Format of holding specified securities Name of listed entity : ICICI Bank Limited Scrip Code/Name of Scrip/Class of Security : NSE - ICICIBANK, BSE - 532174 Equity Shares Shareholding pattern filed under Reg.31 (1) Quarter ended : December 31, 2017 Declaration Sr. Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up shares? * 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? 5 Whether any by promoters are pledge or otherwise encumbered? 6 Whether the Listed Entity has issued any Differential Voting Rights? Yes No No No Not Applicable as there is no promoter No * The shares issued in Follow-on public issue of 2007 on which calls were in arrears were forfeited on January 28, 2014 under the authority granted by the Board except for 150 shares where the matter related to litigations, this would be decided based on the status/outcome of the litigations. The 150 shares form part of the fully paid shares.
Table I - Summary Statement holding of Sepcified Securities Benpos Date : 31-December-2017 Face Value : Rs 2.00 Category Category of shareholder Nos. of shareholders No of partly of fully paid up paid-up equity equity No of shares Depository Receipts Total nos. Shareholding as a % of total no. of shares (calculated as per SCPR, 1957) Number of Voting Rights held in each class of securities No of shares outstanding convertible securities (including warrants) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a % of (A+B+C2) (X) (XI) = (VII)+(X) As a% of (A+B+C2) No of Voting Rights Total as a % of (A+B+C) Class Class eg:x Total eg:y (A) Promoter & Promoter Group 0 0 0 0 0 0 0 0 0 0 0 0 0 0.00 0 0.00 0 (B) Public 877,042 4,872,441,573 0 0 4,872,441,573 100.00 4872441573 0 4872441573 75.87 0 0 0 0.00 0 0.00 4,846,092,442 ( C) Non- Promoter - 1 1,549,870,253 0 0 1,549,870,253 0.00 1549870253 0 1549870253 24.13 0 0 0 0.00 0 0.00 1,549,870,253 Non Public (C1) Shares DRs @ 1 1,549,870,253 0 0 1,549,870,253 0.00 1549870253 0 1549870253 24.13 0 0 0 0.00 0 0.00 1,549,870,253 (C2) Shares held by Employee Trusts (IX) 0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0 Total 877043 6422311826 0 0 6422311826 100.00 6422311826 0 6422311826 100.00 0 0 0 0.00 0 0.00 6395962695 (XII) (XIII) (XIV) @ Holders of Depository Receipts do not have voting rights Deutsche Bank Trust Company Americas holds 24.13% of equity shares at December 31, 2017 as depositary for ADS holders and voting rights on these shares is exercised in accordance with the directions of the Bank's board of directors, the voting rights are capped at 15% as per the provisions of Banking Regulation Act, 1949
Table II - Statement showing Shareholding Pattern of Promoter and Promoter Group (Not applicable as there is no promoter) Category and name of shareholders PAN Nos. of shareholders No of partly of fully paid up paid-up equity equity No of shares Depository Receipts Total nos. Shareholding as a % of total no. of shares (calculated as per SCPR, 1957) Number of Voting Rights held in each class of securities No of shares outstanding convertible securities (including warrants) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialised form (VII) = (VIII) (XI) = (VII)+(X) (I) (II) (III) (IV) (V) (VI) (IX) (X) (XII) (XIII) (XIV) (IV)+(V)+(VI) As a % of (A+B+C2) As a% of (A+B+C2) No of Voting Rights Total as a % of (A+B+C) Class Class Total eg:x eg:y Promoter & (A) Promoter 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Group (B) Public 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Non- ( C) Promoter - 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Non Public Shares (C1) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DRs (C2) Shares held by Employee Trusts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Total 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Table IIA - Statement showing unclaimed Details of Promoter (Not applicable as there is no promoter) Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. of shareholders No of Shares held Nil Nil
Table III - Statement showing Shareholding Pattern of the Public shareholder Benpos Date : 31-December-2017 Face Value : Rs 2.00 Category and Name of shareholders PAN No of partly Nos. of of fully paid up paid-up equity shareholders equity No of shares Depository Receipts Total nos. shares held Shareholding as a % of total no. of shares (calculated as per SCPR, 1957) Number of Voting Rights held in each class of securities No of shares outstanding convertible securities (including warrants) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity in dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a % of (A+B+C2) (IX) (X) (XI) = (VII)+(X) As a% of (A+B+C2) (XII) (XIII) (XIV) No of Voting Rights Class Class eg:x Total eg:y Total as a % of (A+B+C) 1 Institutions a Mutual Funds/UTI 89 1,105,224,424 0 0 1,105,224,424 22.68 1,105,224,424 0 1,105,224,424 17.21 0 0.00 0 0.00 0 0.00 1,105,172,659 HDFC TRUSTEE CO LTD (VARIOUS MUTUAL FUND ACCOUNTS)/HDFC AAATH1809A 1 251,993,363 0 0 251,993,363 5.17 251,993,363 0 251,993,363 3.92 0 0.00 0 0.00 0 0.00 251,993,363 LARGE CAP FUND ICICI PRUDENTIAL MUTUAL FUND (VARIOUS MUTUAL FUND AAAAI0038F 1 176,092,384 0 0 176,092,384 3.61 176,092,388 0 176,092,388 2.74 0 0.00 0 0.00 0 0.00 176,092,384 ACCOUNTS) SBI MUTUAL FUND/SBI DUAL ADVANTAGE FUND AND OTHER AABTS6407Q 1 132,248,404 0 0 132,248,404 2.71 132,248,404 0 132,248,404 2.06 0 0.00 0 0.00 0 0.00 132,248,404 VARIOUS FUND ACCOUNTS RELIANCE CAPITAL TRUSTEE CO LTD/RELIANCE ETF/RELIANCE EMERGENT INDIA FUND (VARIOUS AAATR0090B 1 116,802,655 0 0 116,802,655 2.40 116,802,655 0 116,802,655 1.82 0 0.00 0 0.00 0 0.00 116,802,655 FUND ACCOUNTS) ADITYA BIRLA SUN LIFE TRUSTEE PRIVATE LIMITED AAATB0102C 1 98,600,775 0 0 98,600,775 2.02 98,600,775 0 98,600,775 1.54 0 0.00 0 0.00 0 0.00 98,600,775 b Venture Capital Funds 0 0 0 0 0-0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 c Alternate Investment Funds 4 1,630,029 0 0 1,630,029 0.03 1,630,029 0 1,630,029 0.03 0 0.00 0 0.00 0 0.00 1,630,029 d Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 e Foreign Portfolio Investors 1,076 2,306,511,100 0 0 2,306,511,100 47.34 2,306,511,100 0 2,306,511,100 35.91 0 0.00 0 0.00 0 0.00 2,306,480,454 DODGE & COX INTERNATIONAL STOCK FUND AABTD0216A 1 384,183,576 0 0 384,183,576 7.88 384,183,576 0 384,183,576 5.98 0 0.00 0 0.00 0 0.00 384,183,576 GOVERNMENT OF SINGAPORE AAAJG0594R 1 95,515,200 0 0 95,515,200 1.96 95,515,200 0 95,515,200 1.49 0 0.00 0 0.00 0 0.00 95,164,667 NORGES BANK ON ACCOUNT OF THE GOVERNMENT PENSION FUND GLOBAL AACCN1454E 1 67,262,339 0 0 67,262,339 1.38 67,262,339 0 67,262,339 1.05 0 0.00 0 0.00 0 0.00 67,262,339 f Financial Institutions / Banks 191 3,249,151 0 0 3,249,151 0.07 3,249,151 0 3,249,151 0.05 0 0.00 0 0.00 0 0.00 3,171,682 g Insurance Companies 31 877,919,367 0 0 877,919,367 18.02 877,919,367 0 877,919,367 13.67 0 0.00 0 0.00 0 0.00 877,918,307 LIFE INSURANCE CORPORATION OF AAACL0582H INDIA 1 602,933,420 0 0 602,933,420 12.37 602,933,420 0 602,933,420 9.39 0 0.00 0 0.00 0 0.00 602,933,185 h Provident Funds/Pension Funds 4 50,198,059 0 0 50,198,059 1.03 50,198,059 0 50,198,059 0.78 0 0.00 0 0.00 0 0.00 50,198,059 i Any Other (Specify) Foreign Banks 7 1,045,546 0 0 1,045,546 0.02 1,045,546 0 1,045,546 0.02 0 0.00 0 0.00 0 0.00 220,538 FIIs-DR 3 446,930 0 0 446,930 0.01 446,930 0 446,930 0.01 0 0.00 0 0.00 0 0.00 446,930 Sub-Total (B) (1) 1,405 4,346,224,606 0 0 4,346,224,606 89.20 4,346,224,606 0 4,346,224,606 67.67 0 0.00 0 0.00 0 0.00 4,345,238,658 2 Central Government/State Governement(s)/President of India 8 9,991,566 0 0 9,991,566 0.21 9,991,566 0 9,991,566 0.16 0 0.00 0 0.00 0 0.00 9,991,138 Sub-Total (B) (2) 8 9,991,566 0 0 9,991,566 0.21 9,991,566 0 9,991,566 0.16 0 0.00 0 0.00 0 0.00 9,991,138 3 Non-institutions a Individuals i. Individual shareholders holding nominal share capital up to Rs.2 839,714 307,046,142 0 0 307,046,142 6.30 307,046,142 0 307,046,142 4.78 0 0.00 0 0.00 0 0.00 283,304,439 lakhs. ii. Individual shareholders holding nominal share capital in excess of 113 39,082,320 0 0 39,082,320 0.80 39,082,320 0 39,082,320 0.61 0 0.00 0 0.00 0 0.00 39,082,320 Rs.2 lakhs. b NBFCs registered with RBI 36 215,899 0 0 215,899 0.00 215,899 0 215,899 0.00 0 0.00 0 0.00 0 0.00 215,899 c Employee Trusts 0 0 0 0 0-0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 d Overseas Depositories (holding DRs) (balancing figure) 0 0 0 0 0-0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 e Any Other (Specify) - Bodies Corporate 4,153 113,933,863 0 0 113,933,863 2.34 113,933,863 0 113,933,863 1.77 0 0.00 0 0.00 0 0.00 112,807,768 Trust 60 2,250,625 0 0 2,250,625 0.05 2,250,625 0 2,250,625 0.04 0 0.00 0 0.00 0 0.00 2,249,075 Directors & their Relatives (Resident) 20 3,797,045 0 0 3,797,045 0.08 3,797,045 0 3,797,045 0.06 0 0.00 0 0.00 0 0.00 3,797,045 Non-Resident Indian (Director) 0 0 0 0 0-0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Foreign Nationals 8 118,067 0 0 118,067 0.00 118,067 0 118,067 0.00 0 0.00 0 0.00 0 0.00 118,067 Non Resident Indians 17,647 18,998,549 0 0 18,998,549 0.39 18,998,549 0 18,998,549 0.30 0 0.00 0 0.00 0 0.00 18,698,148 Overseas Corporate Bodies 1 3,300 0 0 3,300 0.00 3,300 0 3,300 0.00 0 0.00 0 0.00 0 0.00 0
Clearing Members 306 17,523,819 0 0 17,523,819 0.36 17,523,819 0 17,523,819 0.27 0 0.00 0 0.00 0 0.00 17,523,769 Hindu Undivided Families 13,567 7,520,854 0 0 7,520,854 0.15 7,520,854 0 7,520,854 0.12 0 0.00 0 0.00 0 0.00 7,486,217 Foreign Companies 3 155,019 0 0 155,019 0.00 155,019 0 155,019 0.00 0 0.00 0 0.00 0 0.00 0 Foreign Bodies - DR 0 844,606 0 0 844,606 0.02 844,606 0 844,606 0.01 0 0.00 0 0.00 0 0.00 844,606 NRI - DR 0 0 0 0 0-0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 IEPF 1 4,735,293 0 0 4,735,293 0.10 4,735,293 0 4,735,293 0.07 0 0.00 0 0.00 0 0.00 4,735,293 Sub-Total (B) (3) 875,629 516,225,401 0 0 516,225,401 10.59 516,225,401 0 516,225,401 8.04 0 0.00 0 0.00 0 0.00 490,862,646 Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 877,042 4,872,441,573 0 0 4,872,441,573 100.00 4,872,441,573 0 4,872,441,573 75.87 0 0.00 0 0.00 0 0.00 4,846,092,442 Certain new categories which are added in the shareholding pattern like provident fund/pension funds etc are not available exactly with the same classification in the beneficiary position received from the depository. We understand from our engagement with the depository that the various categories exactly in the manner as Notes: required in the shareholding pattern will be made available in due course of time in future beneficiary positions. For the current reporting, wherever there are new categories such as the shares reported under provident fund/pension fund category are based on manual search. Also for NBFC, we have considered the accounts where the description in the beneficiary position is titled as Corporate Body-NBFC Pursuant to SEBI circular dated December 19, 2017, folios have been consolidated basis common PAN. Total number of folios in system as on December 31, 2017 is 908,424, after consolidating folios basis of PAN the number is 877043.. As consolidated shareholding basis same PAN has been indicated in greater than 1%, as against previous disclosures where folio wise shareholding was indicated, this disclosures will not be comparable to that extent to the previous disclosures HDFC Trustee Co Ltd (various Mutual Fund Accounts)/HDFC Large Cap Fund consists of 41 folios consolidated shareholding of each aggregates to 3.92% ICICI Prudential Mutual Fund (Various Mutual Fund Accounts) consists of 103 folios consolidated shareholding of each aggregates to 2.74% SBI Dual Advantage Fund and various other Mutual Fund Accounts consists of 43 folios consolidates sharholding of each aggregates to 2.06 % Reliance Capital Trustee Co Ltd/Reliance ETF/Reliance Emergent India Fund (Varous Mutual Fund Accounts) consists of 35 folios consolidated shareholding of each aggregates to 1.82% Aditya Birla Sun Life Trustee Pvt Ltd (Various Mutual Fund Accounts) consists of 27 folios consolidated shareholdijg of each aggregates to 1.54%
Table IIIA - Statement showing details of Person in Concert Benpos Date :31-December-2017 Details of the shareholders acting as persons in Concert including their Shareholding: Name of shareholder Name of PAC of shareholders Holding % Nil Nil Nil Nil
Table IIIB - Statement showing unclaimed Details of Public shareholder Benpos Date :31-December-2017 Face Value : 2.00 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting of shareholders of Shares 485 100535
Table IV - Statement showing Shareholding Pattern of the Non Promoter - Non Public shareholder Benpos Date :31-December-2017 Face Value : 2.00 Categoryand name of shareholders PAN Nos. of shareholders of fully paid up equity No of partly paid-up equity No of shares Depository Receipts Total nos. shares held Shareholding as a % of total no. of shares (calculated as per SCPR, 1957) Number of Voting Rights held in each class of securities No of shares outstanding convertible securities (including warrants) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of equity shares Number of Shares pledged or held in dematerialised otherwise encumbered form (VIII) (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) As a % of (A+B+C2) (XI) = (VII)+(X) (IX) (X) (XII) (XIII) As a% of (A+B+C2) (XIV) No of Voting Rights Total as a % of (A+B+C) Class Class eg:x Total eg:y 1 Custodian / DR Holder 1 1,549,870,253 0 0 1,549,870,253 24.13 1,549,870,253 0 1549870253 24.13 0 0.00 0 0.00 0 0.00 1,549,870,253 Deutsche Bank Trust Company AACCD4898E 1 1,549,870,253 0 0 1,549,870,253 24.13 1,549,870,253 0 1549870253 24.13 0 0.00 0 0.00 0 0.00 1,549,870,253 Americas Employee Benefit Trust (under SEBI 2 (Share based Employee Benefit) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Regulations, 2014) Total Non-Promoter-Non-Public Shareholding (C')=(C')(1)+(C')(2) 1 1,549,870,253 0 0 1,549,870,253 24.13 1,549,870,253 0 1,549,870,253 24.13 0 0 0 0 0 0 1,549,870,253