 0 4715661 1.03 0 1.03 0 0.00 NA NA 4715661 FRANKLIN TEMPLETON INVESTMENT FUNDS 1 9126201 0 0 9126201 1.99 9126201 0 9126201 1.99 0 1.99 0 0.00 NA NA 9126201 (f) Financial Institutions/Banks 23 697317 0 0 697317 0.15 697317 0 697317 0.15 0 0.15 0 0.00 NA NA 697317 (g) Insurance Companies 53 52680256 0 0 52680256 11.51 52680256 0 52680256 11.51 0 11.51 0 0.00 NA NA 52680256 LIFE INSURANCE CORPORATION OF INDIA ALONG WITH ITS VARIOUS SCHEMES 16 38042946 0 0 38042946 8.32 38042946 0 38042946 8.32 0 8.32 0 0.00 NA NA 38042946 (h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (i) Any Other Sub Total (B)(1) 1100 313997776 0 0 313997776 68.63 313997776 0 313997776 68.63 0 68.63 0 0.00 NA NA 313997776 Central Government/State Government(s)/ (2) President of India 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Non-Institutions (3) i.individual shareholders holding nominal share (a) capital up to Rs.2 lakhs 197499 25804658 0 0 25804658 5.64 25804658 0 25804658 5.64 0 5.64 0.00 NA NA 25745564 ii.individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs 145 10051295 0 0 10051295 2.20 10051295 0 10051295 2.20 0 2.20 0.00 NA NA 10051295 (b) NBFCs Registered with RBI 8 3461 0 0 3461 0.00 3461 0 3461 0.00 0 0.00 0 0.00 NA NA 3461 (c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (d) Overseas Depositories (Holding DRs) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (e) Any Other TRUSTS 42 1084935 0 0 1084935 0.24 1084935 0 1084935 0.24 0 0.24 0 0.00 NA NA 1084935 NON RESIDENT INDIANS 3727 1320795 0 0 1320795 0.29 1320795 0 1320795 0.29 0 0.29 0 0.00 NA NA 1320795 CLEARING MEMBERS 337 1412008 0 0 1412008 0.31 1412008 0 1412008 0.31 0 0.31 0 0.00 NA NA 1412008 FOREIGN NATIONALS 2 763 0 0 763 0.00 763 0 763 0.00 0 0.00 0 0.00 NA NA 763 NON RESIDENT INDIAN NON REPATRIABLE 1578 659969 0 0 659969 0.14 659969 0 659969 0.14 0 0.14 0 0.00 NA NA 659969 BODIES CORPORATES 1889 10393401 0 0 10393401 2.27 10393401 0 10393401 2.27 0 2.27 0 0.00 NA NA 10393401 H U F 3035 623742 0 0 623742 0.14 623742 0 623742 0.14 0 0.14 0 0.00 NA NA 623742 Sub Total (B)(3) 208262 51355027 0 0 51355027 11.23 51355027 0 51355027 11.23 0 11.23 0 0.00 51295933 Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3 209362 365352803 0 0 365352803 79.86 365352803 0 365352803 79.86 0 79.86 0 0.00 365293709 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Name of PAC Holding% Total: 0 0 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account Shareholders 36 5400
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category Category & Name of the Shareholder PAN Shareholders fully paid up Partly equity Held Shareholdin g as a % of Shareholding as a % capital) total (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (2) Voting Rights in each class of Locked in Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Total Non-Promoter-Non Public Shareholding (C 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 equity in dematerializ ed