Monitoring of Arctic Conditions from a Virtual Constellation of Synthetic Aperture Radar Satellites

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DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited. Monitoring of Arctic Conditions from a Virtual Constellation of Synthetic Aperture Radar Satellites Hans C. Graber RSMAS - Division of Applied Marine Physics Center for Southeastern Tropical Advanced Remote Sensing University of Miami 4600 Rickenbacker Causeway Miami, FL 3349, USA phone: (305) 42-4952 fax: (305) 252-4407 email: hgraber@rsmas.miami.edu Peter J. Minnett RSMAS - Division of Meteorology and Physical Oceanography University of Miami 4600 Rickenbacker Causeway Miami, FL 3349, USA phone: (305) 42-404 fax: (305) 42-4696 email: pminnett@rsmas.miami.edu Award Number: N0004-2--0448 LONG-TERM GOALS Utilize a constellation of satellite radars to monitor the melting and freezing cycles of the Arctic Ocean north of 65 o. From difference maps of a timeseries of images deduce changes in ice extent, ice-type, and lead expansion/contraction with temporal resolutions from hours to days. Ultimately provide a routine Arctic coverage and generate products for operational purposes, and as validation, boundary conditions, and initialization to numerical ice-ocean forecast models. OBJECTIVES a) To create daily Arctic SAR images from the CSTARS SAR constellation. b) To test and develop an appropriate ice-type classification technique from SAR attributes (e.g., backscatter) that distinguishes between new-, first-, and multi-year ice, and water, with focus on detection of the ice edge and leads. c) To generate daily Arctic ice-type maps from the CSTARS SAR constellation using the ice-type classification technique mentioned in 2. d) Comparison of ice-type products from multi-frequency, multi-polarization SAR sensors to gauge whether SARs can be combined, and if so, generate daily Arctic ice and ice-type maps with improved spatial coverage. e) Generation of difference images with temporal resolutions of hours to days between Arctic coverage and ice-type mosaics to illustrate changes in ice extent, ice edge, leads, and ice-types.

Report Documentation Page Form Approved OMB No. 0704-088 Public reporting burden for the collection of information is estimated to average hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 25 Jefferson Davis Highway, Suite 204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.. REPORT DATE 30 SEP 203 2. REPORT TYPE 3. DATES COVERED 00-00-203 to 00-00-203 4. TITLE AND SUBTITLE Monitoring of Arctic Conditions from a Virtual Constellation of Synthetic Aperture Radar Satellites 5a. CONTRACT NUMBER 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) University of Miami,Rosenstiel School of Marine and Atmoshperic Science (RSMAS),4600 Rickenbacker Causeway,Miami,FL,3349 8. PERFORMING ORGANIZATION REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 0. SPONSOR/MONITOR S ACRONYM(S) 2. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 3. SUPPLEMENTARY NOTES 4. ABSTRACT. SPONSOR/MONITOR S REPORT NUMBER(S) 5. SUBJECT TERMS 6. SECURITY CLASSIFICATION OF: 7. LIMITATION OF ABSTRACT a. REPORT unclassified b. ABSTRACT unclassified c. THIS PAGE unclassified Same as Report (SAR) 8. NUMBER OF PAGES 6 9a. NAME OF RESPONSIBLE PERSON Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-8

f) From amplitude and coherent change detection (ACD and CCD) images estimate global spatial rate of melting during the summer months and freezing during the winter months. g) Monitoring of icebergs and breakage of glaciers and the speed of motion. h) Monitoring of the Northwest Passage. APPROACH 203 MIZ Pilot Program: Starting in June to end of September 203, CSTARS provided satellite data collections for three different efforts during the Marginal Ice Zone (MIZ): ) Large-Scale Evolution of MIZ 2) Buoy Cluster Tracking 3) SIZRS Flight Tracks The objective of the satellite collections during the pilot program year is to understand how effective synthetic aperture radar is to support these various experimental activities. The data will also be used to determine how to improve collection timelines and deliveries for the full scale experimental year, the type of sensors and imaging modes needed and how frequently collects should occur. Large Scale Evolution of the MIZ Large-scale images were used to monitor the Central Beaufort Gyre along 50 W and following the ice retreat in a northward direction. These images will be used as overviews of ice edge position, marginal ice zone width, and sea ice deformation. Sequences of images will help to identify where ice break-up commences and how the MIZ evolves during the warmer melting season. In addition, several hightemporal resolution satellite images will allow examination of ice motion and ice deformation at hourly scales. For this project we collected primarily RadarSat-2 ScanSAR images with large swath widths of 300 km to 500 km and a spatial resolution of 00 m. Polarizations included both HH and HV for better discrimination of ice versus water. Buoy Cluster Tracking The primary goals of the buoy arrays drifting inside the ice are to examine the ice and ocean dynamics leading up to the transition into the MIZ, break-up of ice floes (i.e., floe-size distribution (FSD)), and the dynamic-thermodynamic coupling of the ice decay. Satellite remote sensing is especially useful here in observing the change in the ice FSD before, during and after dynamic events such as storms or rapid break-up of large ice sheets. The connection between ice deformation and the decay of the ice cover, which is linked through open water production (and hence solar energy absorption). For this, it is important to observe open water fraction and its connection with high-frequency dynamics. This requires sub-daily repeat imagery. The open water production rates can be used with observed and calculated atmospheric fluxes, upper ocean warming and basal melt rate from the buoy data to understand the dynamic-thermodynamic coupling. Critical is how the high-frequency dynamics determined from the buoy array is related to the lower-frequency open water production. This needs to be tested with high resolution SAR collection within key events. Highest resolution images ( to 2 m) 2

are required to monitor the evolution of cracks and leads as they develop and refreeze in the winter and, then, melt out during the summer. Several time periods were examined during this past summer in terms of () when the ice is reasonably solid, (2) beginning of break-up and melt, and (3) evolution into an MIZ and melt, with small floe sizes. StripMap resolution satellite SAR were used to track the 202L buoy site which is configured with an Ice Tethered Profiler (ITP), Autonomous Ocean Flux Buoy (AOFB), and CRREL Ice Mass Balance (IMB) buoy so comparisons of the in-situ data can be calculated with the SAR data. By tracking the existing buoy cluster these imagery will provide guidance for, and a determination of, imagery needs for the 204 field season. For this project we collected primarily TerraSAR-X StripMap and SpotLight images with swath widths of 40 km and 0 km and spatial resolutions of 3 m and m, respectively. Polarizations included both HH and HV for better discrimination of ice versus water. These higher resolution images will delineate better open water leads and cracks in the ice as well as melting ponds on ice floes. Seasonal Ice Zone Reconnaissance Surveys (SIZRS) The purpose of the Seasonal Ice Zone Reconnaissance Surveys (SIZRS) program is to acquire repeated ocean, ice, and atmospheric measurements across the Beaufort-Chukchi Seas seasonal sea ice zone (SIZ) utilizing US Coast Guard Arctic Domain Awareness (ADA) flights of opportunity. The SIZ is the region between maximum winter and minimum summer sea ice extents. SIZRS flights will be used to monitor the full range of positions of the MIZ where sea ice interacts with open water. The increasing size and changing air-ice-ocean properties of the SIZ are central to recent reductions in Arctic sea ice extent. Satellite images will follow the flight line of the ice-covered portion along 50 W with image centers in degree intervals from 72 N to 82 N. For this project we collected primarily RadarSat-2 ScanSAR images with large swath widths of 300 km to 500 km and a spatial resolution of 00 m. Polarizations included both HH and HV for better discrimination of ice versus water. Storm Tracking in the MIZ The purpose of polar lows and storms as they move from open water to ice-covered region of the MIZ is to understand better the impact of open ocean waves and swell in initiating ice breaking-up and modifying ice distributions. For this project we collected primarily RadarSat-2 and Cosmo-SkyMed ScanSAR images with large swath widths of 200 km to 500 km and a spatial resolution of 00 m. This coverage will provide overview of the storm impact on the MIZ. WORK COMPLETED Planning and programming the satellite collections for the dynamic and sometimes erratic movements of the buoy was not trivial and required tasking the satellite as little as 2 hours before imaging. About 50% of the tasked images were successful to include the buoy. This image dataset will allow for a detailed analysis of the ice conditions such as ice distribution, open water leads and ice types in the vicinity of the buoy cluster 202L. Figure shows an example when three closely coordinated 3

TerraSAR-x images were successful to capture the buoy s position. A second opportunity was achieved a few days later on 7 July 203 capturing the buoy again. Figure : Left: Three TerraSAR-X StripMap images spanning June 30 to July, 203 capturing the buoy s path. Right: Zoomed TerraSAR-X image from 7 July 203 @ 0:28 UTC shows the buoy s track parallel to ice floes with open water leads. During the 203 summer melt of the MIZ we collected more than 25 satellite images from different sensors and in different modes as listed in Table. Table : List of projects, satellite sensor and imaging imode, the spatial resolution and the number of collects for the Pilot Projects 203 experimental phase. (The additional collects in parentheses could also be acquired). Project Sensor & Mode Resolution # of Collects Buoy 202L TerraSAR-X -- StripMap RadarSat-2 -- WideFine 3 m 5 m 36 (42) Buoy 203F TerraSAR-X -- SpotLight m 2 (5) Large Scale Area RadarSat-2 -- ScanSAR 00 m 8 Storm Tracking TerraSAR-X -- ScanSAR TerraSAR-X -- OceanMode Cosmo-SkyMed -- ScanSAR 6 m 33 m 50 m TOTAL COLLECTION 79 (47) 4

Figure 2 shows an example of using multi-sensor, high-temporal coincident images to estimate ice motion and deformation. Here we use a combination of SAR and EO images starting with a Cosmo- SkyMed SAR image collected on 0 September 203 @ 2:48:50 UTC and then a Landsat-8 optical image acquired on 0 September 203 @ 22:32:3 UTC about 0 hours 6 minutes and 37 seconds later which was followed by a TerraSAR-X SAR image on 02 September 203 @ 03:45:07 UTC about 5 hours 3 minutes 6 seconds later. In the figure several ice floes are outlined in each image and in the Landsat-8 image we show the relative positions of these ice floes and the velocity vectors. In general the ice floes move southwest except near the bottom the ice floe there displays a remarkable rotational characteristic. Figure 2: Left: Cosmo-SkyMed image on 0 September 203 @ 2:48:50 UTC. Selected ice floes are outlined in red. Center: Landsat-8 image on 0 September 203 @ 22:32:3 UTC. The positions of the previously selected ice floes are outlined in green. Superimposed are also the positions of the ice floes 0 hrs and 6 min earlier and 5 hrs 3 min later. The arrows indicate the speed of translation as well as rotation (lower bottom cluster). Right: TerraSAR-X SAR image on 02 September 203 @ 03:45:07 UTC. Previously selected ice floes are outlined in blue. Typical speeds of the ice floes between the Cosmo-SkyMed and LandSat-8 images are 0 km/day to 5 km/day and a general direction of south to southwest. The ice floes slowed down between the LandSat-8 and TerraSAR-X images to about 5 km/day to 0 km/day but turning more southwesterly. This is most obvious with the lower bottom floe that is rotating to northwest. RESULTS We have successfully implemented and executed a significant satellite SAR collection program during the 203 MIZ Pilot Program supporting different projects in different regions with the Beaufort Sea and Arctic region. IMPACT/APPLICATIONS The potential impact of these satellite collections and analysis studies by this project will lead to an improved algorithm of ice edge detection and ice type classification. Also the project will demonstrate that obtaining a daily satellite imagery of the MIZ covering the entire Arctic region is feasible with the 5

constellation SAR satellites available to CSTARS. Furthermore, the data will lead to considerable improvement of the Navy s ice prediction model. RELATED PROJECTS Radar Remote Sensing of Ice and Sea State and Air-Sea Interaction in the Marginal Ice Zone N0004-3--0288 6