ALDEHYDES AND KETONES

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11 R R R ALDEYDES AND KETNES APTER SUMMARY 111 Structure of Aldehydes and Ketones Aldehydes and ketones both have a carbonyl group (carbonoxygen double bond); aldehydes have at least one carbon bonded to the carbonyl group, whereas in ketones the carbonyl is bonded to two carbons 255

hapter 11 Aldehydes and Ketones 112 Nomenclature of Aldehydes and Ketones A IUPA Nomenclature of Aldehydes and Ketones In IUPA nomenclature, the suffix for aldehydes is -al and for ketones, -one The prefix for both is oxo B Polyfunctional Aldehydes and Ketones In polyfunctional compounds, the group highest in the following sequence is designated with a suffix and the others with prefixes: aldehyde > ketone > alcohol > amine Unsaturated and Polyfunctional Aldehydes and Ketones In naming, first determine the longest continous carbon chain; insert the suffix an, en, or yn to designate all single bonds or one or more double bonds or triple bonds respectively; use the suffix ending for the functional group highest in the above sequence; name all other groups with prefixes; number the carbon chain to give the lowest number to the functional group D ommon Nomenclature The first four aldehydes have trivial names: formaldehyde, acetaldehyde, propionaldehyde, and butyraldehyde The simplest ketone is acetone thers are named by expressing the name of each alkyl group, followed by ketone NNETINS 111 Formaldehyde and Synthetic Polymers 113 Some Preparations of Aldehydes and Ketones A ydration of Alkynes B zonolysis of Alkenes Friedel-rafts Reaction D xidation of Alcohols 256

Aldehydes and Ketones hapter 11 114 xidation of Aldehydes: Tollens Silver Mirror Test Aldehydes and ketones are chemically distinguished by oxidation Aldehydes are easily oxidized and ketones are not In the Tollens' silver mirror test aldehydes are oxidized to carboxylic acids and ketones are not oxidized A silver mirror plates on the side of the test tube as silver ion is reduced to silver metal 115 Addition Reactions of Aldehydes and Ketones A General onsiderations The carbonyl group of aldehydes and ketones is reactive because it is polar, there is a pi bond, there are two non-bonding electron-pairs on oxygen, and it has a flat, open structure that makes it accessible to other reagents Because of its polarity, the carbonyl group attracts nucleophiles to the partially positive carbon and electrophiles to the electron-rich oxygen Among nucleophiles commonly used in reactions with aldehydes and ketones are the hydride ion, carbanions, water, alcohols, and amines Because aldehydes have only one alkyl group compared to two for ketones (alkyl groups are large relative to hydrogen and hinder nucleophilic attack), they tend to be more reactive than ketones Addition is the characteristic reaction of aldehydes and ketones When unsymmetrical reagents add, the positive part bonds to the partially negative carbonyl oxygen and the negative part bonds to the partially positive carbon The reactions are not as simple as those of alkenes since the product of straight addition is often unstable and either exists in equilibrium with the original aldehyde or ketone or reacts further to form a more stable substance ydrogen and hydrogen cyanide usually form stable addition products The addition products from water and hydrogen halides are in equilibrium with the original aldehyde or ketone; the equilibrium usually favors the starting materials Most other adding reagents form an intermediate addition product that further reacts to form a stable substance B Mechanisms of Nucleophilic Addition Reactions of Aldehydes and Ketones 257

hapter 11 Aldehydes and Ketones Nucleophilic addition is the characteristic mechanism for addition reactions of aldehydes and ketones It can be base-initiated in which a negative or neutral nucleophile attacks the carbonyl carbon generating a negative carbonyl oxygen that is subsequently neutralized In the acidinitiated mechanism, hydrogen ion bonds to the carbonyl oxygen; a carbocation results which is neutralized by the nucleophile Addition of ydrogen yanide ydrogen cyanide adds to aldehydes and ketones to form a simple addition product called a cyanohydrin The mechanism is baseinitiated nucleophilic addition with cyanide as the nucleophile D Reduction to Alcohols: atalytic ydrogenation Aldehydes and ketones undergo catalytic hydrogenation using hydrogen gas under pressure and a metal catalyst such as nickel Primary alcohols result from the hydrogenation of aldehydes and secondary alcohols are prepared from ketones E Reduction to Alcohols with Sodium Borohydride and Lithium Aluminum ydride Aldehydes and ketones can be reduced using sodium borohydride or lithium aluminum hydride The reaction is baseinitiated with hydride ion as the nucleophile ne mole of sodium borohydride or lithium aluminum hydride reduces four moles of aldehyde or ketone; the reaction mixture is then acidified to produce the neutral alcohol F Grignard Addition - Preparation of Alcohols Grignard reagents are prepared from the reaction of alkyl halides with magnesium in ether solvent The alkyl group assumes a negative character and is a nucleophile When presented with an aldehyde or ketone, the Grignard attacks the carbonyl carbon in a base-initiated nucleophilic addition Neutralization of the negative intermediate results in the preparation of an alcohol Grignard reagents react with formaldehyde to form primary alcohols, with other aldehydes to form secondary alcohols, and with ketones to produce tertiary alcohols In 258

Aldehydes and Ketones hapter 11 devising a Grignard synthesis, one must realize that one alkyl group of the target alcohol comes from the Grignard reagent and the other hydrogens or alkyl groups come from the chosen aldehyde or ketone G Alcohol Addition - Acetal Formation Aldehydes and ketones react with alcohols by acid-initiated nucleophilic addition to form hemiacetals which are usually unstable Reaction with a second mole of alcohol produces a acetal arbohydrates usually exist in hemiacetal or acetal forms Addition of Amines Primary amines react with aldehydes and ketones to form imines by nucleophilic addition Many of the products are crystalline derivatives which have been used to characterize the original carbonyl compounds 116 Reactions Involving Alpha ydrogens A Acidity of Alpha ydrogens Alpha hydrogens are hydrogens on carbons directly attached to a carbonyl group They are weakly acidic and can be abstracted by base to form a carbanion The carbanion is called an enolate ion and is resonance stabilized Neutralization of the enolate ion results in an enol, a compound in which an alcohol group is directly bonded to a carbon involved in a carbon-carbon double bond The enol is in equilibrium with the original aldehyde or ketone in an equilibrium referred to as keto-enol tautomerism The equilibrium usually favors the keto form B The Aldol ondensation The aldol condensation involves the reaction of two molecules of an aldehyde or ketone that has alpha hydrogens Abstraction of an alpha hydrogen by base produces a carbanion which attacks the carbonyl carbon of the other molecule by base-initiated nucleophilic addition; an alcohol group is formed ften the alcohol dehydrates to form the final product, an unsaturated aldehyde or ketone In a crossed aldol condensation, a carbonyl compound with alpha hydrogens reacts with one without alpha hydrogens 259

hapter 11 Aldehydes and Ketones SLUTINS T PRBLEMS 111 Nomenclature of Aldehydes and Ketones (a) 4,4-dimethylpentanal (b) 2-octanone; (c) cyclohexanone; (d) 4-bromo-2-pentanone 112 Nomenclature of Multifunctional Aldehydes and Ketones (a) 1,3,5-cyclohexantrione; (b) 5-hydroxyhexanal; (c) 7-bromo--3-hydroxy-7- methyl-5-oxooctanal; (d) 6-amino-4-hydroxy-2-heptanone 113 Nomenclature of Unsaturated Aldehydes and Ketones (a) 3-butynal; (b) 3-cyclopenten-1-one; (c) 7-hydroxy-2-methyl-4-oxo-5-octenal 114 ommon Nomenclature of Aldehydes and Ketones a) 3 b) 3 c) 3 2 2 3 d) 3 3 l 115 xidation of Aldehydes 3 2 3 3 Ag(N 3 ) 2 Tollens Ag(N 3 ) 2 3 2 2 (neutralized) Ag mirror No reaction 116 Addition of Water to Aldehydes and Ketones 2 260

Aldehydes and Ketones hapter 11 117 Nucleophilic Addition Acid-initiated Nucleophilic - 2 Addition Base-initiated Nucleophilic Addition - - 2-118 Addition of N to Aldehydes and Ketones The reaction actually is performed using NaN followed with acid as shown in the mechanism a) 3 2 3 N 3 2 3 N b) 3 N N - : : - 3 N N N 3 N - N 119 atalytic ydrogenation 3 2 2 Ni 3 2 2 3 3 2 Ni 3 3 Tertiary alcohols cannot be prepared in this way because a = can t have three alkyl groups attached to the carbon There is no possible aldehyde or ketone precursor 261

hapter 11 Aldehydes and Ketones 1110 Sodium Borohydride Reductions a) 3 2 NaB 4 2 3 2 2 NaB 3 4 2 3 3 3 (b) 4-2 3 3 3 B B 4 1111 Grignard Preparation of Alcohols a) 3 l Mg ether 3 Mgl b) 3 Mgl 3 Mgl 3 2 3 Mgl 3 3 2 3 2 2 3 2 3 2 3 3 3 1112 Grignard Reaction Mechanism - Mgl - 2 3 Mgl 3 3 Mgl 1113 Grignard Preparation of Alcohols (a) 3 2 2 2 2 3 3 2 2 and 3 2 2 MgBr The two alkyl groups connected to the alcohol carbon are identical so there is only one possible synthesis 262

Aldehydes and Ketones hapter 11 (b) 3 2 2 2 2 3 The two alkyl groups connected to the alcohol carbon are different so there are two possible syntheses 3 2 and 3 2 2 2 MgBr 3 2 2 2 and 2 2 MgBr (c) 2 3 3 2 2 3 All three alkyl groups connected to the alcohol carbon are identical so there is only one possible synthesis 3 2 2 3 and 3 2 MgBr (d) 3 3 3 2 3 3 3 3 and 3 2 MgBr Since two of tlhe three alkyl groups connected to the alcohol carbon are identical (there are only two different alkyl groups), there are two syntheses 3 3 23 and 3MgBr (e) 3 3 2 2 2 3 There are three different alkyl groups attached to the alcohol carbon and thus three different syntlheses 3 2 2 2 3 and 3 MgBr 3 2 2 3 and 3 2 MgBr 3 2 3 and 3 2 2 MgBr See next problem for a more detailed look at the syntheses of this alcohol 263

hapter 11 Aldehydes and Ketones 1114 Grignard Preparation of Alcohols Method 1 3 2 l Mg 3 2 Mgl 3 2 2 3 Mgl 3 2 2 3 2 3 2 2 3 2 3 2 3 Method 2 3 I Mg 3 MgI 3 2 2 2 3 3 2 2 2 3 3 2 MgI 3 2 2 2 3 3 Method 3 3 2 2 Br Mg 3 2 2 MgBr 3 2 3 MgBr 3 2 3 2 3 2 3 2 2 3 2 2 3 1115 emiacetals and Acetals (a) (b) 2 3 2 3 2 3 264

Aldehydes and Ketones hapter 11 1116 emiacetal and Acetal Formation Reaction Mechanism 3 2 2 3 2 3 3 2-2 2 3 2 3 2 3-2 3 acetal hemiacetal 1117 Acetal Formation 2 3 2 3 2 2 1118 ydrolysis of Acetals 2 2 2 2 2-2 2 2 2 2 2 2 2 1119 Reaction of Aldehydes and Ketones with Primary Amines a) 2 NN N 2 NN N 2 2 N 2 N 2 265

hapter 11 Aldehydes and Ketones b) 3 2 2 3 2 N 3 2 2 3 2 N 1120 Keto and Enol Forms (a) 3 (b) 3 3 (c) 3 D 2 1121 Aldol ondensation 3 2 2 = 1122 Aldol ondensation Mechanism 2 3 nly the aldol mechanism is shown; not the subsequent dehydration Na 3 2 2 3 2 2-3 2-3 2 2 2 3 3 2 2 2 3 1123 rossed Aldol ondensation Aldol Product Dehydration Product 3 2 l 3 2 l 1124 Mechanism of Aldol ondensation nly the aldol condensation mechanism is shown, not the dehydration 266

Aldehydes and Ketones hapter 11 3 2 2 - _ 3 2 - l l 3 2 3 2 1125 IUPA Nomenclature of Aldehydes: Section 112A (a) decanal; (b) 4-methylpentanal; (c) 5-ethyl-3-methylheptanal; (d) p-methylbenzaldehyde; (e) 1,6-hexandial 1126 IUPA Nomenclature of Ketones: Section 112A (a) 3-heptanone; (b) 2-methyl-4-heptanone; (c) 4-methylcyclohexanone; (d) 2,4,6-heptantrione; (e) 4,5-dibromo-1,3-cyclopentandione 1127 IUPA Nomenclature of Aldehydes and Ketones: Section 112B (a) propanal; (b) 3-pentanone; (c) 3,5-dihydroxyhexanal; (d) 4-amino-2-pentanone; (e) 5-hydroxy-3-oxohexanal; (f) 4-hydroxy-2,6-octandione; (g) 3-amino-5-methylhexanal; (i) 4-hydroxycyclohexanone 1128 IUPA Nomenclature of Aldehydes and Ketones: Section 112 (a) 3-butenal; (b) 1-hydroxy-3-butyn-2-one; (c) 2,4-hexadienal; (d) 6-amino-3-oxo-4,7-octadienal; (e) 3-hepten-2,5-dione; (f) 4-oxo-2-hexen-5-ynal 1129 IUPA Nomenclature: Section 112 a) c) 3 2 2 2 2 3 3 2 2 2 d) b) 3 2 2 2 2 2 2 2 2 2 2 e) 267

hapter 11 Aldehydes and Ketones f) Br 3 2 Br 3 h) i) 3 2 3 g) 2 2 Br 3 2 2 1130 ommon Nomenclature: Section 112D a) 3 2 2 2 2 3 d) 2 l e) b) 3 3 3 2 2 2 2 3 f) c) 1131 Preparations of Aldehydes and Ketones: Section 113 a) 3 2 3 3 3 c) 2 2 3 d) 3 2 2 3 b) 3 1132 Preparations of Aldehydes and Ketones: Section 113 (a) 3 2 2 l All 3 3 2 2 3 3 3 Zn (b) 3 2 2 2 3 3 2 3 2 (c) 3 2 2 2 2 S 4 gs 4 3 2 2 3 (d) Na 2 r 2 7 3 3 268

Aldehydes and Ketones hapter 11 (e) 3 ( 2 ) 8 2 P 3 ( 2 ) 8 1133 Reactions of Aldehydes and Ketones: Section 115-116 I Products from II Products from Reagent a) Tollens' Reagent Ag(N 3 ) 2 b) N 3 N 4 Ag No reaction N 3 N c) 2 /Ni d) NaB 4, then 2 e) 3 Mgl, then 2 2 2 3 3 3 3 3 f) MgBr, then 2 3 g) NN 2 NN NN 3 h) 2 N N N 3 i) 3 / 3 3 3 269

hapter 11 Aldehydes and Ketones j) 2 3 / 3 3 3 3 3 k) D 2, NaD No Reaction D 3 1134 Grignard Synthesis of Alcohols: Section 115F3 a) 3 2 2 Br Mg 3 2 2 MgBr 3 2 2 2 2 3 2 2 2 MgBr 3 2 Mg b) 3 Br 3 MgBr 3 32 3 MgBr 2 3 32 3 Second Method 3 2 Br Mg 3 2 MgBr 3 3 32 3 MgBr 2 3 32 3 270

Aldehydes and Ketones hapter 11 c) Method 1 3 2 2 l Mg 3 2 2 Mgl 2 3 2 2 3 2 Mgl 2 3 2 2 3 2 3 Method 2 3 2 I Mg 3 2 MgI 2 2 3 2 3 2 MgI 2 2 3 2 3 2 2 3 Method 3 Br Mg MgBr MgBr 3 2 2 2 3 3 2 2 2 2 3 3 2 2 3 2 1135 Grignard Synthesis of Alcohols: Section115F a) 3 2 b) 2 3 c) 3 2 3 3 271

hapter 11 Aldehydes and Ketones 1136 Aldol ondensation: Section 116B (a) - 3 2 2 2 3 2 2 2 2 2 3 3 2 2 2 2 2 3 2 2 3 (- 2 ) (b) ( 3 ) 2 2 - ( 3 ) 2 2 ( 3 ) 2 ( 3 ) 2 2 ( 3 ) 2 (- 2 ) ( 3 ) 2 (c) 3 2-3 (- 2 ) 3 1137 rossed Aldol ondensation: Section 116B3 2 - (- 2 ) 272

Aldehydes and Ketones hapter 11 1138 Aldol ondensation: Section 116B The starting aldehydes or ketones are shown These substances are exposed to base, Na, to effect reaction The carbon-carbon double bond in the product shown in the text is the point of connection between the condensing molecules a) 3 ( 2 ) 4 b) c) 3 2 1139 Enolate Ions: Section 116A (a) (b) (c) _ 3 2 2 ( 3 ) 2 _ 2 : : : 3 2 2 _ : : : ( 3 ) 2 _ : : : _ = 2 _ 1140 Keto-Enol Tautomerism: Section 116A (a) 3 2 2 (b) ( 3 ) 2 (c) = 2 1141 Acetal Formation: Section 115G a) 3 2 2 3 2 3 b) 3 3 2 3 2 3 3 2 2 3 2 3 3 2 3 273

hapter 11 Aldehydes and Ketones 2 2 c) 2 2 2 1142 Acetal Formation: Section 115G ne mole of alcohol comes internally from the alcohol group on the hydroxy aldehyde This causes the cyclic structure The second mole comes from the methanol 3 2 2 3 3 3 1143 Preparation of Alcohols: Sections 115D-F Grignard Preparations 3 Br Mg 3 MgBr 3 2 2 2 3 2 2 3 3 2 2 Br Mg 3 2 2 MgBr 3 2 3 2 2 3 Reductions 3 2 2 3 Ni 2 4 3 2 2 3 NaB 4 3 2 2 3 2 3 2 2 3 1144 Keto-Enol Tautomerism: Section 116A a) 3 2 3 2 2 c) 3 3 3 b) 2 1145 Tautomerism: Section 116A 3 N 3 274

Aldehydes and Ketones hapter 11 1146 Reaction Mechanisms: Sections 115-116 - a) 3 2 3 Mgl b) 3 2 Na N - Mgl 3 2 3 - Na 3 2 N 2 2 3 2 3 3 2 N c) 4 3 2 NaB 4-4 3 2 Ḣ 2 4 3 2 2 d) 3 2 3 2 N 3 2-2 2 N 3 2 N - 3 2 N 3 2 N e) - 3 2 3 2 3 2 3-3 dehydration 3 2 3-3 2-3 2 3 3 275

hapter 11 Aldehydes and Ketones f) - 2 Ȯ 3 2 3 3 2 3 3 3-3 2 3 3 2 3 3 2 3 2 3 3 3 2 3 1147 Acidity of Alpha ydrogens: Section 116A 3 2 2 2 3 most acidic c>b>a least acidic a b c ydrogen c is next to two electron withdrawing groups, carbonyl groups, and is the most acidic; b is adjacent to one and a is not adjacent to any 1148 Aldol-Type ondensations: Section 116B a) 3 N base - 2 2 2 N 2 N 2 b) base 3 N - 2 2 N N c) 2 3 2 3-2 base 2 2 3 2 3 2 3 2 3 1149 Reaction Mechanisms of Aldol-Type ondensations: a) Section 116-3 3 3 3 3 3 3 2 3 2 3 3 dehydration 3 2 3 2 3 3 276

Aldehydes and Ketones hapter 11 - b) 3 2-3 2-3 dehydration 2 3 3 1150 rganic Qualitative Analysis a) Propanal is an aldehyde and will give a positive silver mirror test when treated with Tollens' reagent Propanone is a ketone and does not oxidize b) Propanone is a ketone and will give a positive 2,4 DNP test A colored precipitate will form when 2,4-dinitrophenylhydrazine is mixed with propanone 2-Propanol is an alcohol and will not react with 2,4-DNP c) Butanal and butanone being an aldehyde and ketone respectively give a positive 2,4-DNP test Butanol is an alcohol and will not react with the 2,4-DNP reagent since the test is specific for carbonyl compounds Butanal can be distinguished from butanone with Tollens' test which is specific for aldehydes 1151 arbohydrate hemistry: Section 115G 2 2 acetal linkage Lactose hemiacetal 277

hapter 11 Aldehydes and Ketones ATIVITIES WIT MLEULAR MDELS 1 Make models of the aldehyde and ketone with the formula 3 6 2 Make models of the three isomers of 4 8 Identify aldehydes and ketones ow many non-bonding electron pairs are on the oxygen of each model? What are the hybridizations of the carbons and the oxygen? 278