Ensemble of Data Assimilations methods for the initialization of EPS

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Ensemble of Data Assimilations methods for the initialization of EPS Laure RAYNAUD Météo-France ECMWF Annual Seminar Reading, 12 September 2017

Introduction Estimating the uncertainty in the initial conditions is a key aspect for both data assimilation and ensemble prediction Accurate estimates of the uncertainty in analysis and background states : help better use the observations in DA better analyses and forecasts provide guidance for the design of appropriate initial perturbations for EPS better ensemble forecasts

Introduction The data assimilation problem can be described from a Bayesian perspective : p(x y o ) = p(yo x) p(x) p(y o ) In the last decade, Monte-Carlo methods became operationally feasible approaches to converge to the solution of the Bayesian filtering, e.g., : Ensemble Kalman Filters (N. Bowler s talk) Ensemble of Data Assimilations (EDA, this talk!) ensemble of cycled 3D or 4D-Vars with perturbed observations variational counterpart of the EnKF

Introduction Why running an EDA? It provides an ensemble of background states from which the background-error statistics (B-matrix) can be estimated It provides an ensemble of analyses that can be used to initialize ensemble predictions. Aim of this talk Present the principle and configurations of some operational/research EDA systems Present the impact of coupling EPS to EDA, based on experiences at Météo-France and MetOffice.

Plan 1 What is EDA? 2 Examples of operational EDAs 3 Coupling EDA and EPS 4 Conclusions and future works

1 - EDA : how does it work? BACKGROUND x b, B ANALYSIS x a,a OBSERVATIONS o y, R Simulate the error cycling through evolution of observation perturbations (drawn from N(0, R)) and model perturbations.

1 - Theoretical formalism Evolution of true errors (e a = x a x t, e b = x b x t ) e a = (I KH)e b +Ke o e b = Me a +e m Evolution of ensemble perturbations (ǫ a = x a pert x a ctrl, ǫb = x b pert x b ctrl ) ǫ a = (I KH)ǫ b +Kǫ o ǫ b = Mǫ a +ǫ m The evolution of ensemble perturbations is the same as the evolution of exact errors!

1 - Some issues Natural way to develop an ensemble DA when already running a variational DA scheme (reduced maintenance costs) Requires accurate estimates of observation error and model error statistics (R and Q matrix) EDA implementations come with some post-processing tools such as variance filtering and covariance localization to reduce the impact of sampling noise (due to the use of small-size ensembles) Consistency with the deterministic 3D/4D-Var schemes and EPS, e.g., choice of horizontal resolution.

1 - Practical applications Current implementations of EDA systems apply to : 3D/4D-Var En3D/4D-Var, e.g., Météo-France, ECMWF (operational) 3D/4D-EnVar, e.g., UKMO (in test) J(δx) = 1 2 δxt P 1 δx+ 1 2 (y yo ) T R 1 (y y o ) 4D-Var and En4D-Var use linear model P = MPM T 4D-EnVar uses an ensemble of 4D perturbation trajectories P = XX T, X = [x 1,x 2,...,x N ]/ N 1

1 - Results Is the EDA a good indicator of analysis uncertainty? 1.7 1000 1 0.7 980 50 N 0.6 1000 0.5 980 0.4 1000 0.3 1000 40 N 0.2 0.1 0.05 0 0 Connection between large errors and intense weather (Xynthia storm, 28/02/2010, 03 UTC, vorticity standard deviations from an ensemble of Arpège 4D-Vars)

Plan 1 What is EDA? 2 Examples of operational EDAs 3 Coupling EDA and EPS 4 Conclusions and future works

2 - Arpège EDA Global EDA operational at Météo-France since 2008, based on the Arpège 6h 4D-Var scheme (Berre et al., 2007) : 25 members with 4D-Var, T479 (40 km) L105, minim T149 Perturbations of 4D-Var analyses : obs perturbs. (drawn from R) and background perturbs (cycling of analysis perturbs and model perturbs) Model error accounted for with a multiplicative inflation (cycled) of forecast perturbations, based on innovation estimates (N. Bowler s talk). Used to : Provide a flow-dependent B-matrix to the Arpège 4D-Var Provide perturbed initial states to Arpège EPS

2 - Arome EDA LAM EDA currently being developed at Météo-France, based on the convective-scale Arome 3D-Var scheme : 25 members with 3 hourly 3D-Var at 3.8km spatial resolution Perturbed observations, perturbed SST, inflation ( spread-skill ) scheme Planned for operations in 2018 (Courtesy Y. Michel)

2 - Ensemble of 4D-EnVars at UKMO Early implementations of the En-4DEnVar system at Met Office, in order to replace the operational ETKF (Bowler et al., 2017) Tests mainly with 44 members (operational expectation 100 members) on a 800 600 grid Perturbations to SST, soil moisture and temperature Relaxation-to-prior-perturbations and spread Model error simulation includes additive inflation, SKEB and random parameters Self-exclusion to avoid inbreeding

Plan 1 What is EDA? 2 Examples of operational EDAs 3 Coupling EDA and EPS 4 Conclusions and future works

3 - Initializing EPS with EDA Why coupling EPS to EDA? EDA provides a flow-dependent estimate of the initial uncertainty EDA provides consistent initial perturbations at all scales resolved by the model (providing EDA and EPS resolutions are close...)

3 - Initializing EPS with EDA How to couple EPS to EDA? Direct use of perturbed analysis (or background) states to initialize EPS Recentre analysis (or background) perturbations around a higher-resolution analysis Combine centered EDA perturbations with other perturbation methods (e.g., singular vectors, breeding modes) Reference S. Lang, M. Bonavita and M. Leutbecher, 2015 : On the impact of re-centring initial conditions for ensemble forecasts, Q. J. R. Meteorol. Soc., 141, 2571-2581.

3 - Arpège-EPS 34 perturbed members + control run Running at : 06UTC (90h range) and 18UTC (108h range) Forecasts resolution : T798C2.4L90 ( 10km over Europe, 60km on the opposite side of the globe) Initial conditions : combination of Arpège EDA perturbed states (centred on the higher resolution deterministic analysis) with singular vectors Model error accounted for with the multiphysics approach, considered to provide a valuable flow-dependent sampling of the uncertainty in the physical parametrizations : 10 different physical parametrization sets, including the Arpège deterministic physical package different schemes for turbulence, shallow convection, deep convection and for the computation of oceanic fluxes. Reference L. Descamps, C. Labadie, A. Joly, E. Bazile, P. Arbogast and P. Cébron, 2015 : PEARP, the Météo-France short-range ensemble prediction system, Q. J. R. Meteorol. Soc., 141, 1671-1685.

3 - Initializing Arpège-EPS with Arpège-EDA No EDA EDA No EDA EDA (a) Brier FF10m (b) ROCA rr24

3 - AROME-EPS Based on the non-hydrostatic convective-scale Arome-France model with a 2.5km horizontal resolution 12 perturbed members Running at 09UTC and 21UTC up to 45h Initial perturbations and lateral boundary conditions provided by selected runs of the Arpège EPS (through a clustering technique) these ICPs should be replaced by AROME-EDA by 2018 Initial perturbations are centred around the high-resolution deterministic analysis (at 1.3km) Random perturbations added to some surface variables (including SST, soil temperature and humidity) Model error represented with stochastic physics (SPPT scheme). Reference F. Bouttier, O. Nuissier, B. Vié and L.Raynaud, 2012 : Impact of stochastic physics in a convection-permitting ensemble, Monthly Weather Review, 140, 3706-3721.

3 - Initializing AROME-EPS with AROME-EDA EDA perturbations are much more smaller scale than downscaled Arpège EPS perturbations (a) 0h (b) 1h Downscaled perturbations show a very large growth rate for smaller scales during the first hours, but it requires about 12h to complete a reasonable spectrum at all scales. (c) 6h (d) 12h Reference L. Raynaud and F. Bouttier, 2016 : Comparison of initial perturbation methods for ensemble prediction at convective scale, QJRMS, 142, 854-866.

3- Initializing AROME-EPS with AROME-EDA 0 0 1 1 0.9 50 N 0.7 0.9 50 N 0.7 0.5 0.5 0.4 0.4 0.3 0.3 0.25 0.25 0.2 0.2 0.15 0.15 0.1 40 N 0.1 40 N 0 0 0 0 (a) 0h - EDA 2.5km 0 (b) 0h - DOWN 0 1 1 0.9 50 N 0.7 0.9 50 N 0.7 0.5 0.5 0.4 0.4 0.3 0.3 0.25 0.25 0.2 0.2 0.15 0.15 0.1 40 N 0.1 40 N 0 0 0 0 (c) 3h (d) 3h 0 0 1 1 0.9 50 N 0.7 0.9 50 N 0.7 0.5 0.5 0.4 0.4 0.3 0.3 0.25 0.25 0.2 0.2 0.15 0.15 0.1 40 N 0.1 40 N 0 0 0 0 (e) 9h (f) 9h In agreement with the spectra, the ensemble spread converges towards that of the EDA-based EPS only from 9h there should be an impact of the EDA initialization at very short ranges.

3 - Initializing AROME-EPS with AROME-EDA Scores computed over the period 1-28 February 2017. (a) T2m sp/sk (b) 10m-wind sp/sk (c) rr3h sp/sk (d) T2m CRPS (e) 10m-wind CRPS (f) rr3h CRPS Large impact of EDA, especially at short ranges.

3 - Initializing MetUM EPS with En-4DEnVar En-4DEnVar vs ETKF (44 members each, Bowler et al., 2017)

4 - Conclusions and future works Ensemble of variational data assimilation methods are straightforward to implement upon existing 3D/4D-Var schemes They provide perturbed states that can be used to initialize EPS, both at global and regional scales Operational at Météo-France and ECMWF Next step is the development of ensembles of 4DEnVars competitive with existing EDA and/or EnKF.

4 - Conclusions and future works Future works/open questions (non-exhaustive) What is the impact of EDA resolution and size on EPS? Until now EDA size EPS size but this may change in the next years with the development of 4D-EnVar schemes Is there a clever way to select the best EDA members to initialize EPS? Recentring of EDA perturbations on a deterministic high-resolution analysis has proved beneficial in several systems, but how does this affect initial balances and short-range EPS skill? Delay between EDA and EPS productions, what is the impact? Initialize EPS with EDA only (without SV for instance) : dream or close reality?