SCHEDULE 1 UNENCUMBERED CLIENT ASSETS

SCHEDULE 1 UNENCUMBERED CLIENT ASSETS

Schedule 1 Unencumbered Client Assets Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 3060324 AG9673 N/A /AU/VENTRUNL VENTUREAXESS CAPITAL D AU 37 0 0.00 AUD 0.00 0.00 0.00 0.00 Delisted N/A Held AG9673 Total 0.00 0.00 0.00 0.00 5001226 37075 N/A COD COBALT USD 5 29000 145,000.00 USD 89,833.34 0.00 6,088.48 TBNS TBNS 01/08/2012 Held 37075 Total 89,833.34 6,088.48 TBNS TBNS 5007883 MCU2403 N/A US7170811035 PFIZER INC (GB) 180 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU2403 Total 0.00 0.00 0.00 0.00 5007903 MCU2423 N/A GB0031383069 ALLIANZ DRES EURO IDX A 2,226 1.0977 2,443.48 GBP 2,443.48 0.00 165.61 50.00 Schedule 9 Part B 01/08/2012 Held MCU2423 Total 2,443.48 165.61 50.00 215.61 5009157 MCU3677 N/A GB0030913577 BT GROUP ORD 0.05 1,300 1.881 2,445.30 GBP 2,445.30 0.00 165.73 1.00 Schedule 9 Part A 01/08/2012 Held 5009157 MCU3677 N/A GB00B16GWD56 VODAFONE GROUP LN 21 1.7285 36.30 GBP 36.30 0.00 2.46 1.00 Schedule 9 Part A 01/08/2012 / Held MCU3677 Total 2,481.60 168.19 2.00 170.19 5009158 MCU3678 N/A CH0011075394 ZURICH FINL 16 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU3678 Total 0.00 0.00 0.00 0.00 5009378 MCU3898 N/A GB0034010081 PRESTBURY INVEST HOLD 1,666 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU3898 Total 0.00 0.00 0.00 0.00 5009486 MCU4006 N/A GB0004519541 YEOMAN INVEST 10,700 1 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU4006 Total 0.00 0.00 0.00 0.00 5010002 MCU4522 N/A GB0034010081 PRESTBURY INVEST HOLD 6,250 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held 5010002 MCU4522 N/A SE0000869646 BOLIDEN AB (CAD) 250 14.52 3,630.00 CAD 2,264.08 0.00 153.45 35.00 Schedule 9 Part A 01/08/2012 Held 5010002 MCU4522 N/A US2935611069 ENRON (GB) 2,850 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held 5010002 MCU4522 N/A US46625H1005 JPMORGAN CHASE & CO INC 435 34.76 15,120.60 USD 9,367.82 0.00 0.00 0.00 Not Held No Return N/A Not Held 5010002 MCU4522 N/A US912810FH69 TSY INFL IX 3.875% 04/29 40,000 2.1309525 85,238.10 USD 52,808.44 0.00 3,579.11 35.00 Schedule 9 Part A 01/08/2012 Held 5010002 MCU4522 N/A US9694571004 WILLIAMS COS INC 3,680 24.587 90,480.16 USD 56,056.11 0.00 3,799.22 1.00 Schedule 9 Part A 01/08/2012 Held MCU4522 Total 120,496.45 7,531.77 71.00 7,602.77 5010058 MCU4578 N/A US37944Y1064 GLOBAL MARINE LTD (GBP) 78 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU4578 Total 0.00 0.00 0.00 0.00 5010830 MCU5350 N/A CH0011075394 ZURICH FINL 20 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU5350 Total 0.00 0.00 0.00 0.00 5014111 AGCY087C N/A US1729674242 CITIGROUP INC US 12,500 31.59 394,875.00 USD 244,640.98 0.00 0.00 0.00 Not Held No Return N/A Not Held AGCY087C Total 244,640.98 0.00 0.00 0.00 5016482 AG8678 N/A GB0007547838 ROYAL BANK OF SCOTLAND 120,000 0.2423 29,076.00 GBP 29,076.00 0.00 1,970.63 1.00 Schedule 9 Part A 01/08/2012 Held 5016482 AG8678 N/A GB0009252882 GLAXO SMITHKLINE 3 14 42.00 GBP 42.00 0.00 2.85 1.00 Schedule 9 Part A 01/08/2012 Held 5016482 AG8678 N/A GB00B1722W11 DART GROUP PLC 199,957 0.69 137,970.33 GBP 137,970.33 0.00 9,350.98 1.00 Schedule 9 Part A 01/08/2012 Held AG8678 Total 167,088.33 11,324.46 3.00 11,327.46 5016649 MCU5379 N/A GB0004016704 SURGICAL INNOVATIONS GROU 40,000 0.09625 3,850.00 GBP 3,850.00 0.00 260.93 1.00 Schedule 9 Part A 01/08/2012 Held MCU5379 Total 3,850.00 260.93 1.00 261.93 5023658 MCU5829 N/A GB00B16GWD56 VODAFONE GROUP LN 437 1.7285 755.35 GBP 755.35 0.00 51.19 1.00 Schedule 9 Part A 01/08/2012 Held MCU5829 Total 755.35 51.19 1.00 52.19 5024760 44702 N/A AHD LME HI GD ALUMINIUM USD 1 54675 54,675.00 USD 33,873.37 0.00 2,295.78 TBNS TBNS 01/08/2012 Held 44702 Total 33,873.37 2,295.78 TBNS TBNS 5025111 MCU5639 N/A GB0008433350 SILENCE THER. ORD 1P 17,700 0.02575 455.78 GBP 455.78 0.00 30.89 1.00 Schedule 9 Part A 01/08/2012 Held 5025111 MCU5639 N/A GB00B1VYCH82 THOMAS COOK GROU LN 1 0.52 0.52 GBP 0.52 0.00 0.04 1.00 Schedule 9 Part A 01/08/2012 Held 5025111 MCU5639 N/A JE00B3DMTY01 WPP PLC LN 36 6.46 232.56 GBP 232.56 0.00 15.76 1.00 Schedule 9 Part A 01/08/2012 Held MCU5639 Total 688.86 46.69 3.00 49.69 5026052 AG5728 N/A BMG3397M1091 FIBRECHEM TECH SP 5,935,000 0 0.00 SGD 0.00 0.00 0.00 0.00 Delisted N/A Held 5026052 AG5728 N/A GB00B068HW85 HARBINGER CAPITAL PLC 3,000,000 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held AG5728 Total 0.00 0.00 0.00 0.00 5026656 MCU5953 N/A XXXXXXXXXXNV ENECO HOLDING NV 6,666 0 0.00 EUR 0.00 0.00 0.00 0.00 Delisted N/A Held MCU5953 Total 0.00 0.00 0.00 0.00 5026914 MCU4709 N/A ES0177542018 INTERNATIONAL CONSOLID LN 327 1.667 545.11 GBP 545.11 0.00 36.94 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0002374006 DIAGEO 383 12.89 4,936.87 GBP 4,936.87 0.00 334.60 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0007188757 RIO TINTO 305 33.85 10,324.25 GBP 10,324.25 0.00 699.73 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0007908733 SSE PLC 683 13.44 9,179.52 GBP 9,179.52 0.00 622.14 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0008706128 LLOYDS BANKING GROUP PLC 1,444 0.32495 469.23 GBP 469.23 0.00 31.80 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0008847096 TESCO 10,767 4.0175 43,256.42 GBP 43,256.42 0.00 2,931.72 1.00 Schedule 9 Part A 01/08/2012 / Held 5026914 MCU4709 N/A GB0009895292 ASTRAZENECA (UK LINE) 105 29.86 3,135.30 GBP 3,135.30 0.00 212.50 1.00 Schedule 9 Part A 01/08/2012 Held Page 1 of 16

Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 5026914 MCU4709 N/A GB0030913577 BT GROUP ORD 0.05 5,576 1.881 10,488.46 GBP 10,488.46 0.00 710.86 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0031274896 MARKS & SPENCER NEW ORD 1,238 3.219 3,985.12 GBP 3,985.12 0.00 270.09 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB0031348658 BARCLAYS PLC ORD SHARES 1,280 1.953 2,499.84 GBP 2,499.84 0.00 169.43 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB00B08SNH34 NATIONAL GRID PLC 754 6.175 4,655.95 GBP 4,655.95 0.00 315.56 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB00B19DVX61 INVENSYS PLC 150 2.255 338.25 GBP 338.25 0.00 22.92 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB00B39J2M42 UNITED UTILITIES LN 328 6.065 1,989.32 GBP 1,989.32 0.00 134.83 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB00B5KKT968 CABLE & WIRELESS LN 700 0.3624 253.68 GBP 253.68 0.00 17.19 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A GB00B5WB0X89 CABLE & WIRELESS WORLD LN 700 0.2796 195.72 GBP 195.72 0.00 13.26 1.00 Schedule 9 Part A 01/08/2012 Held 5026914 MCU4709 N/A US26138E1091 DR PEPPER SNAPPLE GROU US 240 37.45 8,988.00 USD 5,568.43 0.00 0.00 0.00 Not Held No Return N/A Not Held 5026914 MCU4709 N/A US50075N1046 KRAFT FOODS INC A 239 35.18 8,408.02 USD 5,209.11 0.00 353.05 1.00 Schedule 9 Part A 01/08/2012 Held MCU4709 Total 107,030.57 6,876.62 16.00 6,892.62 5027842 MCU4477 N/A CH0014420878 UBS PRPRTY FD SW MIXD SW 742 94.11 69,829.62 CHF 49,686.65 0.00 3,367.53 35.00 Schedule 9 Part A 01/08/2012 Held MCU4477 Total 49,686.65 3,367.53 35.00 3,402.53 5027934 AG7011 N/A GB0002162385 AVIVA PLC 10,000 3.408 34,080.00 GBP 34,080.00 0.00 2,309.78 1.00 Schedule 9 Part A 01/08/2012 Held 5027934 AG7011 N/A GB00B3KSB238 LLOYDS LONDON LSE LLOY 85,000 0.7875 66,937.50 GBP 66,937.50 0.00 4,536.71 1.00 Schedule 9 Part A 01/08/2012 Held 5027934 AG7011 N/A IE00B59NXW72 IRISH LIFE & PER ID 874,221 0.033 28,849.29 EUR 28,849.29 0.00 1,955.27 1.00 Schedule 9 Part A 01/08/2012 Held 5027934 AG7011 N/A US74928P2074 ABNA NEW YORK 25,000 11.9 297,500.00 USD 184,313.24 0.00 0.00 0.00 Not Held No Return N/A Not Held AG7011 Total 314,180.03 8,801.76 3.00 8,804.76 5028100 PAM0002 N/A GB00B0DFPF10 EARTHPORT PLC 105 0.185 19.43 GBP 19.43 0.00 1.32 1.00 Schedule 9 Part A 01/08/2012 Held PAM0002 Total 19.43 1.32 1.00 2.32 5028100 PAM0004 N/A US16939U2042 CHINA HEALTH MAN US 8 0.001 0.01 USD 0.00 0.00 0.00 0.00 Not Held No Return N/A Not Held PAM0004 Total 0.00 0.00 0.00 0.00 5028100 PAM0017 N/A US7170811035 PFIZER INC (US) 100 19.26 1,926.00 USD 1,193.23 0.00 0.00 0.00 Not Held No Return N/A Not Held PAM0017 Total 1,193.23 0.00 0.00 0.00 5028100 PAM0030 N/A SG1O53913362 STAMFORD TYRES CORP LTD 500,000 0.3 150,000.00 SGD 74,250.07 0.00 5,032.32 35.00 Schedule 9 Part A 01/08/2012 Held PAM0030 Total 74,250.07 5,032.32 35.00 5,067.32 5028605 MCU6034 N/A CA58503R2090 MEDORO RES 2,000 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU6034 Total 0.00 0.00 0.00 0.00 5028686 AG8750 N/A GB0008497975 MINOAN GROUP 50,000 0.0825 4,125.00 GBP 4,125.00 0.00 279.57 1.00 Schedule 9 Part A 01/08/2012 Held 5028686 AG8750 N/A GB0034386978 SBS GROUPPLC PLC LN 792,978978 0 0.0000 GBP 0.0000 0.0000 0.0000 0.0000 Delisted N/A Held 5028686 AG8750 N/A GB00B05LNF36 TERSUS ENER 134,344 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held 5028686 AG8750 N/A GB00B1FNDK14 ADORIAN PLC LN 295,000 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held AG8750 Total 4,125.00 279.57 1.00 280.57 5037755 AG9193 N/A AU000000CUO8 COPPERCO LTD AU 152,020 0 0.0000 AUD 0.0000 0.0000 0.0000 0.0000 Delisted N/A Held 5037755 AG9193 N/A BMG0620W2019 ASIAN CITRUS HOL LN 79 0.445 35.16 GBP 35.16 0.00 2.38 1.00 Schedule 9 Part A 01/08/2012 Held 5037755 AG9193 N/A ES0177542018 INTERNATIONAL CONSOLID LN 2 1.667 3.33 GBP 3.33 0.00 0.23 1.00 Schedule 9 Part A 01/08/2012 Held 5037755 AG9193 N/A GB0005405286 HSBC HOLDINGS PLC (GBP) 60 5.449 326.94 GBP 326.94 0.00 22.16 1.00 Schedule 9 Part A 01/08/2012 Held 5037755 AG9193 N/A GB0006616899 RSA INS. ORD 27.5P 101 1.117117 112.82 GBP 112.82 000 0.00 765 7.65 100Shdl 1.00 Schedule 9 Part ta 01/08/2012 Hld Held 5037755 AG9193 N/A GB00B24CGK77 RECKITT BENCKISE LN 56 31.98 1,790.88 GBP 1,790.88 0.00 121.38 1.00 Schedule 9 Part A 01/08/2012 Held 5037755 AG9193 N/A US3723091043 GENMARK DIAGNOSTICS IN US 2 5.27 10.54 USD 6.53 0.00 0.44 50.00 Schedule 9 Part B 01/08/2012 Held 5037755 AG9193 N/A USU529641008 LIFELINE SCIENTIFIC IN LN 7,500 1.725 12,937.50 GBP 12,937.50 0.00 876.84 50.00 Schedule 9 Part B 01/08/2012 Held AG9193 Total 15,213.16 16 1,031.08 08 105.0000 1,136.08136 5038129 AG5176 N/A AU000000ANZ3 AUST & NZ BANK 1,742 21.68 37,766.56 AUD 24,825.19 0.00 1,682.53 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A BE0003565737 KBC BANCASSURANC 260 16.23 4,219.80 EUR 3,646.88 0.00 247.17 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A BMG210821051 CHINA YUCHAI INTL LTD 1,000 15.2 15,200.00 USD 9,417.01 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A CA0679011084 BARRICK GOLD CRP (USD) 500 49.5 24,750.00 00 USD 15,333.62 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A CA1535011011 CENTRAL FUND CANADA CL US 4,300 22.58 97,094.00 USD 60,153.65 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A CA46430D1042 ISHARES US HY BD CN 5,800 20.39 118,262.00 CAD 73,761.62 0.00 4,999.21 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A CA73755L1076 POTASH CORP OF SASKATC CN 116 47.18 5,472.88 CAD 3,413.51 0.00 231.35 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A CA85207K1075 SPROTT PHYSICAL SILVER US 1,950 15.5454 30,303.00303 00 USD 18,773.93 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A CH0012138530 CREDIT SUISSE GROUP CHF3 1,600 25.6 40,960.00 CHF 29,144.73 0.00 1,975.29 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A CH0024899483 UBS AG REG US 11,584 12.62 146,190.08 USD 90,570.65 0.00 6,138.45 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A CH0102484968 JULIUS BAER GROU VX 1,200 33.34 40,008.00 CHF 28,467.34 0.00 1,929.38 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A CH0102659627 GAM HOLDING 1,200 10.55 12,660.00 00 CHF 9,008.11 000 0.00 610.53 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A DE0005140008 DEUTSCHE BK 2,460 30.345 74,648.70 EUR 64,513.61 0.00 4,372.43 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A DE0007100000 DAIMLERCHRYSLER ADR (USD) 75 50.84 3,813.00 USD 2,362.31 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A DE0008032004 COMMERZBANK AG 6,109 1.783 10,892.35 EUR 9,413.49 0.00 638.00 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A DE0008404005 ALLIANZ AG REG 400 81.21 32,484.00 EUR 28,073.63 000 0.00 1,902.70 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A ES0126775032 DISTRIBUIDORA IN SM 1,000 3.305 3,305.00 EUR 2,856.28 0.00 193.59 35.00 Schedule 9 Part A 01/08/2012 Held Page 2 of 16

Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 5038129 AG5176 N/A FR0000120172 CARREFOUR 800 19.23 15,384.00 EUR 13,295.31 0.00 901.09 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A FR0000120271 TOTAL S A 1,375 37.815 51,995.63 EUR 44,936.16 0.00 3,045.56 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A FR0000125007 ST GOBAIN 2,400 33.69 80,856.00 EUR 69,878.14 0.00 4,736.01 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A FR0000131104 BNP PARIBAS (FR) 440 32.85 14,454.00 EUR 12,491.57 0.00 846.62 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0000566504 BHP BILLITON PLC 2,000 19.675 39,350.00 GBP 39,350.00 0.00 2,666.96 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0002162385 AVIVA PLC 2,200 3.408 7,497.60 GBP 7,497.60 0.00 508.15 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0002748050 DOMINO PRINTING SCIENCES 1,000 5.74 5,740.00 GBP 5,740.00 0.00 389.03 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0005405286 HSBC HOLDINGS PLC (GBP) 102 5.449 555.80 GBP 555.80 0.00 37.67 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0005603997 LEGAL & GENERAL 5,520 1.105 6,099.60 GBP 6,099.60 0.00 413.40 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0007547838 ROYAL BANK OF SCOTLAND 2,685,257 0.2423 650,637.77 GBP 650,637.77 0.00 44,097.15 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0007980591 BP PLC 1,844 4.61 8,500.84 GBP 8,500.84 0.00 576.15 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0008706128 LLOYDS BANKING GROUP PLC 1,556,162 0.32495 505,674.84 GBP 505,674.84 0.00 34,272.25 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0009252882 GLAXO SMITHKLINE 485 14 6,790.00 GBP 6,790.00 0.00 460.19 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0009895292 ASTRAZENECA (UK LINE) 250 29.86 7,465.00 GBP 7,465.00 0.00 505.94 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0031348658 BARCLAYS PLC ORD SHARES 239,503 1.953 467,749.36 GBP 467,749.36 0.00 31,701.84 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0031411001 XSTRATA PLC LN 19,000 10.455 198,645.00 GBP 198,645.00 0.00 13,463.22 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB0031718066 YELL GROUP PLC 100,000 0.0361 3,610.00 GBP 3,610.00 0.00 244.67 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B03MLX29 ROYAL DUTCH SHELL A SHS 56 22.06 1,235.36 GBP 1,235.36 0.00 83.73 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B03MM408 ROYAL DUTCH SHELL B SHS 2,260 22.355 50,522.30 GBP 50,522.30 0.00 3,424.16 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B08SNH34 NATIONAL GRID PLC 10,395 6.175 64,189.13 GBP 64,189.13 0.00 4,350.43 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B0LCW083 HIKMA PHARMACEUTICALS LN 600 6.745 4,047.00 GBP 4,047.00 0.00 274.29 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B16GWD56 VODAFONE GROUP LN 4,600 1.7285 7,951.10 GBP 7,951.10 0.00 538.89 1.00 Schedule 9 Part A 01/08/2012 / Held 5038129 AG5176 N/A GB00B19NKB76 HOME RETAIL LN 5,000 1.001 5,005.00 GBP 5,005.00 0.00 339.22 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B19NLV48 EXPERIAN PLC 3,369 8.105 27,305.75 GBP 27,305.75 0.00 1,850.65 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B24CGK77 RECKITT BENCKISE LN 192 31.98 6,140.16 GBP 6,140.16 0.00 416.15 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B2823H99 E THERAPEUTICS PLC LN 25,000 0.2925 7,312.50 GBP 7,312.50 0.00 495.61 1.00 Schedule 9 Part A 01/08/2012 / Held 5038129 AG5176 N/A GB00B4JZFN18 DIGNITY PLC LN 500 8.165 4,082.50 GBP 4,082.50 0.00 276.69 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B61D2N63 AFRICAN BARRICK GOLD L LN 66,000 5.4 356,400.00 GBP 356,400.00 0.00 24,155.10 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A GB00B6774699 ABCAM PLC LN 1,325 3.7 4,902.50 GBP 4,902.50 0.00 332.27 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A IE0003072950 ELAN CORP (EURO) 2,000 852 8.52 17,040.00 00 EUR 14,726.47 47 000 0.00 998.09 100Shdl 1.00 Schedule 9 Part A 01/08/2012 Hld Held 5038129 AG5176 N/A IE0032895942 ISHARES MARKIT IBOXX US U 1,200 108 129,600.00 USD 80,292.42 0.00 5,441.84 1.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A MHY7388L1039 SAFE BULKERS INC US 2,000 6.84 13,680.00 USD 8,475.31 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A NL0000009132 AKZO NOBEL 400 38.215 15,286.00 EUR 13,210.61 0.00 895.35 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A US0047641065 ACME PACKET INC US 275 36.21 9,957.75957 75 USD 6,169.23 000 0.00 000 0.00 000N 0.00 Not Held Hld No Rt Return N/A Not Held Hld 5038129 AG5176 N/A US0079031078 ADVANCED MICRO DEVICE US 420 5.83 2,448.60 USD 1,517.01 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0258161092 AMER EXPRESS 125 50.62 6,327.50 USD 3,920.14 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US03485P2011 ANGLO AMER ADR US 1,600 18.35 29,360.00 USD 18,189.70 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0357104092 ANNALY MORTGAGE MGMNT 550 16.85 9,267.50 USD 5,741.59 59 000 0.00 000 0.00 000N 0.00 Not Held Hld No Rt Return N/A Not Held Hld 5038129 AG5176 N/A US0378331005 APPLE INC 413 404.78 167,174.14 USD 103,571.12 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0526601077 AUTHENTEC INC US 3,600 3.65 13,140.00 USD 8,140.76 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US05382A1043 AVIVA PLC SPON ADR US 465 10.95 5,091.75 USD 3,154.54 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0559211000 BMC SOFTWARE INC 1,108108 34.76 38,514.08 USD 23,861.02 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0605051046 BANK OF AMERICA CORP (US) 62,040 6.83 423,733.20 USD 262,519.79 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US06738E2046 BARCLAYS PLC ADR 500 12.51 6,255.00 USD 3,875.22 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0846707026 BERKSHIRE HATH B US 145 77.86 11,289.70 USD 6,994.42 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0865161014 BEST BUY CO INC 2,000 26.2323 52,460.00 00 USD 32,501.08 08 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US0886061086 BHP BILLITON LTD SPONS AD 14,000 78.08 1,093,120.00 USD 677,231.89 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US1651671075 CHESAPEAKE ENERGY CORP 1,000 28.12 28,120.00 USD 17,421.47 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US16939P1066 CHINA LIFE INSURANCE C US 4,000 38.75 155,000.00 USD 96,028.75 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US17275R1023 CISCO SYSTEMS (USD) 20,000000 18.53 370,600.00 00 USD 229,601.64 64 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US1729674242 CITIGROUP INC US 20,215 31.59 638,591.85 USD 395,633.39 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US2254011081 CREDIT SUISSE GRP SPON AD 800 28.97 23,176.00 USD 14,358.47 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US23283K1051 CYTORI THERAPEUT US 3,030 3.03 9,180.90 USD 5,687.94 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US24702R1014 DELL INC COM 250 15.81 3,952.50 50 USD 2,448.73 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US2692464017 E*TRADE FINANCIA US 150 10.85 1,627.50 USD 1,008.30 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US3134003017 FREDDIE MAC 20,000 0.25 5,000.00 USD 3,097.70 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US3135861090 FANNIE MAE 20,000 0.247 4,940.00 USD 3,060.53 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US3453708600 FORD MOTOR COMPANY (US) 4,000 11.68 46,720.00 00 USD 28,944.92 92 000 0.00 000 0.00 000Not Held 0.00 No Return N/A Not Held 5038129 AG5176 N/A US3696041033 GENERAL ELECTRIC CO (US) 325 16.71 5,430.75 USD 3,364.57 0.00 0.00 0.00 Not Held No Return N/A Not Held Page 3 of 16

Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 5038129 AG5176 N/A US37517Y1038 GIGOPTIX INC US 4,800 1.9 9,120.00 USD 5,650.21 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US38045R1077 GOL LINHAS AEREAS INTEL 1,500 8.02 12,030.00 USD 7,453.07 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US40124Q2084 GUARANTY TR GDR LI 6,250 4.6 28,750.00 USD 17,811.78 0.00 1,207.20 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A US40415F1012 HDFC BANK LTD ADR 1,080 31.66 34,192.80 USD 21,183.82 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US4282361033 HEWLETT PACKARD 1,500 26.61 39,915.00 USD 24,728.95 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US4581401001 INTEL CORP (US) 5,500 24.54 134,970.00 USD 83,619.35 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US4642864007 ISHARES MSCI BRAZIL 2,560 62.37 159,667.20 USD 98,920.27 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US4642868305 ISHARES MSCI MALAYSIA 1,063 13.88 14,754.44 USD 9,140.97 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US4642868719 ISHARES MSCI HONG KNG IND 1,000 16.19 16,190.00 USD 10,030.36 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US46428Q1094 ISHARES SILVER TRUST US 1,000 33.44 33,440.00 USD 20,717.43 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US46625H1005 JPMORGAN CHASE & CO INC 830 34.76 28,850.80 USD 17,874.23 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US48203R1041 JUNIPER NETWORKS INC 300 24.47 7,341.00 USD 4,548.05 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US5249011058 LEGG MASON INC 130 27.5 3,575.00 USD 2,214.86 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US5394391099 LLOYDS TSB GRP PLC SP A 2,625 2.06 5,407.50 USD 3,350.16 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US5609051017 MALAYSIA FUND INC US 15,200 10.23 155,496.00 USD 96,336.04 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US57060U3086 MARKET VECTORS STEEL I US 6,000 52.79 316,740.00 USD 196,233.19 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US57060U5891 MARKET VECTORS JR GOLD US 500 31.13 15,565.00 USD 9,643.14 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US57636Q1040 MASTERCARD INC A US 28 347.24 9,722.72 USD 6,023.62 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US58471A1051 MEDIDATA SOLUTIONS INC US 560 17.98 10,068.80 USD 6,238.03 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US5949181045 MICROSOFT CORP (USD) 985 26.63 26,230.55 USD 16,250.88 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US59509C1053 MICROMET INC US 14,062 6.57 92,387.34 USD 57,237.68 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US6174464486 MORGAN ST DEAN W 100 17.64 1,764.00 USD 1,092.87 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US61745C1053 MORGAN STANLEY INDIA I US 27,700 17.69 490,013.00 USD 303,582.80 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US6549022043 NOKIA ADR (USD) 2,500 6.73 16,825.00 USD 10,423.77 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US6778621044 LUKOIL SPON ADR (L INT) 160 58.2 9,312.00 USD 5,769.16 0.00 391.01 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG5176 N/A US7134481081 PEPSICO INC 200 62.95 12,590.00 USD 7,800.01 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US7170811035 PFIZER INC (US) 5,000 19.26 96,300.00 USD 59,661.73 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US74347W8414 PROSHARES ULTRA SILVER US 400 67.37 26,948.00 USD 16,695.37 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US8552441094 STARBUCKS CORP 1,500 42.36 63,540.00 USD 39,365.59 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US89151E1091 TOTAL SA S.A. SPON A 7,000 52.3 366,100.00 USD 226,813.70 000 0.00 000 0.00 000N 0.00 Not Held Hld No Return N/A Not Held Hld 5038129 AG5176 N/A US8923313071 TOYOTA MOTOR CORP SPON AD 40 66.71 2,668.40 USD 1,653.18 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US9029733048 US BANCORP INC 450 25.59 11,515.50 USD 7,134.32 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US90335C1009 US HOME SYSTEMS INC US 2,500 5.39 13,475.00 USD 8,348.31 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US9108734057 UNITED MICROELECTRON S US 700 2.2323 1,561.00 USD 967.10 0.0000 0.0000 0.0000 Not Held No Return N/A Not Held 5038129 AG5176 N/A US92826C8394 VISA INC CLASS A SHRS US 1,600 93.26 149,216.00 USD 92,445.33 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US9287081064 VOLTERRA SEMICONDUCTOR US 485 23.7 11,494.50 USD 7,121.31 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US9497461015 WELLS FARGO CO 1,920 25.91 49,747.20 USD 30,820.40 0.00 0.00 0.00 Not Held No Return N/A Not Held 5038129 AG5176 N/A US9814751064 WORLD FUEL SERVICES CORP 1,000 39.85 39,850.00 00 USD 24,688.68 000 0.00 000 0.00 000N 0.00 Not Held Hld No Rt Return N/A Not Held Hld 5038129 AG5176 N/A CH0024899483 UBS AG REG VX 16,822 11.21 188,574.62 CHF 134,178.61 0.00 9,093.99 35.00 Schedule 9 Part A 01/08/2012 Held AG5176 Total 6,830,262.90 218,351.18 727.00 219,078.18 5038129 AG6315 N/A CA0636711016 BANK MONTREAL (CAD) 405 58.89 23,850.45 CAD 14,875.85 0.00 1,008.21 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG6315 N/A CA1360691010 CAN IMPL BK COMM 405 75.1 30,415.50 50 CAD 18,970.56 000 0.00 1,285.73 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG6315 N/A CA2119061026 CONTL PRECIOUS MINERAL CN 64,310 0.29 18,649.90 CAD 11,632.20 0.00 788.38 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG6315 N/A CA58516W1041 MEGA URANIUM LTD CN 12,000 0.32 3,840.00 CAD 2,395.06 0.00 162.33 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG6315 N/A CA72765Y1097 PLATMIN LTD CN 55,000 0.28 15,400.00 CAD 9,605.19 0.00 650.99 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG6315 N/A CA8911605092 TORONTO DOMINION BK (CAD) 404 75.23 30,392.92392 CAD 18,956.48 000 0.00 1,284.78 35.00 Schedule 9 Part A 01/08/2012 Held 5038129 AG6315 N/A CA91701P1053 URANIUM ONE INC CN 5,000 3 15,000.00 CAD 9,355.70 0.00 634.09 35.00 Schedule 9 Part A 01/08/2012 Held AG6315 Total 85,791.04 5,814.51 245.00 6,059.51 5039330 AG8175 N/A CA54928Q1081 LUCARA DIAMOND CORP CN 1,300 0.88 1,144.00 CAD 713.53 0.00 48.36 35.00 Schedule 9 Part A 01/08/2012 Held 5039330 AG8175 N/A GB00B09WLX62 CLONTARF ENERGY PLC LN 23,000 0.0412504125 948.75 GBP 948.75 0.0000 64.30 1.00 Schedule 9 Part A 01/08/2012 Held 5039330 AG8175 N/A GB00B28KQ186 MAN GROUP PLC LN 4,015 1.499 6,018.49 GBP 6,018.49 0.00 407.90 1.00 Schedule 9 Part A 01/08/2012 Held 5039330 AG8175 N/A GB00B5TFC825 BOTSWANA DIA ORD LONDON 1,625 0.025 40.63 GBP 40.63 0.00 2.75 1.00 Schedule 9 Part A 01/08/2012 Held 5039330 AG8175 N/A IE0003186172 PETROCELTIC INTERNATIONAL 4,800 0.0601 288.48 GBP 288.48 0.00 19.55 1.00 Schedule 9 Part A 01/08/2012 Held 5039330 AG8175 N/A IE00B2357X72 CONNEMARA MINING COMPA LN 6,500 0.1275 828.75 GBP 828.75 000 0.00 56.17 100Schedule 1.00 9 Part A 01/08/2012 Held AG8175 Total 8,838.62 599.04 40.00 639.04 5039740 AG8247 N/A CA74975F2017 RESIN SYSTEMS 28 0 0.00 CAD 0.00 0.00 0.00 35.00 Schedule 9 Part A 01/08/2012 Held 5039740 AG8247 N/A GB0003450359 JPMORGAN INDIAN INV TRUST 6,000 3.802 22,812.00 GBP 22,812.00 0.00 1,546.09 1.00 Schedule 9 Part A 01/08/2012 Held 5039740 AG8247 N/A GB00B00FHZ82 GOLD BULLION SEC LN 600 103.435 62,061.00 00 GBP 62,061.00 00 000 0.00 4,206.20 100Schedule 1.00 9 Part A 01/08/2012 Held 5039740 AG8247 N/A GB00B06QGC57 XTRACT ENERGY PLC 250,000 0.01725 4,312.50 GBP 4,312.50 0.00 292.28 1.00 Schedule 9 Part A 01/08/2012 Held Page 4 of 16

Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 5039740 AG8247 N/A GB00B16GWD56 VODAFONE GROUP LN 33,389 1.7285 57,712.89 GBP 57,712.89 0.00 3,911.51 1.00 Schedule 9 Part A 01/08/2012 Held 5039740 AG8247 N/A GB00B2N7FW85 NORSEMAN GOLD PL LN 25,000 0.0725 1,812.50 GBP 1,812.50 0.00 122.84 1.00 Schedule 9 Part A 01/08/2012 Held 5039740 AG8247 N/A JE00B1VS3333 ETFS PHYSICAL SILVER LN 870 33.41302 29,069.33 USD 18,009.62 0.00 1,220.61 1.00 Schedule 9 Part A 01/08/2012 Held 5039740 AG8247 N/A US4254661097 HENDRX CORP US 4,500 0.001 4.50 USD 2.79 0.00 0.00 0.00 Not Held No Return N/A Not Held 5039740 AG8247 N/A US55348A1025 MRU HOLDINGS INC US 2,500 0.0008 2.00 USD 1.24 0.00 0.00 0.00 Not Held No Return N/A Not Held 5039740 AG8247 N/A US6516391066 NEWMONT MINING CORP HLD C 200 66.83 13,366.00 USD 8,280.78 0.00 0.00 0.00 Not Held No Return N/A Not Held 5039740 AG8247 N/A US78347P1021 RX PROCES 69,630 0 0.00 USD 0.00 0.00 0.00 0.00 Not Held No Return N/A Not Held 5039740 AG8247 N/A US98385L1026 XSUNX INC US 3,000 0.056 168.00 USD 104.08 0.00 0.00 0.00 Not Held No Return N/A Not Held AG8247 Total 175,109.39 11,299.53 41.00 11,340.53 5039824 AG9004 N/A GB00B0RFL714 TREVERIA PLC 740,000 0.155 114,700.00 EUR 99,127.13 0.00 6,718.37 1.00 Schedule 9 Part A 01/08/2012 Held 5039824 AG9004 N/A XS0247214264 GSHAM.000000 03/23/26 754,000 0 0.00 EUR 0.00 0.00 0.00 0.00 Delisted N/A Held AG9004 Total 99,127.13 6,718.37 1.00 6,719.37 6000996 11086 N/A NID LME NICKEL (USD) 4 115350 461,400.00 USD 285,855.89 0.00 19,373.96 TBNS TBNS 01/08/2012 Held 11086 Total 285,855.89 19,373.96 TBNS TBNS 6001049 AG6551 N/A US8964383066 TRINITY BIOTECH SPON ADR 120,000 10.28 1,233,600.00 USD 764,264.92 0.00 0.00 0.00 Not Held No Return N/A Not Held AG6551 Total 764,264.92 0.00 0.00 0.00 6006289 MCU5084 N/A XXXXXXXXXXXX CAPLAY PLC B WARRANT 6,000,000 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held MCU5084 Total 0.00 0.00 0.00 0.00 6009181 10510 N/A COD COBALT USD 2 29000 58,000.00 USD 35,933.34 0.00 2,435.39 TBNS TBNS 01/08/2012 Held 10510 Total 35,933.34 2,435.39 TBNS TBNS 6013852 AG8951 N/A GB0000510312 BANK IREL13.375 13 3/8% U 160,000 0.486 77,760.00 GBP 77,760.00 0.00 5,270.20 1.00 Schedule 9 Part A 01/08/2012 Held 6013852 AG8951 N/A GB0000510312 BANK IREL13.375 13 3/8% U 90,000 0.486 43,740.00 GBP 43,740.00 0.00 2,964.49 1.00 Schedule 9 Part A 01/08/2012 / Held 6013852 AG8951 N/A GB0002162385 AVIVA PLC 20,000 3.408 68,160.00 GBP 68,160.00 0.00 4,619.56 1.00 Schedule 9 Part A 01/08/2012 Held 6013852 AG8951 N/A GB00B3KS9W93 LLOYDS LONDON LSE LLOY LN 1,220,000 0.775 945,500.00 GBP 945,500.00 0.00 64,081.51 1.00 Schedule 9 Part A 01/08/2012 Held 6013852 AG8951 N/A GB00B3KSB238 LLOYDS LONDON LSE LLOY 180,000 0.7875 141,750.00 GBP 141,750.00 0.00 9,607.14 1.00 Schedule 9 Part A 01/08/2012 Held 6013852 AG8951 N/A IE00B59NXW72 IRISH LIFE & PER 500,000 0 0.00 EUR 0.00 0.00 0.00 0.00 Delisted N/A Held AG8951 Total 1,276,910.00 86,542.91 5.00 86,547.91 6019871 MCU5922 N/A GB0000811801 BARRATT 50,000 0.888 44,400.00 GBP 44,400.00 0.00 3,009.22 1.00 Schedule 9 Part A 01/08/2012 Held 6019871 MCU5922 N/A GB0008782301 TAYLOR WIMPEY PLC 100,000 0.3695 36,950.00 GBP 36,950.00 0.00 2,504.30 1.00 Schedule 9 Part A 01/08/2012 Held 6019871 MCU5922 N/A GB00B0H1P667 MAX PETROLEUM PL LN 200,000000 0.1475 29,500.00 GBP 29,500.00 000 0.00 1,999.37 100Shdl 1.00 Schedule 9 Part A 01/08/2012 Hld Held MCU5922 Total 110,850.00 7,512.89 3.00 7,515.89 6021092 AGCY405C N/A AU000000BKY0 BERKELEY RESOURC AU 30,900 0.325 10,042.50 AUD 6,601.26 0.00 447.40 35.00 Schedule 9 Part A 01/08/2012 Held AGCY405C Total 6,601.26 447.40 35.00 482.40 6048834 AG6171 N/A CH0046417595 JCTRST 0 09/30/13 3,000,000 0 0.0000 EUR 0.0000 0.0000 0.0000 0.0000 Delisted N/A Held AG6171 Total 0.00 0.00 0.00 0.00 6049462 AG5415 N/A CH0011037469 SYNGENTA AG 1,275 268.5 342,337.50 CHF 243,587.23 0.00 16,509.19 35.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A CH0012032048 ROCHE HLDS AG GENUS 1,000 144.7 144,700.00 CHF 102,960.01 0.00 6,978.14 35.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A CH0126881561 SWISS RE LTD VX 7,500 48.23 361,725.00 CHF 257,382.24 24 000 0.00 17,444.15 15 35.00 Shdl Schedule 9 Part ta 01/08/2012 Hld Held 6049462 AG5415 N/A FR0000120578 SANOFI 5,830 51.96 302,926.80 EUR 261,798.29 0.00 17,743.45 35.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A GB0002162385 AVIVA PLC 55,455 3.408 188,990.64 GBP 188,990.64 0.00 12,808.89 1.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A GB00B0SJNV03 ELDERS SER 17B GU 3,000,000 0.9575 2,872,500.00 GBP 2,872,500.00 0.00 194,684.44 TBNS Redemption Bank Transfer 01/08/2012 Held 6049462 AG5415 N/A GG00B1HQ2W32 FTSE CAP PROTECED III SHS 230,000000 0.8375 192,625.00 GBP 192,625.00 000 0.00 13,055.21 100Schedule 1.00 9 Part A 01/08/2012 Held 6049462 AG5415 N/A GG00B1HQ3B93 EUROPE CAP PROTECTED II S 851,000 0.83 706,330.00 GBP 706,330.00 0.00 47,871.70 1.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A GG00B4PH8P49 ELDeRS Inv Co Class 16 LO 70,000 1.5425 107,975.00 GBP 107,975.00 0.00 7,318.03 1.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A HK0017000149 NEW WORLD DEV HK 318,055 8.33 2,649,398.15 HKD 211,393.77 0.00 14,327.27 35.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A NL0000303709 AEGON NV NA 102,100100 3.475 354,797.50 50 EUR 306,626.48626 000 0.00 20,781.69 35.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A SG1L01001701 DBS GROUP HLDGS SP 16,137 12.36 199,453.32 SGD 98,729.49 0.00 6,691.42 35.00 Schedule 9 Part A 01/08/2012 Held 6049462 AG5415 N/A US05382A1043 AVIVA PLC SPON ADR US 19,000 10.95 208,050.00 USD 128,895.36 0.00 0.00 0.00 Not Held No Return N/A Not Held 6049462 AG5415 N/A US0556221044 BP PLC SPONS ADR 5,300 44.18 234,154.00 USD 145,067.84 0.00 0.00 0.00 Not Held No Return N/A Not Held 6049462 AG5415 N/A US4642867729 ISHARES MSCI SOUTH KOREA 6,110 55.4 338,494.00 USD 209,710.67 000 0.00 000 0.00 000Not 0.00 Not Held No Return N/A Not Held 6049462 AG5415 N/A XS0453151184 BACR 0 10/02/14 370,000 0 0.00 GBP 0.00 0.00 0.00 0.00 Delisted N/A Held AG5415 Total 6,034,572.03 376,213.58 TBNS TBNS 6049892 GL234 N/A AHD LME HI GD ALUMINIUM USD 17 54675 929,475.00 USD 575,847.22 0.00 39,028.20 TBNS TBNS 01/08/2012 Held GL234 Total 575,847.22 39,028.20 20 TBNS TBNS 6055165 10800 N/A FMD Med Steel Billet LME 274 35360 9,688,640.00 USD 6,002,502.94 0.00 406,821.21 TBNS Previously Returned N/A Previously Returned 10800 Total 6,002,502.94 406,821.21 TBNS TBNS 6072973 AG5953 N/A DK0060083566 TRIGON AGRI A/S SS 96,349 8.7 838,236.30 SEK 80,323.92 0.00 5,443.97 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A FI0009000681 NOKIA OYJ FH 30,000000 487 4.87 146,100.00100 EUR 126,263.94263 000 0.00 8,557.57 57 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A FR0000053225 M6 METROPOLE TELEVISION 5,000 12.42 62,100.00 EUR 53,668.65 0.00 3,637.41 35.00 Schedule 9 Part A 01/08/2012 Held Page 5 of 16

Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 6072973 AG5953 N/A FR0000120172 CARREFOUR 4,500 19.23 86,535.00 EUR 74,786.10 0.00 5,068.65 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A FR0000120578 SANOFI 2,000 51.96 103,920.00 EUR 89,810.73 0.00 6,086.95 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A FR0000125460 Societe d'edition de Cana 10,000 4.408 44,080.00 EUR 38,095.24 0.00 2,581.91 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB0007980591 BP PLC 17,500 4.61 80,675.00 GBP 80,675.00 0.00 5,467.77 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB00B0351429 CERES POWER HOLDINGS PLC 159,301 0.1575 25,089.91 GBP 25,089.91 0.00 1,700.48 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB00B05NYM32 INVESCO LEVERAGED HIGH LN 400,000 0.54125 216,500.00 GBP 216,500.00 0.00 14,673.34 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB00B11SZ269 OXFORD CATALYSTS GROUP LN 65,000 0.5275 34,287.50 GBP 34,287.50 0.00 2,323.84 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB00B1F4K366 PLANT IMPACT PLC LN 350,000 0.225 78,750.00 GBP 78,750.00 0.00 5,337.30 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB00B1FMH067 FIBERWEB PLC LN 111,771 0.41 45,826.11 GBP 45,826.11 0.00 3,105.88 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GB00B1XF5X66 MODERN WATER PLC LN 45,000 0.52 23,400.00 GBP 23,400.00 0.00 1,585.94 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A GG00B1G3RS66 Phaunos Timber Fund Limit 70,000 0.70125 49,087.50 USD 30,411.68 0.00 2,061.16 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A IE0030606259 BANK OF IRELAND(SETS EURO 700,000 0.104 72,800.00 EUR 62,915.91 0.00 4,264.14 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A IM00B1HWL911 UNITECH CORPORATE PARK LN 149,543 0.2625 39,255.04 GBP 39,255.04 0.00 2,660.52 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A IM00B1W65B86 SPEYMILL DEUTSCH LN 480,000 0 0.00 EUR 0.00 0.00 0.00 0.00 Delisted N/A Held 6072973 AG5953 N/A IM00B28QLQ61 LANDKOM INTERNATIONAL LN 4,600,000 0.03125 143,750.00 GBP 143,750.00 0.00 0.00 0.00 Delisted N/A Held 6072973 AG5953 N/A JE00B2Q4TN56 HERITAGE OIL PLC LN 36,000 2.187 78,732.00 GBP 78,732.00 0.00 5,336.08 1.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A KYG2046Q1073 CHAODA MODERN HK 420,000 1.1 462,000.00 HKD 36,862.68 0.00 2,498.38 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A KYG6846J1067 PACIFIC ALLIANCE ASIA LN 65,800 1.075 70,735.00 USD 43,823.18 0.00 2,970.13 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A LU0269583422 GAGFAH SA GY 33,500 4.66 156,110.00 EUR 134,914.87 0.00 9,143.89 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A NL0000852549 CSM CVA NA 4,000 10.75 43,000.00 EUR 37,161.87 0.00 2,518.66 35.00 Schedule 9 Part A 01/08/2012 Held 6072973 AG5953 N/A US0605051046 BANK OF AMERICA CORP (US) 8,800 6.83 60,104.00 USD 37,236.85 0.00 0.00 0.00 Not Held No Return N/A Not Held 6072973 AG5953 N/A US1729674242 CITIGROUP INC US 2,700 31.59 85,293.00 USD 52,842.45 0.00 0.00 0.00 Not Held No Return N/A Not Held 6072973 AG5953 N/A US5949181045 MICROSOFT CORP (USD) 5,000 26.63 133,150.00 USD 82,491.79 0.00 0.00 0.00 Not Held No Return N/A Not Held AG5953 Total 1,747,875.43 97,023.97 361.00 97,384.97 6075243 AG6304 N/A US05574Y2090 DMY US05574Y2090 LONDON 2,930 0 0.00 USD 0.00 0.00 0.00 0.00 Delisted N/A Held 6075243 AG6304 N/A XS0532988770 BTAS FR 07/01/18 / 605,444 0.595001 360,239.79 USD 223,183.07 0.00 15,126.29 35.00 Schedule 9 Part A 01/08/2012 / Held 6075243 AG6304 N/A XS0532990677 BTAS 7.200000 07/01/25 137,183 0.284 38,959.97 USD 24,137.27 0.00 1,635.91 35.00 Schedule 9 Part A 01/08/2012 Held 6075243 AG6304 N/A XS0532995049 DMY XS0532995049 LONDON 1,250,788 0.05 62,539.40 USD 38,745.68 0.00 0.00 0.00 Delisted N/A Held AG6304 Total 286,066.02 16,762.20 70.00 16,832.20 6077672 AG6040 N/A US5272991010 LEVEL VISION ELECTRONI US 600,000000 0.00010001 60.0000 USD 37.17 0.0000 0.0000 0.0000 Not Held No Return N/A Not Held 6077672 AG6040 N/A US54569N1090 LOTTA COAL INC US 1,200,000 0.011 13,200.00 USD 8,177.93 0.00 0.00 0.00 Not Held No Return N/A Not Held AG6040 Total 8,215.10 0.00 0.00 0.00 6078333 GERRKING N/A AU000000GGP5 GOLDEN GATE PETROLEUM 15 0.018 0.27 AUD 0.18 0.00 0.01 35.00 Schedule 9 Part A 01/08/2012 Held GERRKING Total 0.18 0.0101 35.00 0.18 6087425 AG6327 N/A XS0473176658 HTC 9.500000 12/15/16 16,041,000 0.867087 13,908,942.57 EUR 12,020,519.03 0.00 814,693.84 35.00 Schedule 9 Part A 01/08/2012 Held AG6327 Total 12,020,519.03 814,693.84 35.00 814,728.84 6087716 10506 N/A AHD LME HI GD ALUMINIUM USD 19 54675 1,038,825.00 USD 643,593.95 0.00 43,619.75 TBNS TBNS 01/08/2012 Held 10506 Total 643,593.95 95 43,619.75 TBNS TBNS 6095699 AG6476 N/A CA0372431027 ANTRIM ENERGY INC 60,000 0.67 40,200.00 GBP 40,200.00 0.00 2,724.57 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A CA8589151015 STERLING RESOURCES LTD 290,000 1.8 522,000.00 CAD 325,578.49 0.00 22,066.17 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB0033147751 BLOOMSBURY PUBLISHING 15,000 0.9825 14,737.50 GBP 14,737.50 0.00 998.84 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB0033359141 ECKOH PLC 200,000000 0.0912509125 18,250.00 00 GBP 18,250.00 00 000 0.00 1,236.90 100Schedule 1.00 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB0033869347 AVANTI CAPITAL PLC 187,500 0.785 147,187.50 GBP 147,187.50 0.00 9,975.67 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B0C18177 ANGLO ASIAN MINING PLC LN 190,000 0.38 72,200.00 GBP 72,200.00 0.00 4,893.37 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B0CY5V57 SERICA ENERGY PLC LN 348,000 0.1775 61,770.00 GBP 61,770.00 0.00 4,186.48 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B0H1P667 MAX PETROLEUM PL LN 800,000000 013 0.13 104,000.00000 00 GBP 104,000.00000 00 000 0.00 7,048.63 100Schedule 1.00 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B1FMH067 FIBERWEB PLC LN 40,000 0.5375 21,500.00 GBP 21,500.00 0.00 1,457.17 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B1KKCZ55 ASHLEY HOUSE PLC LN 1,250,000 0.1675 209,375.00 GBP 209,375.00 0.00 14,190.45 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B1TR0310 INLAND PLC LN 250,000 0.17625 44,062.50 GBP 44,062.50 0.00 2,986.35 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B1XFKR57 PRESSURE TECHNOLOGIES LN 10,000000 11 1.1 11,000.00 GBP 11,000.00 000 0.00 745.5353 100Schedule 1.00 9 Part A 01/08/2012 Held 6095699 AG6476 N/A GB00B64NSP76 Costain Group Plc LONDON 10,000 1.96 19,600.00 GBP 19,600.00 0.00 1,328.40 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A US56176Q1022 MANAS PETROLEUM CORP US 25,000 0.195 4,875.00 USD 3,020.26 0.00 204.70 1.00 Schedule 9 Part A 01/08/2012 Held 6095699 AG6476 N/A VGG729641024 PUBLIC SERVICE PROPERT LN 30,000 0.625 18,750.00 GBP 18,750.00 0.00 1,270.79 1.00 Schedule 9 Part A 01/08/2012 Held AG6476 Total 1,111,231.25111 25 75,313.99 15.00 75,328.99 3061335 AG8037 CY3437 GB0007389926 OLD MUTUAL 14,959 1.1 16,454.90 GBP 16,454.90 0.00 0.00 0.00 Delisted N/A Held AG8037 Total 16,454.90 0.00 0.00 0.00 3091247 AG8041 CY3426 GB00B04M1L91 CLUFF GOLD LTD 2,500 0.91 2,275.00 GBP 2,275.00 0.00 154.19 1.00 Schedule 9 Part A 01/08/2012 Held 3091247 AG8041 CY3426 GB00B5KKT968 CABLE & WIRELESS LN 2,000 0.3624 724.80 GBP 724.80 000 0.00 49.12 100Schedule 1.00 9 Part A 01/08/2012 Held 3091247 AG8041 CY3426 GB0009697037 BABCOCK INTNL PLC 29,312 7.045 206,503.04 GBP 206,503.04 0.00 13,995.80 1.00 Schedule 9 Part A 01/08/2012 Held Page 6 of 16

Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 Col. 6 Col. 7 Col. 8 Col. 9 Col. 10 Col. 11 Col. 12 Col. 13 Col. 14 Col. 15 CIS ID Account Code Share of costs (GBP) Date for Retained ISIN Sec Code Security Description Quantity Price Value Sec Cur Value (GBP) Shortfall Return Procedure Grips R&N Shared Cost Specific Cost Return Client Assets Status 3091247 AG8041 CY3426 GB0009252882 GLAXO SMITHKLINE 500 14 7,000.00 GBP 7,000.00 0.00 474.43 1.00 Schedule 9 Part A 01/08/2012 Held 3091247 AG8041 CY3426 GB0006043169 MORRISON 4,000 3.022 12,088.00 GBP 12,088.00 0.00 819.27 1.00 Schedule 9 Part A 01/08/2012 Held 3091247 AG8041 CY3426 GB0005603997 LEGAL & GENERAL 8,340 1.105 9,215.70 GBP 9,215.70 0.00 624.60 1.00 Schedule 9 Part A 01/08/2012 Held 3091247 AG8041 CY3426 GB00B5WB0X89 CABLE & WIRELESS WORLD LN 2,000 0.2796 559.20 GBP 559.20 0.00 37.90 1.00 Schedule 9 Part A 01/08/2012 Held AG8041 Total 238,365.74 16,155.30 7.00 16,162.30 3101388 AG8323 CY4024 GB0030913577 BT GROUP ORD 0.05 1,252 1.881 2,355.01 GBP 2,355.01 0.00 159.61 1.00 Schedule 9 Part A 01/08/2012 Held 3101388 AG8323 CY4024 GB0008706128 LLOYDS BANKING GROUP PLC 3,318 0.32495 1,078.18 GBP 1,078.18 0.00 73.07 1.00 Schedule 9 Part A 01/08/2012 Held AG8323 Total 3,433.20 232.69 2.00 234.69 5011768 AGCY5054 CY5054 US36846Q2030 GEEKNET INC US 1 19.47 19.47 USD 12.06 0.00 0.00 0.00 Not Held No Return N/A Not Held AGCY5054 Total 12.06 0.00 0.00 0.00 5011792 AGCY5061 CY5061 US00755F1030 ADVANCED TISSUE SCIENC US 400 0 0.00 USD 0.00 0.00 0.00 0.00 Not Held No Return N/A Not Held AGCY5061 Total 0.00 0.00 0.00 0.00 5012708 AGCY5006 CY5006 US46612J5074 JDS UNIPHASE CORP US 38 12 456.00 USD 282.51 0.00 0.00 0.00 Not Held No Return N/A Not Held 5012708 AGCY5006 CY5006 US31787A5074 FINISAR CORPORATION US 62 20.49 1,270.38 USD 787.05 0.00 0.00 0.00 Not Held No Return N/A Not Held AGCY5006 Total 1,069.56 0.00 0.00 0.00 5016578 AGCY1278 CY1278 GB0030913577 BT GROUP ORD 0.05 10,000 1.881 18,810.00 GBP 18,810.00 0.00 1,274.85 TBNS Liquidated Bank Transfer 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0009895292 ASTRAZENECA (UK LINE) 3,000 29.86 89,580.00 GBP 89,580.00 0.00 6,071.31 1.00 Schedule 9 Part A 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0009252882 GLAXO SMITHKLINE 5,000 14 70,000.00 GBP 70,000.00 0.00 4,744.27 1.00 Schedule 9 Part A 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0009252882 GLAXO SMITHKLINE 2,000 14 28,000.00 GBP 28,000.00 0.00 1,897.71 TBNS Liquidated Bank Transfer 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0008847096 TESCO 25,000 4.0175 100,437.50 GBP 100,437.50 0.00 6,807.18 1.00 Schedule 9 Part A 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0002875804 BRIT AMER TOBACCO 4,000 28.645 114,580.00 GBP 114,580.00 0.00 7,765.69 1.00 Schedule 9 Part A 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0008762899 BG GROUP PLC 14,000 13.565 189,910.00 GBP 189,910.00 0.00 12,871.20 1.00 Schedule 9 Part A 01/08/2012 / Held 5016578 AGCY1278 CY1278 GB0008762899 BG GROUP PLC 6,000 13.565 81,390.00 GBP 81,390.00 0.00 5,516.23 TBNS Liquidated Bank Transfer 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0002634946 BAE SYSTEMS PLC 11,287 2.766 31,219.84 GBP 31,219.84 0.00 2,115.93 TBNS Liquidated Bank Transfer 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0002374006 DIAGEO 8,022 12.89 103,403.58 GBP 103,403.58 0.00 7,008.20 TBNS Liquidated Bank Transfer 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0002374006 DIAGEO 2,000 12.89 25,780.00 GBP 25,780.00 0.00 1,747.25 1.00 Schedule 9 Part A 01/08/2012 / Held 5016578 AGCY1278 CY1278 GB0002162385 AVIVA PLC 10,000 3.408 34,080.00 GBP 34,080.00 0.00 2,309.78 1.00 Schedule 9 Part A 01/08/2012 Held 5016578 AGCY1278 CY1278 GB0004544929 IMP TOBACCO 7,500 22.74 170,550.00 GBP 170,550.00 0.00 11,559.07 TBNS Liquidated Bank Transfer 01/08/2012 Held AGCY1278 Total 1,057,740.92 71,688.67 TBNS TBNS 5016857 AGCY2355 CY2355 GB0033195214 KINGFISHER PLC 3,249 2.589 8,411.66 GBP 8,411.66 000 0.00 570.10 100Shdl 1.00 Schedule 9 Part A 01/08/2012 Hld Held 5016857 AGCY2355 CY2355 GB0033986497 ITV PLC 1,262 0.6405 808.31 GBP 808.31 0.00 54.78 1.00 Schedule 9 Part A 01/08/2012 Held 5016857 AGCY2355 CY2355 GB0007547838 ROYAL BANK OF SCOTLAND 14,863 0.2423 3,601.30 GBP 3,601.30 0.00 244.08 1.00 Schedule 9 Part A 01/08/2012 Held 5016857 AGCY2355 CY2355 GB0000496611 ARMOUR GROUP PLC 100,000 0.02875 2,875.00 GBP 2,875.00 0.00 194.85 1.00 Schedule 9 Part A 01/08/2012 Held AGCY2355 Total 15,696.28 1,063.82 400 4.00 1,067.82 5023078 AGCY3004 CY3004 GB0031348658 BARCLAYS PLC ORD SHARES 1,000 1.953 1,953.00 GBP 1,953.00 0.00 132.37 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB0008706128 LLOYDS BANKING GROUP PLC 15,500 0.32495 5,036.73 GBP 5,036.73 0.00 341.37 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB0007980591 BP PLC 1,000 4.61 4,610.00 GBP 4,610.00 0.00 312.44 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB0007547838 ROYAL BANK OF SCOTLAND 4,651 0.2423 1,126.94126 GBP 1,126.94126 000 0.00 76.38 100Shdl 1.00 Schedule 9 Part ta 01/08/2012 Hld Held 5023078 AGCY3004 CY3004 GB0005227086 LOGICA PLC (GBP) 2,000 0.939 1,878.00 GBP 1,878.00 0.00 127.28 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB00B19DVX61 INVENSYS PLC 32 2.255 72.16 GBP 72.16 0.00 4.89 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB00B3Y5L754 VERNALIS PLC LN 10 0.28875 2.89 GBP 2.89 0.00 0.20 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB0000472455 DSG INTERNATIONAL PLC 4,428428 0.1185 524.72 GBP 524.72 000 0.00 35.5656 100Schedule 1.00 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 GB00B16GWD56 VODAFONE GROUP LN 499 1.7285 862.52 GBP 862.52 0.00 58.46 1.00 Schedule 9 Part A 01/08/2012 Held 5023078 AGCY3004 CY3004 US92769L1017 VIRGIN MEDIA 1 15.15 15.15 GBP 15.15 0.00 1.03 1.00 Schedule 9 Part A 01/08/2012 Held AGCY3004 Total 16,082.10 1,089.97 10.00 1,099.97 5023169 AGCY8326 CY8326 JE00B2QKY057 SHIRE PLC LN 2,000 19.51 39,020.00 00 GBP 39,020.00 00 000 0.00 2,644.59 100Schedule 1.00 9 Part A 01/08/2012 Held 5023169 AGCY8326 CY8326 GB00B16GWD56 VODAFONE GROUP LN 35,000 1.7285 60,497.50 GBP 60,497.50 0.00 4,100.23 1.00 Schedule 9 Part A 01/08/2012 Held 5023169 AGCY8326 CY8326 GB0000595859 ARM HOLDINGS PLC 6,000 5.845 35,070.00 GBP 35,070.00 0.00 2,376.88 1.00 Schedule 9 Part A 01/08/2012 Held AGCY8326 Total 134,587.50 9,121.70 3.00 9,124.70 5023937 AGCY5058 CY5058 IE0000360275 MAN AHL AHL DIV PLC ID 11,594 92.9797 1,077,894.18 18 USD 667,798.88798 88 000 0.00 45,260.24 24 35.00 Schedule 9 Part A 01/08/2012 Held 5023937 AGCY5058 CY5058 US9127952Y65 B 0 01/12/12 250,000 1.000005 250,001.25 USD 154,885.85 0.00 10,497.43 TBNS Redemption Bank Transfer 01/08/2012 Held AGCY5058 Total 822,684.74 55,757.67 TBNS TBNS 5024789 AGCYP073 CYP073 GB0009457366 DAILY MAIL&GENERAL NV 184 4.177 768.57 GBP 768.57 0.00 52.09 1.00 Schedule 9 Part A 01/08/2012 Held 5024789 AGCYP073 CYP073 GB00B03MM408 ROYAL DUTCH SHELL B SHS 538 22.355 12,026.99 GBP 12,026.99 000 0.00 815.1313 100Schedule 1.00 9 Part A 01/08/2012 Held 5024789 AGCYP073 CYP073 GB0030913577 BT GROUP ORD 0.05 447 1.881 840.81 GBP 840.81 0.00 56.99 1.00 Schedule 9 Part A 01/08/2012 Held 5024789 AGCYP073 CYP073 GB0005227086 LOGICA PLC (GBP) 325 0.939 305.18 GBP 305.18 0.00 20.68 1.00 Schedule 9 Part A 01/08/2012 Held 5024789 AGCYP073 CYP073 GB0002162385 AVIVA PLC 186 3.408 633.89 GBP 633.89 0.00 42.96 1.00 Schedule 9 Part A 01/08/2012 Held 5024789 AGCYP073 CYP073 GB00B03MLX29 ROYAL DUTCH SHELL A SHS 24 22.06 529.44 GBP 529.44 0.0000 35.88 1.00 Schedule 9 Part A 01/08/2012 Held AGCYP073 Total 15,104.87 1,023.74 6.00 1,029.74 Page 7 of 16