BioMolecular Optical Spectroscopy:

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BioMolecular Optical Spectroscopy: Part 1: Infrared and Raman Vibrational Spectra Background Special Lectures for Chem 344 Fall, 2007 im Keiderling University of Illinois at Chicago tak@uic.edu

Vibrational Spectroscopy - Biological Applications here are many purposes for adapting IR or Raman vibrational spectroscopies to the biochemical, biophysical and bioanalytical laboratory Prime role has been for determination of structure. We will focus early on secondary structure of peptides and proteins, but there are more especially DNA and lipids Also used for following processes, such as enzyme-substrate interactions, protein folding, DNA unwinding More recently for quality control, in pharma and biotech New applications in imaging now developing, here sensitivity and discrimination among all tissue/cell components are vital

Spectral Regions and ransitions Infrared radiation excites molecular vibrations, i.e. stretching of bonds and deformation of bond angles. Molecule has 3N-6 internal degrees of freedom, N atoms. States characterize the bound ground state. Radiation in the visible (Vis) and ultraviolet (UV) regions, will excite electrons from the bound (ground) state to more weakly bound and dissociative (excited) states, involving valence electrons. Changes in both the vibrational and rotational states of the molecule can be associated with this, causing the spectra to become broadened or have fine structure. Radiation in vacuum UV and x-ray correspond to changes in electronic structure to either very high excited states or from core electrons (ionization)

Excited State (distorted geometry) Ground State (equil. geom.) Optical Spectroscopy - Processes Monitored UV/ Fluorescence/ IR/ Raman/ Circular Dichroism Diatomic Model ν 0 ν S Absorption hν = E grd -E ex Fluorescence hν = E ex -E grd Raman: E = hν 0 -hν s =hν vib Analytical Methods UV-vis absorp. & Fluorescence. move e - (change electronic state) high freq., intense CD circ. polarized absorption, UV or IR Raman nuclei, inelastic scatter very low intensity molec. coord. Infrared: E = hν vib Q IR move nuclei low freq. & inten.

Spectros troscopy Study of the consequences of the interaction of electromagnetic radiation (light) with molecules. Light beam characteristics - wavelength (frequency), intensity, polarization - determine types of transitions and information accessed. M y Absorbance: E-M wave maintain phase, attenuate intensity in sample hν

Optical Spectroscopy Electronic, Example Absorption and Fluorescence Essentially a probe technique sensing changes in the local environment of fluorophores What do you see? (typical protein) Intrinsic fluorophores eg. rp, yr Change with tertiary structure, compactness ε (M -1 cm -1 ) Amide absorption broad, Intense, featureless, far UV ~200 nm and below Fluorescence Intensity

UV absorption of peptides is featureless --except aromatics Amide π π* and n-π* rp aromatic bands rpzip peptide in water Rong Huang, unpublished

ime out states and transitions Review of Vibrational Spectra heory and Characteristics Spectroscopy transitions between energy states of a molecule excited by absorption or emission of a photon hν = E = E i -E f Energy levels due to interactions between parts of molecule (atoms, electrons and nucleii) as described by quantum mechanics, and are characteristic of components involved, i.e. electron distributions (orbitals), bond strengths and types plus molecular geometries and atomic masses involved

Spectroscopy Study of the consequences of the interaction of electromagnetic radiation (light) with molecules. Light beam characteristics - wavelength (frequency), intensity, polarization - determine types of transitions and information accessed. B E x λ z Wavelength y ν = c/λ Frequency Intensity I ~ E 2 E z B x}polarization k y

Properties of light probes of structure Frequency matches change in energy, type of motion E = hν, where ν = c/λ (in sec -1 ) Intensity increases the transition probability I ~ ε 2 where ε is the radiation Electric Field strength Linear Polarization (absorption) aligns with direction of dipole change (scattering to the polarizability) I ~ [δµ/δq] 2 where Q is the coordinate of the motion Circular Polarization results from an interference: Im(µ m) µ and m are electric and magnetic dipole Intensity (Absorbance) Absorbance 1.2.8.4 IR of vegetable oil ν 0 4000 3000 2000 1000 Frequency (cm ) -1 λ

Optical Spectroscopy - IR Spectroscopy Protein and polypeptide secondary structural obtained from vibrational modes of amide (peptide bond) groups Aside: Raman is similar, but different amide I, little amide II, intense amide III What do you see? Model peptide IR Amide I (1700-1600 cm -1 ) α Amide II (1580-1480 cm -1 ) β rc Amide III (1300-1230 cm -1 ) I II

Vibrational States and ransitions he simplest case is a diatomic molecule. Rotations (2) and translations (3) leave only one vibrational degree of freedom, the bond length change, r, a one dimensional harmonic oscillator One can solve this problem exactly as a classical Hook s law problem with a restoring force: F = k r and potential energy: V=1/2 k( r) 2 Quantum mechanically: E v = (v+1/2)hν, ν is the vibration frequency

Harmonic Oscillator Model for vibrational spectroscopy E (virtual state) Raman r e v = 4 9 2 hν r e r q v = 3 v = 2 7 2 hν 5 2 hν E v = (v+½)hν v = ± 1 E = hν ν = (1/2π)(k/µ) ½ IR v = 1 v = 0 hν r e 3 2 hν 1 2 hν

Vibrational States and ransitions for the simplest harmonic oscillator case (diatomic): ν = (1/2π)(k/µ) 1/2 where k is the force constant (d 2 V/dq 2 ). In practice, stronger bonds have sharper (more curvature) potential energy curves, result: higher k, and higher frequency. and µ is the reduced mass [m 1 m 2 / (m 1 +m 2 )]. In practice, heavier atom moving, have lower frequency. hus vibrational frequencies reflect structure, bonds and atoms

Vibrational States and ransitions Summary: high mass ==> low frequency strong bond ==> high frequency Some simple examples (stretches in polyatomics): -C-C- ~1000 cm -1 C-H ~2800 cm -1 -C=C- ~1600 cm -1 C-D ~2200 cm -1 -C C- ~2200 cm -1 C---N ~1300 cm -1

Polyatomic Vibrational States For a molecule of N atoms, there are (3N-6) vibrational degrees of freedom. his complex problem can be solved the harmonic approximation by transforming to a new set of normal coordinates (combinations of the internal coordinates, q i ) to simplify the potential energy V method unimportant for this course V = V 0 + Σ (dv/dq i ) 0 q i + (½) Σ (d 2 V/dq i q j ) 0 q i q j +..... his results in a molecular energy that is just the sum of the individual vibrational energies of each normal mode: E = Σ E i = Σ (v i + ½) hν i As a result we have characteristic IR and Raman frequencies, ν i, which are reflect bond types in the molecule. he frequency pattern forms a fingerprint for the molecule and its structure. Variations due to conformation and environment give structural insight and are the prime tools for Protein - Peptide IR and Raman.

Normal Mode Analysis In the Harmonic approximation it is possible to define: normal coordinates: Q j = Σ c ji q i simplify potential: V harm = (1/2) Σ (d 2 V/dQ j2 ) Q j 2 his summed potential is solved by a simple product wavefunction: Φ = Π φ i (Q i ) his results in an energy that is just the sum of the individual vibrational energies of each normal mode: E = Σ E i = Σ (v i + 1/2) hν i

Vibrational States and ransitions Each φ i (Q i ) gives a unique frequency, ν i. he general mass and bond strength characteristics still come through. As a result we have IR and Raman group frequencies, ν i, which are characteristic of bond types in the molecule. he frequency pattern forms a fingerprint for the molecule and its structure. he variations due to its conformational and environmental conditions can give added structural insight and are the prime tools of IR and Raman spectra of Proteins and Peptides.

Vibrational ransition Selection Rules Harmonic oscillator: only one quantum can change on each excitation v i = ± 1, v j = 0; i j. hese are fundamental vibrations Anharmonicity permits overtones and combinations Normally transitions will be seen from only v i = 0, since most excited states have little population. Population, n i, is determined by thermal equilibrium, from the Boltzman relationship: n i = n 0 exp[-(e i -E 0 )/k], where is the temperature (ºK) (note: k at room temp ~200 cm -1 )

Dipole Moment Interaction of light with matter can be described as the induction of dipoles, µ ind, by the light electric field, E: µ ind = α. E where α is the polarizability IR absorption strength is proportional to Α <Ψ f µ Ψ i > 2, transition moment between Ψ i Ψ f o be observed in the IR, the molecule must change its electric dipole moment, µ, in the transition leads to selection rules dµ / dq i 0 Raman intensity is related to the polarizability, Ι <Ψ b α Ψ a > 2, similarly dα / dq i 0 for Raman observation

Raman Selection Rules Any mode which expands the molecule, particularly any delocalized bonds, will be intense. Aromatic groups and disulfides in protein side chains have strong Raman bands and the C=O and C-N stretches in a peptide are relatively strong, O-H and N-H and water are weak (strong IR). Bases in DNA are strong Raman scatterers

IR vs. Raman Selection Rules At its core, Raman also depends on dipolar interaction, but it is a two-photon process, excite with ν 0 and detect ν s, where ν vib = ν 0 - ν s, so there are two µ s. <Ψ 0 µ Ψ i > <Ψ i µ Ψ n > α => need a change in POLARIZABILIY for Raman effect n 0 ν 0 ν s i n 0 ν vib = ν n - ν 0 = E / h ν vib = ν 0 - ν s

Symmetry Selection Rules (Dipole, etc.) Example: symmetric stretch O=C=O Infrared inactive δµ/δq = 0 Raman Intense δα/δq 0 asymmetric stretch O=C=O Infrared active δµ/δq 0 Raman inactive δα/δq = 0 bending O=C=O Infrared active δµ/δq 0 Raman inactive δα/δq = 0 Note: in biomolecules generally there is little symmetry, however, the residual, approximate symmetry has an impact. Raman and IR intensities often are complementary, for example amide II and III

Anharmonic ransitions Real molecules are anharmonic to some degree so other transitions do occur but are weak. hese are termed overtones ( v i = ± 2,± 3,..) or combination bands ( v i = ± 1, v j = ± 1,..). [Diatomic model] E/D e D 0 dissociation energy E 02 = 2hν anhrm - overtone E 01 = hν anh --fundamental ( r - r e )/r e

Complementarity: : IR and Raman IR Raman If molecule is centrosymmetric, no overlap of IR and Raman

Comparison of Raman and IR Intensities

IR & Raman Instrumentation - Outline Principles of infrared spectroscopy F advantages Elements of FIR spectrometer Acquisition of a spectrum Useful erminology Mid-IR sampling techniques ransmission Solids Raman instrumentation comparison (Note more on sampling variations later)

echniques of Infrared Spectroscopy Infrared spectroscopy deals with absorption of radiation-- detect attenuation of beam by sample at detector radiation source Frequency selector Sample transmitted radiation detector Dispersive spectrometers (old) measure transmission as a function of frequency (wavelength) - sequentially--same as typical UV-vis Interferometric spectrometers measure intensity as a function of mirror position, all frequencies simultaneously--multiplex advantage

Major Fourier ransform Advantages Multiplex Advantage All spectral elements are measured at the same time, simultaneous data aquisition. Felgett s advantage. hroughput Advantage Circular aperture typically large area compared to dispersive spectrometer slit for same resolution, increases throughput. Jacquinot advantage Wavenumber Precision he wavenumber scale is locked to the frequency of an internal He-Ne reference laser, +/- 0.1 cm -1. Conne s advantage

ypical Elements of F-IR IR Source (with input collimator) Mid-IR: Silicon Carbide glowbar element, c > 1000 o C; 200-5000 cm -1 Near IR: ungsten Quartz Halogen lamp, c > 2400 o C; 2500-12000 cm -1 IR Detectors: DGS: deuterated triglycine sulfate - pyroelectric bolometer (thermal) Slow response, broad wavenumber detection MC: mercury cadmium telluride - photo conducting diode (quantum) must be cooled to liquid N 2 temperatures (77 K) mirror velocity (scan speed) should be high (20Khz) Sample Compartment IR beam focused (< 6 mm), permits measurement of small samples. Enclosed with space in compartment for sampling accessories

Interference - Moving Mirror Encodes Wavenumber Source Detector Paths equal all ν in phase Paths vary interfere vary for different ν

Interferograms for different light sources

Acquisition of an Infrared Spectrum he light coming from the source goes through the interferometer; the movement of the mirrors causes an interference pattern which is called the Interferogram Next the light passes through the sample; the Interferogram of the source is modified as the light is absorbed by the sample he Interferogram is measured by the detector he Interferogram is transformed into a spectrum by a mathematical operation called the Fourier ransform algorithm Measurements are Single Beam: o get useful spectrum must correct for the light throughput, divide Sample response by Background response (better by blank, cell plus solvent) ake log of transmission, A = - log 10 (I/I 0 )

Acquisition of an Infrared Spectrum 3 Interferogram of the source 50 Spectrum of the source (blank) 2 40 1 F 30 0 20-1 10-2 4000 3980 3960 3940 3920 4000 3000 2000 1000 2 Interferogram of the source & sample 40 Spectrum of the source & sample 1 0 F 30 20 10-1 0 4000 3980 3960 3940 3920 4000 3000 2000 1000 Fast Fourier transform done in computer Convert Interferogram to Spectrum (single beam)

40 30 20 10 0 Acquisition of an Infrared Spectrum Single beam sample Spectrum of source & sample 40 I Divide by: 30 I 0 4000 3000 2000 1000 i.e. I/I 0 gives 50 20 10 Single beam background Spectrum of source only (no sample present) 4000 3000 2000 1000 100 80 ransmittance transmittance spectrum of the sample ( polystyrene film ) -log 10 Absorbance Absorbance spectrum 60 40 20 0 4000 3000 2000 1000 4000 3000 2000 1000 ransmittance old (negative peak), Absorbance (positive) ~ concentration

Going beyond normal IR spectra F variations

Synchrotron Light Sources the next big thing Brookhaven National Light Source Broad band, polarized well-collimated and very intense (and fixed in space!) Light beam output Where e-beam turns

Synchrotron advantage high brightness

Advantages of Raman Spectroscopy-- --Comparison Non-destructive Flexible sampling - any phase or size - no preparation 1µm sample area - Raman microscopy possible Glass cells - good medium for cell design, low cost Fiber optics - up to 100m, routine Water - weak scatterer - excellent solvent Enhanced by resonance, surface interactions

Raman and IR Spectra - Complementary Raman and IR are Complementary - similar transitions, different sensitivities Raman and IR both provide chemical bond information. Raman uses visible or uv light, so optics and cells can be glass, detectors can be high sensitivity Frequently, Strong IR Absorbers are Weak Raman Scatterers, and Vice Versa - Analysis of biological molecules in water becomes easier Variants of Raman, especially resonance and surface enhanced Raman are very sensitive Arbitrary Y 80 60 40 20 0 IR transmission Silicone Vibrational Spectra Raman scattering 3000 2500 2000 1500 1000 Raman Shift (cm-1) File # 2 : SILICONE

Raman spectra are result of scattering ypically a laser (intense at ν 0 ) is focussed onto sample and scattered light is collected, often at 90 degree angle Like fluorescence, but no real state is excited by the laser virtual } states ν = ν 0 +/- ν scat = ν vib ν 0 ν 0 ν Stokes v=1 v=0 Anti-Stokes Anti-Stokes ν 0 Stokes Intensity less in anti-stokes due to less population in excited states Normally only collect Stokes scatter At ν 0 the Rayleigh scatter is intense

Raman Shift IR absorption frequency = Raman shift from laser Reported as Raman shift, ν Raman with units of cm -1 ν Raman Shift = ν laser - ν scattered emission transmission 15000 laser laser - 1500 C=C Raman laser - 3000 C-H Wavenumber 3000 C-H IR 1500 C=C he absolute wavenumber of the Raman scattered light depends on the laser wavelength. It s the Raman Shift, the Change in Photon Energy, that is Sensitive to Molecular Structure Slide Courtesy Renishaw Inc. 0

Dispersive Raman - Single or Multi-channel Eliminate the intense Rayleigh scattered & reflected light Sample -use filter or double monochromator ypically 10 8 stronger than the Raman light Laser ν 0 Lens Polarizer Filter Scattered Raman - ν s Single, double or triple monochromator Disperse the light onto a detector to generate a spectrum Detector: PM or CCD for multiplex

Excitation Sources CW gas lasers (Ar, Kr, Ne, N 2 (337.1 nm UV, pulsed), CO 2 (9-11 µm IR, CS/pulsed), excimer XeCl, 308 nm UV, pulsed) Dye lasers Solid-state lasers Ruby (694.3 nm, pulsed), Nd:YAG (1064-nm near-ir, CW/pulsed), Diode (3500-380 cm -1 IR, CW/pulsed) Pulsed Nd:YAG laser harmonics (532 nm, 355 nm, 266 nm) for timeresolved and UV resonance Raman applications