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NA62 status and prospects Outline: Evgueni Goudzovski (University of Birmingham, eg@hep.ph.bham.ac.uk) on behalf of the NA62UK collaboration 1) Physics at kaon experiments: K decays and beyond 2) NA62 status, performance, UK involvement. 3) Prospects for CERN kaon experiments beyond 2018. 4) Overview of the recent results. 5) Summary PPAP community meeting Birmingham 26 July 2016 0

SM: box and penguin diagrams Rare kaon decays: K Ultra-rare decays with the highest CKM suppression: A ~ (m t /m W ) 2 V * ts V td ~ 5 Hadronic matrix element related to a measured quantity (K + 0 e + ). SM precision surpasses any other FCNC process involving quarks. Measurement of V td complementary to those from B B mixing or B 0. SM branching ratios Buras et al., JHEP 1511 (2015) 033 Mode BR SM 10 11 K + + ( ) 9.11 0.72 K L 0 3.00 0.31 The uncertainties are largely parametric (CKM) Theoretically clean, almost unexplored, sensitive to new physics. 1

K : experiment vs theory BR(K L 0 ) vs BR(K + + ) CKM unitarity triangle with kaons Current experimental uncertainty (littlest Higgs with T parity) D. Straub CKM 2010 NA62 aim: collect O(100) SM K + + decays with <20% background in 3 years of data taking using a novel decay-in-flight technique. Signature: high momentum K + (75GeV/c) low momentum + (15 35 GeV/c). Advantages: max detected K + decays/proton (p K /p 0 0.2); efficient photon veto (>40 GeV missing energy) Un-separated beam (6% kaons) higher rates, additional background sources. 2

Neutrino oscillations discovery (1998) + Neutrino source Broader programme (1) e e Neutrino detector First non-sm phenomenon: 1) Lepton Flavour Violation; 2) non-zero neutrino mass. New physics scenarios involving LFV: # Neutrino is a Majorana fermion (identical to antineutrino) Heavy (possibly sterile) neutrino states Supersymmetry with R-parity violation or RH neutrinos Astrophysical consequences: Dark matter, nucleosynthesis, Supernova evolution,... Search for forbidden states with lepton pair (ee,, e): 3

R(m N ) Broader programme (2) Neutrino minimal SM ( MSM) = U l4 2 SM + 3 right-handed neutral heavy leptons. [Asaka et al., PLB 631 (2005) 151] Masses: m 1 ~10 kev [DM candidate]; m 2, 3 ~1 GeV. HNLs observable via production and decay. HNL production, kinematic factor: R(m N ) = (K + l + H )/ (K + + H )/ U l4 2 K + + H R. Shrock PLB96(1980)159 Astrophysical & cosmological constraints on m 1, m 2,3 m 1 [kev] Baryon asymmetry of the Universe K + e + H : helicity suppressed (~10 5 ) for m N 0 PLB698 (2011) 105 m N [GeV] Big-Bang nucleosynthesis Accessible in K l H decays m 2,3 [GeV] Shaposhnikov, JHEP 0808 (2008) 008 Boyarsky et al., Ann.Rev.Nucl.Part.Sci.59 (2009) 191

NA62 status and UK involvement 5

CERN NA48/NA62 experiments Earlier: NA31 1997: / : K L +K S Jura mountains 1998: K L +K S Switzerland SPS NA48/NA62: centre of the LHC LHC France NA48 discovery of direct CPV NA48/1 1999: K L +K S K S HI 2000: K L only K S HI 2001: K L +K S K S HI 2002: K S /hyperons Geneva airport N NA48/2 2003: K + /K 2004: K + /K NA62 R K phase 2007: K e2/k 2 2008: K e2/k 2 tests tests Kaon decay in flight experiments. NA62: currently ~200 participants, ~30 institutions. NA62UK: Birmingham, Bristol, Glasgow, Liverpool NA62 2014: pilot run 2015 : data taking (12% of participants). 6

The NA62 experiment Un-separated hadron (p/ + /K + ) beam: 400GeV SPS protons 75GeV (±1%) kaons; 800MHz 45MHz kaons 5MHz decays in fiducial volume NA62UK (funded by ERC) GTK: beam spectrometer Vacuum tank Total length: ~270m SAV: Small Angle Photon Veto Hodoscope KTAG Vacuum: p<10 5 mbar (Cherenkov kaon tagger) <80ps timing Beam pipe Anticounters Decay region: L=65m <80ps timing ~10 MHz rate from K decays Expected single event sensitivities (SES): ~10 12 (~10 11 ) for K ( 0 ) decays. Kinematic rejection factors (limited by beam pileup and tails of MCS): 5 10 3 for K + + 0, 1.5 10 4 for K +. Hermetic photon veto: ~10 8 suppression of 0. Particle ID (RICH+LKr+MUV): ~10 7 muon suppression. 7

NA62 status Minimum bias (~1% intensity) and K test runs taken in 2015. Most systems commissioned and meet the design requirements. Running at 20% intensity now, planning ~50% intensity later in 2016 (max intensity is currently limited by SPS capabilities) Expect to reach a few SM K events sensitivity by the end of 2016 8

NA62 performance in 2015 K region II K region I m miss2 =(P K P ) 2 vs p Missing mass squared, (GeV/c 2 ) 2 K + 3 K + 0 l + K + + m miss 2 K + + 0 Gigatracker information not used in this study. Photon veto criteria not applied on purpose. Kaon decays (KTAG signal) Beam activity (no KTAG signal) Hadron beam (75 GeV) Kinematic & time resolutions are close to the design. Beam halo

Arbitrary scale KTAG operation in 2015 The first NA62 detector to be commissioned; performance exceeds specifications N 2 pressure scan + K + p Funded by ERC Number of PMT signals per K + Mean hits/k + : 20 Mean nominal rate/channel: 2.3 MHz Single PMT. Central peak: 160ps; RMS=300ps. PMT time resolution (K time) = 70ps working point: 5-fold coincidence 95% scattering in 1 st dynode Kaon ID efficiency vs sectors in coincidence 0 10 20 30 40 50 60 2 1 0 1 2 1 2 3 4 5 6 7 8 [ns]

Hardware and trigger: NA62: UK contributions full responsibility for the KTAG subdetector; full responsibility for the Run Control system; development and operation of L0 muon+hodoscope+rich trigger; development and operation of the high-level software trigger; GRID infrastructure, software, data processing, DCS system. Leadership in the physics exploitation: Flagship analysis: K + + ; Detector performance & rare decay studies with 2015+2016 data. Analyses of old NA48/NA62 data. Major leadership roles: Physics coordination; 2007 data analysis coordination; Software coordination; high-level trigger coordination; Run coordinators: 4 out of 15 (in 2016); Editorial Board membership: 3 out of 10; Conference Committee chair. = new responsibilities 11

Run 2 and Run 3 programme NA62 Run 2 (2015 2018) is focused on K + +. Trigger bandwidth for other physics is limited. Several measurements at nominal SES~10 12 : K + + A, 0. A few measurements do not require extreme SES: K + l + H, In general, limited sensitivities to rare/forbidden decays (SES~10 10 to ~10 11, similar to NA48/2 and BNL-E865). A proof of principle for the broad rare/forbidden decay programme. NA62 Run 3 (2021 2024) programme is under discussion. [will be presented at Physics Beyond Colliders workshop, CERN, Sep 2016] Existing apparatus, different trigger logic: no capital investment. Rare/forbidden K + and 0 decays at SES~10 12 : K + physics: K + + l + l, K + + l + l, K + l +, K + +, 0 physics: 0 e + e, 0 e + e e + e, 0 3, 0 4, Searches for LFV/LNV: K + l + l +, K + + e, 0 e, Possibly K L rare decays (SES~10 11 ), including K L 0 l + l [CPV]. Dump mode: hidden sector searches (long-lived HNL, DP, ALP). 12

Beyond 2024 Need to measure both BR(K + + ) vs BR(K L 0 ): affected differently by NP. In the next few years, we expect: NA62 @ CERN to measure BR(K + + ) to 10%; KOTO @ J-PARC to observe a few K L 0 events. A new, possibly multi-purpose, K L experiment at CERN focussed on K L 0, with SES~0.5 10 12 is under consideration for Run 4 (2026 2029). KOTO: KLEVER @ CERN: feasibility and sensitivity study 30 GeV protons (300 kw); <p KL >=2 GeV/c; Proposal: SES=8 10 12 (~4 SM evts) with S/B=1.4 in three years. Short (100h) run in 2013: SES=1.3 10 8 ; Observed 1 event, expected 0.36; [CKM2014] Collected 20 more data in 2015; Intention (no proposal): upgrade to 100 SM evts. 400 GeV protons; <p KL >~100 GeV/c: complementary approach to KOTO. 60 SM events in 5 years with S/B 1. Protons required: 5 10 19 (NA62 10): target area & transfer line upgrade. Re-use NA62 infrastructure and parts of detector (LKr calorimeter; muon system).

Recent & upcoming results: 2003-2007 data samples UK groups have been consistently responsible for >50% of the physics output of the old CERN kaon experiments Recent results: Search for lepton number violation and resonances in K decays [Birmingham & Liverpool] Search for dark photon production: 0 A [Birmingham] 0 transition form factor measurement [Birmingham & Bratislava] Searches for heavy neutral leptons: K + l + [Birmingham] 14

K : lepton number violation NA48/2 three-track data sample is analyzed. Main background: K 3 with decays in flight. Upper limit on LNV decay + searches for 2-body resonances. Proof of principle for NA62 analysis at SES~10 12. K candidates FCNC decay studied earlier: 3.5k candidates PLB697 (2011) 107 LNV candidates 2 K + (also used for normalization) K + K + N( ) = 1 N bkg = 1.16 0.87 BR(K )<8.6 10 11 [90% CL] [Factor 13 improvement; final result; paper in preparation] 15

0 A, A e + e Data: 17M 0 D candidates DP exclusion summary (up to 2015) K 0 D K 0 D Peak search m ee [MeV] If the dark photon (A ) couples to quarks and decays mainly to SM fermions, it is ruled out as the explanation for the anomalous (g 2). [NA48/2 collaboration, PLB746 (2015) 178] 16

Data/MC 0 form factor (2007 data) Fit illustration: Data/MC(a=0) World data: 0 TFF slope measurement with 0 D decays 20 equipopulous x bins 2 /ndf = 52.5/49, p-value = 0.34 x Preliminary result (2016): a = (3.70 0.53 stat 0.36 syst ) 10 2 [final result & paper in preparation] First observation (5.8 ) of non-zero TFF slope in the time-like momentum transfer region. 17

K + + ( ) Muon halo 2015 data K + + N search: 2007 data Signal region: m N >270 MeV/c 2 K + + N peaks (MC) corresponding to BR=10 4 K + 0 + ~20M K 2 decays with 1 week of data; ~10 5 background m N >200 MeV/c 2 HNL searches 2007 data: background-limited; sensitive above 300 MeV/c 2 unlike BNL E949 (decay at rest) 2015 data: a wider programme including K + l + H, K + l + and K + l + A. The K + flux of 2007 matched in one week; ~10 times lower background; wider m N range. Limits on U 4 2 from K (production searches) KEK (1982) NA62-R K expected sensitivity NA62-R K single event sensitivity SES, NA62 minimum bias data 2015 Squared missing mass, (GeV/c 2 ) 2 E949 (2015) m 4 [GeV] 18

Summary UK participation in NA62 from 2011: Capital funding and manpower for detector construction and operation from ERC Advanced and Royal Society Grants. Soon after, STFC contribution with M&O costs. KTAG detector delivered on time and exceeds specifications. Now in exploitation mode: supported by STFC Particle Grant. Extremely good value for STFC investment (M&O, 1 postdoc, 2 Rutherford fellows, travel, some academic time). Strong UK leadership in physics analysis: both NA62 and old data. Recently, UK-led best limits on K, 0 A, HNL; 0 TFF. NA62 run 2015 2018: Running at 20% intensity now, and going to 50% soon. Expect a few SM K events sensitivity by the end of 2016. Focused on the K measurement (SES~10 12 ). NA62 run 2021 2024: An extensive K + /K L / 0 rare decay and beam dump programme with existing detector is being developed. A new K L experiment afterwards is under consideration. 19

Backup 20

Beam dump mode: HNL decays O(10 15 ) decays/year at target N + l U l4 2 PS191 NA62 expected: K decays T.Spadaro, PANIC2014 Search for decays: HNL exclusion limits (NA62: assuming U e4 =U 4 ; obtained during K running) CHARM BBN allowed band See-saw NuTeV NA62 expected: D decays (N l only) m N, GeV/c 2 (0.14 GeV/c 2 < m N < 1.9 GeV/c 2 ) (0.8 GeV/c 2 < m N < 1.9 GeV/c 2 ) The expected sensitivity is evaluated assuming zero background. Backgrounds to be considered: scattering of halo muons ( N K 0 X), charge exchange in KTAG/GTK (K + n K 0 p), accidentals (K + decays, halo muons). Improvements over the world data are possible also for dark photon and axion production on Be target. Proof-of-principle: the 2016 data. 21

NA62 & SHiP design parameters Primary beam for both NA62 and SHiP: 400 GeV/c SPS protons NA62 (running experiment) SHiP (proposal) Years of operation 3 5 POT per SPS spill 3 10 12 4 10 13 POT total 5 10 18 2 10 20 Decay volume (m 3 ) 260 m 3 1780 m 3 Decay volume distance to target 104 183 m 64 124 m Decay volume pressure (bar) 10 9 bar 10 6 bar Halo muon rate in spectrometer 6 MHz few khz Straw chamber area 0.06m<R<1.05m R 1 =5m, R 2 =10m but a crucial aspect is the background rejection capability! 22

LFV in K and 0 decays * * CERN NA48/2 sensitivities for these three modes are similar to those of BNL E865 Expected NA62 single event sensitivities: ~10 12 for K decays, ~10 11 for 0 decays. NA62 is capable of improving on all these decay modes. Sensitivity will depend on the trigger selectivity. 23

Search for K N, N Interpretation in terms of production and decay of either Majorana neutrino (N) or LN conserving heavy neutrino. A scan in the parameter space: m N and N. Limits of ~10 10 (~10 9 ) set for N <100 ps for LNV (LNC) case. UL on BR(K N) BR(N ) depending on assumed m N and N LNV case (no background) 90% CL UL on BR(K N) BR(N ) depending on assumed m N and N LNC case (FCNC background) 90% CL 90% CL 24

Search for K, + K + : + mass Data & bkg events vs m X hypothesis Data Data Background Signal UL@90% CL SM background: MC K + (BR~10 7 ) NA48/2, PLB697(2011)107 UL on BR(K X) BR(X + ) depending on m X and X Also background limited; UL~10 9. This leads to non-trivial limitations on the inflation ( ) phase space: + decay dominates at m ~300 MeV/c 2. Shaposhnikov, Tkachev, PLB 639 (2006) 414; Bezrukov, Gorbunov, PLB736 (2014) 494 90% CL 25