Improved parameterization of the emissivity of soil surfaces and forests at L-band (L-MEB in the Level-2 SMOS algorithm)

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Improved parameterization of the emissivity of soil surfaces and forests at L-band (L-MEB in the Level-2 SMOS algorithm) J-P Wigneron, A. Mialon, J. Grant, Y. Kerr, J-C Calvet, M. Crapeau, F. Demontoux, M-J Escorihuela, S. Juglea, H. Lawrence, V. Mironov, K. Saleh, M. Schwank et al. Toulouse, June 10, 2009, Toulouse

Outlines: SMOS: L-MEB used in the Level-2 algorithm Improving L-MEB: key questions? recent results: -surface roughness -forets:

2. SMOS (Soil Moisture and Ocean Salinity) Low spatial resolution: ~ 35-50km Revisit time: Max. 3 days Sensitivity ~ 2K over land Goal of accuracy in SM: ~ 0.04 m3/m3 Launch : Sept. 2009 Retrieval algorithm: using multiangular and dual polarization TB Soil moisture & vegetation opacity (τ ), -Level-2 algorithm completed, now validation activities the Expert Support Laboratory (ESL) includes CESBIO, IPSL, TOV-Roma -based on L-MEB, (L-band Microwave Emission of the Biosphere)

L-MEB (L-band Microwave Emission of the Biosphere model) [Wigneron et al., RSE 07, in book 06] [Mialon et al., 2009] L-MEB = result of an extensive review of the current knowledge of the microwave emission from vegetation Based on based on R.T. modeling (τ ω model for vegetation) & specific parametrisations for roughness, T_effective, angular effects, etc. Parameter calibration for a variety of soil/vegetation types (crops, prairies, shrubs, coniferous, deciduous forests, etc.) Valid ~ in the 1-10 GHz Range (L-, C-, X-MEB)

L-MEB (L-band Microwave Emission of the Biosphere model) SKY ATM Zero order solution of radiative transfer equations: TB veg =(1-e -τ /cos(θ ) )(1-ω )T veg (1+Γ soil e - τ /cos(θ ) ) VEG Accounting for angular effects on τ : τ (nadir) = b VWC = b LAI+b τ p = τ 0 (nadir). (cos 2 (θ )+tt p sin 2 (θ )) param.: τ _nadir, ω, ttv, tth, b, b SOIL param: HR(SM), NRv, NRh, w0, wb Roughness, effective temperature: Γ soil = Γ soil_smooth e -HR cosnp(θ ) with HR (SM) T G= T depth + C (T T surf depth ), C= (SM/W0)wb

Key questions still pending: soil emission: -surface roughness: link between model / geophysical (STD, Lc, ) param.? -effective roughness = f(sm)?, -model accuracy at rather large angles (θ 40 )? soil permittivity: -model accuracy over a large range of soil types (use of Mironov routine for high sand fraction?) low vegetation -dependence of model parameters on the vegetation structure? -relating optical depth TAU with Veg. Water content, or LAI? -effect of interception (flagged currently using PR)? natural environment (forests, prairies, etc.): -modeling litter and interception effects (dry vegetation) -optical depth of forest (large variability boreal -> tropical forets?) -effect of structure, understory?

Studies: based on experimental activities for a large range of soil and vegetation conditions: LEWIS SMOSREX (CESBIO, CNRM, INRA, ONERA), soil-fallow, Toulouse site, 2003-2009 BRAY-04-08 (INRA), coniferous forest, Bordeaux EMIRAD (TUD), 2004-2008 ELBARA (ETH, U. of Bern), grass, deciduous forest 2004-2006 BRAY - EMIRAD MELBEX- EMIRAD INRA 01 - EMIRAD

Forest emissivity: BRAY 2004 experiment: first long term TB exp. over a pine forest (Les Landes, INRA FLUXNET site) [Grant et al., 2007, 2008, 2009] FOSMEX: same over a deciduous forest (JULICH site, ETH Zürich studies) [Guglielmetti et al., 2007] Δ TB ~ 12-15 K between dry / wet conditions Emissivity = f(sm, LM) SMOSREX-0304 Emirad (TUD, Copenhagen)

Litter & understory effects -strong relation between Soil & Litter moisture -limited emissivity variations due to soil, litter, understory, trees..;? Litter Moisture [Grant et al., RSE, 2007] Soil Moisture Bray coniferous forests

Combined analysis of Bray (coniferous, INRA site), FOSMEX (deciduous, Julich site), NAFE 06 (Eucalytus, Australia) [Grant et al., 2007, 2008] Accuracy of L-MEB: ~ 3K, -surface roughness: HR ~ 1-1.2 (both sites) -ω = 0.07 -low angular effects: ttp ~ 0.7-1 -tau_ NAD ~ 0.4-0.6 (sparse coniferous eucalyptus forests) -tau_ NAD ~ 1 (dense deciduous forest) -Transmissivity Γ ~ 0.35-0.65 at nadir surface effects are strong -low effects of leaves: 0.03 effects on Γ -low sensitivity to SM not explained by trees TAU SMOSREX-0304 LAI

Measurements above canopy Modelling soil litter based on a coherent approach (Wilheit model) and dielectric transition model [Grant et al., 2009] Soil+litter +understory Soil+litter Over the Bray coniferous site: soil Litter: increase in emissivity, but low effects on sensitivity combined effects of understory and trees on sensitivity Soil Moisture

Forests signatures - Conclusions -L-meb: ~3K accuracy for long term experiments over 3 forest sites (coniferous, deciduous, eucalytus) -low sensitivity to soil moisture (~10-15K change in TB, Δe ~ 0.04) could be related to: -litter (effects depend a lot on moisture and thickness) -understory (+ strong interception effects by dead vegetation material) -trees (transmissivity ~ 035-0.65 over temperate forests) -generalisation to other forest types

Modelling Soil TB in L-MEB TB soil =(1 - Γ soil ). T G Effective soil temperature T G: T G= T depth + C (T surf T depth ), C= (SM/W0) wb Wigneron et al., 2001 Reflectivity Γ soil = function of Fresnel reflect. Γ soil-p : Γ soil-p = (Q.Γ soil-p + (1-Q). Γ soil-q ) e-hr cos2(θ ) Wang and Choudhury, 1981 -limited physical basis: meaning of calibrated parameters? site specific calibration? -account for ALL complex mechanims at the origin of the soil emission ( geometric and dielectric roughness, inhomogeneities, inclusions, ) -very good performance and efficiency for retrieval studies at L-band

Soil roughness modelling in L-MEB Γ soil-p = (Q.Γ soil-p + (1-Q). Γ soil-q ) e-hr cos2(θ ) Wang and Choudhury, 1981 With regular improvements: -Q ~0 at L-band, increases with frequency Wang et al., 1983, Wign. et al., 2001 -exponent NR ~ 0 Wang et al., 1983, Wign. et al., 2001 -HRp = f(std / LC) Mo & Schmugge, 1982; Wign. et al., 2001 -HRp = f(sm), accounting for higher dielectric roughness over dry soils? Mo & Schmugge, 1982; Wign. et al., 2001, Escorihuela et al., 2007 -ev decreases with frequency, at large angles (Q#0?) Shi et al, 2002 -distinguishing NR for the V and H polarization, (NRv, NRh) Escorihuela et al., 2007 Equation used in L-MEB: compromise simplicity/efficiency: Γ soil-p = (Q.Γ soil-p + (1-Q). Γ soil-q ) e-hr cosnrp(θ ) used in L-MEB

PORTOS-1993: A Re-analysis PORTOS 1993, experiment: 7 surface roughness conditions

PORTOS-1993: Main results (Wigneron et al., IEEE-GE, 2001) -Q= NRv=NRh=0 -HR = a. SM b + (STD/Lc) c Γ soil-p = Γ soil-p e-hr -RMSE (TB) ~ 10K simulated and measured TB

Since then, new results Shi et al. 2002-2006: ev decreases with roughness at large angles Escorihuela et al., 2007: distinguishing NRv and NRh

PORTOS-1993: Comparing measured and Fresnel reflectivities measured e p H-pol 40 Fresnel e p V-pol 40 V-pol, 40 : emissivity as roughness as predicted by Shi et al., 2002 for only 3 fields (11, 15, 17) Simulations for these fields require the use of the additional Q parameter

PORTOS-1993: a re-analysis accounting for new results by Shi et al., Escorihuela et al. - Considering Q, NRv and NRh Γ soil-p = (Q.Γ + (1-Q). soil-p Γ cosnp(θ ) soil-q ) e-hr - Filtering data more accurately (accounting for days with strong diurnal variations in SM, roughness, etc.) HR = (a.std /(c.std+d)) b ; R2 = 0.95, no improvement using information about SM or Lc Q ~ 0.2 for fields 11, 15, 17 Q = 0, for the others HR = f(std)

PORTOS-1993: a Re-analysis -clear values of NRv and NRh can be associated to each field -NRh 0 -NRv: could not be clearly related to geophys. param. (STd, Lc, etc.) NRv = f(std) NRh = f(std)

PORTOS-1993: a re-analysis Γ soil-p = (Q.Γ + (1-Q). soil-p Γ cosnp(θ ) soil-q ) e-hr HR = (a.std /(c.std+d)) b ; Q ~ 0.2 for fields 11, 15, 17 Q = 0, for the others NRh= 0 NRv= f(field), between [-2.. 1] Good agreement with other studies: -REBEX HR ~0.7 for STD = 28mm Comparing measured and simulated reflectivities RMSE ~5.5 K -SMOSREX-2005: NRv=-2, NRh=0

SMOSREX-06 Experiment (Mialon et al., 2009): One-year decrease of roughness conditions over a plowed bare field left without agricultural practices

σ SMOSREX-06 Experiment: Lc Regular decrease in std of height (σ ) and increase in correlation length (Lc), in relation with climatic events [Mialon et al., 2009]

Increasing roughness SMOSREX-06 Exp.: first results Shi et al. predicted decrease in ev with increasing roughness θ=20 SMOSREX-06: increasing roughness leads to: -a decrease in ev over dry soils -an increase in ev over wet soils θ=50 [Mialon et al., 2009]

SMOSREX-06 Exp.: first results NRH - NRV -Retrieving L-meb parameters: HR, Q, NRv and NRh & -Investigating relationship with geophysical parameters (σ, Lc, σ /Lc) NRV-NRH decreases with roughness (σ / Lc) (same trend as for PORTOS-93) Increasing roughness (σ / LC) [Mialon et al., 2009]

L-meb soil modeling conclusions following several recent results (2002-2007) L-MEB modelling of soil could be established based on simple parametrizations of roughness and effective temperature = very efficient to simulate the signatures of bare soils (multiangular, bipolarisation) for a large range of conditions relating L-MEB parameters to geophysical parameters (σ, Lc, σ /Lc) is in progress (PORTOS-93, SMOSREX-06-09, etc.) complex theoretical models (AIEM) are still not able to simulate accurately surface/ volume scattering effects studies based on finite elements numerical modelling are carried out currently (INRA/IMS, Bordeaux)