Identification of ELM evolution patterns with unsupervised clustering of time-series similarity metrics

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Identification of ELM evolution patterns with unsupervised clustering of time-series similarity metrics David R. Smith 1, G. McKee 1, R. Fonck 1, A. Diallo 2, S. Kaye 2, B. LeBlanc 2, S. Sabbagh 3, and B. Stratton 2 1 U. Wisconsin-Madison, 2 PPPL, 3 Columbia U. 2 nd IAEA Technical Meeting on Fusion Data Processing, Validation and Analysis Boston, MA, USA May 30 - June 2, 2017

Opportunities for data-driven analysis at fusion facilities with large data archives Data-driven science: 4 th paradigm of scientific inquiry Patterns/relationships in large datasets scientific insights Opportunities for machine learning in fusion science Identify/classify ELM evolution patterns (this talk), disruptions, AE/EP modes High-dimensional relationships for LH transition, confinement scaling Analyze data volumes not possible with visual inspection NSTX/NSTX-U: About 40 TB of data obtained with R&D investment approaching $1B USD Many data-rich scientific fields successfully leverage machine learning techniques Cancer genomics, exoplanet detection, seismic wave classification, seizure onset prediction, Higgs boson High-level initiatives from US funding agencies Intersection of experimental science and high performance computing ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 2

ELM evolution patterns on NSTX/NSTX-U Beam emission spectroscopy (BES) system on NSTX/NSTX-U ELM evolution patterns with unsupervised machine learning analysis Time-series similarity metrics Hierarchical and k-means cluster analysis Parameter regimes for identified evolution patterns 1-slide digression: Fusion Data Platform An extensible data framework for magnetic fusion experiments ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 3

BES measures deuterium beam emission to observe ion gyroscale (or larger) perturbations BES measurements of ELM events Measurements are sensitive to density fluctuations on the ion gyroscale with k r i 1.5 (2010 configuration) D. Smith et al, RSI 81, 10D717 (2010) G. McKee et al, RSI 74, 2014 (2003) R. Fonck et al, RSI 61, 3487 (1990) δi Dα I Dα neutral beam D a emission = δn n C ( E NB, n,t e, Z eff ) density fluctuation C 1/2 ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 4

BES measurements capture the Alfven timescale evolution and radial profile of ELM events ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 5

Goal Identify common evolution patterns (if any) in a database of Type I ELM time-series data Database of 51 ELM events measured with BES 8 radial BES channels spanning pedestal region 34 NSTX discharges from 8 run days spanning 4 months 1%-16% stored energy loss and observable pedestal collapse Most likely type I ELMs Apply principle component analysis to distill a single timeseries from a radial array of BES measurements ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 6

Method Apply unsupervised machine learning techniques to identify common ELM evolution patterns Time-series metrics to quantify dissimilarity Time-lag cross-correlation Euclidean distance Dynamic time warping (DTW) Wavelet decomposition Hierarchical clustering Nested clusters of similar objects Popularized in genomics K-means clustering Partition observations into k mutually exclusive clusters D. Smith et al, PPCF 58, 045003 (2016) Mathworks.com Prat et al, Scientific Reports 3, 3544 (2013) ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 7

Hierarchical clustering (I) Assemble time-lag crosscorrelation metrics into a dissimilarity matrix Time-lag cross-correlation can quantify the dissimilarity of ELM time-series data Assemble pair-wise metrics into a dissimilarity matrix Red = low similarity Larger max correlation more similar Blue = high similarity ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 8

Hierarchical clustering (II) Apply clustering algorithm to dissimilarity matrix to identify groups of similar ELMs Low similarity High similarity Colors preserved in remainder of presentation D. Smith et al, PPCF 58, 045003 (2016) ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 Blue regions on diagonal are good candidate clusters 9

The identified ELM groups show similar evolution characteristics ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 10

K-means clustering Group objects into mutually exclusive groups Designate benchmark ELMs to establish a low dimensional (n~10) coordinate system of dissimilarity metrics Utilize PCA to visualize results 6 benchmark ELMs # of clusters Mean ratio* 2 0.49 3 0.51 4 0.52 Optimal 5 0.48 6 0.46 4 th group? 7 0.45 *Out-of-cluster/in-cluster distance ratio Clusters are highly consistent for calculations with different benchmark ELMs D. Smith et al, PPCF 58, 045003 (2016) ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 11

k-means clustering and hierarchical clustering yield consistent results Red, Blue, and Green groups in k-means results are largely consistent with previous hierarchical cluster results The Cyan group corresponds to unique ELMs that are unlike other ELMs Colors correspond to k-means clusters D. Smith et al, PPCF 58, 045003 (2016) ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 12

ELM evolution patterns identified with machine learning techniques Next step: automate discovery and tagging of ELMs in the NSTX/NSTX-U data archive ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 13

The identified ELM groups correspond to parameter regimes for I p, κκ, dr sep, and n e,ped, but not stored energy loss The identified ELM groups exhibit similar stored energy loss but different regimes for ELM-relevant parameters like plasma current, magnetic balance, elongation, and pedestal density height Individual ELMs 20 th, 50 th, & 80 th percentile values Work-in-progress: M3D-C1 simulations to investigate the identified ELM groups and parameter regimes ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 14

Fusion Data Platform (FDP) a data framework for magnetic fusion experiments https://github.com/fusion-data-platform/fdp A hierarchical machine abstraction with easy-to-discover data and methods >>> <machine>.<shot>.<diagnostic>.<signal>.<method> # typical An extensible software layer that glues together data access, management, analysis, and visualization for multiple machines and diagnostics Data access/formatting and just-in-time data retrieval are handled behind the scenes A collaborative development platform for analysis routines Built with popular, open-source resources like Python, Numpy and Matplotlib Expansions to DIII-D, EAST, and LHD are under consideration >>> import fdp >>> nstxu = fdp.nstxu() # initiate machine object >>> nstxu.s204551.chers.ti.plot() # plot Ti from CHERS >>> nstxu.s204551.logbook() # show logbook entries >>> nstxu.s204551.mpts.listsignals() # list MPTS signals >>> nstxu.s204551.bes.ch01.listmethods() # list methods for BES signals with K. Tritz (Johns Hopkins) and H. Yuh (Nova Photonics) ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 15

Summary BES measurements with Alfvenic time resolution capture the nonlinear evolution of ELM events on NSTX Unsupervised machine learning algorithms identified groups of ELMs with similar evolution characteristics A general method to identify common time-series patterns The identified ELM groups correspond to specific parameter regimes relevant to ELM physics: I p, k, dr sep, n e,ped Working towards MHD simulations to clarify the mechanisms at play in the identified ELM groups and parameter regimes D. Smith et al, PPCF 58, 045003 (2016) Excellent opportunities to exploit machine learning tools for analysis tasks not feasible with manual inspection ELM Evolution Patterns on NSTX-U D. Smith IAEA TM on Fusion Data 2017 16