OPTIMIZATION OF PLASMA UNIFORMITY USING HOLLOW-CATHODE STRUCTURE IN RF DISCHARGES*

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51th Gaseous Electronics Conference & 4th International Conference on Reactive Plasmas Maui, Hawai i 19-23 October 1998 OPTIMIZATION OF PLASMA UNIFORMITY USING HOLLOW-CATHODE STRUCTURE IN RF DISCHARGES* Da Zhang and Mark J. Kushner University of Illinois Urbana, IL 61801 email: dazhang@uiuc.edu mjk@uiuc.edu *Work supported by SRC and NSF.

AGENDA Introduction Review of experiments Description of HPEM Simulation results and analyses Electron density distribution Electron sources Electron temperature distribution Influence of pressure and cathode width Conclusion GEC98-01

INTRODUCTION Obtaining good uniformity in high density plasmas is an important goal in microelectronic processing, especially for large wafers and for cases requiring high etching selectivity. Edge effects in the reactor can cause non-uniformity in reactants. Use of electrodes having co-axially grooved geometries can produce high density plasmas. The plasma perturbation produced by geometry can result in good discharge uniformity. The goal of this study is to understand the mechanism for obtaining improved uniformity from electrode design. GEC98-02

EXPERIMENTAL PROOF OF PRINCIPLE The concept of using a grooved electrode to improve discharge uniformity has been proposed by M. Sugawara and T. Asami. Reactor schematic and experimental conditions. Parrallel-plate reactor Plate separation: 35 cm rf (13.56 MHz) power Ar gas Pressure: 130 mtorr Ref.: M. Sugawara, T. Asami, Surface & Coatings Technology, 73 (1995) 1 GEC98-03

GROOVED ELECTRODE GEOMETRY Hollow-cathode like electrode Co-axial vertical grooves Groove width: 5 mm Original groove depth: 15 mm Ref.: M. Sugawara, T. Asami, Surface & Coatings Technology, 73 (1995) 1 GEC98-04

Ion saturation current distributions were measured for electrode geometries with and without groove compensation. EXPERIMENTAL RESULTS Before optimizing the grooves, ion current peaks at the edge of the reactor. With proper design of the groove depth near the peak current region, the uniformity of the ion current distribution improves. Ref.: M. Sugawara, T. Asami, Surface & Coatings Technology, 73 (1995) 1 GEC98-05

INTRODUCTION TO HPEM In this study the HPEM was used to investigate the mechanisms whereby grooves influence uniformity. General description modular program low pressure condition ( 1 mtorr to 10 Torr ) for plasma etching and deposition 2-d azimuthally symmetric model Main modules in HPEM Electromagnetic Module (EMM), for calculating electromagnetic fields and magneto static fields. Electron Energy Transport Module (EETM), for solving electron temperature and electron impact reaction coefficients. Fluid-chemical Kinetics Simulation (FKS), for computing the plasma species densities and electrostatic potential. GEC98-06

SCHEMATIC OF 2-D/3-D HYBRID PLASMA EQUIPMENT MODEL E (r,z) s v(r,z) S(r,z) PLASMA CHEMISTRY MONTE CARLO SIMULATION FLUXES ETCH PROFILE MODULE = 2-D ONLY = 2-D and 3-D ELECTRON MONTE CARLO SIMULATION FLUID- KINETICS SIMULATION ELECTRON BEAM MODULE ELECTRON ENERGY EQN./ BOLTZMANN MODULE NON- COLLISIONAL HEATING S(r,z), T e (r,z) m(r,z) HYDRO- DYNAMICS MODULE ENERGY EQUATIONS SHEATH MODULE LONG MEAN FREE PATH (SPUTTER) F F (r,z, f ) V(rf),V(dc) (r,z, f ) R EXTERNAL CIRCUIT MODULE MESO- SCALE MODULE N(r,z) E (r,z, f ) s SIMPLE CIRCUIT VPEM: SENSORS, CONTROLLER, ACTUATORS GEC98-07

ELECTRON DENSITY DISTRIBUTION Before electrode geometry modification: Electron density peaks near the edge of the reactor. After decreasing the depth of the grooves close to the peak density area: The electron density gets more uniform. Original electrode Modified electrode GEC98-08 Ar, 130 mtorr, 13.56 MHz, 100 v amplitude

ELECTRON DENSITY DISTRIBUTION (cont.) Radial electron density distribution in the middle-plane between two electrode plates. With proper modification of the electrode geometry, the electron density distribution line is flattened. Before electrode modification Simulation results agree very well with the experimental data. After electrode modification GEC98-09

ELECTRON SOURCES Hollow-cathode effect of the grooved electrode can be one source of electrons. Compared with normal source, the source due to secondary electron emission from grooved electrode seems to be much smaller and thus less important. This is because p d=0.065 torr-cm is below the acceptable threshold for hollow cathode operation. The hollow aperture to hollow wall area ratio is low. Bulk electron source Beam electron source GEC98-10

ELECTRON TEMPERATURE DISTRIBUTION Before electrode geometry modification, there is a peak Te close to the peak electron density region. After reducing the depth of the grooves near this region, the peak Te area is depressed, and the peak shifts a bit to a smaller radius. a) Original electrode b) modified electrode GEC98-11

MECHANISM of UNIFORMITY IMPROVEMENT For original reactor, corner effect causes local high Te area near the edge of the electrodes, which produce higher electron density at that region. The reduction of the groove depth close to the peak Te area actually decreases the electron diffusion loss area to the wall. To keep local electron generation--loss balance, the Te near the area must drop down, so the peak Te area is depressed. (Ne) t = n e k ion n gas V D a n e Λ 2 A k ion =< σν > Te α A more uniform Te distribution at last leads to the more uniform distribution of electron density. GEC98-12

INFLUENCE of PRESSURE and GROOVE WIDTH The electron density has different distribution for electrode with different groove width, or for different gas pressure condition. Increasing pressure or increasing groove width have similar effects on the electron density distribution. D = 4 D (original),p = 130 mtorr D = D, P = 260 mtorr (original) GEC98-13

ELECTRODE MODIFICATION EFFECT Electron density distribution after electrode geometry modification. Proper electrode modification based on original electron density distribution can improve the uniformity. D = 4 D (original),p = 130 mtorr D = D (original), P = 260 mtorr GEC98-14

D = D (original), P = 260 mtorr ELECTRON SOURCES Bulk electron source has two peak regions. Beam electron source occupies larger fraction of the total source. Bulk electron source Beam electron source GEC98-16

CONCLUSION An rf parallel plate reactor with a grooved electrode has been used to obtain uniform discharge processing. By adjusting the groove depth geometry, we can optimize the uniformity of the discharge. Simulation results demonstrate the change of electron density uniformity with the variation of electrode geometry. These results suggest that optimizing the local electrode groove depth can improve the electron temperature distribution, thus leading to better plasma uniformity. GEC98-15