Talk 1: An Introduction to Graph C -algebras

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Talk 1: An Introduction to Graph C -algebras Mark Tomforde University of Houston, USA July, 2010 Mark Tomforde (University of Houston) Graph C -algebras July, 2010 1 / 39

Some Terminology A graph E = (E 0, E 1, r, s) consists of a countable set E 0 of vertices, a countable set E 1 of edges, and maps r, s : E 1 E 0 identifying the range and source of each edge. A path e 1... e n is a sequence of edges with r(e i ) = s(e i+1 ). A cycle is a path with r(e n ) = s(e 1 ), and we call s(e 1 ) the base point of this cycle. A sink is a vertex that emits no edges; i.e., s 1 (v) =. We write E 0 sinks for the set of sinks. An infinite emitter is a vertex that emits an infinite number of edges; i.e., s 1 (v) is infinite. We write Einf 0 for the set of infinite emitters. A regular vertex is a vertex that emits a finite and nonzero number of edges; i.e., 0 < s 1 (v) <. We write E 0 reg for the set of regular vertices. We say a graph is row-finite if the graph has no infinite emitters. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 2 / 39

Definition If E = (E 0, E 1, r, s) is a directed graph consisting of a countable set of vertices E 0, a countable set of edges E 1, and maps r, s : E 1 E 0 identifying the range and source of each edge, then C (E) is defined to be the universal C -algebra generated by mutually orthogonal projections {p v : v E 0 } and partial isometries {s e : e E 1 } with mutually orthogonal ranges that satisfy 1 se s e = p r(e) for all e E 1 2 p v = s e se when 0 < s 1 (v) < s(e)=v 3 s e s e p s(e) for all e E 1. NOTE: At the beginning we ll restrict to the row-finite case. NOTE: For row-finite graphs, (2) = (3). Mark Tomforde (University of Houston) Graph C -algebras July, 2010 3 / 39

(1) Not only does the graph summarize the relations that the generators satisfy, but also the C -algebraic properties of C (E) are encoded in the graph E. (2) Also, graph C -algebras are fairly tractable. Their structure can be deduced and their invariants can be computed. (3) Graph C -algebras include many C -algebras. Up to isomorphism, graph C -algebras include: All Cuntz algebras and all Cuntz-Krieger algebras All finite-dimensional C -algebras C(T), K(H), M n (C(T)), T, and certain quantum algebras Up to Morita Equivalence, graph C -algebras include: All AF-algebras All Kirchberg algebras with free K 1 -group Mark Tomforde (University of Houston) Graph C -algebras July, 2010 4 / 39

THE STANDARD GAUGE ACTION By the universal property of C (E), there exists an action γ : T Aut C (E) with γ z (s e ) = zs e and γ z (p v ) = p v for all e E 1 and v E 0. We say an ideal I C (E) is gauge invariant if γ z (I ) I for all z T. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 5 / 39

Two technical theorems: Theorem (Gauge-Invariant Uniqueness) Let E be a directed graph and let ρ : C (E) B be a -homomorphism between C -algebras. Also let γ denote the standard gauge action on C (E). If there exists an action β : T Aut B such that β z ρ = ρ γ z for each z T, and if ρ(p v ) 0 for all v E 0, then ρ is injective. Definition: An exit for a cycle e 1... e n is an edge f with s(f ) = s(e i ) but f e i for some i. Condition (L): Every cycle has an exit. Theorem (Cuntz-Krieger Uniqueness) Let E be a directed graph satisfying Condition (L) and let ρ : C (E) B be a -homomorphism between C -algebras. If ρ(p v ) 0 for all v E 0, then ρ is injective. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 6 / 39

Let E = (E 0, E 1, r, s) be a graph. A subset H E 0 is hereditary if for any e E 1 we have s(e) H implies r(e) H. A hereditary subset H E 0 is said to be saturated if whenever v E 0 is a regular vertex with {r(e) : e E 1 and s(e) = v} H, then v H. If H E 0 is a hereditary set, the saturation of H is the smallest saturated subset H of E 0 containing H. Example u v w x The set X = {v, w, z} is hereditary but not saturated. The set H = {v, w, y, z} is both saturated and hereditary. We see that X = H. y z Mark Tomforde (University of Houston) Graph C -algebras July, 2010 7 / 39

Theorem Let E = (E 0, E 1, r, s) be row-finite. I H := ideal in C (E) generated by {p v : v H} (a) H I H is an isomorphism from the lattice of saturated hereditary subsets of E onto the lattice of gauge-invariant ideals of C (E).) (b) If H is saturated hereditary, and we let E \ H be the subgraph of E whose vertices are E 0 \ H and whose edges are E 1 \ r 1 (H), then C (E)/I H is isomorphic to C (E \ H). (c) If X is any hereditary subset of E 0, then I X = I X. If we let E X denote the subgraph of E with vertices X and edges s 1 (X ), then C (E X ) is isomorphic to the subalgebra C ({s e, p v : e s 1 (X ) and v X }), and this subalgebra is a full corner of the ideal I X. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 8 / 39

Example Let E be the graph u v w x Mark Tomforde (University of Houston) Graph C -algebras July, 2010 9 / 39

Example Then the saturated hereditary subsets of E are E 0 {u, v, w} {x, v, w} {v, w} Mark Tomforde (University of Houston) Graph C -algebras July, 2010 10 / 39

Example and gauge-invariant ideals of C (E) are I {u,v,w} I E 0 = C (E) I {v,w} I {x,v,w} I = {0} Mark Tomforde (University of Houston) Graph C -algebras July, 2010 11 / 39

Example Let E be the graph Let H = {v, w}. Then E \ H u u v w x E H v w x C (E)/I H = C (E \ H) I H is Morita equivalent to C (E H ). Mark Tomforde (University of Houston) Graph C -algebras July, 2010 12 / 39

Note: For surjectivity of H I H, we need to apply the GIUT to E \ H. If E \ H satisfies Condition (L) for all H, then we could instead use the CKUT and show all ideals are gauge-invariant. Definition A simple cycle in a graph E is a cycle α = α 1... α n with the property that s(α i ) s(α 1 ) for i {2, 3,..., n}. Condition (K): No vertex in E is the base point of exactly one simple cycle; that is, every vertex in E is either the base point of no cycles or of more than one simple cycle. e g f The above graph satisfies Condition (K). Note: Condition (K) implies Condition (L). Mark Tomforde (University of Houston) Graph C -algebras July, 2010 13 / 39

Theorem If E is a graph, then E satisfies Condition (K) if and only if for every saturated hereditary subset H of E 0 the subgraph E \ H satisfies Condition (L). Theorem A graph E satisfies Condition (K) if and only if all ideals of C (E) are gauge invariant. (Note: In the earlier example we considered, the lattice of gauge-invariant ideals that we described consists of all the ideals.) Mark Tomforde (University of Houston) Graph C -algebras July, 2010 14 / 39

SIMPLICITY Definition For v, w E 0 we write v w if there exists a path α E with s(α) = v and r(α) = w. In this case we say that v can reach w. Definition We say that a graph E is cofinal if for every v E 0 and every infinite path α E, there exists i N for which v s(α i ). Mark Tomforde (University of Houston) Graph C -algebras July, 2010 15 / 39

Theorem Let E be a row-finite graph with no sinks. Then C (E) is simple if and only if E satisfies Condition (L) and E is cofinal. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 16 / 39

A C -algebra is an AF-algebra (AF stands for approximately finite-dimensional) if it can be written as the closure of the increasing union of finite-dimensional C -algebras; or, equivalently, if it is the direct limit of a sequence of finite-dimensional C -algebras. Theorem (Kumjian, Pask, Raeburn) If E is a row-finite graph, then C (E) is AF if and only if E has no cycles. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 17 / 39

A simple C -algebra A is purely infinite if every nonzero hereditary subalgebra of A contains an infinite projection. (The definition of purely infinite for non-simple C -algebra is more complicated.) Theorem (Kumjian, Pask, and Raeburn) If E is a row-finite graph, then every nonzero hereditary subalgebra of C (E) contains an infinite projection if and only if E satisfies Condition (L) and every vertex in E connects to a cycle. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 18 / 39

THE DICHOTOMY Theorem (The Dichotomy for Simple Graph Algebras) Let E be a row-finite graph. If C (E) is simple, then either 1 C (E) is an AF-algebra if E contains no cycles; or 2 C (E) is purely infinite if E contains a cycle. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 19 / 39

NON-ROW-FINITE GRAPHS Up until now all of our graphs have been row-finite. How do we deal with arbitrary graphs? We will use the notation v ( ) w to indicate that there are a countably infinite number of edges from v to w. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 20 / 39

In order to desingularize graphs, we will need to remove sinks and infinite emitters. Definition If E is a graph and v 0 is a sink in E, then by adding a tail at v 0 we mean attaching a graph of the form v 0 v 1 v 2 v 3 to E at v 0. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 21 / 39

Definition If E is a graph and v 0 is an infinite emitter in E, then by adding a tail at v 0 we mean performing the following process: We first list the edges g 1, g 2, g 3,... of s 1 (v 0 ). Then we add a graph of the form v 0 e 1 v1 e 2 v2 e 3 v3 e 4 to E at v 0, remove the edges in s 1 (v 0 ), and for every g j s 1 (v 0 ) we draw an edge f j from v j 1 to r(g j ). Note: Desingularization is not unique. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 22 / 39

Example Here is an example of a graph E and a desingularization F of E. E v 0 ( ) w F v 0 v 1 v 2 f 2 f 3 f 1 f 4 w Mark Tomforde (University of Houston) Graph C -algebras July, 2010 23 / 39

Suppose E is the following graph: w x 0 y g 1 g 3 v 0 ( ) g 2 z 0 Label the edges from v 0 to z 0 as {g 4, g 5, g 6,...}. Then a desingularization of E is given by the following graph F. w x 0 x 1 x 2 x 3 y f 1 v 0 f 3 v 1 v 2 v 3 v4 f 2 f 4 f 5 f 6 z 0 z 1 z 2 z 3 Mark Tomforde (University of Houston) Graph C -algebras July, 2010 24 / 39

If E is the O graph shown here ( ). then a desingularization is given by: v 0 v 1 v 2 v 3 v 4 Mark Tomforde (University of Houston) Graph C -algebras July, 2010 25 / 39

Theorem Let E be a graph. If F is a desingularization of E and p E 0 is the projection in M(C (F )) defined by p E 0 := v E 0 p v, then C (E) is isomorphic to the corner p E 0C (F )p E 0, and this corner is full. The advantage of the process of desingularization is that it is very concrete, and it allows us to use the row-finite graph F to see how the properties of C (E) are reflected in the graph E. We will see examples of this in the following, as we show how to extend results for C -algebras of row-finite graphs to general graph algebras. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 26 / 39

Theorem Let E be a graph. The graph algebra C (E) is an AF-algebra if and only if E has no cycles. Proof. Let F be a desingularization of E. Then C (E) is AF C (F ) is AF F has no cycles E has no cycles. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 27 / 39

Theorem Let E be a graph. If E satisfies Condition (L) and every vertex in E connects to a cycle in E, then there exists an infinite projection in every nonzero hereditary subalgebra of C (E). Proof. Let F be a desingularization of E. Then E satisfies Condition (L) and every vertex in E connects to a cycle = F satisfies Condition (L) and every vertex in F connects to a cycle = there is an infinite projection in every nonzero hereditary subalgebra of C (F ) = there is an infinite projection in every nonzero hereditary subalgebra of C (E). Mark Tomforde (University of Houston) Graph C -algebras July, 2010 28 / 39

Theorem If E is a graph, then C (E) is simple if and only if E has the following four properties: 1 E satisfies Condition (L), 2 E is cofinal, 3 if v, w E 0 with v a sink, then w v, and 4 if v, w E 0 with v an infinite emitter, then w v. Proof. Let F be a desingularization of E. Then C (E) is simple C (F ) is simple F satisfies Condition (L) and is cofinal E satisfies Condition (L), is cofinal, and each vertex can reach every sink and every infinite emitter. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 29 / 39

Theorem (The Dichotomy for Simple Graph Algebras) Let E be a graph. If C (E) is simple, then either 1 C (E) is an AF-algebra if E contains no cycles; or 2 C (E) is purely infinite if E contains a cycle. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 30 / 39

What about ideals when the graph is not row-finite? Let E be a graph that satisfies Condition (K). Then H I H := the ideal generated by {p v : v H} is still injective, using the same proof as before. However, it is no longer true that this map is surjective. The reason the proof for row-finite graphs no longer works is that if I is an ideal, then {s e + I, p v + I } will not necessarily be a Cuntz-Krieger E \ H-family for the graph E \ H. (And, consequently, it is sometimes not true that C (E)/I H = C (E \ H).) To describe an ideal in C (E) we will need a saturated hereditary subset and one other piece of information. Loosely speaking, this additional piece of information tells us how close {s e + I, p v + I } is to being a Cuntz-Krieger E \ H-family. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 31 / 39

Given a saturated hereditary subset H E 0, we define the breaking vertices of H to be the set B H := {v E 0 : v is an infinite-emitter and 0 < s 1 (v) r 1 (E 0 \ H) < }. We see that B H is the set of infinite-emitters that point to a finite number of vertices not in H. Also, since H is hereditary, B H is disjoint from H. Fix a saturated hereditary subset H of E, and let S B H. Define where I (H,S) := the ideal in C (E) generated by {p v : v H} {p H v 0 : v 0 S}, p H v 0 := p v0 s(e)=v 0 r(e) / H s e s e. Note that the definition of B H ensures that the sum on the right is finite. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 32 / 39

Definition We say that (H, S) is an admissible pair for E if H is a saturated hereditary subset of vertices of E and S B H. We order admissible pairs by defining (H, S) (H, S ) if and only if H H and S H S. Let E be the graph v ( ) w ( ) x y Then the saturated hereditary subsets of E are E 0, {w, x, y}, {x, y}, {y}, {x}, and. Also B {x} = {w}, and B H = for all other H. The admissible pairs of E are: (E 0, ), ({w, x, y}, ), ({x, y}, ), ({y}, ), ({x}, {w}), ({x}, ), (, ) Mark Tomforde (University of Houston) Graph C -algebras July, 2010 33 / 39

These admissible pairs are ordered in the following way. (E 0, ) ({x, y}, ) ({w, x, y}, ) ({x}, {w}) ({y}, ) ({x}, ) (, ) Mark Tomforde (University of Houston) Graph C -algebras July, 2010 34 / 39

Theorem Let E be a graph. The map (H, S) I (H,S) is a lattice isomorphism from admissible pairs for E onto the gauge-invariant ideals of C (E). (When E satisfies Condition (K) all ideals are gauge invariant, and this map is onto the lattice of ideals of C (E). We ll sketch a proof of this using desingularization. Lemma Suppose A is a C -algebra, p is a projection in the multiplier algebra M(A), and pap is a full corner of A. Then the map I pip is an order-preserving bijection from the ideals of A to the ideals of pap. Moreover, this map restricts to a bijection from gauge-invariant ideals of A onto the gauge-invariant ideals of pap. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 35 / 39

Let E be a graph and F a desingularization. Also let (H, S) be an admissible pair for E. We define H := H {v n F 0 : v n is on a tail added (1) to a vertex in H} (2) Now for each v 0 S let N v0 be the smallest nonnegative integer such that r(f j ) H for all j > N v0. Define and define Lemma T v0 := {v n :v n is on the tail added (3) to v 0 and n N v0 } (4) H S := H v 0 S T v0. The map (H, S) H S is an order-preserving bijection from the lattice of admissible pairs of E onto the lattice of saturated hereditary subsets of F. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 36 / 39

Lemma Let E be a graph and let F be a desingularization of E. Let p E 0 be the projection in M(C (F )) defined by p E 0 = v E 0 p v, and identify C (E) with p E 0C (F )p E 0. If H is a saturated hereditary subset of E 0 and S B H, then then p E 0I HS p E 0 = I (H,S). This shows that the following diagram commutes admissible pairs in E (H,S) I (H,S) ideals in C (E) (H,S) H S sat. her. subsets of F pip I H I H ideals in C (F ). and we have our result. Mark Tomforde (University of Houston) Graph C -algebras July, 2010 37 / 39

The ideals I (H,S) are precisely the gauge-invariant ideals in C (E). However, the quotient C (E)/I (H,S) is not necessarily isomorphic to C (E \ H) because the collection {s e + I (H,S), p v + I (H,S) } may fail to satisfy the third Cuntz-Krieger relation at breaking vertices for H. Nonetheless, C (E)/I (H,S) is isomorphic to C (F H,S ), where F H,S is the graph defined by F 0 H,S := (E 0 \H) {v : v B H \S} F 1 H,S := {e E 1 : r(e) / H} {e : e E 1, r(e) B H \S} and r and s are extended by s(e ) = s(e) and r(e ) = r(e). (Note: F (H,BH ) = E \ H.) Mark Tomforde (University of Houston) Graph C -algebras July, 2010 38 / 39

Let E be the graph v ( ) w ( ) x y Let (H, S) = ({x}, ). (Note: B {x} = {w}.) Then F (H,S) is the graph v w ( ) ( ) w and C (E)/I (H,S) = C (F (H,S) ). y Mark Tomforde (University of Houston) Graph C -algebras July, 2010 39 / 39