Stability Analysis of a Single-Input/Two-Output, Variable Loop Transmission System for Wind Turbine Control

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Journal of Physics: Conference Series PAPER OPEN ACCESS Stability Analysis of a Single-Input/Two-Output, Variable Loop Transmission System for Wind Turbine Control To cite this article: Y V OBrien and J F OBrien 216 J. Phys.: Conf. Ser. 753 5228 View the article online for updates and enhancements. This content was downloaded from IP address 37.44.22.56 on 9/2/218 at 5:42

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 Stability Analysis of a Single-Input/Two-Output, Variable Loop Transmission System for Wind Turbine Control Y V OBrien and J F OBrien Wind Energy Research Center, University of Wyoming, Box 3295, Laramie, WY, US E-mail: obrieny@uwyo.edu Abstract. Large wind turbine control performance is restricted due to a host of intrinsic feedback limitations including low frequency structural modes and slow blade pitch rate. A variable loop transmission system applied to a multiple output controller smoothly transitions the limited feedback available between channels in realtime to enhance performance. This work is focused on the stability analysis of a variable loop transmission system applied to a 1.5 MW wind turbine. Simulation results illustrate interesting challenges to compensator design in the form of more sophisticated loop shaping required to satisfy conditions of absolute stability. 1. Introduction The US Department of Energy suggests wind power capacity will increase by roughly an order of magnitude (35 GW) by 23 [1]. An economy through size is indicated for future deployments and thus wind turbines will be larger and more flexible than contemporary variants. This presents a dual detriment in the form of greater structural loads and reduced feedback available with which to mitigate these forces. The latter disadvantage is an amalgam of limitations to automatic control exacerbated by increased turbine size: low frequency modes that restrict bandwidth, a sufficiently wide interval of frequency separation for stable, multiple output control, and slow blade pitch actuation [2]. This work is focused on single-input/two-output (SITO) control of large turbines to provide simultaneous structural control and rotor rate regulation for application in region 3 (wind is faster than rated speed). Wind turbine Region 3 rate regulation and load mitigation control has been extensively researched. Model-based gain selection strategies for PID Region 3 compensators have been developed [3, 4]. Control of hybrid renewable energy systems are reported in [5]. Researchers at the National Renewable Energy Center (NREL) have designed and implemented advanced control systems for rotor rate regulation and load mitigation applied to the Controls Advanced Research Turbine 2 (CART2), a two-bladed 6 kw Westinghouse wind turbine, for comparison to fixed gain low order controllers. Independent blade pitch control strategies to mitigate the effect of asymmetric wind variations across the rotor disk implemented on CART2 are reported in [6, 7]. Combined collective and individual blade pitch control for load mitigation is investigated in [8]. H inf control is used for speed and tower damping [9]. An optimal tuning procedure for model Content from this work may be used under the terms of the Creative Commons Attribution 3. licence. Any further distribution of this work must maintain attribution to the author(s) and the title of the work, journal citation and DOI. Published under licence by Ltd 1

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 predictive control for wind turbines is investigated in [1]. In [11], a Linear Quadratic Gaussian design with novel refinements is used to account for CART2 actuator delay. State-space control with disturbance accommodation is investigated in [12, 13, 14]. Full-state feedback is used for tower damping and torsion mode control for NREL s three-bladed CART3 turbine in [15]. Fixed loop transmission, multiple output control systems are limited in performance to what feedback the designer applies over each output frequency interval. Variable loop transmission (VLT) is an algorithm that smoothly reshapes the SITO loop transmission in closed loop so that the available feedback is transitioned between the two output paths as a function of a performance parameter [16]. For the wind turbine plant with collective blade pitch actuation, loop gain is shifted between the low frequency transmission of the rotor rate (primary output) control and the bandpass transmission in an interval subsuming a structure mode(s) (secondary output). VLT has the effect of concentrating limited feedback at frequencies were it is most needed with ancillary benefits that include greater frequency separation in output channels and reduced blade pitch rate demands due to reductions in structure loop (high frequency) feedback in intervals of time where rotor rate error is large. The determination of stability of a general class of variable loop transmission systems is of paramount importance and is the focus of this work. As a preliminary step, the absolute stability is assessed over a sector for which nonlinear VLT algorithms and nonlinearities associated with system limits are expected to be confined. A VLT system is designed and compared to fixed transmission SITO, and proportional-integral (PI) single-input/single-output (SISO) control using NREL s FAST simulation of a 1.5 MW wind turbine [17]. Multivariable circle criterion analysis reveals intriguing sensitivities to loop gain that require compensator modifications to ensure absolute stability. 1.1. Control Terminology Rational function T (s) of the Laplace variable s is the loop transmission (alternatively return ratio) of a feedback loop. Frequency ω b, where T (jω b ) = 1, is the control bandwidth (alternatively db crossover frequency). F (s) = 1 + T (s) is the return difference; F (s) is the feedback. F (s) > 1, F (s) < 1 and T (s) 1 define negative, positive and negligible feedback, respectively [18]. F (s) 1 defines large feedback. These definitions indicate the effect of feedback on the logarithmic response of the closed loop system to disturbances. Nonminimum phase is the phase lag not found using the Bode phase/gain relationship [19]. When comparing two systems, the system with greatest feedback in a particular frequency band will be superior in the rejection of disturbance in that band. G(s) R(s) n m is an n m matrix of rational functions. 2. Compensator Design The system is single-input (collective blade pitch), two-output (rotor rate and tower fore/aft acceleration); the block diagram of is shown in figure 1. The primary goal is the regulation of rotor rotational velocity (a Region 3 application); the secondary goal is tower acceleration attenuation at the mode frequency of 18 rad/s. The compensator designs are accomplished without benefit of linearized models at specific wind speeds (P r (s) or P t (s)), instead the FAST model of the 1.5 MW turbine with all DOFs active and a turbulent wind profile is used for on-line designs. The rotor controller C r (s) is PI and is found using Ziegler-Nichols [2]. The acceleration compensator C t (s) is bandpass to stably enhance the loop gain at the 18 rad/s tower mode. The compensators are as follows. 2

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 - Cr(s) RotorRateCompensator + + - Ct(s) TowerCompensator WindTurbinePlant Pr(s) Pt(s) y1(s) y2(s) Figure 1. SITO Wind Turbine Control System. C r (s) =.15 s +.72 s (1) (s + 6.28) 2 C t (s) = 5 (s 2 + 8s + 25)(s 2 + 37.7s + 1421) In a linear condition (i.e. there is sufficiently small variance about a wind speed at which the turbine dynamics are linearized using the NREL FAST model), the SITO system may be characterized by a single loop transmission function identified by opening the loop at the actuator and finding the return ratio. The dynamics of the wind turbine are sensitive to wind speed; linear stability analysis is required using plant transfer functions P r (s) and P t (s) calculated for wind speeds spanning the expected operating conditions. Figure 2 shows a family of loop transmission Nichols plots for wind speeds from 14 to 22 m/s. It is noted there is sufficient frequency separation of negative feedback between the rotor rate (the low pass response) and the acceleration (bandpass response) channels [18]. It is noted that the acceleration feedback is limited to 1 db and at lower wind speeds is only slightly more than 1. This limited performance is due to plant limitations including high frequency poles and blade pitch actuators limited in rate. The fixed-transmission system using (1) and (2) is stable by the Nyquist Stability Criterion at each of these wind speeds. (2) Open-Loop Gain (db) 15 1 5-5 14 m/s 15 m/s 16 m/s 17 m/s 18 m/s 19 m/s 2 m/s 21 m/s 22 m/s Nichols Chart rotor rate feedback.5-2 rad/s acceleration feedback -1-9 9 18 27 36 45 54 63 72 81 Open-Loop Phase (deg) Figure 2. Family of Nichols plots for the SITO controller using compensators of equations 1 and 2. The discrepancy in plant frequency responses over the interval from.5 to 2 rad/s will be of interest in absolute stability analysis. Several features of the wind turbine conspire to limit available feedback for wind turbine control including multiple, low frequency modes, nonminimum phase zeros, low blade rate limits, and the need for adequate frequency separation in the channels of a SITO system [2],[21]. A variable loop transmission strategy is presented that shifts this limited feedback between the two SITO channels to improve performance. 3. Variable Loop Transmission System Figure 3 shows the SITO system enhanced with a system that shifts loop gain between the rotor rate and fore/aft acceleration channels via systems ψ 1 and ψ 2. While many variable transmission algorithms are feasible, variable gains explicit in rotor rate error are found for this work as this 3

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 is the principle performance variable. The algorithms and parameters established are found heuristically and are presented to show efficacy of the concept (formal methods of design for more sophisticated variable loop transmission systems will be developed in future investigations). T(s) - Cr(s) RotorRateCompensator + + - Ct(s) TowerCompensator WindTurbinePlant Pr(s) Pt(s) y1(s) y2(s) 1 2 Figure 3. SITO Wind Turbine Control System with Variable Loop Transmission. f r (t) =.25 + 3 8 e r(t) (3) f t (t) = 1 1 2 e r(t) (4) where e r (t) is the rotor rate error. Define f rp (t) = f r (t) if f r (t) < 1 otherwise f rp (t) = 1 and f tp (t) = f t (t) if f t (t) >.5 otherwise f tp (t) =.5. These signals are passed through unit gain, one pole filters to slow the response of the variable loop transmission system. K r (t) = f rp (t) 1e 1t and K t (t) = f at (t).5e.5t are variable gains. These variable gains have negative relationships to rotor error. When the rotor error increases, the gain in the rotor regulator channel of the SITO loop is increased while the gain in the acceleration channel is reduced. This improves the frequency separation between control channels viz-a-viz a system that shifts the loop transmission across all frequencies, and reduces the actuator effort at high frequency. When the rotor rate error is small, feedback is shifted from the rotor rate to the acceleration channel to improve load mitigation. 4. Stability Analysis It is desired to establish stability conditions sufficiently conservative and flexible to allow for a wide range of variable loop transmission algorithms and a large suite of potential nonlinearities in the feedback channels. Multivariable Circle Criterion analysis is performed to this end [22]. Consider a minimal state space realization {A, B, C} of the stable, strictly proper matrix T(s) (i.e. ẋ(t) = Ax(t) + Bu(t), y(t) = Cx(t) R m, u R m, A R n n Hurwitz, (A, B) controllable, (A, C) observable). This system is in feedback connection with a system of m decoupled nonlinearities u = Ψ(t, y) = [ ψ 1 (t, y 1 ) ψ 2 (t, y 2 )... ψ m (t, y m ) ] T. Nonlinearity ψ i (t, y i ) : [, ) R R satisfies the sector condition if ψ i (t, y i )(ψ i (t, y i ) K i y i ), y i Γ i (5) where K i > and interval Γ i contains the origin [22]. ψ i ( ) that satisfies equation (5) is said to belong to sector [, K i ] over finite domain Γ i (globally if Γ i = R). If all decoupled m nonlinearities satisfy (5), Ψ satisfies the sector condition for K = diag(k 1, K 2,..., K m ) over domain Γ (globally if Γ R m ). If the origin x = of this feedback system is asymptotically stable for all nonlinearities in the sector [, K], the system is said to be absolutely stable over this sector. If 4

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 Z(s) = I + KT(s) is strictly positive real, then the feedback system is absolutely stable by the Multivariable Circle Criterion [22]. Proper, square rational transfer matrix Z(s) is strictly positive real if (i) All poles of Z(s) have negative real parts, (ii) Z(jω) + Z T ( jω) >, ω R, and (iii) Z( ) + Z T ( ) >. 4.1. VLT Stability Analysis Figure 3 shows a block diagram of the VLT controller as a 2x2 system feedback connected to systems Ψ 1 (t, y 1 ) and Ψ 2 (t, y 2 ), where the y 1 is rotor rate and y 2 is tower acceleration, respectively. The systems are equivalently expressed as a feedback connection of the linear system in the forward path [ P r (s) P t (s) ] T [ Cr (s) C t (s) ] = T(s) and the nonlinear system described by 2 2 diagonal matrix Ψ (Ψ 1 and Ψ 2 on the diagonal). For this analysis both channel sectors are chosen to be [ 1 ] as the variable loop transmission system functions defined in section 3 (i.e. Ψ 1 (t, y 1 ) = K r (t)y 1 (t), Ψ 2 (t, y 2 ) = K t (t)y 2 (t)) and most limiting-type nonlinearities (e.g. saturation) are subsumed by this sector. Thus, K = I 2 2. The feedback system is absolutely stable by the Multivariable Circle Criterion if Z(s) = I + KT(s) is strictly positive real [22]. 2 1-1 -2-3 -4-5 -6-7 1-2 1-1 1 1 1 1 2 1 3 Frequency (rad/s) Figure 4. Minimum eigenvalues of Z(jω) + Z T ( jω). Figure 4 shows the minimum eigenvalues of Z(jω) + Z T ( jω) for the system of figure 3 evaluated at wind speeds 14 22 m/s. Z(s) fails positive realness in the neighbourhood of.1 rad/s. This is an interesting result in that there are no nearby modes of the structure and the feedback is still negative at this frequency as seen in figure 2; the turbine dynamics vary substantially with wind speed at these frequencies and present a threat to absolute stability. 4.2. Stability Analysis of the Modified VLT The rotor rate compensator is modified to reduce feedback in the neighborhood of.1 rad/s, a tradeoff of performance in exchange for satisfying the Circle Criterion. (s +.72)(s +.1)(s +.2) C rm (s) = 2.8 s(s + 2)(s +.3)(s +.1) Figure 5 shows the Nichols plots for SITO loop transmission at 21 m/s wind speed using rotor rate compensators of equations (1) and (6), illustrating the stability of the modified (6) 5

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 controller and its modulus attenuation in the neighborhood of.1 rad/s. Figure 6 shows the minimum eigenvalue plots for the modified feedback system described by Z 2 (s) = I + K [ P r (s) P t (s) ] T [ Crm (s) C t (s) ] ; the positive real condition is satisfied. Thus, the variable loop transmission system with the modified rotor rate compensator is absolutely stable at each wind speed considered over the sector [ 1 ] for both output channels. 6 Nichols Chart 4 Open-Loop Gain (db) 2-2 -4-6 -8.1 rad/s 9 18 27 36 45 54 63 72 Open-Loop Phase (deg) Figure 5. SITO loop transmission functions at 21 m/s wind speed: blue, rotor rate compensator of (1); red, rotor rate compensator of (6). 2 1.8 1.6 1.4 1.2 1.8.6.4.2 1-2 1-1 1 1 1 1 2 1 3 Frequency (rad/s) Figure 6. Minimum eigenvalues of Z 2 (jω) + Z 2 T ( jω). 5. Performance The performance of the two versions of the VLT on the 1.5 MW turbine is compared to SISO PI (rotor rate control only using C r (s)) and fixed SITO control using C r (s) and.5c t (s). The 6 db reduction in fixed SITO acceleration transmission viz-a-viz the VLT is a consequence of relatively poor performance and high blade rate demands. The simulations are performed using NREL s FAST model of the 1.5 MW turbine with all DOFs turned on and with a turbulent wind profile shown in figure 7. The mean is 16 m/s with sharp changes in wind speed starting at 17.5 s. Regulation operations are maintained for the entire 4 second event. Rotor rate and tower fore/aft acceleration standard deviations are used to quantify and compare performance. Blade pitch rate standard deviation is also reported to illustrate required control effort as it is assumed that slow actuation will be a limiting feature of this type of control; the FAST model has no saturation in blade rate, and a particular limit was not assumed in this work. Figures 8 and 9 show rotor rate and tower fore/aft acceleration from 1-25 seconds which subsumes the challenging wind speed change event. Table 1 shows the performance parameters. The SITO controllers provide modest reductions in fore/aft acceleration commensurate with the limited available feedback. The unmodified VLT controller provides better performance than the fixed SITO system with 4 deg/s rms less blade pitch rate. The compromise of decreased loop gain for absolute stability results in the expected reduced performance most significant in the rotor rate response where feedback was removed. 6

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 2 19 Wind Speed (m/s) 18 17 16 15 14 13 12 11 5 1 15 2 25 3 35 4 Figure 7. Wind speed. time (s) 22.5 2.2 2.1 Fixed SITO PI 22 2 19.9 21.5 Rotor Rate (rpm) 19.8 Modified VLT VLT 19.7 18 21 19 2 21 22 23 2.5 2 19.5 5 1 15 2 25 3 35 4 time (s) 1.5.2 Tower Fore/Aft Accel (m/s/s) 1 Modified VLT Figure 8. Rotor rate: red, PI; green, fixed SITO; black, VLT; blue, modified VLT. Set point 2 rpm. Fixed SITO PI -.2 VLT.5 18 19 2 21 22 23 -.5-1 -1.5 5 1 15 2 25 3 35 4 time (s) Figure 9. Tower fore/aft acceleration: red, PI; green, fixed SITO; black, VLT; blue, modified VLT. Table 1. Performance (standard deviation) Output PI Fixed SITO SITO w/ VLT Modified SITO w/ VLT Rotor rate (rpm) Tower Accel (m/s/s) Blade Rate (deg/s).1976.1675 9.592.252.1561 13.46.24.1327 9.871.252.1568 11.34 6. Conclusions and Future Work Absolute stability analysis of a variable loop transmission system for two output wind turbine control is presented. The satisfaction of absolute stability guarantees convergence to the origin with the implementation of appropriate variable loop transmission systems and in the presence of plant nonlinearities confined to a sector. It is shown that additional considerations to compensator design for VLT are required to satisfy absolute stability. The approach used in this work is enhanced loop shaping to reduce negative feedback over frequencies where conditions 7

The Science of Making Torque from Wind (TORQUE 216) Journal of Physics: Conference Series 753 (216) 5228 doi:1.188/1742-6596/753/5/5228 of absolute stability fail. Future work includes a formalization of VLT design for wind turbine applications with more sophisticated, nonlinear systems considered. The VLT stability analysis presented will be expanded to consider sector conditions for nonlinear responses to changes in wind speed and other factors. Acknowledgement This work is supported by the U.S. Department of Energy under grant number DE-SC12671. References [1] 2% Wind Energy by 23: Increasing wind energy s contribution to U.S. electricity supply 28 U.S. Department of Energy, Energy Efficiency and Renewable Energy. [2] O Brien J 212 Trends in region 3 control system performance as wind turbine size increases ICGST-ACSE Journal, Vol 12, Issue 1. [3] Hand M and Balas M 1999 Non-linear and linear model based controller design for variable-speed wind turbines Proceedings of FEDSM99: 3rd ASME/JSME Joint Fluids Eng. Conf. (San Francisco, CA). [4] Hand M and Balas M 22 Systematic controller design methodology for variable-speed wind turbines National Renewable Energy Laboratory Technical Report NREL/TP-5-29415. [5] Krichen L 27 Modeling and control of a hybrid renewable energy production unit Int. Journal on Automatic Control and Sys. Eng. Vol 7, Issue 1. [6] Bossanyi E, Wright A and Flemming P 21 Controller field tests on the NREL CART2 turbine UPWIND report 11593/BR/9. [7] Wright A, Fingersh L and Stol K 21 Testing further controls to mitigate loads in the Controls Advanced Research Turbine 29th ASME Wind Energy Conf. (Orlando, Fl). [8] van Engelen T 26 Design model and load reduction assessment for multi-rotational mode individual pitch control 26 European Wind Energy Conf. and Exhib. (Athens, Greece). [9] Geyler M and Caselitz P 27 Individual blade pitch control design for load reduction on wind turbines 27 European Wind Energy Conf. and Exhib. (Milan, Italy). [1] Odgaard P, Larsen L, Wisniewski R and Hovgaard T 216 On using Parento optimality to tune a linear model predictive controller for wind turbines Renewable Energy 884-891. [11] Wright A, Flemming P,and van Wingerden J 211 Refinements and tests of an advanced controller to mitigate fatigue loads in the Controls Advanced Research Turbine 3th ASME Wind Energy Conf. (Orlando, Fl). [12] Wright A and Balas M 22 Design of state-space-based control algorithms for wind turbine speed regulation ASME 22 Wind Energy Symp. (Reno, NV). [13] Hand M and Balas M 27 Blade load mitigation control design for a wind turbine operating in the path of vortices Wind Energy, 1:339-355. [14] Balas M, Lee Y and Kendall L 1998 Disturbance tracking control theory with application to horizontal axis wind turbines 17th ASME Wind Energy Conf., (Reno, Nevada). [15] Darrow J, Johnson K and Wright A 211 Design of a tower and drivetrain damping controller for the threebladed controls advanced research turbine operating in design-driving load cases Wind Energy, 14:571-61. [16] OBrien Y and OBrien J 215 Variable, large feedback wind turbine control synthesis with limited plant information 2nd International Conf. on Future Technologies in Wind Energy (London, Ontario). [17] Jonkman J and Buhl M 25 FAST user s guide (National Renewable Energy Laboratory, NREL/EL-5-3823, Golden, CO). [18] OBrien J 212 Frequency-Domain Control Design for High Performance Systems (Stevenage:IET). [19] Bode H 1945 Network Analysis and Feedback Amplifier Design (New York:Van Nostrand). [2] Ziegler J and Nichols N 1942 Optimal settings for automatic controllers ASNE Trans., vol. 64, pg 759-768. [21] O Brien J 29 Multipath nonlinear dynamic compensation for rudder roll stabilization Control Enginering Practice, (17), 145-1414. [22] Khalil H 1996 Nonlinear Systems, (New Jersey:Prentice Hall). 8