Proof of the Labastida-Mariño-Ooguri-Vafa Conjecture

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arxiv:0704.1526v3 [math.qa] 10 Nov 2009 Proof of the Labastida-Mariño-Ooguri-Vafa Conjecture Kefeng Liu and Pan Peng Abstract Based on large N Chern-Simons/topological string duality, in a series of papers [38, 22, 20], J.M.F. Labastida, M. Mariño, H. Ooguri and C. Vafa conjectured certain remarkable new algebraic structure of link invariants and the existence of infinite series of new integer invariants. In this paper, we provide a proof of this conjecture. Moreover, we also show these new integer invariants vanish at large genera. Contents 0 Introduction 3 0.1 Overview.............................. 3 0.2 Labastida-Mariño-Ooguri-Vafa conjecture............ 4 0.3 Main ideas of the proof...................... 6 0.4 Acknowledgments......................... 8 1 Preliminary 9 1.1 Partition and symmetric function................ 9 1.2 Partitionable set and infinite series............... 11 2 Labastida-Mariño-Ooguri-Vafa conjecture 12 2.1 Quantum trace.......................... 12 1

2.2 Quantum group invariants of links................ 14 2.3 Chern-Simons partition function................. 17 2.4 Main results............................ 19 3 Hecke algebra and cabling 22 3.1 Centralizer algebra and Hecke algebra representation..... 22 3.2 Quantum dimension....................... 24 3.3 Cabling Technique........................ 27 4 Proof of Theorem 1 28 4.1 Pole structure of quantum group invariants........... 28 4.2 Symmetry of quantum group invariants............. 30 4.3 Cut-and-join analysis....................... 33 4.4 Framing and pole structures................... 38 5 Proof of Theorem 2 41 5.1 A ring characterizes the partition function........... 41 5.2 Multi-cover contribution and p-adic argument......... 43 5.3 Integrality............................. 46 6 Concluding Remarks and Future Research 47 6.1 Duality from a mathematical point of view........... 47 6.2 Other related problems...................... 48 A Appendix 50 A.1................................... 50 A.2................................... 51 2

0 Introduction 0.1 Overview For decades, we have witnessed the great development of string theory and its powerful impact on the development of mathematics. There have been a lot of marvelous results revealed by string theory, which deeply relate different aspects of mathematics. All these mysterious relations are connected by a core idea in string theory called duality. It was found that string theory on Calabi-Yau manifolds provided new insight in geometry of these spaces. The existence of a topological sector of string theory leads to a simplified model in string theory, the topological string theory. A major problem in topological string theory is how to compute Gromov- Witten invariants. There are two major methods widely used: mirror symmetry in physics and localization in mathematics. Both methods are effective when genus is low while having trouble in dealing with higher genera due to the rapidly growing complexity during computation. However, when the target manifold is Calabi-Yau threefold, large N Chern-Simons/topological string duality opens a new gate to a complete solution of computing Gromov- Witten invariants at all genera. The study of large N Chern-Simons/topological string duality was originated in physics by an idea that gauge theory should have a string theory explanation. In 1992, Witten [46] related topological string theory of T M of a three dimensional manifold M to Chern-Simons gauge theory on M. In 1998, Gopakumar and Vafa [11] conjectured that, at large N, open topological A-model of N D-branes on T S 3 is dual to closed topological string theory on resolved conifold O( 1 O( 1 P 1. Later, Ooguri and Vafa [38] showed a picture on how to describe Chern-Simons invariants of a knot by open topological string theory on resolved conifold paired with lagrangian associated with the knot. Though large N Chern-Simons/topological string duality still remains open, there have been a lot of progress in this direction demonstrating the power of this idea. Even for the simplest knot, the unknot, Mariño-Vafa formula [33, 26] gives a beautiful closed formula for Hodge integral up to three Chern classes of Hodge bundle. Furthermore, using topological vertex theory [1, 27, 28], one is able to compute Gromov-Witten invariants of any 3

toric Calabi-Yau threefold by reducing the computation to a gluing algorithm of topological vertex. This thus leads to a closed formula of topological string partition function, a generating function of Gromov-Witten invariants, in all genera for any toric Calabi-Yau threefolds. On the other hand, after Jones famous work on polynomial knot invariants, there had been a series of polynomial invariants discovered (for example, [15, 9, 19], the generalization of which was provided by quantum group theory [43] in mathematics and by Chern-Simons path integral with the gauge group SU(N [45] in physics. Based on the large N Chern-Simons/topological string duality, Ooguri and Vafa [38] reformulated knot invariants in terms of new integral invariants capturing the spectrum of M2 branes ending on M5 branes embedded in the resolved conifold. Later, Labastida, Mariño and Vafa [22, 20] refined the analysis of [38] and conjectured the precise integrality structure for open Gromov-Witten invariants. This conjecture predicts a remarkable new algebraic structure for the generating series of general link invariants and the integrality of infinite family of new topological invariants. In string theory, this is a striking example that two important physical theories, topological string theory and Chern-Simons theory, exactly agree up to all orders. In mathematics this conjecture has interesting applications in understanding the basic structure of link invariants and three manifold invariants, as well as the integrality structure of open Gromov-Witten invariants. Recently, X.S. Lin and H. Zheng [30] verified LMOV conjecture in several lower degree cases for some torus links. In this paper, we give a complete proof of Labastida-Mariño-Ooguri-Vafa conjecture for any link (We will briefly call it LMOV conjecture. First, let us describe the conjecture and the main ideas of the proof. The details can be found in Sections 4 and 5. 0.2 Labastida-Mariño-Ooguri-Vafa conjecture Let L be a link with L components and P be the set of all partitions. The Chern-Simons partition function of L is given by Z CS (L; q, t = L W A (L; q, t s A α(x α (0.1 A P L α=1 4

for any arbitrarily chosen sequence of variables x α = (x α 1, x α 2,...,. In (0.1, W A (L is the quantum group invariants of L labeled by a sequence of partitions A = (A 1,...,A L P L which correspond to the irreducible representations of quantized universal enveloping algebra U q (sl(n, C, s A α(x α is the Schur function. Free energy is defined to be F = log Z CS. Use plethystic exponential, one can obtain F = 1 d f A (q d, t d d=1 A 0 L s A α( (x α d, (0.2 α=1 where (x α d = ( (x α 1 d, (x α 2 d,.... Based on the duality between Chern-Simons gauge theory and topological string theory, Labastida, Mariño, Ooguri, Vafa conjectured that f A have the following highly nontrivial structures. For any A, B P, define the following function M AB (q = µ χ A (C µ χ B (C µ z µ l(µ (q µ j/2 q µ j/2. (0.3 j=1 Conjecture (LMOV. For any A P L, (i. there exists P B (q, t for B P L, such that f A (q, t = B α = A α P B (q, t L α=1 Furthermore, P B (q, t has the following expansion P B (q, t = g=0 Q Z/2 M A α Bα(q. (0.4 N B; g,q (q 1/2 q 1/2 2g 2 t Q. (0.5 5

(ii. N B; g,q are integers. For the meaning of notations, the definition of quantum group invariants of links and more details, please refer to Section 2. This conjecture contains two parts: The existence of the special algebraic structure (0.5. The integrality of the new invariants N B; g,q. If one looks at the right hand side of (0.5, one will find it very interesting that the pole of f A in (q 1/2 q 1/2 is actually at most of order 1 for any link and any labeling partitions. However, by the calculation of quantum group invariants of links, the pole order of f A might be going to when the degrees of labeling partitions go higher and higher. This miracle cancelation implies a very special algebraic structure of quantum group invariants of links and thus the Chern-Simons partition function. in Section 2.4.2, we include an example in the simplest setting showing that this cancelation has shed new light on the quantum group invariants of links. 0.3 Main ideas of the proof In our proof of LMOV conjecture, there are three new techniques. When dealing with the existence of the conjectured algebraic structure, one will encounter the problem of how to control the pole order of (q 1/2 q 1/2. We consider the framed partition function Z(L; q, t, τ of Chern-Simons invariants of links which satisfies the following cutand-join equation Z(L; q, t, τ τ = u L ( 2 α=1 i,j 1 ijp α i+j 2 p α i pα j + (i + jp α i pα j p α i+j Z(L; q, t, τ. Here p α n = p n (x α are regarded as independent variables. 6

However, a deeper understanding of this conjecture relies on the following log cut-and-join equation F(L; q, t, τ τ = u L ( 2 α=1 i,j 1 ijp α i+j 2 F p α i pα j + (i + jp α i pα j F p α i+j + ijp α F i+j This observation is based on the duality of Chern-Simons theory and open Gromov-Witten theory. The log cut-and-join equation is a nonlinear ODE systems and the non-linear part reflects the essential recursion structure of Chern-Simons partition function. The miracle cancelation of lower order terms of q 1/2 q 1/2 occurring in free energy can be indicated in the formulation of generating series of open Gromov- Witten invariants on the geometric side. A powerful tool to control the pole order of (q 1/2 q 1/2 through log cut-and-join equation is developed in this paper as we called cut-andjoin analysis. An important feature of cut-and-join equation shows that the differential equation at partition 1 (d can only have terms obtained from joining 2 while at (1 d, non-linear terms vanishes and there is no joining terms. This special feature combined with the degree analysis will squeeze out the desired degree of (q 1/2 q 1/2. We found a rational function ring which characterizes the algebraic structure of Chern-Simons partition function and hence (open topological string partition function by duality. A similar ring characterizing closed topological string partition function firstly appears in the second author s work on Gopakumar-Vafa conjecture [39, 40]. The original observation in the closed case comes from the structure of R-matrix in quantum group theory and gluing algorithm in the topological vertex theory. However, the integrality in the case of open topological string theory is more subtle than the integrality of Gopakumar-Vafa invariants 1 Here, we only take a knot as an example. For the case of links, it is then a natural extension. 2 Joining means that a partition is obtained from combining two rows of a Young diagram and reforming it into a new partition, while cutting means that a partition is obtained by cutting a row of a Young diagram into two rows and reforming it into a new partition. 7 p α i F p α j.

in the closed case. This is due to the fact that the reformulation of Gromov-Witten invariants as Gopakumar-Vafa invariants in the closed case weighted by power of curve classes, while in the open case, the generating function is weighted by the labeling irreducible representation of U q (sl(n, C. This subtlety had already been explained in [22]. To overcome this subtlety, one observation is that quantum group invariants look Schur-function-like. This had already been demonstrated in the topological vertex theory (also see [31]. We refine the ring in the closed case and get the new ring R(y; q, t (cf. section 5.1. Correspondingly, we consider a new generating series of N B; g,q, T d, as defined in (5.1. To prove T d R(y; q, t, we combine with the multi-cover contribution and p-adic argument therein. Once we can prove that T d lies in R, due to the pole structure of the ring R, the vanishing of N B; g,q has to occur at large genera, we actually proved g=0 Q Z/2 N B; g,q (q 1/2 q 1/2 2g t Q Z[(q 1 2 q 1 2 2, t ±1 2 ]. The paper is organized as follows. In Section 1, we introduce some basic notations about partition and generalize this concept to simplify our calculation in the following sections. Quantum group invariants of links and main results are introduced in Section 2. In Section 3, we review some knowledge of Hecke algebra used in this paper. In Section 4 and 5, we give the proof of Theorem 1 and 2 which answer LMOV conjecture. In the last section, we discuss some problems related to LMOV conjecture for our future research. 0.4 Acknowledgments The authors would like to thank Professors S.-T. Yau, F. Li and Z.-P. Xin for valuable discussions. We would also want to thank Professor M. Mariño for pointing out some misleading parts. K. L. is supported by NSF grant. P. P. is supported by NSF grant DMS-0354737 and Harvard University. Before he passed away, Professor Xiao-Song Lin had been very interested in the LMOV conjecture, and had been working on it. We would like to dedicate this paper to his memory. 8

1 Preliminary 1.1 Partition and symmetric function A partition λ is a finite sequence of positive integers (λ 1, λ 2, such that λ 1 λ 2. The total number of parts in λ is called the length of λ and denoted by l(λ. We use m i (λ to denote the number of times that i occurs in λ. The degree of λ is defined to be λ = λ i. i If λ = d, we say λ is a partition of d. We also use notation λ d. The automorphism group of λ, Aut λ, contains all the permutations that permute parts of λ while still keeping it as a partition. Obviously, the order of Aut λ is given by Autλ = m i (λ!. i There is another way to rewrite a partition λ in the following format (1 m 1(λ 2 m 2(λ. A traditional way to visualize a partition is to identify a partition as a Young diagram. The Young diagram of λ is a 2-dimensional graph with λ j boxes on the j-th row, j = 1, 2,..., l(λ. All the boxes are put to fit the left-top corner of a rectangle. For example (5, 4, 2, 2, 1 = (12 2 45 =. For a given partition λ, denote by λ t the conjugate partition of λ. The Young diagram of λ t is transpose to the Young diagram of λ: the number of boxes on j-th column of λ t equals to the number of boxes on j-th row of λ, where 1 j l(λ. By convention, we regard a Young diagram with no box as the partition of 0 and use notation (0. Denote by P the set of all partitions. We can define an operation on P. Given two partitions λ and µ, λ µ is the 9

partition by putting all the parts of λ and µ together to form a new partition. For example (12 2 3 (15 = (1 2 2 2 35. Using Young diagram, it looks like =. The following number associated with a partition λ is used throughout this paper, z λ = j j m j(λ m j (λ!, κ λ = j λ j (λ j 2j + 1. It s easy to see that κ λ = κ λ t. (1.1 A power symmetric function of a sequence of variables x = (x 1, x 2,... is defined as follows p n (x = x n i. i For a partition λ, l(λ p λ (x = p λj (x. j=1 It is well-known that every irreducible representation of symmetric group can be labeled by a partition. Let χ λ be the character of the irreducible representation corresponding to λ. Each conjugate class of symmetric group can also be represented by a partition µ such that the permutation in the conjugate class has cycles of length µ 1,...,µ l(µ. Schur function s λ is determined by s λ (x = χ λ (C µ p µ (x (1.2 z µ µ = λ where C µ is the conjugate class of symmetric group corresponding to partition µ. 10

1.2 Partitionable set and infinite series The concept of partition can be generalized to the following partitionable set. Definition 1.1. A countable set (S, + is called a partitionable set if 1. S is totally ordered. 2. S is an Abelian semi-group with summation +. 3. The minimum element 0 in S is the zero-element of the semi-group, i.e., for any a S, 0 + a = a = a + 0. For simplicity, we may briefly write S instead of (S, +. Example 1.2. The following sets are examples of partitionable set: (1. The set of all nonnegative integers Z 0 ; (2. The set of all partitions P. The order of P can be defined as follows: λ, µ P, λ µ iff λ > µ, or λ = µ and there exists a j such that λ i = µ i for i j 1 and λ j > µ j. The summation is taken to be and the zero-element is (0. (3. P n. The order of P n is defined similarly as (2: A, B P n, A B iff n i=1 Ai > n i=1 Bi, or n i=1 Ai = n i=1 Bi and there is a j such that A i = B i for i j 1 and A j > B j. Define A B = (A 1 B 1,..., A n B n. ((0, (0,..., (0 is the zero-element. It s easy to check that P n is a partitionable set. Let S be a partitionable set. One can define partition with respect to S in the similar manner as that of Z 0 : a finite sequence of non-increasing non-minimum elements in S. We will call it an S-partition, (0 the zero S-partition. Denote by P(S the set of all S-partitions. For an S-partition Λ, we can define the automorphism group of Λ in a similar way as that in the definition of traditional partition. Given β S, 11

denote by m β (Λ the number of times that β occurs in the parts of Λ, we then have Aut Λ = β S m β (Λ!. Introduce the following quantities associated with Λ, u Λ = l(λ! AutΛ, θ Λ = ( 1l(Λ 1 u Λ. (1.3 l(λ The following Lemma is quite handy when handling the expansion of generating functions. Lemma 1.3. Let S be a partitionable set. If f(t = n 0 a nt n, then where ( f β 0, β S A β p β (x = Λ P(S a l(λ A Λ p Λ (x u Λ, l(λ l(λ p Λ = p Λj, A Λ = A Λj. j=1 j=1 Proof. Note that ( n η β = η Λ u Λ. β S, β 0 Λ P(S, l(λ=n Direct calculation completes the proof. 2 Labastida-Mariño-Ooguri-Vafa conjecture 2.1 Quantum trace Let g be a finite dimensional complex semi-simple Lie algebra of rank N with Cartan matrix (C ij. Quantized universal enveloping algebra U q (g is 12

generated by {H i, X +i, X i } together with the following defining relations: q H i/2 i q H i/2 i [H i, H j ] = 0, [H i, X ±j ] = ±C ij X ±j, [X +i, X j ] = δ ij, q 1/2 i q 1/2 i 1 C ij { 1 ( 1 k Cij } X 1 C ij k ±i X k ±j X±i k = 0, for all i j, q i k=0 where and {k} q = q k 2 q k 2 q 1 2 q 1 2 { a b } q, {k} q! = k {i} q, i=1 = {a} q {a 1} q {a b + 1} q {b} q! The ribbon category structure associated with U q (g is given by the following datum: 1. For any given two U q (g-modules V and W, there is an isomorphism satisfying for U q (g-modules U, V, W. Ř V, W : V W W V Ř U V, W = (ŘU, W id V (id U ŘV, W Ř U, V W = (id V ŘU, W(ŘU, V id W Given f Hom Uq(g(U, Ũ, g Hom U q(g(v, Ṽ, one has the following naturality condition: (g f ŘU, V = Ř e U, e V (f g. 2. There exists an element K 2ρ U q (g, called the enhancement of Ř, such that K 2ρ (v w = K 2ρ (v K 2ρ (w for any v V, w W. 13.

3. For any U q (g-module V, the ribbon structure Θ V : V V associated to V satisfies Θ ±1 V = tr V ر1 V,V. The ribbon structure also satisfies the following naturality condition for any x Hom Uq(g(V, Ṽ. x Θ V = Θ e V x. Definition 2.1. Given z = i x i y i End Uq(g(U V, the quantum trace of z is defined as follows tr V (z = i tr(y i K 2ρ x i End Uq(g(U. 2.2 Quantum group invariants of links Quantum group invariants of links can be defined over any complex simple Lie algebra g. However, in this paper, we only consider the quantum group invariants of links defined over sl(n, C 3 due to the current consideration for large N Chern-Simons/topological string duality. Roughly speaking, a link is several disconnected S 1 embedded in S 3. A theorem of J. Alexander asserts that any oriented link is isotopic to the closure of some braid. A braid group B n is defined by generators σ 1,, σ n 1 and defining relation: { σi σ j = σ j σ i, if i j 2 ; σ i σ j σ i = σ j σ i σ j, if i j = 1. Let L be a link with L components K α, α = 1,..., L, represented by the closure of an element of braid group B m. We associate each K α an irreducible representation R α of quantized universal enveloping algebra U q (sl N, labeled by its highest weight Λ α. Denote the corresponding module by V Λα. The j-th strand in the braid will be associated with the irreducible module V j = V Λα, if this strand belongs to the component K α. The braiding is defined through the following universal R-matrix of U q (sl N R = q 1 2 Pi,j C 1 ij H i H j positive root β 3 In the following context, we will briefly write sl N. exp q [(1 q 1 E β F β ]. 14

Here (C ij is the Cartan matrix and exp q (x = k=0 q 1 4 k(k+1 x k {k} q!. Define braiding by Ř = P 12R, where P 12 (v w = w v. Now for a given link L of L components, one chooses a closed braid representative in braid group B m whose closure is L. In the case of no confusion, we also use L to denote the chosen braid representative in B m. We will associate each crossing by the braiding defined above. Let U, V be two U q (sl N -modules labeling two outgoing strands of the crossing, the braiding ŘU,V (resp. Ř 1 V,U is assigned as in Figure 1. U Ř V U V U,V Ř 1 V,U Figure 1: Assign crossing by Ř. The above assignment will give a representation of B m on U q (g-module V 1 V m. Namely, for any generator, σ i B m 4, define h(σ i = id V1 ŘV i+1,v i id VN. Therefore, any link L will provide an isomorphism h(l End Uq(sl N (V 1 V m. For example, the link L in Figure 2 gives the following homomorphism h(l = (ŘV, U id U (id V Ř 1 U, U (ŘU, V id U. 15

U V U L Figure 2: A braid representative for Hopf link Let K 2ρ be the enhancement of Ř in the sense of [41], where ρ is the half-sum of all positive roots of sl N. The irreducible representation R α is labeled by the corresponding partition A α. Definition 2.2. Given L labeling partitions A 1,..., A L, the quantum group invariant of L is defined as follows: W (A 1,...,A L (L = q d(l tr V1 V m (h(l, where d(l = 1 2 L ω(k α (Λ α, Λ α + 2ρ + 1 N α=1 lk(k α, K β A α A β, α<β and lk(k α, K β is the linking number of components K α and K β. A substitution of t = q N is used to give a two-variable framing independent link invariant. Remark 2.3. In the above formula of d(l, the second term on the right hand side is meant to cancel not important terms involved with q 1/N in the definition. It will be helpful to extend the definition to allow some labeling partition to be the empty partition (0. In this case, the corresponding invariants will be regarded as the quantum group invariants of the link obtained by simply removing the components labeled by (0. 4 In the case of σi 1, use Ř 1 V i,v i+1 instead. 16

A direct computation 5 shows that after removing the terms of q 1 N, q d(l can be simplified as q P L α=1 κ A αw(kα/2 t P L α=1 Aα w(k α/2. (2.1 Example 2.4. The following examples are some special cases of quantum group invariants of links. (1. If the link involved in the definition is the unknot, W A ( ; q, t = tr VA (id VA is equal to the quantum dimension of V A which will be denoted by dim q V A. (2. When all the components of L are associated with the fundamental representation, i.e., the labeling partition is the unique partition of 1, the quantum group invariant of L is related to the HOMFLY polynomial of the link, P L (q, t, in the following way: ( W (,, (L; q, t = t lk(l t 1 2 t 1 2 P q 1 2 q 1 L (q, t. 2 (3. If L is a disjoint union of L knots, i.e., L = K 1 K 2 K L, the quantum group invariants of L is simply the multiplication of quantum group invariants of K α L W (A 1,...,A (L; q, t = W L A α(k α ; q, t. α=1 2.3 Chern-Simons partition function For a given link L of L components, we will fix the following notations in this paper. Given λ P, A = (A 1, A 2,...,A L, µ = (µ 1, µ 2,...,µ L P L. Let x = (x 1,..., x L where x α is a series of variables x α = (x α 1, x α 2,. 5 It can also be obtained from the ribbon structure. 17

The following notations will be used throughout the paper: l(λ [n] q = q n n 2 q 2, [λ]q = [λ j ] q, z µ = A = ( A 1,..., A L, A = j=1 A t = ( (A 1 t,...,(a L t, χ A ( µ = Denote by L z µ α, α=1 L A α, l( µ = α=1 L χ A α(c µ α, s A (x = α=1 L l(µ α, α=1 L s A α(x α. α=1 1 µ = (1 µ1,, 1 µl. (2.2 Chern-Simons partition function can be defined to be the following generating function of quantum group invariants of L, Z CS (L = 1 + A 0 W A (L; q, ts A (x. Define free energy F = log Z = µ 0 F µ p µ (x. (2.3 Here in the similar usage of notation, L p µ (x = p µ α(x α. α=1 We rewrite Chern-Simons partition function as Z CS (L = 1 + Z µ p µ (x µ 0 where Z µ = A χ A ( µ z µ W A. (2.4 By Lemma 1.3, we have F µ = θ Λ Z Λ. (2.5 Λ P(P L, Λ = µ P L 18

2.4 Main results 2.4.1 Two theorems that answer LMOV conjecture Let P B (q, t be the function defined by (0.4, which can be determined by the following formula, P B (q, t = A = B f A (q, t L α=1 µ χ A α(c µ χ B α(c µ z µ l(µ α j=1 1 q µ j/2 q µ j/2. Theorem 1. There exist topological invariants N B; g,q Q such that expansion (0.5 holds. Theorem 2. Given any B P L, the generating function of N B; g,q, P B (q, t, satisfies (q 1/2 q 1/2 2 P B (q, t Z [( q 1/2 q 1/2 2, t ±1/2 ]. It is clear that Theorem 1 and 2 answered LMOV conjecture. Moreover, Theorem 2 implies, for fixed B, N B; g,q vanishes at large genera. The method in this paper may apply to the general complex simple Lie algebra g instead of only considering sl(n, C. We will put this in our future research. If this is the case, it might require a more generalized duality picture in physics which will definitely be very interesting to consider and reveal much deeper relation between Chern-Simons gauge theory and geometry of moduli space. The extension to some other gauge group has already been done in [42] where non-orientable Riemann surfaces is involved. For the gauge group SO(N or Sp(N, a more complete picture had appeared in the recent work of [6, 7] and therein a BPS structure of the colored Kauffman polynomials was also presented. We would like to see that the techniques developed in our paper extend to these cases. The existence of (0.5 has its deep root in the duality between large N Chern-Simons/topological string duality. As already mentioned in the introduction, by the definition of quantum group invariants, P B (q, t might have very high order of pole at q = 1, especially when the degree of B goes higher and higher. However, LMOV-conjecture claims that the pole at q = 1 is at most of order 2 for any B P L. Any term that has power of 19

q 1/2 q 1/2 lower than 2 will be canceled! Without the motivation of Chern- Simons/topological string duality, this mysterious cancelation is hardly able to be realized from knot-theory point of view. 2.4.2 An application to knot theory We now discuss applications to knot theory, following [22, 20]. Consider associating the fundamental representation to each component of the given link L. As discussed above, the quantum group invariant of L will reduce to the classical HOMFLY polynomial P L (q, t of L except for a universal factor. HOMFLY has the following expansion P L (q, t = g 0 p 2g+1 L (t(q 1 2 q 1 2 2g+1 L. (2.6 The lowest power of q 1/2 q 1/2 is 1 L, which was proved in [29] (or one may directly derive it from Lemma 4.1. After a simple algebra calculation, one will have ( t 1/2 t 1/2 F (,..., = q 1/2 q 1/2 Lemma 4.3 states that g 0 p 2g+1 L (t(q 1 2 q 1 2 2g+1 L. (2.7 p 1 L (t = p 3 L (t = = p L 3 (t = 0, which implies that the p k (t are completely determined by the HOMFLY polynomial of its sub-links for k = 1 L, 3 L,...,L 3. Now, we only look at p 1 L (t = 0. A direct comparison of the coefficients of F = log Z CS immediately leads to the following theorem proved by Lickorish and Millett [29]. Theorem 2.5 (Lickorish-Millett. Let L be a link with L components. Its HOMFLY polynomial P L (q, t = g 0 ( p L 2g+1 L (t q 1 1 2 q 2 2g+1 L 20

satisfies ( p L 1 L(t = t lk t 1 1 L 1 L 2 t 2 α=1 p Kα 0 (t where p Kα 0 (t is HOMFLY polynomial of the α-th component of the link L with q = 1. In [29], Lickorish and Millett obtained the above theorem by skein analysis. Here as the consequence of higher order cancelation phenomenon, one sees how easily it can be achieved. Note that we only utilize the vanishing of p 1 L. If one is ready to carry out the calculation of more vanishing terms, one can definitely get much more information about algebraic structure of HOMFLY polynomial. Similarly, a lot of deep relation of quantum group invariants can be obtained by the cancelation of higher order poles. 2.4.3 Geometric interpretation of the new integer invariants The following interpretation is taken in physics literature from string theoretic point of view [22, 38]. Quantum group invariants of links can be expressed as vacuum expectation value of Wilson loops which admit a large N expansion in physics. It can also be interpreted as a string theory expansion. This leads to a geometric description of the new integer invariants N B; g,q in terms of open Gromov-Witten invariants (also see [20] for more details. The geometric picture of f A is proposed in [22]. One can rewrite the free energy as F = l( µ 1 λ 2g 2+l( µ F g, µ (tp µ. (2.8 µ g=0 The quantities F g, µ (t can be interpreted in terms of the Gromov-Witten invariants of Riemann surface with boundaries. It was conjectured in [38] that for every link L in S 3, one can canonically associate a lagrangian submanifold C L in the resolved conifold O( 1 O( 1 P 1. The first Betti number b 1 (C L = L, the number of components of L. Let γ α, α = 1,...,L, be one-cycles representing a basis for H 1 (C L, Z. Denote 21

by M g,h,q the moduli space of Riemann surfaces of genus g and h holes embedded in the resolved conifold. There are h α holes ending on the nontrivial cycles γ α for α = 1,..., L. The product of symmetric groups Σ h1 Σ h2 Σ hl acts on the Riemann surfaces by exchanging the h α holes that end on γ α. The integer N B; q,t is then interpreted as N B; q,t = χ(s B (H (M g,h,q (2.9 where S B = S B 1 S B L, and S B α is the Schur functor. The recent progress in the mathematical definitions of open Gromov- Witten invariants [18, 23, 24] may be used to put the above definition on a rigorous setting. 3 Hecke algebra and cabling 3.1 Centralizer algebra and Hecke algebra representation We review some facts about centralizer algebra and Hecke algebra representation and their relation to the representation of braid group. Denote by V the fundamental representation of U q (sl N 6. Let {K ±1 i, E i, F i : 1 i N 1} be the standard generators of the quantized universal enveloping algebra U q (sl N. Under a suitable basis {X 1,..., X N } of V, the fundamental representation is given by the following matrices E i E i,i+1 F i E i+1,i K i q 1/2 E i,i + q 1/2 E i+1,i+1 + i j E jj 6 We will reserve V to denote the fundamental representation of U q (sl N from now on. 22

where E i,j denotes the N N matrix with 1 at the (i, j-position and 0 elsewhere. Direct calculation shows K 2ρ (X i = q N+1 2i 2 X i (3.1 and q 1 2N Ř(Xi X j = q 1/2 X i X j, i = j, X j X i, i < j, X j X i + (q 1/2 q 1/2 X i X j, i > j. The centralizer algebra of V n is defines as follows C n = End Uq(sl N (V n = { x End(V n : xy = yx, y U q (sl N }. Hecke algebra H n (q of type A n 1 is the complex algebra with n 1 generators g 1,..., g n 1, together with the following defining relations g i g j = g j g i, i j 2 g i g i+1 g i = g i+1 g i g i+1, i = 1, 2,..., n 2, (g i q 1/2 (g i + q 1/2 = 0, i = 1, 2,..., n 1. Remark 3.1. Here we use q 1/2 instead of q to adapt to our notation in the definition of quantum group invariants of links. Note that when q = 1, the Hecke algebra H n (q is just the group algebra CΣ n of symmetric group Σ n. When N is large enough, C n is isomorphic to the Hecke algebra H n (q. A very important feature of the homomorphism is that h factors through H n (q via h : CB n C n q 1 2N σi g i q 1 2N h(σi. (3.2 It is well-known that the irreducible modules S λ (Specht module of H n (q are in one-to-one correspondence to the partitions of n. Any permutation π in symmetric group Σ n can express as a product of transpositions π = s i1 s i2 s il. 23

If l is minimal in possible, we say π has length l(π = l and g π = g i1 g i2 g il. It is not difficult to see that g π is well-defined. All of such {g π } form a basis of H n (q. Minimal projection S is an element in C n such that SV n is some irreducible representation S λ. We denote it by p λ. The minimal projections of Hecke algebras are well studied (for example [14], which is a Z(q ±1 -linear combination {q 1 2g i }. 3.2 Quantum dimension 3.2.1 Explicit formula An explicit formula for quantum dimension of any irreducible representation of U q (sl N can be computed via decomposing V n into permutation modules. A composition of n is a sequence of non-negative integer such that b = (b 1, b 2,... b i = n. i 1 We will write it as b n. The largest j such that b j 0 is called the end of b and denoted by l(b. Let b be a composition such that l(b N. Define M b to be the subspace of V n spanned by the vectors X j1 X jn (3.3 such that X i occurs precisely b i times. It is clear that M b is an H n (q-module and is called permutation module. Moreover, by explicit matrix formula of {E i, F i, K i } acting on V under the basis {X i }, we have M b = {X V n : K i (X = q b i b i+1 2 X}. 24

The following decomposition is very useful V n = M b. b n, l(b N Let A be a partition and V A the irreducible representation labeled by A. The Kostka number K Ab is defined to be the weight of V A in M b, i.e., K Ab = dim(v A M b. Schur function has the following formulation through Kostka numbers s A (x 1,...,x N = b A, l(b N K Ab N j=1 x b j j. By (3.1, K 2ρ is acting on M b as a scalar N j=1 q 1 2 (N+1 2jb j. Thus dim q V A = tr VA id VA = b A dim(v A M b N j=1 ( = s A q N 1 2,...,q N 1 2 q 1 2 (N+1 2jb j (3.4 By (1.2, dim q V A = µ = A = µ = A χ A (C µ ( p µ q N 1 2,...,q N 1 2 z µ χ A (C µ z µ l(µ j=1 t µ j/2 t µ j/2 q µ j/2 q µ j/2. (3.5 Here in the last step, we use the substitution t = q N. 3.2.2 An expansion of the Mariño-Vafa formula Here we give a quick review about Mariño-Vafa formula [33, 26] for the convenience of Knot theorist. For details, please refer [26]. 25

Let M g,n denote the Deligne-Mumford moduli stack of stable curves of genus g with n marked points. Let π : M g,n+1 M g,n be the universal curve, and let ω π be the relative dualizing sheaf. The Hodge bundle E = π ω π is a rank g vector bundle over M g,n. Let s i : M g,n M g,n+1 denote the section of π which corresponds to the i-th marked point, and let L i = s i ω π. A Hodge integral is an integral of the form ψ j 1 1 ψjn n λk 1 1 λkg g M g,n where ψ i = c 1 (L i is the first Chern class of L i, and λ j = c j (E is the j-th Chern class of the Hodge bundle. Let Λ g (u = u g λ 1 u + + ( 1 g λ g be the Chern polynomial of E, the dual of the Hodge bundle. Define Note that C g,µ (τ = C 0,µ (τ = 1 l(µ [τ(τ + 1]l(µ 1 Aut(µ l(µ i=1 Λ Mg,l(µ g (1Λ g ( τ 1Λ g (τ l(µ i=1 (1 µ. iψ i 1 l(µ l(µ µi 1 a=1 (µ iτ + a (µ i 1! µi 1 a=1 (µ iτ + a (µ i 1! [τ(τ + 1]l(µ 1 Aut(µ i=1 1 l(µ M 0,l(µ i=1 (1 µ iψ i. (3.6 The coefficient of the leading term in τ is: l(µ 1 µ µ j j Autµ µ j! µ l(µ 3. (3.7 j The Mariño-Vafa formula gives the following identity: p µ (x ( u 2g 2+l(µ C g,µ (τ = log 1 + s A (q ρ s A (x µ g 0 A (3.8 26

where q ρ = (q 1/2, q 3/2,, q n+1/2,. Let Then G µ = Λ =µ Θ Λ l(λ ( log A α=1 = G µ (0 + p 1 + s A (q ρ s A (yq κ A τ 2 = µ χ Aα(Λα z A α Λ α ( uτ 2 p p! Λ =µ 1 (q 1 2 q 1 2 µ p 1 G µ p µ. s A α(q ρ q κ A α τ 2 (3.9 Θ Λ ( uτ 2 p p! Ω (1 Λ,A Λ =µ χ A (Λ z Λ χ A (Ω p Ω (q ρ κ p A z Ω χ A (Λ χ A (1 Λ Θ Λ κ p A (3.10 z Λ z 1 Λ The third summand of the above formula gives the non-vanishing leading term in τ which is equal to (3.7. Therefore, we have: for p µ + l(µ 2. A χ A (Λ χ A (1 Λ Θ Λ κ p A z Λ z 0 (3.11 1 Λ Λ =µ A 3.3 Cabling Technique Given irreducible representations V A 1,..., V A L to each component of link L. Let A α = d α, d = (d 1,..., d L. The cabling braid of L, L d, is obtained by substituting d α parallel strands for each strand of K α, α = 1,...,L. Using cabling of the L gives a way to take trace in the vector space of tensor product of fundamental representation. To get the original trace, one has to take certain projection, which is the following lemma in [30]. Lemma 3.2 ([30], Lemma 3.3. Let V i = S i V d i for some minimal projections, S i = S j if the i-th and j-th strands belong to the same knot. Then tr V1 V m (h(l = tr V n(h(l (d1,...,d L S 1 S n. where m is the number of strands belonging to L, n = L α=1 d αr α, r α is the number of strands belong to K α, the α-th component of L. 27

4 Proof of Theorem 1 4.1 Pole structure of quantum group invariants By an observation from the action of Ř on V V, we define X (i1,...,i n = q #{(j,k j<k,i j >i k } 2 X i1 X in. { X (i1,...,i n} form a basis of V n. By (3.2, g j H n (q, we have q 1 2 gj X(...,ij,i j+1,... = { X(...,ij+1,ij,..., i j i j+1, q X (...,ij+1,i j,... + (1 q X (...,ij, i j+,..., i j i j+1. Lemma 4.1. Let be the unknot. Given any A = (A 1,...,A L P L, lim q 1 (4.1 L W A (L; q, t W A ( L ; q, t = ξ Kα (t dα, (4.2 where A α = d α, K α is the α-th component of L, and ξ Kα (t, α = 1,...,L, are independent of A. Proof. Choose β B m such that L is the closure of β, the total number of crossings of L d is even and the last L strands belongs to distinct L components of L. Let r α be the number of the strands which belong to K α. n = α d αr α is equal to the number of components in the cabling link L d. Let α=1 Y = tr V P L α=1 dα(rα 1 ( L d. (4.3 Y is both a central element of End Uq(sl N ( V (d 1 +...+d L and a Z[q ±1 ]-matrix under the basis { X (i1,...,i n}. On the other hand, p A = p A 1... p A L is a Z (q ±1 -matrix under the basis { X (i1,...,i n}. By Schur lemma, we have p A Y = ǫ p A, 28

where ǫ Z(q ±1 is an eigenvalue of Y. Since Z[q ±1 ] is a UFD for transcendental q, ǫ must stay in Z[q ±1 ]. By Lemma 3.2, tr V n(p r 1 A 1 p r L A L L d = tr V (d 1 + d L (p A Y = ǫ tr V (d 1 + d L (p A The definition of quantum group invariants of L gives = ǫ W A ( L. (4.4 W A (L; q, t = q P α κ A αw(kα/2 t P α dαw(kα/2 ǫ W A ( L ; q, t (4.5 When q 1, L d reduces to an element in symmetric group Σ n of d cycles. Moreover, when q 1, the calculation is actually taken in individual knot component while the linking of different components have no effect. By Example 2.4 (1 and (3, we have This implies lim q 1 W A ( L ; q, t = L W A α( ; q, t. α=1 L W A (L; q, t W A ( L ; q, t = lim q 1 α=1 W A α(k α ; q, t W A α( ; q, t. (4.6 Let s consider the case when K is a knot. A is the partition of d associated with K and K d is the cabling of K. Each component of K d is a copy of K. q 1, K d reduces to an element in Σ dr. To calculate the Y, it is then equivalent to discussing d disjoint union of K. Say K has r strands. Consider Y 0 = tr V (r 1 K. The eigenvalue of Y 0 is then P K(1,t t w(k, where P K (q, t is the HOMFLY polynomial for K. Denote by ξ K (t = P K (1, t, we have W A (K; q, t lim q 1 W A ( ; q, t = ξ K(t A. (4.7 Combined with (4.6, the proof is completed. 29

4.2 Symmetry of quantum group invariants Define φ µ (q = L α=1 Comparing (2.3 and (0.2, we have (q µα j /2 q µα j /2. l(µ α j=1 F µ = 1 χ A ( µ/d ( f A q d, t d d z µ/d d µ A = 1 χ A ( µ/d L P B (q d, t d M A d z α B α(qd µ/d d µ A B α=1 = 1 d φ µ/d(q d χ B ( µ/dp B (q d, t d z µ/d d µ B = φ µ (q 1 χ B ( µ/dp B (q d, t d, d z µ/d d µ B and F µ φ µ (q = d µ 1 χ B ( µ/dp B (q d, t d. (4.8 d z µ/d B Apply Möbius inversion formula, P B (q, t = µ χ B ( µ φ µ (q d µ µ(d d F µ/d(q d, t d (4.9 where µ(d is the Möbius function defined as follows { ( 1 µ(d = r, if d is a product of r distinct prime numbers; 0, otherwise. To prove the existence of formula (0.5, we need to prove: Symmetry of P B (q, t = P B (q 1, t. The lowest degree ( q 1/2 q 1/2 in P B is no less than 2. 30

Combine (4.8, (2.5 and (2.4, it s not difficult to find that the first property on the symmetry of P B follows from the following lemma. Lemma 4.2. W A t(q, t = ( 1 A W A (q 1, t. Proof. The following irreducible decomposition of U q (sl N modules is wellknown: V n = B n d B V B, where d B = χ B (C (1 n. Let d A = L α=1 d Aα. Combined with Lemma 3.2 and eigenvalue of Y in Lemma 4.1 and (2.1, we have W (,..., (L d = W A (Ld A A = d = d A q P α κ A αw(kα/2 t P α Aα w(k α/2 ǫ A A = d L dim q V A α, (4.10 Where ǫ A is the eigenvalue of Y on L α=1 V Aα as defined in the proof of Lemma 4.1. Here if we change A α to (A α t, we have κ (A α t = κ Aα, which is equivalent to keep A α while changing q to q 1. Note that W (,..., (L d is essentially a HOMFLY polynomial of L d by Example 2.4. From the expansion of HOMFLY polynomial (2.6 and Example 2.4 (2, we have W (,..., (L d ; q 1, t = ( 1 P α Aα W (,..., (L d ; q, t. (4.11 However, one can generalize the definition of quantum group invariants of links in the following way. Note that in the definition of quantum group invariants, the enhancement of Ř, K 2ρ, acts on X i (see (3.1 as a scalar q 1 2 (N+1 2i. We can actually generalize this scalar to any zi α where α corresponds the strands belonging to the α-th component (cf. [43]. It s not difficult to see that (4.10 still holds. The quantum dimension of V A α thus becomes s A α(z1 α,...,zα N obtained in the same way as (3.4. We rewrite the above generalized version of quantum group invariants of links as W A (L; q, t; z, where z = {z α }. (4.11 becomes W (,..., (L d ; q 1, t; z = ( 1 P α Aα W (,..., (L d ; q, t; z (4.12 31 α=1

Now, combine (4.12, (4.10 and (4.11, we obtain A t d A t q P κ(a α tw(k α/2 t P (A α t w(k α/2 ǫ A t(q 1 ; z L s (A α t( zα α=1 = ( 1 P α Aα d A q P κ A αw(k α/2 t P A α w(k α/2 ǫ A (q; z Note the following facts: where the second formula follows from A L s A α(z α α=1 (4.13 s A t( z = ( 1 l(a s A (z, (4.14 d A t = d A. (4.15 χ A t(c µ = ( 1 µ l(µ χ A (C µ. (4.16 Apply (4.14 and (4.15 to (4.13. Let z α i = q 1 2 (N+1 2i, then using z instead of z is equivalent to substitute q by q 1 while keeping t in the definition of quantum group invariants of links. This can be seen by comparing with Therefore, we have l(µ ( p µ z α i = q N 2i+1 t µ j/2 t µ j/2 2 = q µ j/2 q µ j/2 j=1 p µ ( z α = ( 1 l(µ p µ (z α. ǫ A t(q 1, t = ǫ A (q, t. (4.17 By the formula of quantum dimension, it is easy to verify that W A t( L ; q, t = ( 1 A W A ( L ; q 1, t (4.18 Combining (4.4, (4.17 and (4.18, the proof of the Lemma is then completed. By Lemma 4.2, we have the following expansion about P B P B (q, t = N B,g,Q (q 1/2 q 1/2 2g 2N 0 t Q g 0 Q Z/2 32

for some N 0. We will show N 0 1. Let q = e u. The pole order of (q 1/2 q 1/2 in P B is the same as pole order of u. Let f(u be a Laurent series in u. Denote deg u f to be the lowest degree of u in the expansion of u in f. Combined with (4.8, N 0 1 follows from the following lemma. Lemma 4.3. deg u F µ l( µ 2. Lemma 4.3 can be proved through the following cut-and-join analysis. 4.3 Cut-and-join analysis 4.3.1 Cut-and-join operators Let τ = (τ 1,, τ L, substitute W A (L; q, t; τ = W A (L; q, t q P L α=1 κ A ατα/2 in the Chern-Simons partition function, we have the following framed partition function Z(L; q, t, τ = 1 + A 0 W A (L; q, t, τ s A (x. Similarly, framed free energy F(L; q, t, τ = log Z(L; q, t, τ. We also defined framed version of Z µ and F µ as follows Z(L; q, t, τ = 1 + Z µ (q, t, τ p µ (x, µ 0 F(L; q, t, τ = µ 0 F µ (q, t, τp µ (x. One important fact of these framing series is that they satisfy the cut-andjoin equation which will give a good control of F µ. 33

Define exponential cut-and-join operator E E = (ijp 2 i+j + (i + jp i p j p i,j 1 i p j p i+j and log cut-and-join operator L LF = ( 2 F F F F ijp i+j + (i + jp i p j + ijp i+j p i,j 1 i p j p i+j p i p j, (4.19. (4.20 Here {p i } are regarded as independent variables. Schur function s A (x is then a function of {p i }. Schur function s A is an eigenfunction of exponential cut-and-join with eigenvalue κ A [8, 12, 49]. Therefore, Z(L; q, t, τ satisfies the following exponential cut-and-join equation Z(L; q, t, τ τ α = u 2 E αz(l; q, t, τ, (4.21 or equivalently, we also have the log cut-and-join equation F(L; q, t, τ τ α = u 2 L αf(l; q, t, τ. (4.22 In the above notation, E α and L α correspond to variables {p i } which take value of {p i (x α }. (4.22 restricts to µ will be of the following form: F µ = u ( α µ ν F ν + nonlinear terms, (4.23 τ α 2 ν = µ, l( ν=l( µ±1 where α µ ν is some constant, ν is obtained by cutting or jointing of µ. Recall that given two partitions A and B, we say A is a cutting of B if one cuts a row of the Young diagram of B into two rows and reform it into a new Young diagram which happens to be the Young diagram of A, and we also say B is a joining of A. For example, (7, 3, 1 is a joining of (5, 3, 2, 1 where we join 5 and 2 to get 7 boxes. Using Young diagram, it looks like join = cut =. In (4.23, cutting and joining happens only for the α-th partition. 34

4.3.2 Degree of u By (2.5, it is easy to see through induction that for two links L 1 and L 2, F (,, (L 1 L 2 = 0. (4.24 For simplicity of writing, we denote by F (,, (L = F (L Note that when we put the labeling irreducible representation by the fundamental ones, quantum group invariants of links reduce to HOMFLY polynomials except for a universal factor. Therefore, if we apply skein relation, the following version of skein relation can be obtained. Let positive crossing used later appear between two different components, K 1 and K 2, of the link. Denote by lk = lk(k 1, K 2, then: ( ( ( F F = t lk+1 2 (q 1 1 2 q 2 F (4.25 We want to claim that where L is the number of components of L. deg u F (L L 2, (4.26 Firstly, for a knot K, a simple computation shows that: deg u F (K = 1. Using induction, we may assume that claim (4.26 holds for L k. When L = k + 1, by (4.25, ( ( ( ( ( deg u F F = 1 + deg u F k 1. (4.27 However, if deg u ( F ( < k 1, 35

this will imply that in the procedure of unlinking L, the lowest degree term of u in F are always the same. However, this unlinking will lead to F equal to 0 due to (4.24, which is a contradiction! This implies that if the number of components of L 1 is greater than the number of components of L 2, we always have deg u F (L 1 > deg u F (L 2 Therefore, we proved the claim (4.26. 4.3.3 Induction procedure of cut-and-join analysis Let µ i = (µ i 1,, µ i l i. We use symbol Ẑ µ = Z µ z µ ; ˆF = F ν z µ. Notice the following fact from the definition of quantum group invariants: Ẑ (µ 1,,µ (L = L Ẑ(µ 1 1,,(µ1 l,,(µ L 1 1,,(µL l L (L µ, (4.28 ˆF (µ 1,,µ L (L = ˆF (µ 1 1,,(µ 1 l,,(µ L 1 1,,(µL l L (L µ. (4.29 Let τ = (τ 1, 0,, 0. Similar as (3.9, we give the following formula: F µ = Λ = µ Θ Λ l(λ α=1 = F µ (0 + p 1 + Z 1 Λ(0 p 1 χ Aα(Λα z A α Λ α ( uτ 1 2 p p! Λ = µ ( uτ 1 2 p p! W A (q, tq κ A 1τ 1 2 Θ Λ Λ = µ Ω (1 Λ,A χ A (Λ z Λ χ A (Ω Z Ω (0κ p A z Ω χ A (Λ χ A (1 Λ Θ Λ κ p A (4.30 z Λ z 1 Λ Let g (α µ (τ α be the degree of τ α in the coefficient of the lowest degree of u in F µ. By (3.11 and (4.30, if µ α > 1, we have deg τα g (α µ = µ α + l(µ α 2 > 0. A 36

By induction, assume that if µ α d, deg u F µ l( µ 2 and hence by (3.11, deg τα g (α µ (τ α = µ α +l(µ α 2. Combined with (4.29, if λ α = d+1 and l(λ α > 1, we have: deg u F λ = l( λ 2. Without loss of generality, assume µ 1 = (d, 1, we will just consider the cut-and-join equation for τ 1 : F (µ 1,,µ L = u (df τ 1 2 ( + β ν F ν + (d+1,µ2,µl l( ν=l( µ+1 where β ν are some constants and represents some non-linear terms in the cut-and-join equation. The crucial observation of this non-linear terms is that its degree in u is equal to l( µ 2. Comparing the degree in u on both sides of the equation, we have: deg u F ( L = 1 + l(µ α 2. (d+1,µ 2,,µ L This completes the induction. The proof of Lemma 4.3 follows immediately. Define Lemma 4.3 directly implies follows: α=2 F µ = F µ φ µ (q, Z µ = Z µ φ µ (q. Corollary 4.4. F are of the following form: a α (t F µ (q, t = [n α ] + polynomial. 2 finitely many n α Remark 4.5. Combine the above Corollary, (2.7 and (2.5, we have: F (,..., (q, t = a(t + polynomial. (4.31 [1] 2 37

4.4 Framing and pole structures Consider δ n = σ 1 σ n 1. Let S A be the minimal projection from H n H A, and P µ = A χ A (C µ S A We will apply a lemma of Aiston-Morton [2] in the following computation: δ n n S A = q 1 2 κ A S A. Let d = ( (d 1,...,(d L, 1 ( 1 d =,..., 1. d 1 d L Due to the cabling formula to the length of partition (4.28 and (4.29, we can simply deal with all the color of one row without loss of generality. Take framing τ α = n α + 1 d α and choose a braid group representative of L such that the writhe number of L α is n α. Denote by τ = (τ 1,...,τ L, Ẑ d (L; q, t; τ = A = t 1 2 = t 1 2 = t 1 2 χ A (C d W A (L; q, tq 1 2 P α dαnα Tr (L d A P α dαnα Tr (L d A P L α=1 κ A α (n α+ 1 dα χ A (C d q 1 2 Pα κα 1 dα L α=1 S A α χ A (C d (δ d1 δ dl L α=1 S A α P ( α dαnα Tr L d L α=1 δ α P (d 1 (1 P (d L (1. Here, P (dα (1 means that in the projection, we use q dα, t dα instead of using q, t. If we denote by L Q d = L d δ d P (d 1 (1 P (d L (1, we have Ẑ d ( L; q, t; 1 d = H(L Q d. (4.32 38

Here H is the HOMFLY polynomial which is normalized as H(unknot = t1 2 t 1 2 q 1 2 q 1 2 With the above normalization, for any given link L, we have [1] L H(L Q [ [1] 2, t ±1 2]. Substituting q by q dα in the corresponding component, it leads to the follows: L [d α ] Ẑ d (L; q, t; τ Q [ [1] 2, t 2] ±1. (4.33 α=1 On the other hand, given any two frames ω = (ω 1,...,ω L,. Ẑ µ (L; q, t; ω = A χ A (C µ W A (L; q, t; ω = A χ A (C µ ν χ A (C ν Ẑ ν (L; q, tq 1 P 2 α κ A αωα. z ν Exchange the order of summation, we have the following convolution formula: Ẑ µ (L; q, t; ω = ν Ẑ ν (L; q, t z ν χ A (C µ χ A (C ν q 1 2 A P α κ A αωα. (4.34 Return to (4.33. This property holds for arbitrary choice of n α, α = 1,..., L. By convolution formula, the coefficients of possible other poles vanish for arbitrary integer n α. q nα is involved through certain polynomial relation, which implies the coefficients for other possible poles are simply zero. Therefore, (4.33 holds for any frame. Consider Ẑ d (L, where each component of L is labeled by a young diagram of one row. As discussed above, this assumption does not lose any generality. Let K be a component of L labeled by the color (c. If we multiply Z d (L by [c] 2, we call it normalizing Z d (L w.r.t K. Similarly, we call [c] 2 F d (L normalizing F d (L w.r.t K. 39