NANO 703-Notes. Chapter 21: Using CBED

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1 Chapter 21: Using CBED CBED features Common features in a CBED pattern can be seen in the example below. Excess and defect ZOLZ Kikuchi lines are fairly strong and broad. (Defect) HOLZ (Bragg) lines and defect HOLZ Kikuchi lines are relatively sharp. Influence of thickness The K-M fringe oscillation frequency generally increases with thickness. Beyond some thickness, though, there is so much diffuse scattering, they get a bit hard to see. Intensity oscillation in a CBED disk (I) We can get a sense of where the K-M fringes arise from our analysis of the variation in intensity with excitation error in a two beam condition. There we found I g where sins 2 eff T s eff seff 1 2 s 2

2 The intensity profile depends on excitation error s, extinction distance, and thickness T. This should be related to the intensity in the DF disk, where a line through the center of the disk is at the Bragg condition. According to the same model, the BF intensity should be I 0 sin s 2 eff T 1 s eff Let s see if this holds. Intensity oscillation in a CBED disk (I) The oscillations in near a 220 two-beam condition in the 000 (BF) and 220 (DF) disks can be seen below. Using Kikuchi diffraction, we found that s g x k., where the quantity x was measure outward from a diffraction spot to the excess Kikuchi line. The excess line indicates where the crystal would satisfy the Bragg condition if the beam tilt were changed. In CBED, for a two-beam condition, this corresponds to the bright, central band through the disk, perpendicular to g. So, to again relate s to x, we need to

3 measure from the center of the band. So s changes from positive to negative as we move outward radially through the disk. The only major difference with the preceding theory is that half of the BF disk looks darker than the other half. This is due to absorption effects, sometimes called anomalous absorption which we will now investigate. Absorption Absorption in this context, refers to incoherent and inelastic scattering that attenuate the coherent electrons. Mathematically, it manifests itself as an imaginary term in the crystal potential r. Say for example, we just have a uniform potential that is complex: r i Where 0 and 0 0 Ur U iu 0 are both real. Then the crystal structure function is 0 0 Where U 0 and U 0 are also both real. Now the electron wave equation is 2 2 k 2 U0 iu 0 r 4 0 The solution is now an attenuated plane wave i i i r e e e 2 K K r 2Kr 2Kr If we put this back in to the wave equation 2 rk 2 K 2 2iKKr We get conditions on K and K 0 and 2KK U 2 2 2 K K k U 0 Then we can figure out K and K, etc. Absorption in a crystal In a crystal, the potential with absorption could be written rir, and the crystal structure function is Ur iur. Now the eigenvalue operator for our wave function is A ia, where A and A are Hermitian matrices. As you recall, the diagonal elements of A are s g, and the off-diagonal

4 elements are 12 g 2 g. The elements of A are 12 1 g 2 g. (Notice that the diagonal elements of A are 1 all 12 0.) We should now have eigenvalues that are complex: A j j j j ia i Then our Bloch waves will have a damping term j j j j 2igr 2ikr 2i z 2 z Cg e e e e g r The only problem is, this is a difficult problem to solve. Since A ia is non-hermitian, it can be very hard to diagonalize. Treat absorption as a perturbation The trick is to treat absorption as a perturbation. We typically expect. A common assumption is that g 0.10g, that will at least give us a qualitative sense. In that case, we just solve the Bloch waves first, while ignoring absorption. The we apply first-order perturbation theory to estimate the imaginary (damping) terms. 1 j j * A j j j C C gg, g 2 g gg Two-beam simulation A two-beam simulation using these assumptions is shown below. It gets the main features of the experimental CBED pattern. Fortunately, the period of oscillation in the DF disk is not changed by absorption. So as long as we don t care about the absolute intensity, we can still back out s,, and T.

5 HOLZ ring radius A simple construction can be used to find the reciprocal-space radius displacement from the ZOLZ is nh, we must have k k NH 2 G 2 N We can solve for the radius 2k GN NH 1 2kNH NH G N and approximate G N of the n th HOLZ ring. If the Find H from HOLZ ring diameter We may measure a HOLZ ring radius G N and want to calculate H. First measure the diameter 2G N, as shown below for a pattern from Si taken on the [001] zone at 125 KeV.

6 Find H Now solve for H: 1 1 2 2 GN NH G 2 N 2 Here are the numbers in this example. 2G 67.9 nm G 34.0 nm NH 1.89 nm N -1-1 -1 N We can relate H to the lattice parameter in the z direction. We found earlier that H 1 r uvw for any structure. For cubic [001], r 1 a. For fcc, we know the FOLZ has N 1, so H 1 a. Putting the numbers in, I get uvw a 0.53 nm. The accepted value for Si is a 0.54 nm. Symmetry in CBED patterns The symmetry of CBED patterns can be used to solve directly the crystal structure of a material, particularly to classify the crystal by its crystallographic space group. The symmetry of the whole-pattern is called the whole-pattern symmetry. It could be either a K or a K-M pattern. The details in K-M patterns are also useful. The details within the BF disk provide the BF symmetry. Those in a reflection can be used to find the DF symmetry.

7 A popular example is the BF symmetry of Si in the [111] orientation. Whereas the ZOLZ has six-fold symmetry, the BF disk features a central triangle of HOLZ lines with only three-fold symmetry. Imagine projecting a cube along its diagonal onto a plane. The edges of the projection would outline a hexagon and have six-fold symmetry. But if we look at the 3-D cube itself in the same direction, we see only three faces; the other three are on the opposite side. If we rotate the cube about this axis by 60, the shadow is unchanged. But we have to rotate the cube by 120 for it to end up in an equivalent orientation to when we started. So, looking at the [111] BF pattern, we now that this zone is along a three-fold rotation symmetry axis, which is consistent with a cubic crystal, not six-fold, which would be consistent with an hexagonal crystal. Polarity determination Another use of CBED is determination of polarity of a non-centrosymmetric crystal. GaAs has the zincblende structure. The <110> faces normal to an [001] surface with the bonds oriented in two possible ways. We can label these 110 and 110. Setting up a four-beam condition that couples either 119 and 1,1,11 to 002, or 119 and (1,1,11) to 002, dynamical diffraction gives rise to either a bright cross or a dark cross in the location of the 002 spot depending on which axis we are looking along.

8 Large-angle CBED The LACBED method was developed by Tanaka. In imaging (MAG) mode, start with the probe focused on the sample, like in CBED. Then raise the sample using the z control. The probe splits into several spots that look like a diffraction pattern. Put the diffraction aperture around the direct beam to block out the others. Then switch to diffraction mode. Nothing exciting yet, but then take out the condenser aperture. (Sometimes you need to remove a screw put in to prevent you from doing this.) You will see a CBED pattern that looks like the BF disk, only with enormous convergence angle. There is lots of information in the LACBED patterns, but it doesn t all come from one spot, as it does in normal CBED. That s because the probe is not focused on the sample. If you move the sample around, you will notice that it is a pattern superposed on an image. There are some tricks to get around this using computer automation, but none of them are easy as the method just described.

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