(I) (a) Statement showing Shareholding Pattern Name of the Company: Scrip Code, Name of the scrip, class of security: As on : 31.03.2015 Partly paid-up shares:- SUN PHARMACEUTICAL INDUSTRIES LTD BSE- 524715, NSE- SUNPHARMA; Class of Security: Equity Shares of Re.1/- each 31.03.2015 As a % of total no. of partly As a % of total no. of shares of the No. of partly paid-up shares paid-up shares company Held by Promoter / Promoter Group 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities Held by Promoter / Promoter Group 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants Held by Promoter / Promoter Group 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 Total paid-up capital of the company assuming full conversion of warrants and convertible securities 2071163910
Category Code Category of shareholder Total number shares Total shareholding as a Shares pledged or shareholders of shares held in percentage of total number of otherwise encumbered dematerialised As a As a As a form percentage percentage of shares percentage of (A+B) (A+B+C) (IX) = (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (VIII)/(IV)*100 (A) Promoter and Promoter Group 1 Indian (a) Individuals/Hindu Undivided Family 10 302192200 302192200 14.59 14.59 7408500** 2.45 (b) Central Government/State Government(s) 0 0 0 0.00 0.00 0 0.00 (c) Bodies Corporate 17 1013024000 1013024000 48.91 48.91 7518583 0.74 (d) Financial Institutions / Banks 0 0 0.00 0.00 0 0.00 (e) Any Other (specify) 0 0 0 0.00 0.00 0 0.00 Trusts 1 1280200 1280200 0.06 0.06 Sub Total (A)(1) 28 1316496400 1316496400 63.56 63.56 14927083 1.13 2 Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals) 0 0 0 0.00 0.00 0 0.00 (b) Bodies Corporate 0 0 0 0.00 0.00 0 0.00 (c) Institutions 0 0 0 0.00 0.00 0 0.00 (d) Qualified Foreign Investors 0 0 0 0.00 0.00 0 0.00 (e) Any Other (specify) 0 0 0 0.00 0.00 0 0.00 Sub Total (A)(2) 0 0 0 0.00 0.00 0 0.00 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 28 1316496400 1316496400 63.56 63.56 14927083 1.13 (B) Public shareholding 1 Institutions (a) Mutual Funds/UTI 197 22456389 19961069 1.08 1.08 - - (b) Financial Institutions / Banks 54 32986776 32983936 1.59 1.59 - - (c) Central Government/State Government(s) 4 1382146 1382146 0.07 0.07 - - (d) Venture Capital Funds 0 0 0 0.00 0.00 - - (e) Insurance Companies 110 37575160 37575160 1.81 1.81 - - (f) Foreign Institutional Investors 691 413526367 413514367 19.97 19.97 - - (g) Foreign Bank 0 0 0 0.00 0.00 - - (h) Qualified Foreign Investors 0 0 0 0.00 0.00 - - (I) Any Other (specify) 0 0 0 0.00 0.00 - - Sub Total (B)(1) 1,056 507926838 505416678 24.52 24.52 2 Non-institutions (a) Bodies Corporate 1903 55862424 55673274 2.70 2.70 - - (b) (i) Individuals - shareholders holding nominal share capital up to Rs 1 Lakh 160009 77066666 67563422 3.72 3.72 - - (ii) Individual shareholders holding nominal share capital in excess of Rs. 1 Lakh 54 30368098 30243098 1.47 1.47 - -
Category Total number shares Total shareholding as a Shares pledged or code shareholders of shares percentage of total number of otherwise encumbered Category of shareholder held in shares dematerialised As a As a As a form percentage percentage of shares percentage of (A+B) (A+B+C) (IX) = (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (VIII)/(IV)*100 (c) Qualified Foreign Investors 0 0 0 0.00 0.00 - - (d) Any Other i Non Resident Indians (Repat) 3406 1533481 1402051 0.07 0.07 - - ii Non Resident Indians (Non Repat) 1045 1023184 1023184 0.05 0.05 - - iii Foreign Companies 0 0 0 0.00 0.00 - - iv Clearing Member 388 207850 207850 0.01 0.01 - - v Directors / Relatives 2 3792370 3792370 0.18 0.18 - - vi Trusts 45 1998490 1998490 0.10 0.10 - - vii Overseas Corporate Bodies 1 46000 46000 0.00 0.00 - - viii Foreign Fortfolio Investor (Corporate) 129 74841129 74841129 3.61 3.61 - - viii Foreign National 2 980 980 0.00 0.00 - - Sub Total (B)(2) 166984 246740672 236791848 11.91 11.91 - - Total Public Shareholding Public Group (B)=(B)(1)+(B)(2) 168040 754667510 742208526 36.44 36.44 NA NA Total (A)+(B) 168068 2071163910 2058704926 100.00 100.00 14927083 0.72 (C) Shares held by custodians and against which Depository Receipts have been issued i Promoter and Promoter group 0 0 0 0.00 0.00 0 0.00 ii Public 0 0 0 0.00 0.00 0 0.00 Sub Total ( C ) 0 0 0 0.00 0.00 0 0.00 GRAND (A)+(B)+(C) 168068 2071163910 2058704926 100.00 100.00 14927083 0.72 ** Out of 7408500 pledged shares 2528500 shares have been furnished to brokers as Margin.
(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category Promoter and Promoter Group Sr. No. Name of the shareholder Details of Shares held Encumbered shares Details of warrants Details of convertible securities shares held As a % of grand toal (A)+(B)+(C) No. As a percentage As a % of grand toal (A)+(B)+(C) of sub-clause (I)(a) warrants held As a % total number of warrants of the same class convertible securities held As a % total number of convertible securities of the same class Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital (I) (II) (III) (IV) (V) (VI)=(V)/(III)*1 00 (VII) (VIII) (IX) (X) (XI) (XII) 1 DILIP SHANTILAL SHANGHVI 231140480 11.16 0 0.00 0.00 0 0 0 0 11.16 2 VIDITI INVESTMENT PRIVATE 201385320 9.72 0 0.00 0.00 0 0 0 0 9.72 3 TEJASKIRAN PHARMACHEM 195343760 9.43 2750000 1.41 0.13 0 0 0 0 9.43 INDUSTRIES PVT LTD 4 FAMILY INVESTMENT PRIVATE 182927440 8.83 0 0.00 0.00 0 0 0 0 8.83 5 QUALITY INVESTMENT PRIVATE 182868640 8.83 0 0.00 0.00 0 0 0 0 8.83 6 VIRTUOUS FINANCE PVT. 97104040 4.69 4768583 4.91 0.23 0 0 0 0 4.69 7 VIRTUOUS SHARE INVESTMENTS PVT. LTD. 83976000 4.05 0 0.00 0.00 0 0 0 0 4.05 8 SHOLAPUR ORGANICS PRIVATE 16035080 0.77 0 0.00 0.00 0 0 0 0 0.77 9 VIBHA DILIP SHANGHVI 8864000 0.43 0 0.00 0.00 0 0 0 0 0.43 10 JAYANT SHANTILAL SANGHVI 7416840 0.36 7408500** 99.89 0.36 0 0 0 0 0.36 11 AALOK DILIP SHANGHVI 2885000 0.14 0 0.00 0.00 0 0 0 0 0.14 12 VIDHI DILIP SHANGHVI 2830000 0.14 0 0.00 0.00 0 0 0 0 0.14 13 JEEVANREKHA INVESTRADE PVT. LTD. 1462720 0.07 0 0.00 0.00 0 0 0 0 0.07
14 KUMUD S. SHANGHVI TRUSTEE OF 1280200 0.06 0 0.00 0.00 0 0 0 0 0.06 SHANGHVI FAMILY & FRIENDS BENEFIT TRUST 15 PACKAGE INVESTRADE PVT. LTD. 897440 0.04 0 0.00 0.00 0 0 0 0 0.04 16 VARSHA KIRAN DOSHI 322000 0.02 0 0.00 0.00 0 0 0 0 0.02 17 SHANGHVI FINANCE PRIVATE 283360 0.01 0 0.00 0.00 0 0 0 0 0.01 18 DIPTI NIRMAL MODI 227880 0.01 0 0.00 0.00 0 0 0 0 0.01 19 KUMUD SHANTILAL SHANGHVI 200000 0.01 0 0.00 0.00 0 0 0 0 0.01 20 ASAWARI INVESTMENT & FINANCE PVT.LTD. 49600 0.00 0 0.00 0.00 0 0 0 0 0.00 21 FLAMBOYAWER FINANCE PRIVATE 20920 0.00 0 0.00 0.00 0 0 0 0 0.00 22 SANGHVI PROPERTIES PRIVATE 15520 0.00 0 0.00 0.00 0 0 0 0 0.00 23 GUJARAT SUN PHARMACEUTICAL 14400 0.00 0 0.00 0.00 0 0 0 0 0.00 INDUSTRIES PVT LTD 24 NIRMIT EXPORTS PRIVATE 7040 0.00 0 0.00 0.00 0 0 0 0 0.00 25 RAKSHA SUDHIR VALIA * 33922000 1.64 0 0.00 0.00 0 0 0 0 1.64 26 SUDHIR VRUNDAVANDAS VALIA * 14384000 0.69 0 0.00 0.00 0 0 0 0 0.69 27 ADITYA MEDISALES * 40203960 1.94 0 0.00 0.00 0 0 0 0 1.94 28 UNIMED INVESTMENTS * 10428760 0.50 0 0.00 0.00 0 0 0 0 0.50 1316496400 63.56 14927083 1.13 0.72 0 0 0 0 63.56 * Persons acting in concert ** Out of 7408500 pledged shares 2528500 shares have been furnished to brokers as Margin.
Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category Public and holding more than 1% of the total (I)(c)(i) number of shares Shares as a Details of warrants Details of convertible securities percentage of total number of Total shares shares {i.e., % w.r.t total (including underlying Sr. shares Grand Total As a % total Name of the shareholder number of shares assuming full No. held (A)+(B)+(C) number of indicated in convertible convertible conversion of warrants held warrants of Statement at securities held securities of the warrants and the same class para (I)(a) above} same class convertible securities) as a % of diluted share 1 GENESIS INDIAN INVESTMENT COMPANY -GENERAL SUB FUND capital 36127675 1.74 0 0.00 0 0.00 1.74 2 Lakshdeep Investments And Finance Private Limited 34056000 1.64 0 0.00 0 0.00 1.64 3 LIFE INSURANCE CORPORATION OF INDIA 30717820 1.48 0 0.00 0 0.00 1.48 4 ABU DHABI INVESTMENT AUTHORITY GULAB 24312042 1.17 0 0.00 0 0.00 1.17 125213537 6.05 0 0.00 0 0.00 6.05 (I)(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category Public and holding more than 5% of the total number of shares of the company Sr. No. Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them shares Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in 1 0.0000 Details of warrants warrants As a % total number of warrants of the same class convertible securities held Details of convertible securities % w.r.t total number of convertible securities of the same class (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital 0 0.0000
(I)(d) Statement showing details of locked-in shares Sr. No. Name of the shareholder Locked in Shares 1 NIL NIL NIL Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NIL NIL Promoter / Promoter Group / Public
(II)(a) Statement showing details of Depository Receipts (DRs) Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) outstanding DRs shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} 1 NIL NIL NIL NIL NIL NIL NIL
(II) (b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by "Promoter/ Promoter Group" are in excess of 1% of the total number of shares Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) shares underlying outstanding DRs 1 NIL NIL NIL NIL NIL NIL NIL Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}