The initial value problem for non-linear Schrödinger equations

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The initial value problem for non-linear Schrödinger equations LUIS VEGA Universidad del País Vasco Euskal Herriko Unibertsitatea ICM MADRID 2006 1

In this talk I shall present some work done in collaboration with C.E. Kenig and G. Ponce on quasi-linear Schrödinger equations. Our first work on this topic was published in 1993 with the title: Small solutions to non-linear Schrödinger equations. In this paper we solve locally in time the IVP A fundamental piece of our argument is the inequality 2

In this talk I shall present some work done in collaboration with C.E. Kenig and G. Ponce on quasi-linear Schrödinger equations. Our first work on this topic was published in 1993 with the title: Small solutions to non-linear Schrödinger equations. In this paper we solve locally in time the IVP A fundamental piece of our argument is the inequality 3

The work we have done since then can be summarized as follows: Remove the smallness conditions (Hayashi-Ozawa, Chiara) Extend the result to general metrics: Doi, Craig-Kappeler-Strauss. In collaboration with C. Rolvung. The rest of the talk will be mainly devoted to try to motivate the problem and to give a hint of the tools we needed and developed in order to solve it. 4

The free Schrödinger equation I want to introduce it from an elemental geometric point of view. Let me recall you a plane curve known as the Euler- Cornu spiral. This curve is characterized by its curvature k which is proportional to arc length: In Euler s work this curve describes a coiled spring. Cornu uses it to give a geometric explanation of Fresnel diffraction (wave phenomena). 5

Using complex notation to parametrize the curve we obtain for the tangent vector Now recall the 1d free Schrödinger equation 6

Look for solutions of the type homogeneous of degree -1). (δ is We get The relation between a and c 0 is done computing the Fresnel integrals 7

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Schrödinger map A natural extension could be to consider the Euler-Cornu spiral in the sphere: (2) 10

We could ask if there is a Schrödinger equation associated to (2). The answer is yes and it is given by: (SM) This is a non-linear equation that appeared for the first time in 1906 in the work of Da Rios. He arrives at this model as a simplification of the dynamics of a vortex filament. In this case and X solves 11

Let us look at (SM), and try to understand it a little bit better by computing the stereographic projection of u on the complex plane This can be done in higher dimensions. The corresponding equation is (SM z ) As we see this equation is of the type 12

The cubic NLS The difficulty of the previous PDE is that the non-linear term involves derivatives. However the equation is much easier to solve if we don t care about the regularity of u 0. This is due to the fundamental and elemental chain of identities/inequalities: 13

If and is bounded assuming regularity on u 0 and repeating the process for,, If for example this method does not work. 14

easy not that easy 15

The Schrödinger map is a geometric equation and has plenty of structure. The above transformation is better understood in geometric terms. Recall that if X is a family of curves which solves then the tangent vector is a solution of the Schrödinger map equation. The above transformation is in fact (Hasimoto) 16

As a conclusion the Schrödinger map equation in 1d is solved (modulus solving Frenet equations for the curvature and the torsion). However the situation in higher dimensions is not that nice and in fact the bad derivatives can not be completely eliminated. This creates a very serious problem when, for example, uniqueness is considered, because one has to look at the equation satisfied by the difference of two solutions. 17

Landau-Lifshitz In 1935 Landau and Lifshitz came out with the following equation (LL) We see we have added the extra-term (u e 3 ) e 3. This corresponds to the existence of a privileged direction of magnetization e 3 = (0,0,1). This equation can be considered as a fundamental equation for ferromagnetism. This extra term implies the existence of a solution Q such that which plays the rôle of a switch-off/switch-on mechanism. Therefore the stability of this solution is a crucial question and as far as I know it is an open problem if no dissipation is added. In other words this extra term is by no means harmless. 18

Let us compute which is the stereographic projection of this equation. It is the following (LL) One could think this equation can not be much more complicated than the previous one. We have added just a 0-order term that, we said before, it was harmless. However this is not completely true because in this case we have non-linear terms involving derivatives. In fact, it is not a geometric equation. 19

A natural question is: Is there a generalization of Hasimoto transformation so that we are reduced to a non linear equation similar to the cubic one? The answer is NO. Is there a generalization of Hasimoto transformation so that we are reduced to a non linear equation similar to the cubic one plus small first order terms? The answer is YES. 20

Integrating factor Before going on, let us see that Hasimoto s transformation can be seen as some kind of gauge (integrating factor) which cancels the first derivatives: This turns out to be a fundamental trick and most of our work has been to give general conditions which assure the existence in higher dimensions of such integrating factor. 21

Positive commutators (Local smoothing) We have seen that in order to understand the cubic equation and more generally equation (1) with we just computed In order to deal with more general non-linearities we will rely on the elemental identity: with u a solution of 22

Then if and (#) (##) we obtain an a priori bound. For example if K as an operator of multiplication by a bounded function. Then (##) will follow from the conservation of mass. More generally we could consider (*) but unfortunately the algebra does not work and choices as (*) don't give (#). We have to extend the algebra of differential operators to the one of pseudo-differential operators. 23

For example if with h the Hilbert transform then Notice that Therefore both conditions (#) and (##) are satisfied. 24

Quasi-linear equations. Elliptic case Consider the model problem with We will solve it in two steps. In order to fix the ideas assume that are constant. Then let us look at the constant coefficient PDE: 25

Writing it as a system we get which can be easily diagonalized because and then a 2 b 2 >0 is a necessary condition. This can be easily generalized to the variable coefficent situation using classical pseudo-differential equations. 26

Hence defining the new unknown we are reduced to look at the problem In order to get a positive commutator the have the right simmetry. term does not Let us consider therefore the simplified problem 27

In this case we have to consider the system and the eigenvalues are given by Hence which is easily handled as a classical pseudo-differential operator. 28

As a conclusion the algebra of classical pseudo-differential operators allows us after some work to obtain both bound local smoothing estimate (positive commutator) 29

Non-elliptic case It is much more delicate. Assume for simplicity Then a quite simple algebraic argument implies that the only possible second order perturbation in will be of the same type With respect to first order perturbations: (3) The diagonalization procedure given above does not work because it is of order zero which is not enough. 30

Then we have to follow a different approach based on building the integrating factor to almost kill the first order terms. We define a new unknown such that if u solves (3) then v solves In order to find K we need a larger class than the one of classical pseudo-differential operators. Then a fundamental part of our work is to develop the corresponding calculus. I will skip the details. However it is important to say that the construction of K heavily relies on the qualitative and quantitative properties of the solutions to the bicharacteristic equations associated to the hamiltonian. 31

The theorem Given a good u 0 there exists a time T>0 and a unique solution to the IVP (NLS) with, real, symmetric and invertible The solutions of the hamiltonian flow associated to non trapping. There exists N such that are 32

Some open problems The method I have showed above uses techniques developed in Harmonic Analysis. In particular the pseudo-differential calculus plays a fundamental role. In this section I would like to mention some open problems that have appeared in a natural way in the process of solving equation (NLS). 33

The maximal function In order to be able to use the local smoothing estimate it is necessary to understand the following maximal fucntion introduced by L. Carleson in the late 70's. Question 1.- Is the following estimate true? It could be useful for proving the stability of the Landau-Lifshitz solution. 34

The symbols In order to construct the integrating factor the following pseudodifferential operator appears with θ a function which is zero in a neighborhood of the origin. Question 2.- Is a(x,d) bounded in L p? 35

The 1d cubic NLS Consider the IVP Question 3.- Is it locally (globally) well-posed for?? Vargas-Vega, Grünrock, Christ. Connection with Euler-Cornu spiral. 36

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