Sigurd Skogestad, Chem. Eng., Norwegian Inst. of Tech. (NTH), N-7034 Trondheim, Norway

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ANAYSIS AND CONTRO OF DISTIATION COUMNS Sigurd Skogestad, Chem. Eng., Norwegian Inst. of Tech. (NTH), N-7034 Trondheim, Norway The emphasis in this paper is on the analysis of the dynamic behavior of distillation columns. dynamic behavior of a distillation column is approximated with a two time constant model. dx 0 @ g + s g + s g +g g +g + s ; g ; g + s + s + s A d d The (7) where g ij is the steady-state gain. The response to changes in the external ows is approximately rst order with time constant. This dominant time constant can be estimated using a simple mixing tank model for the column (Moczek et al., 963). (N i M i ) \change in component holdup inside column(mol)" D f y D + f x \imbalance in supply of this component (mols)" (a) Here represents the dierence between two steady states. For high purity binary separations and small pertubations to the column (linear model valid,! 0) Skogestad and Morari (987) have derived an analytical expression for from (a) M I + M Dy D ( ; y D ) + M x ( ; x ) ln S I s I s I s (b) Here M I is the total holdup inside the column, and M D and M are the condenser and reboiler holdups. S yd(;x) (;y D)x is the separation factor and I s Dy D ( ; y D )+x ( ; x ) is the \impurity sum". Note that I s may be extremely small for columns with both products of high purity (; y D and x both small) resulting in very large linearized values of. The response to changes in the internal ows (keep D and constant) is also rst order, but its time constant is generally signicantly smaller than. It can be estimated by matching the initial response. Feed liquid : F g ; g + g g + g g The main advantage of the simple model (7) is that it gives a good description of both the low- and highfrequency behavior of distillation columns. Such models were not available in the literature. The traditional approach has been to use a model which matches the steady-state gains, but which is not necessarily accurate for high-frequencies. The other extreme is to match the high-frequency gains (Rademaker et al., 975, p. 37). (7) provides a link between the low- and high-frequency regions. In the paper it is shown that the high-frequency behavior is generally much less eected by changing operating conditions than the steady-state. This partially explains why highly nonlinear distillation columns may be controlled satisfactory using linear controllers. In particular, the initial response is nearly independent of operating conditions if relative (logarithmic) compositions are used. This suggests that ln(;y D ) and ln x should be used as controlled outputs for columns where y D or x may vary signicantly. (4)

. INTRODUCTION How should we go about designing a system for composition control of a distillsation column? Three separate steps are involved: ) Modelling the column. ) Choice of control conguration. 3) Controller design/implementation. Step involves choosing the two controlled variables which should be used for composition control, and it probably the most important step in the procedure above. Traditionally, the -conguration has been preferrded (Using reux and boilup for composition control), but the use of "direct material balance control" (eg., the D-conguration) has also been proposed for a number of years. More recently, the ratio congurations, in particular the -conguration has been proposed as most apllicable over the broadest range of columns (Shinskey, 984). In another paper (Skogestad and Morari, 987b) D we discuss the issue of control conguration selection in detail. Unfortunately, wedonothave space to discuss these issues here, and this paper will instead be devoted to the modelling issues. For control purposes, it is important tohave a simple model, but which at the same time gives a good description of the elements which may restrict the controllability of the process. In particular, this includes issues like inverse responses and time delays (RHP-zeros) and sensitivity to model-plant mismatch (model uncertainty). The Relative Gain Array (RGA) has proven to be a simple and reliable indicator of a multivariable plants's sensitivity to model-plant mismatch (Skogestad and Morari, 986), and Shinskey has used it for years for choosing control congurations for distillation columns. For a plant G fg ij g the RGA is dened as follows ; RGA f ij g ; ; g g g g ; The steady-state values of the RGA for distillation columns have been studied extensively (Shinskey, 984). In this paper we also derive formulas for the RGA at high frequency (initial response). In summary, the main objective of this paper is to obtain basic insight into the dynamic behavior of distillation columns. All simulations in this paper are based on the assumptions of constant molar ows, immediate ow responses and constant relative volatility. The three columns in Table (Column A, C and D) are used as examples. The holdup on the trays (including the condenser and the reboiler) is M i F 0:5min for all examples.. DYNAMIC COMPOSITION RESPONSE OF DISTIATION COUMNS The dynamic response of most distillation columns (Fig. ) is dominated by one large time constant, which is nearly the same, regardless of where a disturbance is introduced or where composition is measured. This is well known both from plant measurements (McNeill and Sachs, 969) and from theoretical studies (Moczek et al., 963). Furthermore, the value of this time constant is largely unaected by the ow dynamics. It is somewhat surprising that the response of a distillation column with, for example, 00 trays, corresponding to at least a 00th order model, may be adequately described by a simple rst-order model. Skogestad and Morari (987a) and others (Moczek et al., 963, Wahl and Harriot, 970) have studied this in more detail. They found that the main reason for the low-order behavior is that all the trays have essentially the same composition response. This leads to the conclusion that the distillation column can be approximated by one large mixing tank, for which the time constant is given by (N i M i ) \change in component holdup inside column(mol)" D f y D + f x \imbalance in supply of this component (mols)" (a) Here represents the dierence between the nal (subscript f) and initial (subscript 0) steady state. For example, y D y Df ; y D0.For high-purity binary separations and small pertubations to the column (linear model valid,! 0) Skogestad and Morari (987a) have derived an analytical expression for from (a) M I + M Dy D ( ; y D ) + M x ( ; x ) ln S I s I s I s Here M I is the total holdup inside the column, and M D and M are the condenser and reboiler holdups. S yd(;x) (;y D)x is the separation factor and I s Dy D ( ; y D )+x ( ; x ) is the \impurity sum". The rst term in (b), which represents the contribution from changing the holdup inside the column, dominates for columns with both products of high purity (; y D and x both small). Note that I s may be extremely small in such cases resulting in very large values of. This agrees with the observations of eg. Kapoor et al. (985). The agreement between () and observed responses is very good in many cases. This is illustrated by Fig. A and which show the response to small increases in reux ( constant) and boilup ( constant) for column A. This column has 40 theoretical trays plus a condenser and the exact model is 4st order. This response is compared with a rst order response with time constant 94 minutes corresponding to the linear model 0:878 ;0:864 d () dx +94s :08 ;:096 d (b)

The agreement is so good that the dotted line corresponding to this approximation is hardly visible. The value of the time constant (94 min) was found using (a) and its value in this case it is almost identical to the inverse of the smallest eigenvalue of the linearized model. It is clear from the derivation of () (Skogestad and Morari, 987a) that c applies only to cases when there is a change in the total holdup M i of some component in the column. Furthermore, from the total component material balance (Fz F Dy D + x )we derive D f y D + f x (Fz F ) ; y D0 D ; x D0 (3) From (3) we see that the denominator of (a) is non-zero only if there is a change in the (Fz F ) D or, that is, if there is a change in the external material balance. If we change the internal ows only (for example, increase the reux and the boilup keeping the product ows and D constant), then the numerator of (a) will be small, and the denominator will be identically zero. Consequently, () does not apply in such cases Ṫhis is indeed conrmed by simulations. Fig. C shows the response to a simultaneous increase in and (Dandconstant). The response is much faster than expected from the value 94 min. In fact, an excellent t is obtained using a time constant 5 min, corresponding to the linear model d d : dx +5s 0:04 ; 0:04 d (4) (The gains 0.04 and -0.04 are derived from () using dd.) Consequently, similar to what is known for the steady state (Rosenbrock, 96), there is a fundamental dierence in column behavior for changes in external and internal ows. One objective of this paper is to study this in more detail, and to develop simple column models which display this behavior. All results in this paper (gains, RGA-values, etc.) are for reux and boilup as manipulated inputs. Distillate (D) and bottom ow () are manipulated to keep constant holdups in the accumulator/condenser (M D ) and the column base/reboiler (M ). This does not imply that the conguration is the preferred choice for control purposes. The choice is made because the column model is most naturally written in terms of and as manipulated inputs. 3. A MODE ASED ON INTERNA AND EXTERNA FOWS The steady-state model using and as manipulated inputs is dx g g d g g d In order to model explicitly the dierence in dynamic behavior between internal and external ow changes we will consider and D as manipulated inputs for the moment. To get a dynamic model we make the following assumption: Modelling assumption. The reponse to changes in the external ows (D) is rst-order with time constant. The response to changes in internal ows () is rst-order with time constant. With this assumption and assuming constant holdups (perfect level control) and constant molar ows such that dd(s) d (s) ; d(s), we derive the following dynamic model from (5): g + g ;g d( + s) dx g + g ;g dd( + s) (5) (6) Switching back to and as manipulated inputs yields dx 0 @ g + s g + s g +g g +g + s ; g ; g + s + s + s A d d (7) This simple model is obviously not an accurate description of all distillation columns, but it is usually adequate for controller design. The model is best when the reboiler and condenser holdups are small. The model's main advantage is its simplicity and that it gives a reasonable description of both the low- and high-frequency behavior. may be estimated as shown above (Eq. ()). can be estimated by matching the high-frequency behavior as shown in Section 7. is also simple to obtain from plant data or simulations. may also be obtained from simulations (without ow dynamics) of changes in the internal ows (Fig. C). In most cases it will be very dicult to obtain from plant data, since it is almost impossible, in practice, to carry out test runs for changes in the internal ows without changing the external ows (because of uncertainty and 3

disturbances in feed rate, boilup, etc.). Also note from Fig. A and that the small time constant ( )is not detectable from the response to changes in reux () and boilup (). oth these responses are almost perfectly tted by a rst order response with time constant. Example. Column A. With the values 94 min and 5 min proposed in Section, (7) becomes dx 0 + 94s @ 0:878 +:s ;0:864 +5s :08 ;:096 +7:3s +5s A d d The agreement between this model and the exact 4st order model is excellent for small perturbations as seen from the simulations in Fig.. The relative error ((G ; G) ~ G ~ ; ) (here is the maximum singular value) between the two time constant model (8) (denoted by G) ~ and the full linear 4st order model (denoted by G) is shown as a function of frequency in Fig. 3. It is clear that G ~ (8) is an excellent approximation of G up to about a frequency of min ;. On the other hand, the one time constant model () which has 94 min, gives a very poor approximation as seen from the dotted line in Fig. 3. Note that without the seemingly negligible \correction terms" +:s +7:3s and the responses to changes +5s +5s in the internal ows would have a time constant of 94 min instead of the observed 5 min (Fig. C). In the literature each transfer matrix element in (8) is often approximated by a rst-order lag with time delay (ge ;s ( + s)) where g is obtained by matching steady-state data. It is clear that, unless special care is taken, it is very unlikely that such a model will be able to capture the dierence in time constants between external and internal ows. 4. OSERATIONS OF INITIA RESPONSE Fig. 4 and 5 show the response in product compositions to small and large changes in the external (Fig. 4) and internal ows (Fig. 5): The initial responses yd x and are almost independent of the magnitude of, although the steady-state behaviorisentirely dierent. yd (8) x and are the responses to a unit change in, and we will call them the unit responses. Fig. 5 indicates that the initial unit response is independent of the magnitude of and. However, are these initial unit responses also independent of operating conditions? Within a linear framework, one way of studying the eect of changing operating conditions, is to study how the linearized model changes with operating conditions. To this end consider column A and C. These actually represent the same column, but at two entirely dierent operating conditions. The product composition for column A are ; y D x 0:0. Column C is obtained by changing D/F from 0.500 to 0.555, which yields ; y D 0:0 and x 0:00. The steady-state values of the scaled gains are drastically dierent for columns A and C. (The unscaled gains are even more dierent). Fig. 6 shows the relative dierence between the linearized scaled models for column A and C the models are almost identical at higher frequencies. This implies that, even though the steady-state behavior is quite dierent, the initial response in terms of scaled (logarithmic) compositions is similar. The objective of the reminder of the paper is to explain these observations. 5. PREDICTED INITIA RESPONSE In this section we want to explain why ) The initial unit response of ( may bey D or x ) is independent of the magnitude of and. ) The initial unit response of is independent of the operating point if relative (logarithmic) compositions are used. Assume constant molar ows and constant holdup. The component material balance for tray i at steadystate is M i _ 0 i (+ ; )+ i (y i; ; y i ) (9) Assume a step change is made in i and i such thattheows for t >0are i + i and i + i. Immediately following this change the values of the product compositions are unchanged. Thus we have for t 0 + : M i _ ( i + i )(+ ; )+( i + i )(y i ; y i ) (0) Subtracting the steady-state (9) yields (Rademaker et al., 975, p.9) (t 0 + ): M i _ (+ ; ) i +(y i; ; y i ) i () _ given by this equation is equal to the initial slope of the response for. Note that () is linear in i and i. This explains why the initial unit responses are independent of the magnitude of and as was observed in Fig. 4 and 5. 4

We now want to prove claim ) above. To this end use the steady-state relationship (9) to rewrite the expression () for the initial slope of the response. Alternatively _ d ln ( + ; ) dt M i i ; i i i _ ; d ln( ; ) ( ; ; + ) i ; i i ; dt M i ; i Consider a binary mixture and let denote the mole fraction of light component. It is easily shown that the near the bottom of the column the ratio xi+ in (a) is ) almost the same for any tray i and ) only weakly dependent on operating conditions. Similarly, the ratio ;xi+ ; in (b) is nearly constant near the top of the column. Consequently, if the logarithm of the composition is used then the initial unit responses are nearly independent of operating conditions and the entire top or bottom of the column has almost the same response. On the other hand, the slope of the initial unit response is not independent of the operating point if composition are measured in terms of mole fractions. To show that the ratio xi+ is nearly constant near the bottom of the column, assume that the equilibrium line operating lines are linear. y i K (3) + y i + x (4) These assumptions are reasonable for high-purity columns. and denote the vapor and liquid ows in the bottom of the column. Combining (3) and (4) yields + (a) (b) K + x (5) The second term is negligible as we go up the column and it is also small near the bottom for columns with >.We get + K (6) Thus xi+ ; K and is ) independent of the tray location and ) only weakly dependent on the operating point (since are only weakly dependent on the operating point). Substituting (6) into (a) yields ottom part _ : K (t 0 + ; i ; i ) M i (7a) A similar expression is derived for the top part where ( ; y i ) ( ; )K T Top part (t 0 + ) : _ ; () T i ; ; M i K T T i (7b) Range of alidity. From the derivation of(7)we see that the approximation is most likely to hold for highpurity columns with large reux. Note that for the case of constant relativevolatility wehave K K T. This is used in the following example. Example. Column A. The slopes of the initial unit response to obtained using (7a) and (7b) with M i F 0:5 min are _x x ; 0:0 M i 0:5 (3: :5 ; ) 0:0060 (8a) 3:7 _y D ; y D M i ; () T 0:0 0:5 3::7 ( ; )0:004 (8b) :5 These are very close to the observed values in Fig. 5. Implications for control purposes. Equations (7) show that the initial response in terms of logarithmic (relative) compositions is independent of operating point. The implication of these ndings for control purposes is obviously that Y D ln( ; y D ) and X lnx (9) 5

should be used as controlled outputs if signicant variations in product compositions are expected. This has also been suggested previously by Ryskamp (98), but without justication. 6. RGA AT HIGH FREQUENCY ; We want to estimate ; gg g g (j!) at high frequency. Note that g g (@x @) (@x @ ) and g g (@y D@) (@y D @ ) (0) At high frequency these ratios are given by the ratio between the slopes of the initial response of x (and y D ) to changes in and. ; From (7a) and (7b) ; we get (these apply to the entire bottom and top part of the column) g g g () ; and g () ; and we derive T g g g g () ( ) T ( ) () Note that this derivation does not depend on the amount of holdup in the column. For the case of constant molar ows and feed as liquid ( T + F T )therga becomes Feed liquid : () + F () For the three examples the agreement between the RGA-values estimated from () and those obtained from the full linearized model is amazing: Column ()observed + (eq:) F A 3:708 3:706 C 3:738 3:737 D :78 :96 7. ESTIMATION OF The ability to estimate the RGA at high frequency suggests that may be estimated by matching the RGA-value at high frequency. The two-time constant model (7) yields g g g g () g ( g+g ; g ) g ( g+g ; g ) ( + g g ) ; (3) ( + g g ) ; The ratio may be estimated by equating (3) and (). For the case of constant molar ows and feed liquid we derive Feed liquid : F g ; g + g g + g g This ratio is 0.09, 0.40 and 0.8 for the three example columns. The ratio for column A (0.09) is reasonably close to the one (594 0:077) which was obtained in Section and 3 when tting the two-time constant model to observed responses. 8. DISCUSSION The main advantage of the simple model (7) is that it gives a good description of both the low- and highfrequency behavior of distillation columns. Such models were not available in the literature. The traditional approach has been to use a model which matches the steady-state gains, but which is not necessarily accurate for high-frequencies. The other extreme is to match the high-frequency gains (Rademaker et al., 975, p. 37). (7) provides a link between the low- and high-frequency regions. (7) was derived by considering the fundamental dierence between external and internal ows, both at steady state and dynamically. The parameters in (7) are the steady state gains, the dominant rst-order time constant associated with the external ows, and the rst-order time constant associated with the internal ows. and can be estimated from the steady-state data using () and (4). (4) was derived based on matching the highfrequency behavior. The traditional approach to modelling distillation columns is to approximate each transfer function by a rst-order lag and a time delay (ge ;s ( + s)) where g is obtained by matching the steady-state gains. It is very dicult to obtain a good model for high-purity columns which captures the dierence between external and internal ows using this approach. Furthermore, it is unlikely that the correct behavior at high frequency 6 (4)

(for example, the RGA) is obtained. Kapoor et al. (986) have suggested to base the controller design on a model for the \perturbed" steady-state. This model is more likely to yield a reasonable high-frequency behavior. However, such \tricks" are unnecessary if one uses a model, for example (7), which accurately describes both the low and high frequency behavior. References Kapoor, N., T. J. McAvoy and T. E. Marlin, \Eect of Recycle Structure on Distillation Tower Time Constants," AIChE Journal, 3, 3, 4-48 (986). McNeill, G. A. and J. D. Sachs, \High Performance Column Control", Chemical Engineering Progress, 65, 3, 33-39 (969). Moczek, J. S., R. E. Otto and T. J. Williams, \Approximation Model for the Dynamic Response of arge Distillation Columns", Proc. nd IFAC Congress, asel (963). Rademaker, O., J. E. Rijnsdorp and A. Maarleveld, \Dynamics and Control of Continuous Distillation Units", Elsevier, Amsterdam (975). Ryskamp, C. J., \Explicit ersus Implicit Decoupling in Distillation Control" Proc. Chemical Process Control, Sea Island, Georgia, Jan. 8-3 (98) (T. F. Edgar and D. E. Seborg, eds., United Engineering Trustees (98) (available from AIChE). Rosenbrock, H. H., \The Control of Distillation Columns", Trans. Inst. Chem. Engrs., 40, 35-53 (96) Shinskey, F.G., Distillation Control, nd Edition, McGraw-Hill, New York (984) Skogestad, S. and M. Morari, \Implication of arge RGA-Elements on Control Performance", paper 6d, AIChE Annual Mtg., Miami each (986). Skogestad, S. and M. Morari, \The Dominant Time Constant for Distillation Columns", submitted to Comp. and Chem. Eng. (987a). Skogestad, S. and M. Morari, \Control Conguration Selection for Distillation Columns", submitted to AIChE J. (987b). Wahl, E. F. and P. Harriot, \Understanding and Prediction of the Dynamic ehavior of Distillation Columns", Ind. & Eng. Chem. Proc. Des. & Dev., 9, 396-407 (970) 7

Column z F N N F ; y D x DF F G S (G ) 87:8 ;86:4 A 0:5 :5 40 0:0 0:0 0:500 :706 35: 08: ;09:6 6:03 ;6:0 C 0:5 :5 40 0:0 0:00 0:555 :737 7:53 9:9 ;0:7 4:585 ;4: D 0:65 : 0 39 0:005 0:0 0:64 :86 58:7 :70 ;:3 Table. Steady-state data for distillation column examples. Also given: the scaled (outputs: dy D ; yd o and dx x o ) gain matrix (GS ) and and the,-element oftherga. Figure captions. Figure. Two-product distillation column with single feed and total condenser. Figure. Column A. Responses to small changes in external (A & ) and internal (C) ows. Dotted lines for A & : First order model () with time constant 94 min. Dotted line for C: First order model (4) with time constant 5 min. Figure 3. Column A. Relative dierence between low order model ~ G and 4st order plant G.Thetwo time constant model (8) provides an excellent approximation, while the one time constant model () is poor at high frequency. Figure 4. Column A. Unit responses to a small and large increase in reux. The initial unit response is almost independent of the magnitude of, but the steady-state behavior is entirely dierent. Figure 5. Column A. Unit responses to a small and large increase in internal ows. Figure 6. The scaled linear models for column A and C are entirely dierent at low frequency, but almost identical at higher frequencies. 8