ENERGY HARVESTING TRANSDUCERS - ELECTROSTATIC (ICT-ENERGY SUMMER SCHOOL 2016)

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ENERGY HARVESTING TRANSDUCERS - ELECTROSTATIC (ICT-ENERGY SUMMER SCHOOL 2016) Shad Roundy, PhD Department of Mechanical Engineering University of Utah shad.roundy@utah.edu

Three Types of Electromechanical Lossless Transduction 1. Electrodynamic (also called electromagnetic or inductive): motor/generator action is produced by the current in, or the motion of an electric conductor located in a fixed transverse magnetic field (e.g. voice coil speaker) 2. Piezoeletric: motor/generator action is produced by the direct and converse piezoelectric effect dielectric polarization gives rise to elastic strain and vice versa (e.g. tweeter speaker) 3. Electrostatic: motor/generator action is produced by variations of the mechanical stress by maintaining a potential difference between two or more electrodes, one of which moves (e.g. condenser microphone) Credit: This classification and much of the flow from Electromagnetic section is based on the 2013 PowerMEMS presentation by Prof. David Arnold at the University of Florida

Outline for Short Course Introduction and Linear Energy Harvesting Energy Harvesting Transducers Electromagnetic Piezoelectric Electrostatic Wideband and Nonlinear Energy Harvesting Applications

FUNDAMENTALS OF ELECTROSTATIC TRANSDUCTION

Basic Capacitor Relationship For a parallel plate capacitor C = εa d U = 1 2 CV2 = Q2 2C where ε is the permittivity between the plates (usually air ε 0 = 8.85x10 12 ), V is the voltage across the plates, and Q is the charge stored on the plates (Q = CV). If capacitance changes due to external excitation, the energy stored in the capacitor will change, and this energy can be harvested.

Three Types of Electrostatic Harvesters oscillation V dc + + + + + + + + + + current Out of plane - - - - - - - - - - V dc + + + + + + + + + + current Overlapping area change - - - - - - - - - - oscillation V dc oscillation + + + + + + + + + + - - - - - - - - - - current Permittivity change

Energy Conversion Cycles Voltage Constrained Q C max (2) (1) (2) Capacitor charged at C max to V max. (2) (3) Voltage held at V max while capacitance reduces to C min. Charge is either returned to voltage source or to an external circuit. (3) (1) Remaining charge recovered at capacitance of C min. (3) (1) C min V max V E 1231 = 1 2 C max C min V2 max

Energy Conversion Cycles Charge Constrained Q (1) (2 ) Capacitor charged at C max to V in. (2 ) (3) Capacitor is open circuit (constant charge) while capacitance reduces to C min. In order for charge to remain the same, voltage on capacitor increases to V max. Q 0 (2 ) C max (3) (3) (1) Charge is recovered at much higher voltage (V max ) and therefore higher energy than it was injected. (1) V in C min V max V E 12 31 = 1 2 C max C min V max V in E 1231 = 1 2 1 1 2 Q C min C 0 max

Some Variable Capacitance Structures Interdigitated Comb Fingers Gap Closing Interdigitated Comb Fingers Changing Overlap Motion

Some Variable Capacitance Structures In plane, overlapping area harvester with patterned electrodes motion Patterned electrodes

Some Intermediate Comments Natural for implementation in silicon MEMS where variable capacitance structures are common But, proof mass is extremely low, so power is usually very low Energy densities are usually low due to the low permittivity of air unless the voltages are very high Needs some sort of rechargeable battery to prime the capacitor, or quite complicated control circuitry So, recently, electret based harvesters have become much more common

Electrets Electret is a dielectric material that has a quasipermanent electric charge or dipole polarisation. An electret generates internal and external electric fields, and is the electrostatic equivalent of a permanent magnet. - Wikipedia Electrets are characterized by their surface charge density and stability over time SiO 2 forms an electret with very high surface charge density, but its stability over time is a concern Perfluorinated polymers provide better stability CYTOP (Asahi Glass Co.) has become a highly used electret material for this application

Electrets S. Boisseau, G. Despesse and B. Ahmed Seddik, Electrostatic Conversion for Vibration Energy Harvesting, Small- Scale Energy Harvesting, Intech, 2012

Example Electret Properties Electret Max thickness (mm) Relative permittivity Charge density [mc/m 2 ] Surface voltage @ max thick Teflon 100 2.1 0.1 0.25 ~ 600 Si0 2 3 4 5 10 ~ 500 Parylene 10 3 0.5-1 ~ 200 CYTOP 20 2 1-2 ~ 1000 Adapted from S. Boisseau, G. Despesse and B. Ahmed Seddik, Electrostatic Conversion for Vibration Energy Harvesting, Small-Scale Energy Harvesting, Intech, 2012

Electret Harvester Operating Principles S. Boisseau, et. al. Small-Scale Energy Harvesting, Intech, 2012

Electret Equivalent Circuit S. Boisseau, et. al. Small-Scale Energy Harvesting, Intech, 2012

Electret Harvester Theory The governing equation for this circuit is: dq 2 dt = 1 1 + C p C t V s R Q 2 1 RC t where C p = C par is the parasitic capacitance C p dc t C t 2 dt This can be re-written in terms of load voltage, V. (Note, this written as U in the figure, which is confusing so I use V.) dv dt = 1 C p + C t The power is then just: V 1 R P rms = 1 2 + dc t dt V 2 R dc t dt V s Note: electrets are sometimes characterized by surface voltage (V s ) as in the equations above, and sometimes by charge density, σ, where V s = σd εε 0. where d is the thickness of the electret, and ε is the relative permittivity of the electret material.

Electret Harvester Mechanics Electrostatic force will act to minimize energy in the system, or maximize capacitance. F e = d dz W elec = d dz 1 2 C z V z V s 2 where W elec = electrostatic force, V(z) = load voltage as a function of position

Electret Harvester Mechanics Remember from Linear VEH theory mz ሷ + b m + b e z ሶ + kz = myሷ where b e zሶ is the electrically induced force. Substituting: mz ሷ + b m z ሶ + F e + kz = myሷ And the governing equations for the system are: mz ሷ + b m zሶ d dz 1 2 C V V s 2 + kz = myሷ V ሶ = 1 C p + C V 1 R + dc dt dc dt V s This must be solved numerically as a simple expression for C z is often not available.

Capacitance Expressions Example 1, gap closing oscillator: C(z) = ε 0 A z + g + d ε where A is the total maximum electrode overlap area, g is the thickness of the air gap, and d is the thickness of the electret, z is the displacement of counter electrode. dc z dz = ε 0 A z + g + d ε 2 z g S. Boisseau, et. al. Small-Scale Energy Harvesting, Intech, 2012 F e = 1 2 ε 0 A z + g + d ε 2 V V s 2

Capacitance Expressions Example 2, overlapping area patterned electrodes: motion The maximum capacitance is: C max = ε 0A g + d ε where A is the total maximum electrode overlap area, g is the thickness of the air gap, and d is the thickness of the electret. w See Boisseau et. al. 2012 for a discussion of minimum capacitance for the common overlapping area with patterned electrode architecture. C z = C max + C min 2 + C max C min 2 cos π w z where w is the pitch width

Capacitance Expressions Example 2, overlapping area patterned electrodes: motion dc z dz = π 2w C max C min sin π w z w And: F e = π 4w C max C min sin πx w V V s 2

ELECTROSTATIC HARVESTER DEVICES

Rotational Harvester - Boland - 2005 Boland J., Micro electret power generators. PhD thesis. California Institute of Technology. 2005

Another Rotational Harvester Nakano and Suzuki - 2015 Nakano, Komori, Hattori, Suzuki, PowerMEMS 2015

Vibration Harvester- Y. Suzuki Suzuki et. al. JM&M, 2010

OMRON OMROM device has among the highest reported effectiveness (E H = 30-40%. P P VDRG ), of around http://techon.nikkeibp.co.jp/english/news_en/20081117/161303/

Vibration Harvester - Boisseau S. Boisseau, et. al. Small-Scale Energy Harvesting, Intech, 2012

Ferrofluidic Electrostatic Galchev Galchev, Raz, and Paul, PowerMEMS 2012

Ferrofluidic Electrostatic Kruupenkin Krupenkin and Taylor, Nature Communications, 2012

Summary Electrostatic energy harvesters based on an air gap, with no electret have low energy density Electret based harvesters have energy densities on par with electromagnetic and piezoelectric Well suited to MEMS implementation Voltages high enough to be easily conditioned Fabrication and balancing of electrostatic forces can be a challenge