Accuracy in Predicting GDPs and Airport Delays from Weather Forecast Data

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Accuracy in Predicting GDPs and Airport Delays from Weather Forecast Data David Smith Center for Air Transportation Systems Research George Mason University Fairfax, VA September 6, 2007 CENTER FOR AIR TRANSPORTATION SYSTEMS RESEARCH

Acknowledgements Funding US Army GMU/ Research Foundation Technical Assistance Ved Sud (FAA) Mike Brennan (MAI) Mark Klopferstein (MAI) Dave Rodenhuis (University of Victoria)

Story Determining GDPs is difficult due to: Uncertainty Evolving nature How accurate can automation be when designed to predict uncertain systems GDPs Delays How good is good enough?

Agenda Motivation Background TAF Tool Requirements Method Tool Results: Accuracy of Predictions Conclusions

Forecasting Impact of Weather in Air Traffic Flow Management Forecasting is too hard Assumption conditions are too stochastic Too many possibilities Plans fall apart Forecasts are too inaccurate

Forecasting & Military Planning The combat environment is one of the most chaotic Fear Morale NOT lock-step Leads to decision points Decision points lead to a finite set of options

Decision Points A decision point is a step in the planning process that, once determined, gives direction for a set of specific planning details Each decision point is followed by a list of planning questions and issues to be answered in the planning process Options are reduced to a manageable finite number Intelligence tools aid us to determine these points

Decision Point Example Delay forecast tool indicates convective weather over Philadelphia at 2300 Zulu Determine effects Arrival delays Reduce airport capacity Generate set of branch plans MIT for Washington ARTCC FCA for Cleveland ARTCC boundary GDP at PHL Do nothing

Intelligence What is the enemy to traffic flow? Bad weather Scheduled congestion Simulation techniques can be used to predict congestion Weather Stochastic Forecasts Time Chance Forecast gives us a decision point time and place How do we create a branch plan? Predict effect on operations GDP, AAR ect. Formulate a plan to counter the effects Solution use Terminal Aerodrome Forecast (TAF) to predict effect on operations

What is the TAF? TAF - a concise statement of the expected meteorological conditions at an airport during a specified period (usually 24 hours) A TAF report contains the following sequence of elements in the following order: Type of Report ICAO Station Identifier Date and Time of Origin Valid Period Date and Time Forecast Meteorological Conditions Written in TAF code

TAF Example TAF KEWR 161732Z 161818 24017G27KT P6SM SCT040 BKN250 FM1930 29018G32KT 4SM TSRA BR BKN040CB FM2200 22009KT 6SM SHRA BR OVC040CB FM0400 33006KT 6SM -SHRA BR OVC040 FM0800 34006KT 6SM BR OVC040 FM1400 26005KT P6SM BKN040

TAF Prediction Tool Use TAF to predict Delays GDP s AAR s Tool provides a chance of occurrence of GDP Traffic flow managers develop a plan based on the prediction and the chance of it happening

Prediction Tool Newark Airport TAF Delay Predictor Enter each element of the TAF into a separate cell. Remove all plus (+), minus(-), and equal (=) signs Station KEWR 010537Z 10606 30012KT P6SM SCT060 FM1100 27010KT P6SM SCT150 SCT250 FM1400 23010KT P6SM SCT060 BKN100 BKN250 TEMPO 1618 BKN035 FM1800 18012KT 5SM RA OVC025 TEMPO 1819 2SM SNRA BR BKN015 FM2200 20012KT 5SM RA SCT020 OVC035 FM0200 24005KT 6SM RA BKN035 OVC060 TEMPO 205 5SM RA BR BKN025 Time period delay Input TAF Input day of the week Average Daily Delay Forecast Estimated Delay Estimated Arrival Rate Choose Day of the Week There is a 76% chance that delays WILL exceed 45 MINUTES 1100 Zulu 3 minutes 1100 Zulu 35 1500 Zulu 10 minutes 1500 Zulu 30 1900 Zulu 43 minutes 1900 Zulu 27 GDP Forecast 2300 Zulu 88 minutes 2300 Zulu 27 Tuesday There is a 73% chance that there WILL NOT be a GDP at EWR GDP Forecast AAR Forecast Daily delay forecast

Method Summary AIRPORT Estimated Delays Linear Regression & Queuing Theory Delay Model Estimated AARs TAF DATA SVM For Predicting GDP and Estimating Delays Probability of GDP Day Of the Week

Method Convert TAF format to a vector data set Use a pattern recognition tool called the support vector machine (SVM) SVM is trained with past data Develop functions to present day data to predict outcomes SVM does not require a linear relationship Use individual data points with few possible choices to product predictive functions

Extracted Data Time periods 1100 Zulu 1500 Zulu 1900 Zulu 2300 Zulu Wind speed Visibility Ceiling Overcast Scattered Broken Few Binary variables Rain Snow Showers Thunderstorms Fog Mist Freezing Cross Wind

Crosswind Newark Airport Primary 4 22 R/L Crosswind runway 29/11 Direction and wind is the deciding factor Assumed crosswind anywhere between 270 and 350 and between 170 and 90

Date Wind Speed Visibility (mi) Rain (Y/N) Vector Data Set Snow (Y/N) Showers (Y/N) Thunder storms (Y/N) Fog (Y/N) Mist (Y/N) Freezing (Y/N) Overcast Ceiling Scattered Ceiling Broken Ceiling Few Ceiling 1 7 6 0 0 0 0 0 0 0 150 0 2 12 6 0 0 0 0 0 0 0 250 0 3 6 6 0 0 0 0 0 0 0 150 0 4 5 5 0 0 0 0 0 0 0 120 60 0 5 6 4 1 0 1 0 0 1 0 60 0 6 8 6 0 0 1 0 0 0 0 60 25 35 0 7 9 6 0 0 0 0 0 0 0 90 1 8 5 6 0 0 0 0 0 0 0 250 0 9 5 6 0 0 0 0 0 0 0 120 250 0 10 6 6 0 0 0 0 0 0 0 100 250 0 11 10 6 0 0 0 0 0 1 0 0 12 6 4 0 0 0 0 0 0 0 15 0 13 11 6 0 0 0 0 0 0 0 50 80 1 14 4 6 0 0 0 0 0 0 0 0 15 3 6 0 0 0 0 0 1 0 250 0 16 4 6 0 0 0 0 0 0 0 0 17 4 6 0 0 0 0 0 0 0 1 18 7 6 0 0 0 0 0 0 0 250 0 19 6 6 0 0 0 0 0 0 0 40 100 0 20 10 6 0 0 0 0 0 1 0 20 0 21 5 5 0 0 0 0 0 1 0 0 22 8 2 0 0 0 0 0 1 0 15 0 23 12 6 0 0 0 0 0 1 0 25 0 24 5 6 0 0 0 0 0 0 0 1 25 6 6 0 0 0 0 0 0 0 250 0 26 5 6 0 0 0 0 0 0 0 250 0 27 7 6 0 0 0 0 0 0 0 250 0 28 6 6 0 0 0 0 0 0 0 90 5 0 29 8 6 0 0 0 0 0 0 0 1 30 4 6 0 0 0 0 0 0 0 50 100 1 31 7 6 0 0 0 0 0 0 0 250 0 Cross Winds

Linearly Inseparable Case: Supporting Plane Method Just add non-negative error vector z. min w, b, z s. t. y i z 1 2 w ( T x w + b) i i 0 2 + C i + N i= 1 z i z = 1,.., l i 1

Data Collection TAF Data from National Climatic Data Center Use Excel macro to convert to linear data Used data from 2002 and 2006 Bureau of Transportation Statistics Excel macro retrieved average daily delay for each airport Initial look is at Newark, O Hare, Atlanta, and Philadelphia Ground Delay Program Data from Collaborative Decision Making (CDM) website

Predicting GDP Collect TAF data as the independent variable Quadratic program loaded into AMPL TAF data is transformed into the integer vector x GDP indicator variable y -1 indicates no GDP 1 indicates a GDP Program output Solution w vector Linear y-intercept vector b T w x Prediction equation i i + b

Predicting Delay Delay data is not binary Several SVM runs Whether or not there will be a x minute delay x minute intervals from y to z minutes Creates 4 predictor functions

Predicting Arrival Rates M/M/1 queuing system Delay (D) is the average time the customer spends in the system Arrival rate per unit time (λ) is estimated by the total number of flights divided by 16 operating hours Aircraft arrival rate is the customer service rate (µ) 1 µ = + λ D

GDP Results (Training Data) Airport Sensitivity Specificity % Correct when predicted GDP % Correct when predicted no-gdp % Correct EWR 0.48 0.91 0.74 0.77 0.76 ORD 0.35 0.91 0.67 0.72 0.72 ATL 0.45 0.90 0.63 0.81 0.78 PHL 0.46 0.94 0.69 0.86 0.84 Average 0.78 1826 Days JAN 2002 to DEC 2006 Sensitivity Proportion of all GDP airports that are identified by the model Specificity Proportion of non-gdp airports that are identified by the model

Receiver Operating Characteristic (ROC) Curve True Positive Rate vs. False Positive Rate Evaluates how the model represents the data Red line is the line of no-discrimination Indicates no better than random chance Model is discarded if on line The farther the data point is in the upper left hand corner the better

GDP ROC Graph (Training) True Positive Rate 1 0.9 0.8 0.7 0.6 0.5 PHL 0.4 0.3 0.2 0.1 EWR ATL ORD 0 0 0.2 0.4 0.6 0.8 1 False Positive Rate

GDP Results (Test Data) Airport Sensitivity Specificity % Correct when predicted GDP % Correct when predicted no-gdp % Correct EWR 0.66 0.67 0.78 0.52 0.66 ORD 0.23 0.81 0.42 0.63 0.58 ATL 0.67 0.89 0.25 0.98 0.88 PHL 0.53 0.86 0.57 0.84 0.78 Average 0.73 JAN 2007 APR 2007

GDP ROC Graph (Test) 1 0.9 0.8 True Positive Rate 0.7 0.6 0.5 0.4 ATL PHL EWR 0.3 0.2 ORD 0.1 0 0 0.2 0.4 0.6 0.8 1 False Positive Rate

Delay Results (Training Data) Airport Average Delay Sensitivity Specificity PPV NPV % Correct EWR 15 min 0.46 0.94 0.78 0.79 0.79 EWR 30 min 0.40 0.97 0.75 0.89 0.88 EWR 45 min 0.22 0.99 0.78 0.94 0.93 EWR 60 min 0.18 0.99 0.97 0.98 0.97 ORD 7.5 min 0.35 0.92 0.69 0.72 0.72 ORD 15 min 0.27 0.96 0.68 0.80 0.79 ORD 22.5 min 0.25 0.98 0.74 0.85 0.84 ORD 30 min 0.12 0.99 0.76 0.88 0.88 ATL 5 min 0.58 0.87 0.78 0.72 0.74 ATL 10 min 0.52 0.89 0.69 0.81 0.78 ATL 15 min 0.34 0.93 0.62 0.83 0.81 ATL 20 min 0.19 0.97 0.58 0.97 0.88 PHL 5 min 0.53 0.89 0.77 0.74 0.74 PHL 10 min 0.47 0.94 0.75 0.83 0.81 PHL 15 min 0.48 0.96 0.74 0.88 0.86 PHL 20 min 0.36 0.98 0.73 0.90 0.88 Average 0.83

Delay ROC Graph (Training) True Positive Rate 1 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 EWR ORD ATL PHL 0 0 0.2 0.4 0.6 0.8 1 False Positive Rate

Delay Results (Testing Data) Airport Average Delay Sensitivity Specificity PPV NPV % Correct EWR 15 min 0.65 0.86 0.87 0.65 0.74 EWR 30 min 0.53 0.88 0.73 0.76 0.75 EWR 45 min 0.35 0.98 0.78 0.88 0.88 EWR 60 min 0.00 0.95 0.00 0.91 0.87 ORD 7.5 min 0.33 0.98 0.96 0.48 0.58 ORD 15 min 0.35 0.94 0.81 0.68 0.70 ORD 22.5 min 0.16 0.99 0.99 0.68 0.70 ORD 30 min 0.06 0.99 0.99 0.74 0.74 ATL 5 min 0.35 0.93 0.76 0.70 0.71 ATL 10 min 0.32 0.98 0.82 0.83 0.83 ATL 15 min 0.24 0.98 0.67 0.89 0.88 ATL 20 min 0.25 0.97 0.50 0.92 0.90 PHL 5 min 0.53 0.83 0.83 0.52 0.64 PHL 10 min 0.34 0.92 0.79 0.61 0.65 PHL 15 min 0.53 0.93 0.77 0.81 0.80 PHL 20 min 0.48 0.95 0.72 0.86 0.84 Average 0.76

Delay ROC Graph (Test) True Positive Rate 1 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 EWR ORD ATL PHL 0 0 0.2 0.4 0.6 0.8 1 False Positive Rate

Conclusions The rarer the event the easier to predict the negative Cost prediction can be easily derived Larger data set may or may not produce a better model Like to expand to other major airports to give an overall NAS forecast Benefits Airlines can plan schedule and route changes FAA can simulate traffic management decisions Traveler can be advised to potential delays Data mine controller reaction Forecasters can estimate the cost of a forecast

Future Work Expand data collection Predict delays throughout the entire NAS Predict Flow Constrained Areas (FCA) and Ground Stop Compare SVM to other methods Trees Regression

Questions? CENTER FOR AIR TRANSPORTATION SYSTEMS RESEARCH

Backups CENTER FOR AIR TRANSPORTATION SYSTEMS RESEARCH

Results - Definitions GDP Days - % of GDP days Non GDP Days - % of non-gdp days Sensitivity Of all GDP airports how many are identified by the SVM Specificity Proportion of non-gdp airports that are identified by the SVM Positive predictive value Probability that if the SVM predicts a GDP that one actually occurs Negative predictive value Probability that if the SVM predicts no GDP that one does not occur

References 1. Kay, M.P., J.L. Mahoney, J.E. Hart, An Analysis of CCFP Forecast Performance for the 2005 Convective Season. University of Colorado. Boulder, Colorado, 2006. 2. Torbert, D. D. Rodenhuis, Operational Feedback Reports to Providers of Aviation s Collaborative Convective Forecast Product. Federal Aviation Administration. Herdon, Virginia, 2005. 3. Seseske, S., J.E. Hart, Collaborative Convective Forecast Product (CCFP). Cooperative Issuance Analysis. Cooperative Institute for Research in Environmental Sciences. University of Colorado. Bolder, Colorado, 2006. 4. Hill, T., Lewicki, P., STATISTICS Methods and Applications. StatSoft, Tulsa, OK, 2006. 5. Winston, W.L., Operations Research: Applications and Algorithm. Brooks/Cole-Thomson Learning, Belmont, CA, 2004.

Benefits Airlines can adjust operations TFM specialists can use forecast patterns to link to specific outcomes Standardize procedures Improve simulations Forecasters can assess the cost of a forecast

What is New in this Research TAF research has focused Forecast verification How to improve the process No one has investigated the effect of the forecast on TFM managers The question is not did it rain, but instead did you bring an umbrella?