Format of Holding of Specified securities 1. Name of Listed Entity: YES BANK LIMITED 2. Scrip Code/Name of Scrip/Class of Security: 532648,YESBANK,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg.31(1)(b) a. if under 31(1)(b) then indicate the report for quarter ending 31/03/2016 b. if under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars YES NO a Whether the Listed Entity has issued any partly paid up shares NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO c Whether the Listed Entity has any shares against which depository receipts are issued? NO d Whether the Listed Entity has any shares in locked-in? NO e Whether any shares by promoter/promoter group are pledge or? YES* * Promoter group 5 The tabular format for disclosure of holding of specified securities is as follows:
Table I - Summary Statement holding of specified securities Category Category of Shareholder No of Share- No of fully paid up equity No of Partly Total Held (VII) Shareholding as a Number of Voting Rights in each class of securities Shareholding as a % Number of Locked in Number of Shares pledged or Number of equity shares holders shares paid-up = (IV)+(V)+(VI) % of total no of Shares in dematerialized equity shares (calculated Outstanding conversion of form shares as per SCRR, converttible convertible Securities 1957) as a % of securities (as a percentage of (Including Warrants) (XI)=(VII)+(X) as a % of (a) (a) Shares (b) Shares (b) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (A) Promoter & Promoter Group 5 92,142,450 0 0 92,142,450 21.91 92,142,450 0 92,142,450 21.91 0 21.91 0 0.00 3,335,000 3.62 92,142,450 (B) Public 204019 328,389,191 0 0 328,389,191 78.09 328,389,191 0 328,389,191 78.09 0 78.09 0 0.00 NA NA 328,275,850 (C) Non Promoter-Non Public (C1) Shares underlying DRs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0 (C2) Shares by Employes Trusts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0 Total: 204024 420531641 0 0 420,531,641 100.00 420,531,641 0 420,531,641 100.00 0 100.00 0 0.00 3,335,000 3.62 420,418,300
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder No of Shareholders No of fully paid up equity shares No of Partly paidup equity shares Total No of Shares Held (IV+V+VI) Shareholding as a % of total no of shares (calculated as per SCRR, 1957 (VIII) As a % of Number of Voting Rights in each class of securities Outstanding converttible securities (Including Warrants) Shareholding as a % conversion of convertible Securities (as a percentage of (VII)+(X) As a % of Number of Locked in Shares Number of Shares pledged or Number of equity shares in dematerialized form As a % of (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (1) Indian (a) Individuals/Hindu undivided Family 2 55,125,000 0 0 55,125,000 13.11 55,125,000 0 55,125,000 13.11 0 13.11 0 0.00 3,335,000 6.05 55,125,000 (b) RANA KAPOOR 1 20,000,000 0 0 20,000,000 4.76 20,000,000 0 20,000,000 4.76 0 4.76 0 0.00 0 0.00 20,000,000 MADHU KAPUR 1 35,125,000 0 0 35,125,000 8.35 35,125,000 0 35,125,000 8.35 0 8.35 0 0.00 3,335,000 9.49 35,125,000 Central Government/State Government(s) Shares 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Any Other 3 37,017,450 0 0 37,017,450 8.80 37,017,450 0 37,017,450 8.80 0 8.80 0 0.00 0 0.00 37,017,450 YES CAPITAL (INDIA) PRIVATE LIMITED 1 15,125,000 0 0 15,125,000 3.60 15,125,000 0 15,125,000 3.60 0 3.60 0 0.00 0 0.00 15,125,000 MORGAN CREDITS PRIVATE LIMITED 1 14,050,000 0 0 14,050,000 3.34 14,050,000 0 14,050,000 3.34 0 3.34 0 0.00 0 0.00 14,050,000 MAGS FINVEST PRIVATE LTD 1 7,842,450 0 0 7,842,450 1.86 7,842,450 0 7,842,450 1.86 0 1.86 0 0.00 0 0.00 7,842,450 Sub-Total (A)(1) 5 92,142,450 0 0 92,142,450 21.91 92,142,450 0 92,142,450 21.91 0 21.91 0 0.00 3,335,000 3.62 92,142,450 (2) Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 5 92,142,450 0 0 92,142,450 21.91 92,142,450 0 92,142,450 21.91 0 21.91 0 0.00 3,335,000 3.62 92,142,450
Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder No of Shareholders No of fully paid up No of Partly paidup equity shares equity shares Total Held (IV+V+VI) Shareholding as Number of Voting Rights in each class of securities a % of total no of shares Shareholding as a % Number of Locked in Shares Number of Shares pledged or Outstanding conversion of converttible securities convertible Securities (Including Warrants) (as a percentage of Number of equity shares in dematerialized form As a % of Shares (1) Institutions (IX) (XII) (XIII) (I) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV) (a) Mutual Funds 217 47,911,475 0 0 47,911,475 11.39 47,911,475 0 47,911,475 11.39 0 11.39 0 0.00 NA NA 47,911,475 Birla Sun life Trustee Company Private Limited along with its various schemes HDFC Trustee Company Limited along with its various schemes Franklin India Monthly Income Plan along with its various schemes 38 9,090,502 0 0 9,090,502 2.16 9,090,502 0 9,090,502 2.16 0 2.16 0 0.00 NA NA 9,090,502 10 4,370,367 0 0 4,370,367 1.04 4,370,367 0 4,370,367 1.04 0 1.04 0 0.00 NA NA 4,370,367 12 11,464,552 0 0 11,464,552 2.73 11,464,552 0 11,464,552 2.73 0 2.73 0 0.00 NA NA 11,464,552 UTI along with its various schemes 14 4,794,472 0 0 4,794,472 1.14 4,794,472 0 4,794,472 1.14 0 1.14 0 0.00 NA NA 4,794,472 (b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (c) Alternate Investment Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (e) Foreign Portfolio Investors 429 173,466,349 0 0 173,466,349 41.25 173,466,349 0 173,466,349 41.25 0 41.25 0 0.00 NA NA 173,466,349 Franklin Templeton Investment Funds 1 8,442,394 0 0 8,442,394 2.01 8,442,394 0 8,442,394 2.01 0 2.01 0 0.00 NA NA 8,442,394 Platinum Asia Fund 1 8,033,357 0 0 8,033,357 1.91 8,033,357 0 8,033,357 1.91 0 1.91 0 0.00 NA NA 8,033,357 DB International (Asia) Ltd. 1 7,518,132 0 0 7,518,132 1.79 7,518,132 0 7,518,132 1.79 0 1.79 0 0.00 NA NA 7,518,132 Coronation Global Emerging Markets Fund 1 5,683,270 0 0 5,683,270 1.35 5,683,270 0 5,683,270 1.35 0 1.35 0 0.00 NA NA 5,683,270 Credit Suisse (Singapore) Ltd. 1 5,147,933 0 0 5,147,933 1.22 5,147,933 0 5,147,933 1.22 0 1.22 0 0.00 NA NA 5,147,933 GMO Emerging Markets Fund 1 4,461,263 0 0 4,461,263 1.06 4,461,263 0 4,461,263 1.06 0 1.06 0 0.00 NA NA 4,461,263 (f) Financial Institutions/Banks 16 457,261 0 0 457,261 0.11 457,261 0 457,261 0.11 0 0.11 0 0.00 NA NA 457,261 (g) Insurance Companies 35 53,653,401 0 0 53,653,401 12.76 53,653,401 0 53,653,401 12.76 0 12.76 0 0.00 NA NA 53,653,401 LIC of India along with its various schemes Bajaj Allianz Life Insurance Company Ltd. 16 37,453,751 0 0 37,453,751 8.91 37,453,751 0 37,453,751 8.91 0 8.91 0 0.00 NA NA 37,453,751 1 5,166,589 0 0 5,166,589 1.23 5,166,589 0 5,166,589 1.23 0 1.23 0 0.00 NA NA 5,166,589 (h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (i) Any Other Foreing Nationals 2 430 0 0 430 0.00 430 0 430 0.00 0 0.00 0 0.00 NA NA 430 Sub Total (B)(1) 699 275,488,916 0 0 275,488,916 65.51 275,488,916 0 275,488,916 65.51 0 65.51 0 0.00 NA NA 275,488,916 (2) Central Government/State 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Government(s)/President of India Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder No of Shareholders No of fully paid up No of Partly paidup equity shares equity shares Total Held (IV+V+VI) Shareholding as Number of Voting Rights in each class of securities a % of total no of shares Shareholding as a % Number of Locked in Shares Number of Shares pledged or Outstanding conversion of converttible securities convertible Securities (Including Warrants) (as a percentage of Number of equity shares in dematerialized form As a % of Shares (IX) (XII) (XIII) (I) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV) (3) Non-Institutions (a) i.individual shareholders holding 193008 26,548,617 0 0 26,548,617 6.31 26,548,617 0 26,548,617 6.31 0 6.31 0.00 NA NA 26,483,276 nominal share capital up to Rs.2 lakhs ii.individual shareholders holding 136 10,830,463 0 0 10,830,463 2.58 10,830,463 0 10,830,463 2.58 0 2.58 0.00 NA NA 10,782,463 nominal share capital in excess of Rs. 2 Lakhs (b) NBFCs Registered with RBI 10 11,995 0 0 11,995 0.00 11,995 0 11,995 0.00 0 0.00 0 0.00 NA NA 11,995 (c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (d) (e) Overseas Depositories (Holding DRs)(Balancing figure) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 TRUSTS 39 593,126 0 0 593,126 0.14 593,126 0 593,126 0.14 0 0.14 0 0.00 NA NA 593,126 NON RESIDENT INDIANS 5029 2,293,139 0 0 2,293,139 0.55 2,293,139 0 2,293,139 0.55 0 0.55 0 0.00 NA NA 2,293,139 CLEARING MEMBERS 418 1,257,769 0 0 1,257,769 0.30 1,257,769 0 1,257,769 0.30 0 0.30 0 0.00 NA NA 1,257,769 BODIES CORPORATES 1620 10,181,116 0 0 10,181,116 2.42 10,181,116 0 10,181,116 2.42 0 2.42 0 0.00 NA NA 10,181,116 H U F 3060 1,184,050 0 0 1,184,050 0.28 1,184,050 0 1,184,050 0.28 0 0.28 0 0.00 NA NA 1,184,050 Sub Total (B)(3) 203320 52,900,275 0 0 52,900,275 12.58 52,900,275 0 52,900,275 12.58 0 12.58 0 0.00 52,786,934 Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 204019 328,389,191 0 0 328,389,191 78.09 328,389,191 0 328,389,191 78.09 0 78.09 0 0.00 328,275,850 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder No of shares Holding% Total: 0 0 unclaimed may be given hear along No of Shareholders 36
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares No of Partly paidup equity shares Total No of Shares Held (IV+V+VI) Shareholdin g as a % of total no of shares Number of Voting Rights in each class of securities Outstanding converttible securities (Including Warrants) Shareholding as a % conversion of convertible Securities (as a percentage of Number of Locked in Shares Number of Shares pledged or Number of equity shares in dematerialized form As a % of Shares (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0