Bjorn Poonen. MSRI Introductory Workshop on Rational and Integral Points on Higher-dimensional Varieties. January 17, 2006

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University of California at Berkeley MSRI Introductory Workshop on Rational and Integral Points on Higher-dimensional (organized by Jean-Louis Colliot-Thélène, Roger Heath-Brown, János Kollár,, Alice Silverberg, Yuri Tschinkel) 2 1 0 January 17, 2006

Is there a rectangular box such that the lengths of the edges, face diagonals, and long diagonals are all rational numbers? 2 1 0 No one knows.

Equivalently, are there (x, y, z, p, q, r, s) with positive coordinates on the variety defined by x 2 + y 2 = p 2 y 2 + z 2 = q 2 z 2 + x 2 = r 2 x 2 + y 2 + z 2 = s 2? 2 1 0 One of the hopes of arithmetic geometry is that geometric methods will give insight regarding the.

Affine space A n is such that A n (L) = L n for any field L. An affine variety X over a field k is given by a system of multivariable polynomial equations with coefficients in k f 1 (x 1,..., x n ) = 0 f m (x 1,..., x n ) = 0. For any extension L k, the set of L- (also called L-points) on X is. 2 1 0 X (L) := { a L n : f 1 ( a) = = f m ( a) = 0}.

If L is a field, the multiplicative group L acts on L n+1 { 0} by scalar multiplication, and we may take the set of orbits. Projective space P n is such that P n (L) = Ln+1 { 0} L for every field L. Write (a 0 : : a n ) P n (L) for the orbit of (a 0,..., a n ) L n+1 { 0}. A projective variety X over k is defined by a polynomial system f = 0 where f = (f 1,..., f m ) and the f i k[x 0,..., x n ] are homogeneous. For any field extension L k, define 2 1 0 X (L) := {(a 0 : : a n ) P n (L) : f ( a) = 0}.

of arithmetic geometry Given a variety X over Q, can we 1. decide if X has a Q-point? 2. describe the set X (Q)? The first problem is well-defined. Tomorrow s lecture on Hilbert s tenth problem will discuss weak evidence to suggest that it is undecidable. The second problem is more vague. If X (Q) is finite, then we can ask for a list of its points. But if X (Q) is infinite, then it is not always clear what constitutes a description of it. 2 1 0 The same questions can be asked over other fields, such as number fields (finite extensions of Q), or function fields (such as F p (t) or C(t)).

Dimension, smoothness, irreducibility Let X be a variety over a subfield of C. Its dimension d = dim X can be thought of as the complex dimension of the complex space X (C). If there are no singularities, X (C) is a d-dimensional complex manifold, and X is called smooth in this case. Call X geometrically irreducible if X is not a union of two strictly smaller closed subvarieties, even when considered over C. ( Geometric refers to behavior over C or some other algebraically closed field.) Example: The affine variety x 2 2y 2 = 0 over Q is not geometrically irreducible. From now on, varieties will be assumed smooth, projective, and geometrically irreducible. 2 1 0 Much is known about the guiding problems in the case of curves (d = 1). We will discuss this next, because it helps motivate the conjectures in the higher-dimensional case.

of a curve Let X be a curve over C. The genus g {0, 1, 2,...} of X is a geometric invariant that can be defined in many ways: The compact Riemann surface X (C) is a g-holed torus (topological genus). 2 1 0 g is the dimension of the space H 0 (X, Ω 1 ) of holomorphic 1-forms on X (geometric genus). g is the dimension of the sheaf cohomology group H 1 (X, O X ) (arithmetic genus).

of curves over C: moduli spaces of genus g over C are in bijection with the complex points of an irreducible variety M g, called the moduli space of genus-g curves. g moduli space M g 2 variety of dimension 3g 3 1 A 1 (parameterizing elliptic curves by j-invariant) 0 point (representing P 1 ) 2 1 0

of curves over C: the trichotomy The value of g influences many geometric properties of X : g curvature canonical bundle Kodaira dim 2 negative deg K > 0 κ = 1 (K ample) (general type) 1 zero K = 0 κ = 0 0 positive deg K < 0 κ = (anti-ample, Fano) Surprisingly, if X is over a number field k, then g influences also the set of. Roughly, the higher g is in this trichotomy, the fewer there are. Generalizations to higher-dimensional varieties will appear in Caporaso s lectures. 2 1 0

2 Theorem (Faltings 1983, second proof by Vojta 1989) Let X be a curve of genus 2 over a number field k. Then X (k) is finite (maybe empty). Both proofs give, in principle, an upper bound on #X (k) computable in terms of X and k. But they are ineffective in that they cannot list the points of X (k), even in principle. The question of how the upper bound depends on X and k will be discussed in Caporaso s lecture on uniformity of today. There exist a few methods (not based on the proofs of Faltings and Vojta) that in combination often succeed in determining X (k) for individual curves of genus 2: 1. the p-adic method of Chabauty and Coleman. 2. the Brauer-Manin obstruction, which for curves can be understood as a Mordell-Weil sieve. 3. descent, to replace the problem with the analogous problem for a finite collection of finite étale covers of X. 2 1 0

1 Let X be a curve of genus 1 over a number field k. It may happen that X (k) is empty. If X (k) is nonempty, then X is an elliptic curve, and the Mordell-Weil theorem states that X (k) has the structure of a finitely generated abelian group. This will be discussed further in Rubin s lectures. In any case, there will exist a finite extension L k such that X (L) is infinite. (A generalization of this property to higher-dimensional varieties will appear in Hassett s lecture on potential density.) But even when X (L) is infinite, it is sparse in a sense to be made precise later, when we discuss counting points of bounded height. 2 1 0

0: existence of Let X be a curve of genus 0 over a number field k. There is a simple test to decide whether X has a k-point. For example, if k = Q, one has X (Q) X (R), and X (Q p ) for all primes p. (This is an instance of the Hasse principle, to be discussed further in the lectures by Wooley and Harari.) The conditions about Q p -points mean concretely that there are no obstructions to arising from considering equations modulo various integers. We will make this even more concrete on the next slide. 2 1 0

0: existence of (continued) Every genus-0 curve over Q is isomorphic to a conic in P 2 given by an equation ax 2 + by 2 + cz 2 = 0 where a, b, c Z are squarefree and pairwise relatively prime. Theorem (Legendre) This curve has a rational point if and only if 1. a, b, c do not all have the same sign, and 2. the congruences 2 1 0 as 2 + b 0 (mod c) bt 2 + c 0 (mod a) cu 2 + a 0 (mod b) have solutions s, t, u Z.

0: parameterization of If X (k) is nonempty, then X P 1 over k. In other words, X (k) can be parameterized by rational functions. For example, suppose X is the affine curve x 2 + y 2 = 1 over Q. Drawing a line of variable rational slope t through ( 1, 0) and computing its second intersection point with X leads to X (Q) = {( 1 t 2 1 + t 2, 2t 1 + t 2 ) } : t Q {( 1, 0)}. 2 1 0

Counting of bounded height How do we measure X (Q) when it is infinite? If X is affine, we can count for each B > 0 the (finite) number of points in X (Q) whose coordinates have numerator and denominator bounded by B in absolute value, and see how this count grows as B. Similarly, if X P n is projective, we define N X (B) := #{(a 0 : : a n ) X (Q) : a i Z, max a i B} 2 1 0 and ask about the asymptotic growth of N X (B) as B. The measure max a i of a point (a 0 : : a n ) with a i Z is the first example of height, which will be developed further in the lectures by Silverman.

on curves Let X be a genus-g curve over Q with at least one Q-point. g N X (B) up to a factor (c + o(1)) for some c > 0 2 1 (eventually constant, by Faltings) 1 (log B) r/2 where r := rank X (Q) 0 B a where a > 0 depends on how X is embedded in projective space. Example: For the genus-0 curve X = P 1 (embedded in itself), N X (B) 12 π 2 B2. 2 1 0 One method for bounding N X (B) for a higher-dimensional variety X is to view X as a family of curves {Y t }. For this one wants a bound on N Yt (B) that is uniform in t (work of Bombieri, Pila, Heath-Brown, Ellenberg, Venkatesh, Salberger, Browning).

on hypersurfaces Let X be a degree-d hypersurface f (x 0,..., x n ) = 0 in P n over Q. The number of (a 0 :, a n ) P n (Q) with a i Z and max a i B is of order B n+1. For each such a = (a 0,..., a n+1 ), the value f ( a) is of size O(B d ). If we use the heuristic that a number of size O(B d ) is 0 with probability 1/B d, we predict that N X (B) B n+1 d. Warning: this conclusion is sometimes false!. Interestingly, the sign of n + 1 d determines also whether the canonical bundle of X is ample. The circle method, to be discussed in Wooley s lectures, proves results along these lines when n d. In the Fano case n + 1 d > 0 (i.e., K ample), these heuristics lead to examples of the Manin conjecture, to be discussed in Heath-Brown s lectures. 2 1 0

Back to the box The system x 2 + y 2 = p 2 y 2 + z 2 = q 2 z 2 + x 2 = r 2 x 2 + y 2 + z 2 = s 2 defines a surface of general type in P 6 (van Luijk). Various heuristics suggest that there are no rational points with positive coordinates. But techniques to prove such a claim have not yet been developed. 2 1 0