THE THEORY AND PROPERTIES OF THERMOCOUPLE ELEMENTS

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THE THEORY AND PROPERTIES OF THERMOCOUPLE ELEMENTS D. D. Pollock Faculty of Engineering and Applied Science State University of New York at Buffalo ASTM SPECIAL TECHNICAL PUBUCATION 492 List price $7.25 04-492000-40 r[~ AMERICAN SOCIETY FOR TESTING AND MATERIALS 1916 Race Street, Philadelphia, Pa. 19103

~) BY AMERICAN SOCIETY FOR TESTING AND MATERIALS 1971 Library of Congress Catalog Card Number: 75-151771 mbn 0-8031-0074-4 NOTE The Society is not responsible, as a body, for the statements and opinions advanced in this publication. Printed in Baltimore, Md. May 1971 Second printing July 1975

Foreword In this work, The Theory and Properties of Thermocouple Elements, Professor Pollock has written a singularly useful monograph which should appeal to a wide variety of readers, ranging from the advanced under~ graduate or graduate student who is just beginning to get his feet wet in this area to the sophisticated specialist who wants to brush up on his fundamentals. More particularly, the work provides a worthwhile gathering of information of a theoretical nature on metallic thermocouples. Consider only the topics included: here, under one cover, we find the history, thermodynamics, mathematics, quantum mechanics, and physics of thermoelectricity, all neatly compiled and stored for us. A careful perusal of this material is bound to lead to a greater understanding of the behavior of thermoelectric metals in terms of the solid state physics involved. R. P. Benedict Westinghouse Electric Corp.

Related ASTM Publications Manual on the Use of Thermocouples in Temperature Measurement, STP 470 (1970), $17.00 Specifications for Thermocouples, Sheathed, Type K, for Nuclear or for High Reliability Applications (E 235-67) Liquid Baths for Thermocoupte Measurements, Proposed Standard, 1970 Annual Book of ASTM Standards, Part 30 Preparation of Thermocouple Measuring Junctions, Proposed Standard, 1970 Annual Book of ASTM Standards, Part 30 Properties of Thermoelement Materials, Proposed Standard, 1970 Annual Book of ASTM Standards, Part 30

Preface This monograph was written in an attempt to fill a long standing void in the literature on thermoeleetricity. The book by D. K. C. MacDonald, Thermoelectricity : An Introduction to the Principles, Wiley, 1962, considers the theory and thermoelectric behavior of alloys below their characteristic temperatures. Other works, such as the Manual on the Use of Therrnocouples in Temperature Measurement, ASTM STP 470, 1970, contain sections which are concerned primarily with the more practical and applied aspects of thermoelectric thermometry at elevated temperatures. The present work attempts to explain the theory and the bases for the thermoelectric behavior of alloys in general and of those alloys commonly used for thermoelectric purposes at temperatures above their characteristic temperatures in particular. This is the range in which the vast preponderance of the applications have been and are being made. No single work which satisfies this need has yet come to my attention. The text is designed to assist the novice, as well as the reader who has some familiarity with this field, to acquire a more fundamental understanding of this behavior in metallic conductors. Semiconductors are not included. It has been written so that only a knowledge of elementary calculus is required to follow the reasoning. All of the algebra is shown, and no steps in the derivations are considered to be "obvious" to the reader. Introductory material is provided in order to facilitate the under~ standing of the relevant concepts in thermoelectricity and solid state physics. Most of the elementary knowledge required for the understanding of chapter 4 is given in the Introduction. However, chapters 2 and 3 will permit the novice to omit the derivations given in chapter 4. One may skip these and go on to the discussion at the end of that chapter with little loss in understanding. The Mott and Jones theory is given for the more sophisticated reader and because it does not appear to have been presented in elementary detail elsewhere. The combined presentations given in chapters 2, 3, and 4 are thought to provide a broader basis for the understanding of thermoelectric phenomena than is possible from any one explanation by itself. Basic material already well represented in the literature is included in a minimal way for the sake of completeness. Other material, such as that presented originally by Bridgman or by Mott and Jones, is given in more detail than in the original. This has been done in an attempt to provide a simple and self-consistent presentation.

vi PP.EFACE References have been provided so that additional information can acquired by recourse to a minimum number of reliable sources. The work will be of use to metallurgists and physicists. It details he thermoelectric properties can reflect the influence of factors such as come sition and cold work on the behavior of the solid state. Descriptions su as these can be useful in the design of alloys for purposes other th; thermoelectric ones. D. D. Pollo Buffalo, N.Y. February 1971

Acknowledgments The great assistance of Joseph K. Kielman of ASTM in the editing of this work is deeply appreciated. I am indebted to Dr. H. Suprinick of the State University of New York and to Dr. C. Dean Starr and Dr. T. P. Wang of the Wilbur B. Driver Company for their valuable criticisms of work which has been incorporated into this monograph. The efforts of Mr. RI H. Cherry and Mr. D. I. Finch of the Leeds and Northrup Company are acknowledged with sincere thanks. Thanks are also due to Mr. R. P. Benedict of the Westinghouse Electric Corporation for contributing the Foreword of this edition.

Contents Introduction 1 Thermocouples 1 Associated Thermoelectric Phenomena 2 Solid State Physics 6 Primary References 14 Other References 14 1. Elementary Concepts 15 1.1 The Seebeck Effect 15 1.2 The Peltier Effect 15 1.3 The Thomson Effect 15 1.4 Primary Reference 17 1.5 Other References 17 2. ThermodynAmics of Thermoelectricity 17 2.1 Fundamental Theorem of Thermoelectricity 18 2.2 Entropy Considerations 19 2.3 The Peltier Effect 20 2.4 The Thomson Effect 20 2.5 The Concept of Absolute emf 21 2.5.1 Laws of Thermoelectric Circuits 22 2.6 Applications to Real Thermocouples 23 2.7 References 3. Combined Thermodynamic and Quantum Mechanic Model of Thermo- 25 electricity 25 3.1 Noble Thermoelements 25 3.2 Transition Thermoelements 27 3.3 Summary 28 3.4 References 28 4. The Mott and Jones Theory of Thermoelectricity 28 4.1 Heat and Current Flow 29 4.2 The Effect of Heat and Current Flow on the Fermi Function 29 4.3 Integrals for the Electric and Heat Currents 33 4.4 Evaluation of j/e and OQ/Ox 34 4.5 Evaluation of K. 36 4.5.1 Evaluation of ~(Ep) 39 4.5.2 Approximation of K. and ~ 40 4.6 Noble Metals 41 4.7 Transition Metals 41 4.8 Comparison of Models 42 4.9 Thermoelectric Power and Electron Specific Heat 43 4.10 Comparison of Thermoelectric Powers 44 4.11 Summary 44 4.12 References 44 Ix

Contents Introduction 1 Thermocouples 1 Associated Thermoelectric Phenomena 2 Solid State Physics 6 Primary References 14 Other References 14 1. Elementary Concepts 15 1.1 The Seebeck Effect 15 1.2 The Peltier Effect 15 1.3 The Thomson Effect 15 1.4 Primary Reference 17 1.5 Other References 17 2. ThermodynAmics of Thermoelectricity 17 2.1 Fundamental Theorem of Thermoelectricity 18 2.2 Entropy Considerations 19 2.3 The Peltier Effect 20 2.4 The Thomson Effect 20 2.5 The Concept of Absolute emf 21 2.5.1 Laws of Thermoelectric Circuits 22 2.6 Applications to Real Thermocouples 23 2.7 References 3. Combined Thermodynamic and Quantum Mechanic Model of Thermo- 25 electricity 25 3.1 Noble Thermoelements 25 3.2 Transition Thermoelements 27 3.3 Summary 28 3.4 References 28 4. The Mott and Jones Theory of Thermoelectricity 28 4.1 Heat and Current Flow 29 4.2 The Effect of Heat and Current Flow on the Fermi Function 29 4.3 Integrals for the Electric and Heat Currents 33 4.4 Evaluation of j/e and OQ/Ox 34 4.5 Evaluation of K. 36 4.5.1 Evaluation of ~(Ep) 39 4.5.2 Approximation of K. and ~ 40 4.6 Noble Metals 41 4.7 Transition Metals 41 4.8 Comparison of Models 42 4.9 Thermoelectric Power and Electron Specific Heat 43 4.10 Comparison of Thermoelectric Powers 44 4.11 Summary 44 4.12 References 44 Ix

x r 5. Factors Affectin~ the Fermi Level 45 5.1 Effect of Temperature 45 5.2 Effects of Alloying Elements in Solution in Noble Metals 45 5.3 Effects of Alloying Elements in Solution in Transition Metals 47 5.3.1 Dilute Solutions 47 5.3.2 Concentrated Solutions of Noble Metals in Transition Elements 49 5.4 Effects of Stress or Working 50 5.5 Summary 51 5.6 References 51 6. Thermoelectric Behavior of Alloys 51 6.1 Alloys of Noble Metals 52 6.2 Alloys of Multivalent Metals 53 6.3 Alloys of Transition Elements 55 6.3.1 Solute Atoms with Completed Inner Electron Shells 55 6.3.2 Transition Metal Solutes 55 6.4 Summary 57 6.5 References 57 7. Low Alloy Thermoelements in Common Use 57 7.1 Platinum and Platinum Alloys 58 7.1.1 Platinum-Rhodium Alloys 59 7.2 Nickel and Nickel Alloys 59 7.2.1 Alumel-type Alloys 62 7.2.2 Chromelotype Alloys 63 7.3 Thermocouple Iron 64 7.4 Summary 65 7.5 References 65 8. High Alloy Thermoelements 65 8.1 Theory of Concentrated Solid Solutions 66 8.1.1 Effects of Ternary Elements in Concentrated Solid Solutions 68 8.1.2 Effect of Temperature upon (Eo--gr) 69 8.2 Thermoelectric Behavior of Concentrated Solid Solutions 69 8.3 ATP of Ternary Elements in Concentrated Solid Solutions 71 8.3.1 ScatWfing Parameter 74 8.4 Verification of the Temperature Dependence of (Eo-gr) 74 8.5 Design of Copper-Nickel Thermoelements 77 8.6 Summary 77 8.7 References 78 9. Some Other Applications of Thermoelectricity 79 9.1 Limits of Solid Solubility 79 9.2 Estimation of Imperfection Density 81 9.3 Summary 84 9.4 References 84