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Crystal Field Theory History 1929 Hans Bethe - Crystal Field Theory (CFT) Developed to interpret color, spectra, magnetism in crystals 1932 J. H. Van Vleck - CFT of Transition Metal Complexes Champions CFT to interpret properties of transition metal complexes Show unity of CFT, VB, and MO approaches 1932 L. Pauling and J. C. Slater - VB theory Apply hybrid orbital concepts to interpret properties of transition metal complexes Becomes dominant theory to explain bonding and magnetism until 1950s Can't explain colors and visible spectra 1952 L. E. Orgel - Revival of CFT and development of Ligand Field Theory (LFT) Slowly replaces VB theory Explains magnetism and spectra better 1954 Y. Tanabe and S. Sugano - Semi-quantitative term splitting diagrams Used to interpret visible spectra 1960s CFT, LFT, and MO Theories Used in conjunction with each other depending on the level of detail required MO used for most sophisticated and quantitative interpretations LFT used for semi-quantitative interpretations CFT used for everyday qualitative interpretations

CFT Principles! CFT takes an electrostatic approach to the interaction of ligands and metal ions. In purest form it makes no allowances for covalent M L bonding.! CFT attempts to describe the effects of the Lewis donor ligands and their electrons on the energies of d orbitals of the metal ion. K We will consider the case of an octahedral ML 6 (O h ) complex first and then extend the approach to other complex geometries.

Energies of d orbitals in an Octahedral Complex K Consider a spherical field (R 3 ) equivalent to six electron pairs surrounding a central metal ion, M. Ligand-metal electron repulsions will perturb the energies of the five degenerate d orbitals, making them rise in energy. E isolated metal ion metal ion in spherical field K Localize the six ligand pairs into the positions of an octahedron (R 3 6 O h ). Five-fold degeneracy among d orbitals will be lifted, in keeping with the direct product listings in the O h character table. The d xy, d yz, d xz orbitals constitute a triply degenerate set of t 2g symmetry. The d x 2 y 2, d z 2 orbitals constitute a doubly degenerate set of e g symmetry. 1! The energies of the t 2g orbitals and e g orbitals relative to the perturbed energy of the hypothetical spherical field depend upon their orientation to the six ligand coordination positions. 1 The vector product 2z 2 x 2 y 2 indicates the d orbital more commonly labeled z 2.

d Orbitals in an Octahedral Field x z z y y e g x d x 2-y2 d 2z 2-x2-y2 = d z 2 x z z z y y y x t 2g x d xy d yz d zx! The e g orbitals have lobes that point at the ligands and so will ascend in energy.! The t 2g orbitals have lobes that lie between ligands and so will descend in energy. e g ) o = 10Dq +3/5) o = +6Dq Energy level of hypothetical spherical field -2/5) o = -4Dq t 2g energy R 3 O h

Crystal Field Splitting Energy, Δ o e g ) o = 10Dq +3/5) o = +6Dq Energy level of hypothetical spherical field -2/5) o = -4Dq t 2g energy R 3 O h! The energy gap between t 2g and e g levels is designated Δ o or 10Dq.! The energy increase of the e g orbitals and the energy decrease of the t 2g orbitals must be balanced relative to the energy of the hypothetical spherical field (sometimes called the barycenter). The energy of the e g set rises by +3/5Δ o = +6Dq while the energy of the t 2g set falls by 2/5Δ o = 4Dq, resulting in no net energy change for the system. ΔE = E(e g )8 + E(t 2g )9 = (2)(+3/5Δ o ) + (3)( 2/5Δ o ) = (2)(+6Dq) + (3)( 4Dq) = 0! The magnitude of Δ o depends upon both the metal ion and the attaching ligands.! Magnitudes of Δ o are typically ~100 400 kj/mol (~8,375 33,500 cm 1 ). 2 2 1 kj/mol = 83.7 cm 1

Electron Filling of t 2g and e g Orbitals eg o! Electrons fill t 2g and e g orbitals in an aufbau manner, starting with the t 2g set, in accord with the Pauli exclusion principle and Hund s rule. Spins of successively added electrons are parallel so long as the Pauli exclusion principle allows. At the point when the set of t 2g orbitals is half filled, an additional electron must pair if it is to occupy one of the orbitals of the degenerate set. But if the mean pairing energy (P) is greater than Δ o, a lower energy state will result by putting the electron in the higher e g level.! For configurations d 1 d 3 and d 8 d 10 there is only one ground state configuration.! For configurations d 4 d 7 there are two possible filling schemes depending on the magnitudes of P and Δ o. A high spin configuration minimizes pairing by spreading the electrons across both the t 2g and e g levels. A low spin configuration minimizes occupying the higher energy e g level by pairing electrons in the t 2g level.! For a given metal ion, the pairing energy is relatively constant, so the spin state depends upon the magnitude of the field strength, Δ o. Low field strength (Δ o < P) results in a high-spin state. High field strength (Δ o > P) results in a low-spin state. t 2 g

High- and Low-Spin Configurations for ML 6 O h ¼ e g ¼ ¼ ¼ ¼ ¼ ¼ ¼ t 2g ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ d 1 d 2 d 3 d 4 d 4 d 5 d 5 high low high low spin spin spin spin ¼ ¼ ¼ ¼ ¼ e g ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ t 2g ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ ¼ d 6 d 6 d 7 d 7 d 8 d 9 d 10 high low high low spin spin spin spin

Crystal Field Stabilization Energy (CFSE) 3! Occupancy of electrons in t 2g and e g orbitals results in an overall crystal field stabilization energy (CFSE), defined for octahedral complexes as 4 where = number of electrons in t 2g orbitals = number of electrons in e g orbitals p = total number of electron pairs P = mean pairing energy Examples of CFSE Calculations Free Ion O h CFSE Calculation CFSE d 3 t 2g 3 d 8 t 2g 6 e g 2 d 7 low t 2g 6 e g 1 d 7 high t 2g 5 e g 2 (3)( 0.4Δ o ) 1.2Δ o [(6)( 0.4) + (2)(+0.6)]Δ o + 3P 1.2Δ o + 3P [(6)( 0.4) + (1)(+0.6)]Δ o + 3P 1.8Δ o + 3P [(5)( 0.4) + (2)(+0.6)]Δ o + 2P 0.8Δ o + 2P! For d n cases that could be high- or low-spin, the configuration that results in the lower CFSE for the Δ o of the complex is the spin state that is observed. For the hypothetical case Δ o = P, neither state would be preferred, as the two CFSEs for d 7 illustrate: CFSE(d 7 low) = 1.8Δ o + 3P = 1.8Δ o + 3Δ o = 1.2Δ o CFSE(d 7 high) = 0.8Δ o + 2P = 0.8Δ o + 2Δ o = 1.2Δ o There are no cases for which Δ o = P. 3 CFSE is also called Ligand Field Stabilization Energy (LFSE). 4 Meissler & Tarr use Π c for the Δ o term and Π e for the P term in the defining equation. Some sources do not include pairing energy in calculating CFSE.

Values of Δ o, P, CFSE and Resulting Spin State Complex d n P (cm 1 ) Δ o (cm 1 ) State CFSE [Cr(H 2 O) 6 ] 2+ d 4 18,800 13,900 high 0.6Δ o [Fe(H 2 O) 6 ] 3+ d 5 24,000 13,700 high 0 [Fe(H 2 O) 6 ] 2+ d 6 14,100 10,400 high 0.4Δ o + P [Fe(CN) 6 ] 4 d 6 14,100 33,000 low 2.4Δ o + 3P [CoF 6 ] 3 d 6 16,800 13,000 high 0.4Δ o + P [Co(NH 3 ) 6 ] 3+ d 6 16,800 23,000 low 2.4Δ o +3P [Co(H 2 O) 6 ] 2+ d 7 18,000 9,3000 high 0.8Δ o + 2P! Values of Δ o depend on both the metal ion and the ligand.! Most aquo complexes are high spin, because H 2 O is a weakfield ligand.! Almost all Co 3+ (d 6 ) complexes are low spin, including [Co(H 2 O) 6 ] 3+, except [CoF 6 ] 3, which is high spin.! Second and third row transition metal ions tend to have low spin states. These ions tend to have larger Δ o values. Larger 4d and 5d orbitals result in smaller P values, owing to lesser electronic repulsions. 4d and 5d orbitals overlap with ligand orbitals, delocalizing electron density onto the ligands.

Spectrochemical Series! For a given metal ion, the magnitude of Δ o depends on the ligand and tends to increase according to the following spectrochemical series: I < Br < Cl < F < OH < C 2 O 4 2 < H 2 O < NH 3 < en < bipy < phen < CN. CO en = ethylenediamine, bipy = 2,2'-bipyradine, phen = o-phenathroline Ligands up through H 2 O are weak-field ligands and tend to result in high-spin complexes. Ligands beyond H 2 O are strong-field ligands and tend to result in low-spin complexes.

Tetrahedral Crystal Field Splitting! The same considerations of crystal field theory can be applied to ML 4 complexes with T d symmetry. In T d, d xy, d yz, d xz orbitals have t 2 symmetry and d x 2 y 2, d z 2 orbitals have e symmetry.! Relative energies of the two levels are reversed, compared to the octahedral case. " No d orbitals point directly at ligands. " The t 2 orbitals are closer to ligands than are the e orbitals. This can be seen by comparing the orientations of the d x 2 - y 2 orbital (e set) and d xy orbital (t 2 set) relative to the four ligands. d x 2-y 2 d xy! The difference results in an energy split between the two levels by Δ t or 10Dq'. Relative to the barycenter defined by the hypothetical spherical field " the e level is lower by 3Δ t /5 = 6Dq' " the t 2 level is higher by +2Δ t /5 = +4Dq'

Tetrahedral Crystal Field Splitting - cont. Energy level of hypothetical spherical field ) t = 10Dq' t 2 +2/5) t = +4Dq' -3/5) t = -6Dq' e energy R 3 T d! In principle, both high and low spin configurations are conceivable for d 3 d 6 ML 4 T d complexes.! With extremely rare exceptions, only high spin configurations are observed. " Δ t is much smaller than Δ o. " For a given ligand at the same M-L distances, it can be shown that Δ t = (4/9)Δ o. " Δ t << P in ordinary complexes, so high spin is favored.! The crystal field stabilization energy for tetrahedral complexes is calculated from the following equation: CFSE(T d ) = ( 0.6n e + 0.4 )Δ t + pp

Crystal Field Splitting for Other Geometries! We can deduce the CFT splitting of d orbitals in virtually any ligand field by Noting the direct product listings in the appropriate character table to determine the ways in which the d orbital degeneracies are lifted Carrying out an analysis of the metal-ligand interelectronic repulsions produced by the complex s geometry.! Sometimes it is useful to begin with either the octahedral or tetrahedral slitting scheme, and then consider the effects that would result by distorting to the new geometry. The results for the perfect and distorted geometries can be correlated through descent in symmetry, using the appropriate correlation tables. Can take this approach with distortions produced by ligand substitution or by intermolecular associations, if descent in symmetry involves a group-subgroup relationship.

Crystal Field for Tetragonally Distorted ML 6! A tetragonal distortion to an octahedron results from any change in geometry that preserves a C 4 axis. Tetragonal distortion occurs whenever two trans related ligands are differentiated from the remaining four.! A useful tetragonal distortion to consider involves equally stretching two trans related ligands, thereby causing a descent in symmetry O h 6 D 4h. The stretching occurs along the z axis, leaving the four positions in the xy plane equivalent to each other. Ultimately, such a stretching leads to removal of the two ligands, leaving a square planar ML 4 complex.

Splitting of d Orbital Degeneracies O h 6 D 4h! From a correlation table that links the groups O h and D 4h it can be determined that the two e g orbitals of the octahedral field become nondegenerate as a 1g and b 1g in the D 4h tetragonal field. From the direct product listings in the D 4h character table a 1g = d 2z 2 -x 2 -y 2 (= d z 2) b 1g = d x 2 -y 2! From the correlation table it can also be shown that the degeneracy among the t 2g orbitals in O h is partially lifted to become b 2g and e g in the D 4h tetragonal field. From the direct product listings in the D 4h character table b 2g = d xy e g = (d xz, d yz )! Moving the two ligands away from the central metal ion lowers the repulsions between ligand electrons and the metal electrons in those d orbitals that have substantial electron distribution along z. Thus the energies of the d xz, d yz, and d z 2 orbitals are lowered.! If we assume that the stretch along z is accompanied by a counterbalancing contraction in the xy plane, so as to maintain the overall energy of the system, then the orbitals with substantial electron distribution in the xy plane will experience increased repulsions. Thus, the d xy and d x 2 -y2 orbitals rise in energy.

Orbital Splitting from a Stretching Tetragonal Distortion O h D 4h +* 1 /2 b 1g (d x 2-y2) e g -* 1 /2 a 1g (d z 2) ) o ) o t 2g +2* 2 /3 -* 2 /3 b 2g (d xy ) e g (d xz, d yz ) increasing stretch along z! The upper e g orbitals of the perfect octahedron split equally by an amount δ 1, with the d x 2 -y 2 orbital (b 1g in D 4h ) rising by +δ 1 /2 and the d z 2 orbital (a 1g in D 4h ) falling by δ 1 /2.! The lower t 2g orbitals of the perfect octahedron split by an amount δ 2, with the d xy orbital (b 2g in D 4h ) rising by +2δ 2 /3, and the degenerate d xz and d yz orbitals (e g in D 4h ) falling by δ 2 /3.

Magnitudes of the δ 1 and δ 2 Splittings! Both the δ 1 and δ 2 splittings, which are very small compared to Δ o, maintain the barycenters defined by the e g and t 2g levels of the undistorted octahedron. The energy gap δ 1 is larger than that of δ 2, because the d x 2 -y 2 and d z 2 orbitals are directed at ligands. The distortion has the same effect on the energies of both the d x 2 -y 2 and d xy orbitals; i.e. δ 1 /2 = 2δ 2 /3. L As a result, the energies of both the d x 2 -y 2 and d xy rise in parallel, maintaining a separation equal to Δ o of the undistorted octahedral field. O h D 4h +* 1 /2 b 1g (d x 2-y2) e g -* 1 /2 a 1g (d z 2) ) o ) o t 2g +2* 2 /3 -* 2 /3 b 2g (d xy ) e g (d xz, d yz ) increasing stretch along z Note that δ 1 /2 = 2δ 2 /3 implies that δ 1 = (4/3)δ 2.

Square Planar ML 4 Complexes! If we imagine continuing the stretching of M-L bonds along z, the orbital splittings will become progressively greater, producing successively larger values of δ 1 and δ 2.! Eventually the two ligands will be removed, resulting in a square planar ML 4 complex.! At some point before this extreme the a 1g (d z 2) level may cross and fall below the b 2g (d xy ) level, resulting in the following splitting scheme. 5 b 1g (d x 2-y2) e g ~) o ) o b 2g (d xy ) a 1g (d z 2) t 2g e g (d xz, d yz ) ML 6 O h ML 4 D 4h 5 The ordering of the lower four d orbitals probably varies among square planar complexes and has been the subject of much debate. See A. B. P. Lever, Inorganic Electron Spectroscopy, 2nd ed., Elsevier, Amsterdam, 1984, p. 537ff. and references therein.

ML 4 (D 4h ) vs. ML 4 (T d )! Most square planar complexes are d 8 and less often d 9.! In virtually all d 8 cases a low spin configuration is observed, leaving the upper b 1g (d x 2 -y2) level vacant in the ground state. This is expected, because square planar geometry in firstrow transition metal ions is usually forced by strong field ligands. Strong field ligands produce a large Δ o value. The energy gap between the b 2g (d xy ) and b 1g (d x 2 -y2) levels is equivalent to Δ o. L A large Δ o value favors pairing in the b 2g (d xy ) level, a low-spin diamagnetic configuration for d 8.! Tetrahedral d 8 is a high-spin paramagnetic configuration e 4 t 2 4. L ML 4 (D 4h ) and ML 4 (T d ) can be distinguished by magnetic susceptibility measurements.! Ni 2+ ion tends to form square planar, diamagnetic complexes with strong-field ligands (e.g., [Ni(CN) 4 ] 2- ), but tends to form tetrahedral, paramagnetic complexes with the weaker-field ligands (e.g., [NiCl 4 ] 2 ).! With second and third row transition metal ions the Δ o energies are inherently larger, and square planar geometry can occur even with relatively weak field ligands; e.g., square planar [PtCl 4 ] 2-.