NCORRECTED PROOF. Obstructions to conformally Einstein metrics in n dimensions. A. Rod Gover a, Paweł Nurowski b,1. Abstract

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Journal of Geometry and Physics xxx (2005) xxx xxx 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Abstract Obstructions to conformally Einstein metrics in n dimensions A. Rod Gover a, Paweł Nurowski b,1 a Department of Mathematics, University of Auckland, Private Bag 92019, Auckland, New Zealand b Instytut Fizyki Teoretycznej, Uniwersytet Warszawski, ul. Hoza 69, Warszawa, Poland Received 28 January 2005; received in revised form 1 March 2005; accepted 5 March 2005 We construct polynomial conformal invariants, the vanishing of which is necessary and sufficient for an n-dimensional suitably generic (pseudo-)riemannian manifold to be conformal to an Einstein manifold. We also construct invariants which give necessary and sufficient conditions for a metric to be conformally related to a metric with vanishing Cotton tensor. One set of invariants we derive generalises the set of invariants in dimension 4 obtained by Kozameh, Newman and Tod. For the conformally Einstein problem, another set of invariants we construct gives necessary and sufficient conditions for a wider class of metrics than covered by the invariants recently presented by Listing. We also show that there is an alternative characterisation of conformally Einstein metrics based on the tractor connection associated with the normal conformal Cartan bundle. This plays a key role in constructing some of the invariants. Also using this we can interpret the previously known invariants geometrically in the tractor setting and relate some of them to the curvature of the Fefferman Graham ambient metric. 2005 Published by Elsevier B.V. MSC: 53A30; 53B20; Secondary 53B15 Keywords: Conformally Einstein metrics; Conformal invariants; Tractor bundle Corresponding author. 1 During the preparation of this article PN was a member of the VW Junior Research Group Special Geometries in Mathematical Physics at Humboldt University in Berlin. PN would also like to thank the University of Auckland for hospitality during the preparation of this article. E-mail addresses: r.gover@auckland.ac.nz (A.R. Gover); nurowski@fuw.edu.pl (P. Nurowski). 1 0393-0440/$ see front matter 2005 Published by Elsevier B.V. 2 doi:10.1016/j.geomphys.2005.03.001

2 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 26 1. Introduction 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 The central focus of this article is the problem of finding necessary and sufficient conditions for a Riemannian or pseudo-riemannian manifold, of any signature and dimension n 3, to be locally conformally related to an Einstein metric. In particular we seek invariants, polynomial in the Riemannian curvature and its covariant derivatives, that give a sharp obstruction to conformally Einstein metrics in the sense that they vanish if and only if the metric concerned is conformally related to an Einstein metric. For example in dimension 3 it is well known that this problem is solved by the Cotton tensor, which is a certain tensor part of the first covariant derivative of the Ricci tensor. So 3-manifolds are conformally Einstein if and only if they are conformally flat. The situation is significantly more complicated in higher dimensions. Our main result is that we are able to solve this problem in all dimensions and for metrics of any signature, except that the metrics are required to be non-degenerate in the sense that they are, what we term, weakly generic. This means that, viewed as a bundle map TM 3 TM, the Weyl curvature is injective. The results are most striking for Riemannian n-manifolds where we obtain a single trace-free rank two tensor-valued conformal invariant that gives a sharp obstruction. Setting this invariant to zero gives a quasi-linear equation on the metric. Returning to the setting of arbitrary signature, we also show that a manifold is conformally Einstein if and only if a certain vector bundle, the so-called standard tractor bundle, admits a parallel section. This powerful characterisation of conformally Einstein metrics is used to obtain the sharp obstructions for conformally Einstein metrics in the general weakly generic pseudo-riemannian and Riemannian setting. It also yields a simple geometric derivation, and unifying framework, for all the main theorems in the paper. The study of conditions for a metric to be conformally Einstein has a long history that dates back to the work of Brinkman [4,5] and Schouten [29]. Substantial progress was made by Szekeres in 1963 [30]. He solved the problem on 4-manifolds, of signature 2, by explicitly describing invariants that provide a sharp obstruction. However his approach is based on a spinor formalism and is difficult to analyse when translated into the equivalent tensorial picture. In the 1980s Kozameh, Newman and Tod (KNT) [19] found a simpler set of conditions. While their construction was based on Lorentzian 4-manifolds the invariants obtained provide obstructions in any signature. However these invariants only give a sharp obstruction to conformally Einstein metrics if a special class of metrics is excluded (see also [20] for the reformulation of the KNT result in terms of the Cartan normal conformal connection). Baston and Mason [3] proposed another pair of conformally invariant obstruction invariants for 4-manifolds. However these give a sharp obstruction for a smaller class of metrics than the KNT system (see [1]). One of the invariants in the KNT system is the conformally invariant Bach tensor. In higher even dimensions there is an interesting higher order analogue of this trace-free symmetric 2-tensor due to Fefferman and Graham and this is also an obstruction to conformally Einstein metrics [11,17,18]. This tensor arises as an obstruction to their ambient metric construction. It has a close relationship to some of the constructions in this article, but this is described in [17]. Here we focus on invariants which exist in all dimensions. Recently Listing [21] made a substantial advance. He described a trace-free 2-tensor that gives, in dimensions n 4, a sharp obstruction for conformally Einstein metrics, subject to the re-

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 3 70 striction that the metrics are what he terms non-degenerate. This means that the Weyl curvature is maximal rank as a map 2 TM 2 71 TM. In this paper metrics satisfying this non-degeneracy condition are instead termed 2 72 -generic. 73 Following some general background, we show in Sections 2.3 and 2.4 that it is possible 74 to generalise to arbitrary dimension n 4 the development of KNT. This culminates in the construction of a pair of (pseudo-)riemannian invariants Fabc 1 and F ab 2 75 whose vanishing is 76 necessary and sufficient for the manifold to be conformally Einstein provided we exclude a small class of metrics (but the class is larger than the class failing to be 2 77 -generic) 78 (see Theorem 2.3). These invariants are natural in the sense that they are given by a metric partial contraction polynomial in the Riemannian curvature and its covariant derivatives. F 1 79 is conformally covariant and F 2 is conformally covariant on metrics for which F 2 80 vanishes. 81 Thus together they form a conformally covariant system. 82 In Section 2.5 we show that very simple ideas reveal new conformal invariants that are more effective than the system F 1 and F 2 83 in the sense that they give sharp obstructions 84 to conformal Einstein metrics on a wider class of metrics. Here the broad treatment is 85 based on the assumption that the metrics are weakly generic as defined earlier. This is a strictly weaker restriction than requiring metrics to be 2 -generic; any 2 86 -generic metric 87 is weakly generic but in general the converse fails to be true. One of the main results of the 88 paper is Theorem 2.8 which gives a natural conformally invariant trace-free 2-tensor which 89 gives a sharp obstruction for conformally Einstein metrics on weakly generic Riemannian 90 manifolds. Thus in the Riemannian setting this improves Listing s results. In Riemannian 91 dimension 4 there is an even simpler obstruction, see Theorem 2.9, but an equivalent result is in [21]. InTheorem 2.10 we also recover Listing s main results for 2 92 -generic metrics 93 as special case of the general setup. In all cases the invariants give quasi-linear equations. 94 The results mentioned are derived from the general result in Proposition 2.7. We should 95 point out that while this proposition does not in general lead to natural obstructions, in 96 many practical situations, for example if a metric is given explicitly in terms of a basis field, 97 this would still provide an effective route to testing whether or not a metric is conformally 98 Einstein, since a choice of tensor D can easily be described. (See the final remark at the end 99 of Section 2.5.) In Section 2.5 we also pause, in Proposition 2.5 and Theorem 2.6, to observe some sharp obstructions to metrics being conformal to a metric with vanishing Cotton tensor. We believe these should be of independent interest. Since the vanishing of the Cotton tensor is necessary but not sufficient for a metric to be Einstein, it seems that the Cotton tensor could play a role in setting up problems where one seeks metrics suitably close to being Einstein or conformally Einstein. In Section 3, following some background on tractor calculus, we give the characterisation of conformally Einstein metrics as exactly those for which the standard tractor bundle admits a (suitably generic) parallel section. The standard (conformal) tractor bundle is an associated structure to the normal Cartan conformal connection. The derivations in Section 2 are quite simple and use just elementary tensor analysis and Riemannian differential geometry. However they also appear ad hoc. We show in Section 3 that the constructions and invariants of Section 2 have a natural and unifying geometric interpretation in the tractor/cartan framework. This easily adapts to yield new characterisations of conformally Einstein metrics, see Theorem 3.4. From this we obtain, in Corollary 3.5, obstructions for 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114

4 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 conformally Einstein metrics that are sharp for weakly generic metrics of any signature. Thus these also improve on the results in [21]. We believe the development in Section 3 should have an important role in suggesting how an analogous programme could be carried out for related conformal problems as well as analogues on, for example, CR structures where the structure and tractor calculus is very similar. We also use this machinery to show that the system F 1, F 2 has a simple interpretation in terms of the curvature of the Fefferman Graham ambient metric. Finally in Section 4 we discuss explicit metrics to shed light on the invariants constructed and their applicability. This includes examples of classes metrics which are weakly generic but not 2 -generic. Also here, as an example use of the machinery on explicit metrics, we identify the conformally Einstein metrics among a special class of Robinson Trautman metrics. The authors wish to thank Ruibin Zhang, Paul-Andi Nagy and Michael Eastwood for very helpful discussions. Finally the authors are grateful to the referee for several helpful suggestions. 2. Conformal characterisations via tensors In this section we use standard tensor analysis on (pseudo-)riemannian manifolds to derive sharp obstructions to conformally Einstein metrics. 2.1. Basic (pseudo-)riemannian objects Let M be a smooth manifold, of dimension n 3, equipped with a Riemannian or pseudo-riemannian metric g ab. We employ Penrose s abstract index notation [27] and indices should be assumed abstract unless otherwise indicated. We write E a to denote the space of smooth sections of the tangent bundle on M, and E a for the space of smooth sections of the cotangent bundle. (In fact we will often use the same symbols for the corresponding bundles, and also in other situations we will often use the same symbol for a given bundle and its space of smooth sections, since the meaning will be clear by context.) We write E for the space of smooth functions and all tensors considered will be assumed smooth without further comment. An index which appears twice, once raised and once lowered, indicates a contraction. The metric g ab and its inverse g ab enable the identification of E a and E a and we indicate this by raising and lowering indices in the usual way. The metric g ab defines the Levi Civita connection a with the curvature tensor R a bcd given by ( a b b a )V c = R c abd V d, where V c E c. This can be decomposed into the totally trace-free Weyl curvature C abcd and the symmetric Schouten tensor P ab according to R abcd = C abcd + 2g c[a P b]d + 2g d[b P a]c.

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 5 151 152 153 154 Thus P ab is a trace modification of the Ricci tensor R ab = R c ca b : R ab = (n 2)P ab + Jg ab, J := P a a. Note that the Weyl tensor has the symmetries C abcd = C [ab][cd] = C cdab, C [abc]d = 0, 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 where we have used the square brackets to denote the antisymmetrisation of the indices. We recall that the metric g ab is an Einstein metric if the trace-free part of the Ricci tensor vanishes. This condition, when written in terms of the Schouten tensor, is given by P ab 1 n Jg ab = 0. In the following we will also need the Cotton tensor A abc and the Bach tensor B ab. These are defined by A abc := 2 [b P c]a (2.1) and B ab := c A acb + P dc C dacb. (2.2) It is straightforward to verify that the Bach tensor is symmetric. From the contracted Bianchi identity a P ab = b J it follows that the Cotton tensor is totally trace-free. Using this, and that the Weyl tensor is trace-free, it follows that the Bach tensor is also trace-free. Let us adopt the convention that sequentially labelled indices are implicitly skewed over. For example with this notation the Bianchi symmetry is simply R a1 a 2 a 3 b = 0. Using this symmetry and the definition (2.1) of A ba1 a 2 we obtain a useful identity a1 A ba2 a 3 = P c a 1 C a2 a 3 bc. (2.3) Further important identities arise from the Bianchi identity a1 R a2 a 3 de = 0: a1 C a2 a 3 cd = g ca1 A da2 a 3 g da1 A ca2 a 3, (2.4) (n 3)A abc = d C dabc, (2.5) a P ab = b J, (2.6) a A abc = 0. (2.7) 2.2. Conformal properties and naturality Metrics g ab and ĝ ab are said to be conformally related if ĝ ab = e 2ϒ g ab, ϒ E, (2.8)

6 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 179 180 181 182 and the replacement of g ab with ĝ ab is termed a conformal rescaling. Conformal rescaling in this way results in a conformal transformation of the Levi Civita connection. This is given by a u b = a u b ϒ a u b ϒ b u a + g ab ϒ c u c (2.9) 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 for a 1-form u b. The conformal transformation of the Levi Civita connection on other tensors is determined by this, the duality between 1-forms and tangent fields, and the Leibniz rule. A tensor T (with any number of covariant and contravariant indices) is said to be conformally covariant (of weight w) if, under a conformal rescaling (2.8) of the metric, it transforms according to T ˆT = e wϒ T, for some w R. We will say T is conformally invariant if w = 0. We are particularly interested in natural tensors with this property. A tensor T is natural if there is an expression for T which is a metric partial contraction, polynomial in the metric, the inverse metric, the Riemannian curvature and its covariant derivatives. The weight of a conformally covariant depends on the placement of indices. It is well known that the Cotton tensor in dimension n = 3 and the Weyl tensor in dimension n 3 are conformally invariant with their natural placement of indices, i.e. Â abc = A abc and Ĉ c ab d = C c ab d. In dimension n 4, vanishing of the Weyl tensor is equivalent to the existence of a scale ϒ such that the transformed metric ĝ ab = e 2ϒ g ab is flat (and so if the Weyl tensor vanishes we say the metric is conformally flat). In dimension n = 3 the Weyl tensor vanishes identically. In this dimension g ab is conformally flat if and only if the Cotton tensor vanishes. An example of tensor which fails to be conformally covariant is the Schouten tensor. We have P ab ˆP ab = P ab a ϒ b + ϒ a ϒ b 2 1 ϒ cϒ c g ab, (2.10) where ϒ a = a ϒ. Thus the property of the metric being Einstein is not conformally invariant. A metric g ab is said to be conformally Einstein if there exists a conformal scale ϒ such that ĝ ab = e 2ϒ g ab is Einstein. For natural tensors the property of being conformally covariant or invariant may depend on dimension. For example it is well known that the Bach tensor is conformally covariant in dimension 4. In other dimensions the Bach tensor fails to be conformally covariant. 2.3. Necessary conditions for conformally Einstein metrics Suppose that g ab is conformally Einstein. As mentioned above this means that there exists a scale ϒ such that the Ricci tensor, or equivalently the Schouten tensor for ĝ ab := e 2ϒ g ab,

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 7 216 is pure trace. That is 217 ˆP ab 1 nĵĝ ab = 0. 218 219 This equation, when written in terms of Levi Civita connection and Schouten tensor P ab associated with g ab reads, 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 P ab a ϒ b + ϒ a ϒ b 1 n Tg ab = 0, (2.11) where T = J a ϒ a + ϒ a ϒ a. Conversely if there is a gradient ϒ a = a ϒ satisfying (2.11) then ĝ ab := e 2ϒ g ab is an Einstein metric. Thus, with the understanding that ϒ a = a ϒ, (2.11) will be termed the conformal Einstein equations. There exists a smooth function ϒ solving these if and only if the metric g is conformally Einstein. To find consequences of these equations we apply c to both sides of (2.11) and then antisymmetrise the result over the {ca} index pair. Using that the both the Weyl tensor and the Cotton tensor are completely trace-free this leads to the first integrability condition which is A abc + ϒ d C dabc = 0. Now taking c of this equation, using the definition of the Bach tensor (2.2), the identity (2.5), and again this last displayed equation, we get B ab + P dc C dabc ( c ϒ d (n 3)ϒ d ϒ c )C dabc = 0. Eliminating c ϒ d by means of the Einstein condition (2.11) yields a second integrability condition: B ab + (n 4)ϒ d ϒ c C dabc = 0. Summarising we have the following proposition. Proposition 2.1. If g ab is a conformally Einstein metric then the corresponding Cotton tensor A abc and the Bach tensor B ab satisfy the following conditions A abc + ϒ d C dabc = 0, (2.12) and B ab + (n 4)ϒ d ϒ c C dabc = 0. (2.13)

8 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 244 245 246 247 248 for some gradient ϒ d = d ϒ. Here ϒ is a function which conformally rescales the metric g ab to an Einstein metric ĝ ab = e 2ϒ g ab. Remarks: 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 Note that in dimension n = 3 the first integrability condition (2.12) reduces to A abc = 0 and the Weyl curvature vanishes. Thus, in dimension n = 3, if (2.12) holds then (2.13) is automatically satisfied and the conformally Einstein metrics are exactly the conformally flat metrics. The vanishing of the Cotton tensor is the necessary and sufficient condition for a metric to satisfy these equivalent conditions. This well known fact solves the problem in dimension n = 3. Therefore, for the remainder of Section 2 we will assume that n 4. In dimension n = 4 the second integrability condition reduces to the conformally invariant Bach equation: B ab = 0. (2.14) 2.4. Generalising the KNT characterisation Here we generalise to dimension n 4 the characterisation of conformally Einstein metrics given by Kozameh et al. [19]. Our considerations are local and so we assume, without loss of generality, that M is oriented and write ɛ for the volume form. Given the Weyl tensor C abcd of the metric g ab, we write Cb 1 b n 2 cd := ɛ a 1 a 2 b 1 b n 2 C a1 a 2 cd. Note that this is completely trace-free due to the Weyl Bianchi symmetry C a1 a 2 a 3 b = 0. Consider the equations C abcd F ab = 0, (2.15) C abcd H bd = 0, (2.16) and Cb 1 b n 2 cd H b1d = 0, (2.17) for a skew symmetric tensor F ab and a symmetric trace-free tensor H ab. We say that the metric g ab is generic if and only if the only solutions to Eqs. (2.15) (2.17) are F ab = 0 and H ab = 0. Occasionally we will be interested in the superclass of metrics for which (2.15) has only trivial solutions but for which we make no assumptions about (2.16) and (2.17); we will call these 2 -generic metrics. That is, a metric is 2 -generic if and only if the Weyl curvature is injective (equivalently, maximal rank) as a bundle map 2 TM 2 TM. Let C be the natural conformal invariant which is the pointwise determinant of the map C : 2 T M 2 T M, (2.18) given by W ab Cab cdw cd and write C abcd for the tensor field which is the pointwise adjugate (i.e. matrix of cofactors ) of the Weyl curvature tensor, viewed as an endomorphism in

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 9 279 280 281 282 this way. Then C ab ef Ccd ab = C δ[c [e δd] f ] and if g is a 2 -generic metric then C is non-vanishing and we have C 1 C ab ef Ccd ab = δ[c [e δd] f ]. (2.19) 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 For later use note that it is easily verified that C abcd is natural (in fact simply polynomial in the Weyl curvature) and conformally covariant. For the remainder of this subsection we consider only generic metrics, except where otherwise indicated. In this setting, we will prove that the following two conditions are equivalent: (i) The metric g ab is conformally Einstein. (ii) There exists a vector field K a on M such that the following conditions [C] and [B] are satisfied: [C] A abc + K d C dabc = 0, [B] B ab + (n 4)K d K c C dabc = 0. Adapting a tradition from the General Relativity literature (originating in [30]), we call a manifold for which the metric g ab admits K a such that condition [C] is satisfied a conformal C-space. Note that such a metric is not necessarily conformal to a metric with vanishing Cotton tensor since in [C] we are not requiring K a to be a gradient. (Thus some care is necessary when comparing with [30,19] for example where a space with vanishing Cotton tensor is termed a C-space.) However, in the case of a generic metric satisfying condition [C] the field K d must be a gradient. To see this take a of equation [C]. This gives a A abc + C dabc a K d + (n 3)K a K d C adbc = 0, where, in the last term, we have used identity (2.5) and eliminated A dbc via [C]. The last term in this expression obviously vanishes identically. On the other hand the first term also vanishes, because of identity (2.7). Thus a simple consequence of equation [C] is C dabc a K d = 0. Thus, since the metric is generic (in fact for this result we only need that it is 2 -generic), we can conclude that [a K d] = 0. Therefore, at least locally, there exists a function ϒ such that K d = d ϒ. (2.20) Thus, we have shown that our conditions [C] and [B] are equivalent to the necessary conditions (2.12) and (2.13) for a metric to be conformally Einstein.

10 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 310 311 312 To prove the sufficiency we first take c of [C]. This, after using the identity (2.5) and the definition of the Bach tensor (2.2), takes the form B ab + P dc C dabc C dabc c K d + (n 3)K d K c C dabc = 0. 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 Now, subtracting from this equation our second condition [B] we get C dabc (P dc c K d + K d K c ) = 0. (2.21) Next we differentiate equation [C] and skew to obtain a1 A ca2 a 3 C a2 a 3 cd a1 K d K d a1 C a2 a 3 cd = 0. Then using (2.3), the Weyl Bianchi identity (2.4), and [C] once more we obtain C a2 a 3 cd(p d a 1 a1 K d + K a1 K d ) = 0 or equivalently C b 1 b n 2 cd (Pb 1 d b 1 K d + K b 1 K d ) = 0. (2.22) But this condition and (2.21) together imply that P dc c K d + K d K c must be a pure trace, due to (2.16) and (2.17). Thus, P dc c K d + K d K c = 1 n Tgcd. This, when compared with our previous result (2.20) on K a, and with the conformal Einstein equations (2.11), shows that our metric can be scaled to the Einstein metric with the function ϒ defined by (2.20). This proves the following theorem. Theorem 2.2. A generic metric g ab on an n-manifold M is conformally Einstein if and only if its Cotton tensor A abc and its Bach tensor B ab satisfy [C] A abc + K d C dabc = 0, [B] B ab + (n 4)K d K c C dabc = 0 for some vector field K a on M. 331 We will show below, and in the next section that [C] is conformally invariant and that, 332 while [B] is not conformally invariant, the system [C], [B] is. In particular [B] is conformally 333 invariant for metrics satisfying [C], the conformal C-space metrics. Next note that, although 334 we settled dimension 3 earlier, the above theorem also holds in that case since the Weyl 335 tensor vanishes identically and the Bach tensor is just a divergence of the Cotton tensor. In other dimensions we can easily eliminate the undetermined vector field K d 336 from this theorem. Indeed, using the tensor C 1 C ed bc of (2.19) and applying it on the condition [C] 338 we obtain 339 C 1 C bc ed A abc + 1 2 (K eg da K d g ea ) = 0.

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 11 340 341 342 343 344 By contracting over the indices {ea}, this gives K d = 2 1 n C 1 C dabc A abc. (2.23) Inserting (2.23) into the equations [C] and [B] of Theorem 2.2, we may reformulate the theorem as the observation that a generic metric g ab on an n-manifold M (where n 4) is conformally Einstein if and only if its Cotton tensor A abc and its Bach tensor B ab satisfy 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 [C ] (1 n)a abc + 2 C 1 C dabc C defg A efg = 0 and [B ] (n 1) 2 B ab + 4(n 4) C 2 C defg C dabc C chkl A efg A hkl = 0. These are equivalent to conditions polynomial in the curvature. Multiplying the left-hand sides of [C ] and [B ] by, respectively, C and C 2 we obtain natural (pseudo-)riemannian invariants which are obstructions to a metric being conformally Einstein, Fabc 1 := (1 n) C A abc + 2C dabc C defg A efg and Fab 2 = (n 1)2 C 2 B ab + 4(n 4) C defg C dabc C chkl A efg A hkl. By construction the first of these is conformally covariant (see below), the second tensor is conformally covariant for metrics such that Fabc 1 = 0, and we have the following theorem. Theorem 2.3. A generic metric g ab on an n-manifold M (where n 4) is conformally Einstein if and only if the natural invariants Fabc 1 and F ab 2 both vanish. Remarks: In dimension n = 4 there exist examples of metrics satisfying the Bach equations [B] and not being conformally Einstein (see e.g. [24]). In higher dimensions it is straightforward to write down generic Riemannian metrics which, at least at a formal level, have vanishing Bach tensor but for which the Cotton tensor is non-vanishing. Thus the integrability condition [B] does not suffice to guarantee the conformally Einstein property of the metric. In Section 4 we discuss an example of special Robinson Trautman metrics, which satisfy the condition [C] and do not satisfy [B]. (These are generic.) Thus condition [C] alone is not sufficient to guarantee the conformal Einstein property. The development above parallels and generalises the tensor treatment in [19] which is based in dimension 4. It should be pointed out however that there are some simplifications in dimension 4. Firstly Fab 2 simplifies to 9 C 2 B ab. It is thus sensible to use the conformally invariant Bach tensor B ab as a replacement for F 2 in dimension 4. Also note, from the development in [19], that the conditions that a metric g ab be generic may

12 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 372 373 374 375 be characterised in a particularly simple way in Lorentzian dimension 4. In this case they are equivalent to the non-vanishing of at least one of the following two quantities: C 3 := C abcd C cd ef Cefab or C 3 := C abcd C cd ef Cefab, where C abcd = C abcd = ɛ abef C ef cd. 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 2.5. Conformal invariants giving a sharp obstruction We will show in the next section that the systems [C] and [B] have a natural and valuable geometric interpretation. However its value, or the equivalent obstructions F 1 and F 2,asa test for conformally Einstein metrics is limited by the requirement that the metric is generic. Many metrics fail to be generic. For example in the setting of dimension 4 Riemannian structures any selfdual metric fails to be generic (and even fails to be 2 -generic), since any anti-selfdual two form is a solution of (2.15); at each point the solution space of (2.15) is at least three-dimensional (see Section 4.3 for an explicit Ricci-flat example of this type). In the remainder of this section we show that there are natural conformal invariants that are more effective, for detecting conformally Einstein metrics, than the pair F 1 and F 2. Let us say that a (pseudo-)riemannian manifold is weakly generic if, at each point x M, the only solution V d T x M to C abcd V d = 0atx M (2.24) is V d = 0. From (2.19) it is immediate that all 2 -generic spaces are weakly generic and hence all generic spaces are weakly generic. Via elementary arguments we will observe that on weakly generic manifolds there is a (smooth) tensor field D ab c d with the property that D ac d e C bc d e = δ a b. Of course D ab c d 393 is not uniquely determined by this property. However in many settings there 394 is a canonical choice. For example in the case of Riemannian signature g is weakly generic if and only if L a b := Cacde C bcde is invertible. Let us write L a 395 b for the tensor field which is the pointwise adjugate of L a b. L a 396 b is given by a formula which is a partial contraction polynomial 397 (and homogeneous of degree 2n 2) in the Weyl curvature and for any structure we have 398 399 400 401 402 L a b Lb c = L δa c, where L denotes the determinant of L a b. Let us define D acde := L a b Cbcde. Then D acde is a natural conformal covariant defined on all structures. On weakly generic Riemannian structures, or pseudo-riemannian structures where we have L non-vanishing,

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 13 403 404 there is a canonical choice for D, viz. D acde := L 1 D acde = L 1 L a b Cbcde. (2.25) In other signatures we may obtain a smooth D ac d e 405 by a similar argument but the 406 construction is no longer canonical. On a manifold M with a metric g of indefinite signature this goes as follows. Instead of defining L as above let L a b := C acde 407 C bcde where C acde := ḡ af ḡ ch ḡ di ḡ ej C fhij with ḡ af 408 the inverse of any fixed choice of smooth positive 409 definite metric ḡ on M. (Here C fhij is the Weyl curvature for the original metric g.) Then as above we have that the metric g is weakly generic if and only if L a b is invertible. Thus, with L a 410 b and L denoting, respectively, the pointwise adjugate and the determinant of L a b, it is clear 411 that by construction D acde := L 1 a L b C bcde is smooth and gives D ac d e C d bc e = δ a b. 412 413 The last construction argument proves the existence of a smooth D on indefinite weakly 414 generic manifolds but the construction is not canonical since it depends on the artificial 415 choice of the auxiliary metric ḡ. The main interest is in canonical constructions. Another such construction arises if (in any signature) g is 2 416 -generic. Then we may take 417 D acde := 2 1 n C 1 C acde (2.26) as was done implicitly in the previous section. Recall C ac d e 418 is conformally invariant and 419 natural. The examples (2.25) and (2.26) are particularly important since they are easily 420 described and apply to any dimension (greater than 3). However in a given dimension there 421 are many other possibilities which lead to formulae of lower polynomial order if we know, 422 or are prepared to insist that, certain invariants are non-vanishing (see [10] for a discussion in the context of 2 423 -generic structures). For example in the setting of dimension 4 and Lorentzian signature, 2 -generic implies C 3 = Cab cdcef cd Cab ef is non-vanishing and one may 425 take D acde = Cfg decfgca /C 3 cf. [19]. In any case let us fix some choice for D. Note that since the Weyl curvature C d 426 bc e for a metric g is the same as the Weyl tensor for a conformally related metric ĝ, it follows that we can (and will) use the same tensor field D ab c d 427 for all 428 metrics in the conformal class. 429 For weakly generic manifolds it is straightforward to give a conformally invariant tensor 430 that vanishes if and only if the manifold is conformally Einstein. For the remainder of this 431 section we assume the manifold is weakly generic. 432 We have observed already that the conformally Einstein manifolds are a subclass of 433 conformal C-spaces. Recall that a conformal C-space is a (pseudo-)riemannian manifold 434 which admits a 1-form field K a which solves the equation [C]: 435 436 437 438 A abc + K d C dabc = 0. If K1 d and Kd 2 are both solutions to [C] then, evidently, (Kd 1 Kd 2 )C dabc = 0. Thus, if the manifold is weakly generic, K1 d = Kd 2. In fact if K d is a solution to [C] then clearly K d = D abc d A abc, (2.27)

14 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468 469 470 471 which also shows that at most one vector field K d solves [C] on weakly generic manifolds. From either result, combined with the observations that the Cotton tensor is preserved by constant conformal metric rescalings and that constant conformal rescalings take Einstein metrics to Einstein metrics, gives the following results. Proposition 2.4. On a manifold with a weakly generic metric g, the equation [C] has at most one solution for the vector field K d. Either there are no metrics, conformally related to g, that have vanishing Cotton tensor or the space of such metrics is one-dimensional. Either there are no Einstein metrics, conformally related to g, or the space of such metrics is one-dimensional. If g is a metric with vanishing Cotton tensor we will say this is a C-space scale. Now, for an alternative view of conformal C-spaces, we may take (2.27) as the definition of K d. Note then that from (2.10), a routine calculation shows that  abc = A abc + ϒ k C kabc, and so (using the conformal invariance of D d abc ) K d = D d abc A abc has the conformal transformation ˆK d = K d ϒ d, where  abc and ˆK d are calculated in terms of the metric ĝ = e 2ϒ g and ϒ a = a ϒ. Thus A abc + K d C dabc is conformally invariant. From Proposition 2.4 and (2.27) this tensor is a sharp obstruction to conformal C-spaces in the following sense. Proposition 2.5. A weakly generic manifold is a conformal C-space if and only if the conformal invariant vanishes. A abc + D dijk A ijk C dabc In any case where D dijk is given by a Riemannian invariant formulae rational in the curvature and its covariant derivatives (e.g. g is of Riemannian signature, or that g is 2 - generic) we can multiply the invariant here by an appropriate polynomial invariant to obtain a natural conformal invariant. Indeed, in the setting of 2 -generic metrics, the invariant Fabc 1 (from Section 2.4) is an example. Since, on 2 -generic manifolds, the vanishing of Fabc 1 implies that (2.23) is locally a gradient, we have the following theorem. Theorem 2.6. For a 2 -generic Riemannian or pseudo-riemannian metric g the conformal covariant Fabc 1, (1 n) C A abc + 2C dabc C defg A efg vanishes if and only if g is conformally related to a Cotton metric (i.e. a metric ĝ such that its Cotton tensor vanishes,  abc = 0). In the case of Riemannian signature 2 472 -generic metrics we may replace the conformal invariant Fabc 1 473 in the theorem with the conformal invariant, L Aabc C efgh Afgh L d 474 e C dabc, n 4. (2.28)

475 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 15 In dimension 4 there is an even simpler invariant. Note that in dimension 4 we have 4C abcd C abce = C 2 δ d 476 e, (2.29) where C 2 := C abcd 477 C abcd and so L is a multiple of the identity. Eliminating, from (2.28), the factor of ( C 2 ) 3 478 and a numerical scale we obtain the conformal invariant 479 C 2 A abc 4C defg A efg C dabc, n = 4, 480 481 482 483 484 485 486 487 488 489 490 491 492 493 494 495 496 497 498 499 500 501 502 503 which again can be used to replace Fabc 1 in the theorem for dimension 4 2 -generic metrics. We can also characterise conformally Einstein spaces. Proposition 2.7. A weakly generic metric g is conformally Einstein if and only if the conformally invariant tensor vanishes. E ab := Trace-free[P ab a ( D bcde A cde ) + D aijk A ijk D bcde A cde ] Proof. The proof that E ab is conformally invariant is a simple calculation using (2.10) and the transformation formula for K d = D d abc A abc. If g is conformally Einstein then there is a gradient ϒ a such that Trace-free[P ab a ϒ b + ϒ a ϒ b ] = 0. From Section 2.3 this implies ϒ a solves the C-space equation (see (2.12)) and hence, from (2.27), ϒ a = D aijk A ijk, and so E ab = 0. Conversely suppose that E ab = 0. Then the skew part of E ab vanishes and since P ab and D aijk A ijk D bcde A cde are symmetric we conclude that D bcde A cde is closed and hence, locally at least, is a gradient. Now suppose L is non-vanishing and take D abcd to be given as in (2.25). Note that since E ab is conformally invariant it follows that L 2 E ab is conformally invariant. This expands to G ab := Trace-free[ L 2 P ab L a (D bcde A cde ) + ( a L )(D bcde A cde ) + D aijk A ijk D bcde A cde ]. This is natural by construction. Since it is given by a universal polynomial formula which is conformally covariant on structures for which L is non-vanishing, it follows from an elementary polynomial continuation argument that it is conformally covariant on any structure. Note L is a conformal covariant of weight 4n. Thus we have the following theorem on manifolds of dimension n 4. Theorem 2.8. The natural invariant G ab is a conformal covariant of weight 8n. A manifold with a weakly generic Riemannian metric g is conformally Einstein if and only if G ab vanishes. The same is true on pseudo-riemannian manifolds where the conformal invariant L is non-vanishing.

16 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 504 505 506 507 508 Recall that in dimension 4 we have the identity (2.29). Thus L is non-vanishing if and only if C 2 is non-vanishing and we obtain a considerable simplification. In particular the invariant G ab has an overall factor of ( C 2 ) 6 that we may divide out and still have a natural conformal invariant. This corresponds to taking ( C 2 ) 2 E ab with D abcd = 4 C abcd. C 2 Hence we have a simplified obstruction as follows. 509 510 511 512 513 514 515 516 517 518 519 520 521 522 Theorem 2.9. The natural invariant Trace-free[( C 2 ) 2 P ab + 4 C 2 a (C bcde A cde ) 4C bcde A cde a C 2 + 16C aijk A ijk C bcde A cde ] is conformally covariant of weight 8. A 4-manifold with C 2 nowhere vanishing is conformally Einstein if and only if this invariant vanishes. In the case of Riemannian 4-manifolds, requiring C 2 non-vanishing is the same as requiring the manifold to be weakly generic. In this setting this is a very mild assumption; note that C 2 = 0atp M if and only if C abcd = 0atp (and so the manifold is conformally flat at p). Note also that if we denote by F ab the natural invariant in the theorem then on Riemannian 4 manifolds the (conformally covariant) scalar function F ab F ab is an equivalent sharp obstruction to the manifold being conformally Einstein. Now suppose we are in the setting of 2 -generic structures (of any fixed signature). Then E ab is well defined and conformally invariant with D abcd given by (2.26). Thus again by polynomial continuation we can conclude that the natural invariant obtained by expanding C 2 E ab, viz. Ḡ ab := Trace-free[(1 n) 2 C 2 P ab 2(1 n) C a ( C bcde A cde ) + 2(1 n)( a C )( C bcde A cde ) + 4 C aijk A ijk C bcde A cde ] is conformally covariant on any structure (i.e. not necessarily 2 -generic). Thus we have the following theorem on manifolds of dimension n 4. Theorem 2.10. The natural invariant Ḡ ab is a conformal covariant of weight 2n(1 n). A manifold with a 2 -generic metric g is conformally Einstein if and only if Ḡ ab vanishes. 523 We should point out that there is further scope, in each specific dimension, to obtain 524 simplifications and improvements to Theorems 2.8 and 2.10 along the lines of Theorem 2.9. For example in dimension 4 the complete contraction C 3 = Cab cd 525 Cef cd Cab ef, mentioned earlier, is a conformal covariant which is independent of C 2 526 (see e.g. [26]). Thus on pseudo- Riemannian structures this may be non-vanishing when C 2 527 = 0. There is the identity 528 529 530 4Cjb cd Cef cd Cib ef = δi j Ccd ab Cef cd Cab ef and this may be used to construct a formula for D (and then K d via (2.23)) alternative to (2.25) and (2.26). (See [19] for this and some other examples.)

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 17 531 532 533 534 535 536 537 538 539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 555 556 557 558 559 560 561 562 563 564 565 566 567 568 569 570 Finally note that although generally we need to make some restriction on the class of metrics to obtain a canonical formula for D bcde in terms of the curvature, in other circumstances it is generally easy to make a choice and give a description of a D. For example in a non-riemannian setting one can calculate in a fixed local basis field and artificially nominate a Riemannian signature metric. Using this to contract indices of the Weyl curvature (given in the set basis field) one can then use the formula for L and then D. In this way Proposition 2.7 is an effective and practical means of testing for conformally Einstein metrics, among the class weakly generic metrics, even when it does not lead to a natural invariant. 3. A geometric derivation and new obstructions The derivation of the system of Theorem 2.2 appears ad hoc. We will show that in fact [C] and [B] are two parts (or components) of a single conformal equation that has a simple and clear geometric interpretation. This construction then easily yields new obstructions. This is based on the observation that conformally Einstein manifolds may be characterised as those admitting a parallel section of a certain vector bundle. The vector bundle concerned is the (standard) conformal tractor bundle. This bundle and its canonical conformally invariant connection are associated structures for the normal conformal Cartan connection of [9]. The initial development of the calculus associated to this bundle dates back to the work of Thomas [31] and was reformulated and further developed in a modern setting in [2]. For a comprehensive treatment exposing the connection to the Cartan bundle and relating the conformal case to the wider setting of parabolic structures see [7,6]. The calculational techniques, conventions and notation used here follow [16,15]. 3.1. Conformal geometry and tractor calculus We first introduce some of the basic objects of conformal tractor calculus. It is useful here to make a slight change of point of view. Rather than take as our basic geometric structure a Riemannian or pseudo-riemannian structure we will take as our basic geometry only a conformal structure. This simplifies the formulae involved and their conformal transformations. It is also a conceptually sound move since conformally invariant operators, tensors and functions are exactly the (pseudo-)riemannian objects that descend to be well defined objects on a conformal manifold. A signature (p, q) conformal structure [g] on a manifold M, of dimension n 3, is an equivalence class of metrics where ĝ g if ĝ = e 2ϒ g for some ϒ E. A conformal structure is equivalent to a ray subbundle Q of S 2 T M; points of Q are pairs (g x,x) where x M and g x is a metric at x, each section of Q gives a metric g on M and the metrics from different sections agree up to multiplication by a positive function. The bundle Q is a principal bundle with group R +, and we denote by E[w] the vector bundle induced from the representation of R + on R given by t t w/2. Sections of E[w] are called a conformal densities of weight w and may be identified with functions on Q that are homogeneous of degree w, i.e., f (s 2 g x,x) = s w f (g x,x) for any s R +. We will often use the same notation E[w] for the space of sections of the bundle. Note that for each choice of a metric g (i.e., section of Q, which we term a choice of conformal scale), we may

18 A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 583 571 identify a section f E[w] with a function f g on M by f g (x) = f (g x,x). This function is conformally covariant of weight w in the sense of Section 2, since if ĝ = e 2ϒ 572 g, for some ϒ E, then fĝ(x) = f (e 2ϒ xg x,x) = e wϒ xf (g x,x) = e wϒ 573 xf g (x). Conversely conformally 574 covariant functions determine homogeneous sections of Q and so densities. In particular, 575 E[0] is canonically identified with E. Note that there is a tautological function g on Q taking values in S 2 T 576 M. It is the function 577 which assigns to the point (g x,x) Q the metric g x at x. This is homogeneous of degree 2 since g(s 2 g x,x) = s 2 578 g x.ifξ is any positive function on Q homogeneous of degree 2 then 579 ξg is independent of the action of R + on the fibres of Q, and so ξg descends to give a metric 580 from the conformal class. Thus g determines and is equivalent to a canonical section of 581 E ab [2] (called the conformal metric) that we also denote g (or g ab ). This in turn determines 582 a canonical section g ab (or g 1 )ofe ab [ 2] with the property that g ab g bc = δ c a (where δc a is kronecker delta, i.e., the section of E c a corresponding to the identity endomorphism of the 584 tangent bundle). In this section the conformal metric (and its inverse g ab ) will be used to 585 raise and lower indices. This enables us to work with density valued objects. Conformally 586 covariant tensors as in Section 2 correspond one-one with conformally invariant density valued tensors. Each non-vanishing section σ of E[1] determines a metric g σ 587 from the 588 conformal class by 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 g σ := σ 2 g. (3.1) Conversely if g [g] then there is an up-to-sign unique σ E[1] which solves g = σ 2 g, and so σ is termed a choice of conformal scale. Given a choice of conformal scale, we write a for the corresponding Levi Civita connection. For each choice of metric there is also a canonical connection on E[w] determined by the identification of E[w] with E, as described above, and the exterior derivative on functions. We will also call this the Levi Civita connection and thus for tensors with weight, e.g. v a E a [w], there is a connection given by the Leibniz rule. With these conventions the Laplacian is given by = g ab a b = b b. We next define the standard tractor bundle over (M, [g]). It is a vector bundle of rank n + 2 defined, for each g [g], by [E A ] g = E[1] E a [1] E[ 1]. If ĝ = e 2ϒ g, we identify (α, µ a,τ) [E A ] g with (ˆα, ˆµ a, ˆτ) [E A ]ĝ by the transformation ˆα 1 0 0 α ˆµ a = ϒ a δ b a 0 µ b. (3.2) ˆτ 2 1 ϒ cϒ c ϒ b 1 τ It is straightforward to verify that these identifications are consistent upon changing to a third metric from the conformal class, and so taking the quotient by this equivalence relation defines the standard tractor bundle E A over the conformal manifold. (Alternatively the standard tractor bundle may be constructed as a canonical quotient of a certain 2-jet bundle or as an associated bundle to the normal conformal Cartan bundle [6].) The bundle E A admits an invariant metric h AB of signature (p + 1,q+ 1) and an invariant connection, which we shall also denote by a, preserving h AB. In a conformal scale g, these are given

A.R. Gover, P. Nurowski / Journal of Geometry and Physics xxx (2005) xxx xxx 19 609 610 by 0 0 1 α a α µ a h AB = 0 g ab 0 and a µ b = a µ b + g ab τ + P ab α. 1 0 0 τ a τ P ab µ b 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 It is readily verified that both of these are conformally well defined, i.e., independent of the choice of a metric g [g]. Note that h AB defines a section of E AB = E A E B, where E A is the dual bundle of E A. Hence we may use h AB and its inverse h AB to raise or lower indices of E A, E A and their tensor products. In computations, it is often useful to introduce the projectors from E A to the components E[1], E a [1] and E[ 1] which are determined by a choice of scale. They are respectively denoted by X A E A [1], Z Aa E Aa [1] and Y A E A [ 1], where E Aa [w] = E A E a E[w], etc. Using the metrics h AB and g ab to raise indices, we define X A,Z Aa,Y A. Then we immediately see that Y A X A = 1, Z Ab Z A c = g bc and that all other quadratic combinations that contract the tractor index vanish. This is summarised in Fig. 1. It is clear from (3.2) that the first component α is independent of the choice of a representative g and hence X A is conformally invariant. For Z Aa and Y A, we have the transformation laws: Ẑ Aa = Z Aa + ϒ a X A, Ŷ A = Y A ϒ a Z Aa 1 2 ϒ aϒ a X A. (3.3) Given a choice of conformal scale we have the corresponding Levi Civita connection on tensor and density bundles. In this setting we can use the coupled Levi Civita tractor connection to act on sections of the tensor product of a tensor bundle with a tractor bundle. This is defined by the Leibniz rule in the usual way. For example if u b V C α E b E C E[w] =: E bc [w] then a u b V C α = ( a u b )V C α + u b ( a V C )α + u b V C a α. Here means the Levi Civita connection on u b E b and α E[w], while it denotes the tractor connection on V C E C. In particular with this convention we have 634 a X A = Z Aa, a Z Ab = P ab X A Y A g ab, a Y A = P ab ZA b. (3.4) 635 Note that if V is a section of E A1 Al [w], then the coupled Levi Civita tractor connec- 636 tion on V is not conformally invariant but transforms just as the Levi Civita connection 637 transforms on densities of the same weight: a V = a V + wϒ a V. Fig. 1. Tractor inner product.