Information on Substances and Materials in Passive Components

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Electronic Division within the German Electrical and Electronic Manufacturers' Association () Information on Substances and Materials in Passive PART A: Umbrella Specs Guidelines and Data Format PART B: Example of a completed Umbrella Specification Page 1 of 8

Electronic Division within the German Electrical and Electronic Manufacturers' Association () Part A: Umbrella Specs - Guideline and Form () A 1. Preliminary remarks Statutory provisions and also independent declarations of commitment by the industry have resulted in the current spate of inquiries from customers to their suppliers in respect of the composition of products, and in particular in respect of the type and location of substances and materials. Without standardization, efforts to reduce capital expenditure to a reasonable level on both the customer side and the supplier side will not be successful. A 2. Scope The purpose of this proposal is to standardize responses by suppliers to their customers in respect of the composition of products, and in particular in respect of the type and location of substances and materials. This also includes a form which has been standardized to the maximum possible extent, an explanation of how this form is structured, and instructions on what content should be entered on the form, and how. Product packaging is not regarded as part of a product. A 3. Definitions, abbreviations, references GADSL CAS No. typical mass of material typical mass percentage of substance (TMPS) Material, substance, see... restrictions on substances... within GADSL list Global Automotive Declarable Substance List (see www.gadsl.org) Abbreviation for Chemical Abstracts Service Registry Number. specifies the materials in terms of weight percentage relative to a part / component. specifies the composition part (ingredient) etc. in terms of weight percentage relative to a material. see IEC PAS 61906 (section 3.) / Joint Industry Guide Normative references see IEC PAS 61906 Product part, sub part subunit(s) of a product IEC 61346-1: "subdivision of the product into constituent objects" without necessarily taking into account functions. Product Classes definition according IEC PAS 61906 Explanation: Electronic components, e.g. passive components, have the most spreading functions and application areas. Nonetheless, these components can be grouped into classes. These classes are then similar in terms of the type of their constituent substances and materials, and in their composition within a certain range. Page 2 of 8

Electronic Division within the German Electrical and Electronic Manufacturers' Association () Part A: Umbrella Specs - Guideline and Form () Product result of labour or of a natural or industrial process [IEC 61360-1] NOTE 1 This general definition of product in the context of the IEC PAS 16906 is limited to any product of the product category "hardware" according to ISO 9000:2000 No. 3.4.2 of and for the electro- and electronic industry (E&E). NOTE 2 In the context of the IEC PAS 16906 the definition of product corresponds to the term "article" in the Globally Harmonized System of Classification and Labelling of Chemicals (GHS). Traces Umbrella specification (abbreviated: Uspec) are substances with an average mass percentage per material less than 0.1 wt-%; where more tight statutory regulations exist defining upper limits, traces are the values that fall below this limit. Denotes a completed data format that conforms to the IEC PAS 61906 and provides the typical relative material composition of a product class Weight range Specifies the greatest and smallest weight in a product class or the size and weight of typical representatives of the product class A 4. Requirements relating to recording of substances and materials in the U spec Preferred language for entries is English. Established terms in English are not translated. Chemical substance names should be according IUPAC nomenclature. CAS No is mandatory if available. This format can be used for material information of a specific product as well as for a or specific product class Specified percentages of substances / materials in products must add up to 100%. Traces of declarable or prohibited substances are indicated in the column Traces, e.g. by x IMDS Identification (if available) Materials are recorded with it s classification Substances and materials are recorded with typical values (i.e. average values determined by the respective product class of one or more different producers) Declarable or prohibited substances are based on the GADSL: http://www.gadsl.org Page 3 of 8

Electronic Division within the German Electrical and Electronic Manufacturers' Association () Part A: Umbrella Specs - Guideline and Form () I <PRODUCT CLASS> II Product Class: <Name of Product class> Company Product Class Identification <Company 1> <Product Class Descriptor 1, Product Class Descriptor 2.. > III Date: <Date> (Rem: in case of multi company material information : IV IMDS ID <Company 2> <Product Class Descriptor 1, Product Class Descriptor 2.. > <Company 3> <Product Class Descriptor 1, Product Class Descriptor 2.. > <Company 4>... V Version: <Version> <...> <Company N> A B C D E F G I 1 Product part (IMDS: semi component Halbzeug) Material (IMDS Material / Werkstoff) 2 Active Part <e.g. Metal> Material (Classification) ISO 22628 / VDA 231 or EESG Substance TMPS**) [wt%] CAS if applicable typical mass of material [wt-%] Traces see 2) 3a Termination 3b 3c 3d 3e 3f 4 Sum in total: S5 Case sizes and weight range: [g] S6 Not part of a product class (oder ) group S7 Company <Company 1 Address...> Disclaimer <Company 2 Address...> <Company 3 Address...>... 1)... 2)... **) typical mass percentage of substance Page 4 of 8

Electronic Division within the German Electrical and Electronic Manufacturers' Association () Part A: Umbrella Specs - Guideline and Form () A 5. Instructions on filling out the forms Product Content Sheet and Package Weight List General Column/row references (I,II, III, IV... 1, 2,..A, B,...): Should be deleted at an USpec. I, II Cell - Product Class A typical entry for passive components: e.g. Ceramic Capacitors MLCC It is recommended to describe this product class in a commonly understandable way. Cell - Company: company name and product class descriptors (multiple company input possible) III, IV, V Cell - Date, Cell IMDS ID (if available), Cell - Version: 1, 2, 3A... B1-. C1 -... D1 -... E1 -... F1 -... G1 -...-... H1 -... I1 -... Product part and subparts may be defined. Remark: subparts may not necessarily be parts, which can be dismantled It is more an aid for the user to determine the location of an homogeneous material within the component Column Material (function) General Material Classes should be defined (e.g. according IMDS, or IEC Specification of TC 111 WG1, to be published) Column Materials (classification) classification according ISO 22628 / VDA 231 or IEC Specification of TC 111 WG1, to be published Column - Substances Substances should be named according IMDS Substances list or UPAC nomenclature Column - TPML typical mass percentage of substance. Composition is given on a substance level based on column C [wt%] (e.g. SnCu alloy) Column CAS (Chemical Abstract Services Registration Number) CAS No s. are entered here only if the relevant number actually exists. Please enter - if CAS no. doesn t exist. Please note: CAS numbers do not exist for each material, substance etc. world wide. Sometimes it might be necessary to break down compounds, mixtures etc. into their constituent elements and then specify the CAS No. for these,(e.g. Ceramic materials), but one must be aware that is an artificial approach and does not correspond to the existing compound and it s stoichiometry. E.g. Ferrite is a spinell with a rough composition (FeO, MnO, ZnO)x (Fe2O3)y; instead an information based on analytical descriptors the composition may given as 70% Fe2O3, 25% MnO, 5% ZnO. Column Typical composition The composition of a product class given in typical values as weight %. Absolute values can be calculated together with the case size and weight range table (Section 5) Column Sum: This number is the sum of the percentage values given in the previous column Average mass and indicates the percentage of the respective composition part in the component or in the package family. Column Traces: The relevant rows are marked in this column, e.g. with x or, to indicate traces that are known to the supplier, e.g. from the safety data sheet for the source material, and that have been intentionally introduced into the product and may represent significant risks to human beings and the environment if not properly used, e.g. substances that then have a toxic, very toxic, carcinogenic, mutagenic or reprotoxic effect. S5 S6 S7 Case sizes Weight range/... -.../ Weight range: representatives of the product class are given (or even product lists) and typical weight is provided in the usual notation, e.g. [g] for weight in grams Parts/ not part of the respective product class responsible person company /-ies Page 5 of 8

Electronic Division within the German Electrical and Electronic Manufacturers' Association () Part A: Umbrella Specs - Guideline and Form () A 6. Concluding remarks Only manufacturers or suppliers can confirm compliance of their products with material information like this umbrella spec. Page 6 of 8

Layout of the form Product Content Sheet and Weight List, please add further lines in the form if needed! Umbrella Specification (Revision 2) Product Content Sheet and Weight List Part B: Examples for Passive Example of completed Umbrella Specifications The details specified in the examples have been chosen arbitrarily. They are not subject to a change service. Liability claims are therefore excluded. The corresponding package weight lists covers just one Umbrella Specification. Content: Passive components: for more examples see Umbrella Spec MLCC www.zvei.org Page 7 of 8

Layout of the form Product Content Sheet and Weight List, please add further lines in the form if needed! Umbrella Specification (Revision 2) Product Content Sheet and Weight List Part B: Examples for Passive CERAMIC CAPACITORS (EXAMPLE/ DRAFT) Product Class: Ceramic Capacitor MLCC Company Product Class Identification Date 01.01.07 Company 1 EJC********* (Rem: in case of multi company material information : IMDS ID 12345678/1 Company 2 *MK063. *MK105, *MK107, *MK212 Company 3 SMD NP0, X7R, Y5V Version Alpha Company 4 B37XXX) Product part (IMDS: semi component Halbzeug) Material (IMDS Material / Werkstoff) Material (Classification) ISO 22628 / VDA 231 or EESG Substance Active Part Ceramic 4B Ba-titanates Bi-titanates Pb-titanates others*): TMPS**) [wt%] 86 7 5 2 CAS if applicable 12047-27-7 12010-77-4 12060-00-3 typical mass of material [wt-%] Termination Metal 1D Ag 70 7440-22-4 4 Metal 1D Pd 30 7440-05-5 86 Traces see 2) Metal 1D Ag 100 7440-22-4 3 Metal 1C Ni 100 7440-02-0 4 Metal 1B Sn 100 7440-31-5 3 Metal 1C Pb 7439-92-1 X Sum in total: 100 Case sizes and weight range: 0201 0402 0603 0805 1206 1210 1812 2220 Not part of a product class (oder ) group 0,6 x 0,3 x 0,3mm 1,0 x 0,5 x 0,5mm 1,6 x 0,8 x 0,8mm 2,0 x 1,25 x 1,3mm 3,2 x 1,6 x 1,6mm 3,2 x 3,2 x 1,6mm 4,5 x 3,2 x 2,5mm 5,7 x 5,0 x 2,5mm 0,00017..0,00029 0,0014 0,006 0,012..0,019 0,027..0,050 0,05..0.12 0,09..0,22 0,21..0,45 [g] Company Company 1 Address Important remarks: (Company 2 Address Company 3 Address Company 4 Address) *) others: not declarable or prohibited substances acc. GADSL **) typical mass percentage of substance Disclaimer Page 8 of 8