Remote sensing of Suninduced. Part 1: from PSII to FLH.

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Remote sensing of Suninduced fluorescence. Part 1: from PSII to FLH. Yannick Huot Centre d Applications et de Recherches en Télédétection (CARTEL) Département de Géomatique Université de Sherbrooke Huot, Yannick, and Marcel Babin. "Overview of Fluorescence Protocols: Theory, Basic Concepts, and Practice." In Chlorophyll a Fluorescence in Aquatic Sciences: Methods and Applications. Dordrecht: Springer Netherlands, 2010.

How it all started Probably the first measurement of sun-induced chlorophyll fluorescence in water: Jerlov award 2002 Tyler, J. E., and R. C. Smith. 1970. Measurements of Spectral Irradiance under Water. Gordon and Breach science publishers.

A first explanation Jerlov award 2004 (i.e. the index of refraction increases with wavelength) 10. Quantifying Sun-Induced fluorescence

The right answer comes from: Jerlov award 2000 Morel, A., and L. Prieur. 1977. Analysis of variations in ocean color. Limnology and Oceanography 22: 709-722.

while for others it seems already obvious! But also 10.5 10. Quantifying Sun-Induced fluorescence

The proof is by :

Reflectance in the Bering Sea

The challenge : what does this mean? Quantum yield of Sun-induced chlorophyll a fluorescence

Zooming into PSII

Photosystem II Umena, Yasufumi, Keisuke Kawakami, Jian-Ren Shen, and Nobuo Kamiya. "Crystal Structure of Oxygenevolving Photosystem II at a Resolution of 1.9 Å." Nature 473, no. 7345 (2011): doi:10.1038/nature09913

The first steps of photosynthesis Rutherford, A W, and A Boussac. "Biochemistry. Water Photolysis in Biology." Science (New York, N.Y.) 303, no. 5665 (2004): doi:10.1126/science.1096767

The first steps of photosynthesis Quantum yield of photosynthesis f p = Quantum yield of heat dissipation f H = #photons utilized in photosynthesis #photons absorbed #photons dissipated as heat #photons absorbed Quantum yield of fluorescence f f = # photons fluoresced # photons absorbed Figure from: Rutherford, A W, and A Boussac. "Biochemistry. Water Photolysis in Biology." Science (New York, N.Y.) 303, no. 5665 (2004): doi:10.1126/science.1096767

Quantum yields The quantum yields are the probabilities that an excited state will relax through a given path. j p +j H +f f = 1

The dark-regulated state (very low light) j p +j H + f f = 1 If a second photons comes rapidly after the first one : 0 +j H + f f = 1 The photosystem is «closed» This is the maximal quantum yield of fluorescence attainable

Quenching of fluorescence A reduction in the quantum yield of fluorescence (from its maximum) is termed: quenching 0 +j H + f f = 1 When it is caused by photosynthesis it is termed : photochemical quenching j p +j H + f f = 1

Quenching: the analogy to doors The quantum yield of fluorescence and heat changed without changing the size of their doors.

Doors and rate constants Exponential decay of excited state of PSII: N = N * PSII PSII e -(k f +k p +k H )t k H k f k p The fraction going to fluorescence: f f = k f k f + k p + k H

The light-regulated state As light increases, the fraction of photons going to photosynthesis decreases as less photosystems are available to process the photons. j p +j H + f f = 1 f f = k f k f + Ak p + k H The fraction of open reaction centers (Q A not reduced) decreases This leads to a decrease of photochemical quenching and an increase of the quantum yield of fluorescence.

High-light state (1) ph Gradient At high light, ph in the lumen decreases. This is sensed by PSII and the light harvesting configuration changes.

Heat dissipation at high-light NPQ Heat f f = k f k f + Ak p + k H + Zk NPQ Z=amount of quencher. Ruban, Alexander V, Matthew P Johnson, and Christopher D P Duffy. "The Photoprotective Molecular Switch in the Photosystem II Antenna." Biochimica et biophysica acta 1817, no. 1 (2012): doi:10.1016/j.bbabio.2011.04.007

Non-photochemical quenching (1) At high light, as light increases, the fraction of photons whose energy is dissipated as heat increases lowering the quantum yield of fluorescence. f f = k f k f + Ak p + k H + Zk NPQ When the quantum yield is reduced by an increased dissipation as heat it is termed : Non-photochemical quenching In essence, we added a new door

Non-photochemical quenching (2) Another type of non-photochemical quenching, termed qi (inhibition like) arises when the photosystem is inactivated. f k f k f Ak p k H Zk NPQ Ck qi qi is characterized by its longer relaxation time (i.e. it remains present for a long time after induction) In essence, we add another new door

Cultures and Antarctic lakes Cullen, J.J., Á.M. Ciotti, R.F. Davis and P.J. Neale. 1997. The relationship between near-surface chlorophyll and solarstimulated fluorescence: biological effects. In: Ocean Optics XIII, S.G. Ackleson and R. Frouin, eds. Proc. SPIE 2963: 272-277.

Quenching in action Fluorescence Yield 1.5 1.0 0.5 Photochemical Quenching Non-photochemical Quenching 0.0 0.01 0.1 1 10 100 Normalized Irradiance

Time-series of the quantum yield Quantum yield of fluorescence in Lunenburg Bay, Nova Scotia in mid-september Estimate of the quantum yield Downwelling Irradiance Brown, C. A. and others 2003. Towards assessing algal physiology from real time in situ optical measurements. http://www.obs-vlfr.fr/~habwatch/

Inherent and apparent quantum yields (1) So far we have implicitly defined ϕf as the fraction of photons absorbed by photosynthetic pigments (PS) within PSII and reemitted by chlorophyll a molecules within PSII. This is the inherent quantum yield. #photons absorbed by PS in PSII f # photons emitted as fluorescence in PSII kf k f Ak p k H ZkNPQ CkqI We can write that the fluorescence flux (μmol m-3 s-1) emitted from an elementary volume of water containing PSII is: o FPSII = E (PAR) PS apsii f f ( μmol m-3 s-1) However, we cannot measure this using ocean color so our definition of Φf is not practical

Measuring chlorophyll fluorescence absorption using ocean color (1) Indeed, photosystem II is not the only pigment-containing complex in the chloroplast: PSI contains roughly half of the pigments in the cell but does not fluorescence. The closest we can get to the absorption of photosynthetic pigments within PSII using ocean color is the total phytoplankton absorption. Figure: Nelson, Nathan, and Adam Ben-Shem. "The Complex Architecture of Oxygenic Photosynthesis." Nature reviews. Molecular cell biology 5, no. 12 (2004): doi:10.1038/nrm1525

Measuring chlorophyll fluorescence absorption using ocean color (2) PSII and PSII also contain non-photosynthetic pigments (e.g. beta-carotene). Figure from : http://en.wikipedia.org/wiki/photosystem_ii

Inherent and apparent quantum yields (2) F PSII = E o (PAR) PS a PSII f f Practically we must thus rewrite our equation as follow: F PSII = E o (PAR) a f f f app Apparent quantum yield of fluorescence = o E(PAR) ( PS a PSII + PS a PSI + PP a PSII + PP app a PSI ) f f Consequently: f f app = f f PS a PSII a f = f PS a PSII ( PS a PSII + PS a PSI + PP a PSII + PP a ) PSI

Sources of variability in the quantum yield of fluorescence app f f PS a PSII PS a PSII PS a PSI PP a PSII PP a PSI k f k f Ak p k H Zk NPQ Ck qi PS a PSII PS a PSII PS a PSI PP a PSII PP a PSI Photochemical Quenching Non-photochemical quenching Fractional absorption of PS in the cell - photosynthetic / Photoprotective pigments - PSII/PSI All are influenced by: - Light history (average growth irradiance) - Nutrient status - Species composition

Growth irradiance

Light in the mixed layer Average photosynthetically available irradiance within the mixed layer (May 2012) Through photoacclimation and photoadaptation, phytoplankton respond to this irradiance by altering their pigments content and stoichiometry

PS a PSII ( PS a PSII + PS a PSI + PP a PSII + PP a ) PSI vs. Irradiance J. Vandenhecke unpublished data At high mixed layer average irradiance, satellite measure phytoplankton absorption, but a smaller fraction may be going to fluorescence.

PSII to total absorption For all groups as growth irradiance increases the fraction of light absorbed by PSII decreases At high average irradiance in the mixed layer, satellite measure phytoplankton absorption, but a smaller fraction may be going to fluorescence. G, Johnsen, and Sakshaug E. "Biooptical Characteristics of PSII and PSI in 33 Species (13 Pigment Groups) of Marine Phytoplankton, and the Relevance for Pulse-amplitude-modulated and Fast-repetition-rate Fluorometry." JOURNAL

Profiles The decrease in fluorescence measured near the surface is caused by non-photochemical quenching. NPQ a p (676) Fluorescence

Nutrient status

Effect of iron on PSII:PSI ratio T. Weissflogii (coastal) T. Oceanica (oceanic) Under iron limitation, there is an important increase in PSII:PSI in one diatom, little change (and no clear direction) in the other. Data obtained from figures in Strzepek, Robert F, and Paul J Harrison. "Photosynthetic Architecture Differs in Coastal and Oceanic Diatoms." Nature 431, no. 7009 (2004): doi:10.1038/nature02954

Effect of nitrate stress on the quantum yield Chlorophyll (μg l -1 ) The quantum yield varies by a factor of about 4 for one species over a wide range of growth conditions. Nitrate starvation appears to lead to stronger NPQ near noon. Laney, S R, R M Letelier, and M R Abbott. "Parameterizing the Natural Fluorescence Kinetics of Thalassiosira Weissflogii." Limnology and Oceanography 50 (2005): 1499-1510

Indirect field evidence of the effect of nutrient stress Quantum yield Relative depth of upper layer Increasing upper layer depth caused by downwelling linked to observed increase in Φ f Decreasing upper layer depth caused by upwelling linked to observed decrease in Φ f Hypothesis : nutrient stress is alleviated by upwelling of nutrients and PQ increases Letelier, Ricardo M, M R Abbott, and D M Karl. "Chlorophyll Fluorescence Response to Upwelling Events in the Southern Ocean." Journal of Geophysical Research 24, no. 4 (1997): 409-412

Similar results, a different hypothesized cause When the eddy slows (period increases) qi quenching is reduced by nutrient stress and this leads to an increase in Φ f. Schallenberg, Christina, M R Lewis, D E Kelley, and J J Cullen. "The Inferred Influence of Nutrient Availability on the Relationship Between Sun-induced Fluorescence and Incident Irradiance in the Bering Sea." Journal of Geophysical Research 113 (2008): doi:10.1029/2007jc004355

A intuitive look L u E d An elegant mathematical description of the fluorescence radiance/irradiance is provided in Maritorena, S., A. Morel, and B. Gentili. 2000. Determination of the fluorescence quantum yield by oceanic phytoplankton in their natural habitat. Applied optics 39: 6725-6737.

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f Geometrical factor Isotropic emission

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f Quantum yield of fluorescence j = photons emitted photons absorbed Workshop on real-time coastal observing systems for ecosystem dynamics and harmful June 11-21, 2003

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f Chlorophyll concentration a p (676) Fluorescence

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f Chlorophyll specific absorption

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f Intracellular reabsorption of fluoresced photons Packaged cell Unpackaged cell

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f

A more detailed look Influences on the fluorescence signal: All wavelength dependency dropped here L uf 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f Attenuation of upwelling radiance Because water absorbs strongly in the fluorescence band, most of the fluoresced light in the upwelling radiance originates from 5 meters or less below the sensor.

A mixed layer measurement Remotely sensed fluorescence represents phytoplankton of the mixed layer responding to sunny, near-surface, irradiance conditions. SIF z euphotic z mixed a phy (676) Temperature Z mixed is about 120% of Z euphotic FvsE Fluorescence SIF F µ a phy j f Q a * E exc

More than just skin deep Mixed layer depth as a percentage of the euphotic depth* July 27 -August 8 Sun-induced fluorescence samples a significant portion of the euphotic zone. * 8 W m -2 mean daily irradiance

Upwelling radiance and radiance reflectance Neglecting other inelastic radiance sources L u L uelastic L uf f b b,a 1 4 app * f chl a phy Q a * E o PAR 1 K PAR a f R L 1 E d L uelastic L uf 1 f b b,a 1 E d 4 app * f chl a phy Q a * E o PAR 1 K PAR a f

Measuring Sun-induced fluorescence Usually, we want to measure the amount of Sun-induced fluorescence from an upwelling radiance spectra or reflectance spectra. The main question then becomes what is the background radiance (reflectance) that is not originating from fluorescence.

Background radiance Two main methods exist to find the background: 1) using the results of a semi-analytical model in a forward fashion, 2) linear baseline. The linear baseline method is the simplest and appears to be the most reliable method to obtain the background radiance -Figure from : Culver, M E, and M J Perry. "Calculation of Solar-induced Fluorescence in Surface and Subsurface Waters." Journal of Geophysical Research 102 (C5) (1997): 10563-10572 -For an alternative approach see : Ioannou, I, J Zhou, A Gilerson, B Gross, F Moshary, and S Ahmed. "New Algorithm for MODIS Chlorophyll Fluorescence Height Retrieval: Performance and Comparison with the Current Product (Proceedings Paper)." In Proceedings of SPIE : Remote Sensing of the Ocean, Sea Ice, and Large Water Regions Vol. 7473. SPIE, 2009

A more detailed look Separating the fluorescence signal from other signals L u L uf L uraman L ubackscattered The baseline correction: simple and most used (Assumes linear Raman and back- scattered radiance.) Station 6, Bering Sea, 29-May-2001 Fluorescence line height MODIS (667 and 748 nm) and MERIS (665 and 709 nm) have bands on either side of the fluorescence radiance peak that allows a background radiance to be computed

Measuring the amount of fluorescence: the fluorescence line height (FLH) FLH MODIS (667 and 748 nm) and MERIS (665 and 709 nm) have bands on either side of the fluorescence radiance peak that allows a background radiance to be computed

That s it for now! FLH

Quantitatively Fluorescence flux emitted by an elementary volume is given by: F f (l em,z) = j ( f l em,z) Q * ( a l em,z) A ex ( z) Where A ex is the flux absorbed given by: [ ] a * l ex,z A ex = chl(z) 700 400 ( ) ò E o ( l,z)dl The rest is just a matter of integrating over depth and emission wavelength, and using the approximation that you believe is appropriate for your application Lets examine the case of upwelling radiance in more detail This description is based mostly on : Maritorena, S., A. Morel, and B. Gentili. 2000. Determination of the fluorescence quantum yield by oceanic phytoplankton in their natural habitat. Applied optics 39: 6725-6737.

Upwelling radiance The scalar irradiance at depth z below the sensor is given by: E o ( l ex,z ) sens = E o l ex,z sens ( ) ( )exp -K( l ex )z Because the radiance is isotropic, we can simply write that the elementary radiance emitted from a thin layer at depth z is: dl ( f l em,z) = F ( f l em,z)dz 4p This radiance will be absorbed as it travels upward to the sensor by: dl f ( l em,z ) sens = dl ( f l em,z)exp(-a( l em,z)z)

Upwelling radiance We then have that the radiance at depth z sens due to a thin layer at depth z below the sensor is given by : dl f ( l em,z sens ) = 1 4p j f ( l em,z) Q * a ( l em,z) chl(z) 700 ò ( ) E o ( l ex,z sens )exp(-[ K( l ex ) + a( l em,z)]z)dldz [ ] a * l ex,z 400 Clearly we are in trouble if we want to get a simple formulation for the depth integrated fluorescence. As a first approximation because 90% of the fluorescence from ~3m below the sensor (high a f ) we will drop the depth dependence on most parameters (they become the value at the depth of the sensor): dl f ( l em,z sens ) = 1 4p j f ( l em,z sens ) Q * a ( l em,z sens ) chl(z [ sens )] a * ( l ex,z sens ) 700 ò E o ( l ex,z sens )exp(-[ K( l ex ) + a( l em,z sens )]z)dldz 400

Upwelling radiance To get a nice formulation we will now introduce an absorption coefficient weighted for the irradiance : a * = 700 ò a * ( l ex,z sens ) E o ( l ex,z sens )dl ex E o ( l ex,z sens )dl ex 400 And a broad band attenuation coefficient: o E ex o Note that two approximations are involved here A broad band attenuation can be used. K pur =K par (i.e. we are not accounting changes in spectral irradiance with depth.) 700 ò 400 ( z) = E ( ex z sens )exp(-k ex x)

Upwelling radiance dl f This greatly simplifies our expression: ( [ ]z)dz ( l em,z sens ) = 1 4p j f ( l em,z sens ) Q * a ( l em,z sens ) chl(z [ sens )] a * ex E o ex( z sens ) exp - K ex + a( l em,z sens ) And allows integration to infinity: L f (l em,z sens ) = 1 4p j f Q * a (l em ) chl a * ex E o ( ex z sens ) K [ ex + a(l em )] -1

For E uf and E df The expressions for the upwelling and downwelling irradiances when integrated to infinity are: E df (l em,z sens ) = 1 4 j f Q * a (l em ) chl a * ex E o ( ex z sens ) -K [ ex + a(l em )] -1 E uf (l em,z sens ) = 1 4 j f Q * a (l em ) chl a * ex E o ( ex z sens ) K [ ex + a(l em )] -1 The factor 1/4 is to account for the fact that the average cosine for isotropic emission is 1/2 and that we are only seeing half of the space (2 /4 ) k replaces the absorption for irradiance ~1.5 a( em ). For downwelling irradiance, the sign in front of K ex changes to account for the fact that irradiance is not decreasing but increasing above the sensor.