Planet Formation. lecture by Roy van Boekel (MPIA) suggested reading: LECTURE NOTES ON THE FORMATION AND EARLY EVOLUTION OF PLANETARY SYSTEMS

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Planet Formation lecture by Roy van Boekel (MPIA) suggested reading: LECTURE NOTES ON THE FORMATION AND EARLY EVOLUTION OF PLANETARY SYSTEMS by Philip J. Armitage http://arxiv.org/abs/astro-ph/0701485 with material from Kees Dullemond, Christoph Mordasini, Til Birnstiel 1

the scales ~13,000 km from to ~140,000 km ~1 µm in ~30,000,000,000 km (~100 AU) or 2

star formation vs. planet formation ~spherical collapse, own gravity dominant rotation, shed very much angular momentum cooling (elemental) composition ~interstellar/solar scales: ~0.1 pc > ~1 RSun 3 stellar gravity usually dominant Keplerian shear, much less net angular momentum loss cooling! composition can (locally) be highly enriched in heavy elements/ dust scales: <1 to ~several AU > ~1 REarth to ~1 RJupiter

Minimum Mass Solar Nebula What is the minimum amount of disk material to make the solar system planets? Basic idea: (1) Consider the disk region from which each planet (given current mass / location) would accrete material (2) Consider the amount of refractory elements in each planet (add volatiles/ices beyond iceline) (3) assume disk bulk composition is solar; add H+He gas accordingly ( Σ =1.7 10 3 r ) 3/2 Result (Hayashi 1981): gcm 2. (4) AU Σ is gas surface density (~total dens., H+He gas ~99% of mass) This estimate relies on several assumptions and is only an approximate result

Minimum Mass Solar Nebula Hayashi (1981) 5

Minimum Mass Solar Nebula more recent rendition, ~equivalent to previous plot Ruden (2000)

(Giant) Planet Formation Two main theories of planet formation: (1) Core accretion: formation of solid core (terrestrial planet), if core sufficiently massive (~8 M ) subsequent accretion of gas (gas giant planet). (2) Gravitational Instability: direct collapse from gas phase (only gas giant planets, relatively far out in the disk) 7

Gravitation Instability (GI) Main idea: (1) instability causes initial overdensity, subject to self-gravity (2) if these clumps can get rid of potential energy faster than pressure and differential rotation smooth them out again, they can collapse (3) fast process; planet composition ~ (local) disk bulk composition 8 W.K.M. Rice, P.J. Armitage, M.R. Bate & I.A. Bonnell, MNRAS, 339, 1025 (2003)

Gravitation Instability (GI) Safronov-Toomre Criterion for disk stability against isothermal collapse in keplerian disk: Q c sω πgσ <Q > crit 1 (213) Q is Toomre parameter, cs is sound speed [cm s -1 ], Ω is orbital frequency [rad s -1 ], G = gravitational constant [cm 3 g -1 s -2 ], Σ is surface density [g cm -2 ]. Disk will stable against fragmentation where Q > Qcrit. Typical value Qcrit 1. Having Q < Qcrit is necessary but not sufficient condition for fragmentation; 9

Gravitation Instability (GI) Example: h/r = 0.05 at 10 AU around solar-type star; h/r = cs/vφ > sound speed cs 0.5 km s 1. (vφ is orbital velocity) To get Q < 1 we require Σ > 1500 g cm -2. Compare to minimum mass solar nebula : Σ 54 g cm -2 @ 10 AU (using normalization of Hayashi (1981)) > GI works only for very massive disks 10

GI: resulting planets spatial scale most unstable to collapse: haracteristic wave λ crit =2c 2 s /(GΣ) med if such a disk resulting planet mass if such a disk region would collapse (for our example with Σ = 1500 g cm -2, at 10 AU with cs=0.5 km s -1 ): M p πσλ 2 crit 4πc4 s G 2 Σ 6 5M J (215) > GI produces very massive planets. Works better in outer disk 11

Importance of cooling (additional requirement on top of Toomre criterion) Collapsing fragment > release of gravitational energy, needs to be radiated away sufficiently quickly for collapse to proceed. Cooling time: U t cool = (217) 2σT 4 disk where U is the thermal energy content of the disk per unit surface area. For an ideal gas EOS (γ = 5/3) we get: tcool 3Ω 1 the disk fragments. tcool 3Ω 1 disk reaches a steady state in which heating due to dissipation of gravitational turbulence balances cooling. 12

Is this (GI) how it goes? (1) vast majority of planets (solar system, exoplanets discovered mainly with transit & radial-velocity techniques) are less massive than GI predicts (2) In solar system, gas/ice giants are enriched in heavy elements; hard to reconcile with GI. (3) some direct imaging observations found (young) planets at large distances. Possibly these formed through GI ( jury is still out ). 13

core-accretion (CA) Basic idea: (1) solid refractory material comes together to form larger bodies. Beyond snowline this includes (water-) ice. (2) bodies grow by low-velocity collisions, until they get so large that their mutual gravity becomes important for the dynamics. (3) gravity-assisted growth, initially in a run-away fashion, later in an oligarchic fashion, to rocky/icy planets (4) if rocky/icy core reaches sufficient mass (surface gravity) to retain H+He gas (5-10 Mearth) while the disk is still gasrich, then gas accretion ensues. If ~30 Mearth is reached, run-away gas accretion forms a ~Jupiter mass planet

rough timeline (~100,000 km) (~10,000 km) C. Mordasini

Formation of gas giants (if sufficient gas is present) (~100,000 km) (~10,000 km) C. Mordasini

The long road from dust to planets Observable First growth phase Aggregation (=coagulation) Final phase Gravity keeps/pulls bodies together Gas is accreted 1µm 1mm 1m 1km 1000km Covers 13 orders of magnitude in size = 40 (!!) orders of magnitude in mass C. Dullemond

initial growth Assumed initial situation: small dust particles, e.g. 0.1 μm, mixed homogeneously with gas. (ignores dust growth in cloud/core/collapse phase). (1) small dust grains well coupled to gas; small relative motions (brownian motion dominant until ~1 μm, Δv 100 μm/s; turbulence-driven motions dominant for larger grains, with Δv up to several 10 m/s for ~cm particles (2) touch and stick at low Δv ( 1 m/s for pure silicates, 10 m/s if particles are icy), destruction / erosion at high Δv (3) vertical component of gravity, dust settling, accelerates growth. Also radial drift > problem!

vertical settling (Safronov 1969) A. Johansen T. Birnstiel

gas-dust coupling t stop t orb t stop K St (Stokes number) T. Birnstiel St << 1 i.e. fric orb St ~ 1 i.e. fric ' orb St >> 1 i.e. fric orb It s (mostly) not size that matters - it s the Stokes number!

gas-dust coupling Epstein drag regime, particle radius a << λ, where λ is mean free path of gas molecule. F drag 4 3 ga 2 v th v ρ g is gas density, v is the velocity of the particle relative to the bulk motion of the gas, v th is the thermal velocity of the gas, given by : v 2 therm = 8kT µm H where # is the mean molecular weight in AMU (typically #=2.3) and m H is the mass of a hydrogen atom.

radial drift problem Fgravity Fcentrifugal dust particle feels no pressure towards star Fgravity Fcentrifugal Fpressure gas molecule feels pressure (1) Gas pressure radially decreasing (in continuous disk). (2) Pressure gradient force supports gas disk (but not the dust) (3) Force Equilibrium leads to sub-keplerian gas rotation (4) Head-wind removes dust angular momentum (5) Orbital decay;

relative particle velocities very small particles ~completely coupled to gas (they go wherever the gas goes), Stokes << 1; small Δv. very large particles ~completely de-coupled from gas (they don t care about the gas), Stokes >> 1; small Δv (all ~keplerian), unless gravitational stirring becomes important (later on) Intermediate range where particles are semi-coupled (gas affects velocities differently for different sizes), Stokes ~ 1; large Δv. Relative velocity several 10 m/s.

meter-sized barrier (note: more barriers exist; e.g. bouncing barrier ) two-fold barrier for reaching boulder sizes (large enough to ~de-couple from gas) (1) drift: In a MMSN, the decay time for particle with maximum drift velocity ( Stokes parameter ~1) from: 1 AU : ~200 yrs (~3 m particle) 5 AU: ~1,400 yr (~1 m particle) 100 AU: ~30,000 yrs (~10 cm particle) (note: numbers are for specific set of assumptions, only indicative of order of magnitude). (2) fragmentation relative velocities up to ~several 10 m/s around St~1, destructive collisions. 24

overcome m-sized barrier (1) Gravitational Instability planetesimal formation: if dust settles in very thin disk (Hdust/Hgas~10-4 ) that is also nearly perfectly free of turbulence (relative velocities <~10 cm/s at 1 AU), then dust disk may fragment into clumps that collapse under own gravity ( Goldreich & Ward mechanism ). Considered unlikely (tubulence prohibits these circumstances to be reached). (2) gravo-turbulent planetesimal formation: the turbulence itself causes local enhancements of dust density, vortices can trap" dust 25 H

why dust piles up in regions of high (gas) density 26

why dust piles up in regions of high (gas) density 27

why dust piles up in regions of high (gas) density 28

why dust piles up in regions of high (gas) density 29

gravo-turbulent planetesimal formation (1) MRI tubulence (2) particles gather in overdensities, local enhancements in solids; (3) gravity of concentrated dust sustains overdensity, attract more solids Johansen, Klahr, Henning 30 (4) simulations produce ~few to ~35 Ceres mass bodies in just 13 orbits

further growth (1) particles are >>1 m, all move on ~keplerian orbits. (2) velocities are damped" by gas > low Δv (3) growth by low velocity collisions, mergers. Slow, Gravitational focussing Collis orderly growth Collision Collisionc v vv but (4) initially gravity of growing bodies is not important, Collision cross-s In a billiard game, the collisional cross sections of two bodies is simply given by!!! r1 cross sections r r 1 1 once bodies reach ~km sizes, gravitational focusing" m 1 m m 1 1 v The attracting nature of gravity leads for planet growth to an increase of the co! starts to become important and growth goesr1faster. section over the geometrical one. This is called gravitational focussing. Let us b c collisional cross section for two arbitrary sized, gravitating (spherical) bodies, n 1 influence of the sun (twocollision body approximation) cross-section: 2 body m r1 b v! m1 b Conservation of ene Conservation of of energy: Conservation energy: 1 12 2Er 1= 112µv22 =m11m m 122 µv 1 E= µv G E =µv1 µv= = µv G 2 2 1m2 22 v r1 2+ r1 r+ 2 Conservation ofconservation energy: of energy: 2 C. Mordasini 1 2 1 E = µv1 = µv 2 2 2 2 m1 m2 G r1 + r222 11 at! at clo at! at! at closest approach at closest approach 2 v 2 Gm m 1 1b2m=22(r1 + r12 )m 12m + 2esc 1

further growth (II) (5) gravity-assisted, accelerated growth. For dynamically cold disk, growth rate dm/dt M 4/3 > largest bodies grow fastest, run-away growth where winner takes all (6) largest body accretes most planetesimals within its gravitational sphere of influence. (7) largest bodies start to gravitationally disturb ( excite ) smaller ones, planetesimal disk gets dynamically hot and gravitational focusing is less effective. (8) oligarchic growth where dozens of 0.1 MEarth bodies dominate their local environment and slowly grow further (9) complex N-body interactions; many oligarchs merge in giant impacts (last one in our case is thought to have resulted in Earth-Moon system.

On to final planets (~100,000 km) (~10,000 km) C. Mordasini

Formation of a Gas Giant Planet Total Gas Solids C. Dullemond Original: Pollack et al. 1996; Here: Mordasini, Alibert, Klahr & Henning 2012

Formation of a Gas Giant Planet Growth by accretion of planetesimals until the local supply runs out (isolation mass). Total Gas Solids C. Dullemond Original: Pollack et al. 1996; Here: Mordasini, Alibert, Klahr & Henning 2012

Formation of a Gas Giant Planet Slow accretion of gas (slow, because the gas must radiatively cool, before new gas can be added). Speed is limited by opacities. Total Gas Solids If planet migrates, it can sweep up more solids, accellerating this phase. The added gas increases the mass, and thereby the size of the feeding zone. Hence: New solids are accreted. C. Dullemond Original: Pollack et al. 1996; Here: Mordasini, Alibert, Klahr & Henning 2012

Formation of a Gas Giant Planet Once M gas > M solid, the core instability sets in: accelerating accretion of more and more gas Total Gas Solids C. Dullemond Original: Pollack et al. 1996; Here: Mordasini, Alibert, Klahr & Henning 2012

Formation of a Gas Giant Planet A hydrostatic envelope smoothly connecting core with disk no longer exists. Planet envelope detaches from the disk. Total Gas Solids C. Dullemond Original: Pollack et al. 1996; Here: Mordasini, Alibert, Klahr & Henning 2012

Formation of a Gas Giant Planet Something ends the gas accretion phase, for example: strong gap opening. Normal planet evolution starts. Total Gas Solids C. Dullemond Original: Pollack et al. 1996; Here: Mordasini, Alibert, Klahr & Henning 2012

Is this (CA) how it goes? CA is a complex, multi stage problem, still only partially understood theoretically and many phases poorly/not constrained observationally. But: huge progress in modeling; barriers resulting from over-simplification go away if better physical models are applied. (1) CA can produce rocky planets (2) CA can yield strongly enriched planets (GI much less so) (3) CA can yield ice giants (GI cannot do this) Core Accretion is the currently favored scenario. Not much doubt that the basic idea is right. Unclear whether GI, in addition, is at work in outer regions of massive disks 40

migration (forming) planets interact gravitationally with the disk (and other planets), and may move from where they form(ed), sometimes a lot (1) type I migration: relatively low-mass planets (e.g. ~1 Mearth) do not significantly alter surface density profile Σ(R) but material concentrates asymmetrically in resonances and exerts torque causing migration (2) type II migration: high-mass planets (~1 Mjup) open gaps and launch strong spiral arms that exert torque. (3) Planet-planet interaction can significantly alter orbits of planets on timescales of >>1 orbit Type I Type II P. Armitage