Saturation of inertial instability in rotating planar shear flows

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J. Fluid Mech. (27), vol. 583, pp. 413 422. c 27 Cambridge Universit Press doi:1.117/s2211276593 Printed in the United Kingdom 413 Saturation of inertial instabilit in rotating planar shear flows R. C. KLOOSTERZIEL, 1 P. ORLANDI 2 AND G. F. CARNEVALE 3 1 School of Ocean & Earth Science & Technolog, Universit of Hawaii, Honolulu, HI 96822, USA 2 Dipartimento di Meccanica e Aeronautica, Universit of Rome, La Sapienza, via Eudossiana 18, 184 Roma, Ital 3 Scripps Institution of Oceanograph, Universit of California, San Diego, La Jolla, CA 9293, USA (Received 24 Januar 27 and in revised form 26 April 27) Inertial instabilit in a rotating shear flow redistributes absolute linear momentum in such a wa as to neutralize the instabilit. In the absence of other instabilities, the final equilibrium can be predicted b a simple construction based on conservation of total momentum. Numerical simulations, invariant in the along-stream direction, suppress barotropic instabilit and allow onl inertial instabilit to develop. Such simulations, at high Renolds numbers, are used to test the theoretical prediction. Four representative examples are given: a jet, a wall-bounded jet, a mixing laer and a wall-bounded shear laer. 1. Introduction Planar shear flows in a rotating environment are subject to both inertial and barotropic instabilities. A schematic illustrating the basic problem and geometr is shown in figure 1(a). The basic horizontal-shear flow u = U() is indicated b the arrows pointing in the x-direction. The sstem rotates about the z-axis with angular rate Ω = f/2, where f is the Coriolis parameter. Inertial instabilit produces perturbation vorticit aligned along the x-direction, resulting in overturning motions in the (,z)-plane. Barotropic instabilit produces vorticit aligned along the z-direction resulting in meandering and possible breakup of the jet. Occurring simultaneousl, these instabilities ma lead to ver complicated flows. The effects of either instabilit acting alone can be analsed separatel b imposing smmetries on the developing flow. Allowing no along-stream (x) variation would permit onl the inertial instabilit to develop. Simulations subject to this restriction prove valuable tools in the analsis of the inertial instabilit. Shen & Evans (1998) and Griffiths (23a) are recent studies based on this method that have revealed much about the nonlinear evolution of the inertial instabilit in planar shear flows. Depending on the initial velocit profile, the inertial instabilit ma be dominant and act for a considerable time without the barotropic instabilit coming into pla. Shen & Evans (1998) argue that this is the case for strong shear currents in the oceans upper mixed laer. The model these currents with shear flows of high Rossb number, Ro > 1, where Ro = U/fL with U and L being characteristic velocit and length scales. The find that the inertial instabilit is dominant with a growth rate at least

414 R. C. Kloosterziel, P. Orlandi and G. F. Carnevale (a) m (b) z m c Ω x U() l a b r Figure 1. (a) Schematic of the rotating channel indicating the basic current U()andtwotpes of instabilities (inertial and barotropic). (b) Schematic showing how to construct the predicted momentum distribution (thin solid curve) from the initiall unstable distribution (thick solid curve). The initiall unstable region is a << b, that is where dm/d>. Equilibration sets m = m c over the wider range l << r. twice that of the barotropic instabilit. This was confirmed in full three-dimensional simulations (Shen & Evans, 22). Even if the initial conditions are such that the two tpes of instabilities grow together, or if the barotropic instabilit dominates, it is still interesting to understand what the effects of the inertial instabilit acting alone would be. It ma be that this instabilit helps maintain the vorticit structure of the products of barotropic instabilit when that instabilit is dominant. For these reasons, it is important to understand the long-term equilibration of flows subject to inertial instabilit acting alone. Shen & Evans (1998), Griffiths (23a) and other x-invariant studies have gone a long wa toward this end. Here we present a method for predicting the final equilibrated state and test it against x-invariant numerical simulations. The condition for inertial instabilit in an inviscid fluid depends on the gradient of the absolute linear momentum of the flow, m() =U() f (Charne 1973; Holton 1992). If f dm/d>, an inviscid flow is inertiall unstable. This requires sufficientl strong anti-cclonic shear, du/d>f. We will show that an unstable flow adjustsinsuchawaastosetdm/d = over a range of that can be predicted based on a simple construction. The range over which equilibration occurs, that is where m becomes constant, is generall larger than the initial instabilit range. The idea for this new construction is based on a previous stud of inertial instabilit of vortices (Kloosterziel, Carnevale & Orlandi 27) in which we found that the range of equilibration could be determined b total angular-momentum conservation. For planar shear flows, the construction will instead be based on conservation of total linear momentum. The construction can best be explained b considering a tpical example, such as the jet-like flow shown in figure 1(a). The corresponding momentum distribution m() is shown as the thick solid curve in figure 1(b). The vertical dashed lines indicate the instabilit region a << b where dm/d>. We draw a horizontal line (at level m = m c ) from a point on the initial profile ( l,m c ) to the left of the instabilit region (see figure 1b), to a point ( r,m c ) on the profile to the right of the instabilit region. For a simple flow with an m-distribution as in figure 1(b) (with a single minimum adjacent to a maximum), m c, l and r are uniquel determined b the constraint of

Saturation of inertial instabilit in rotating planar shear flows 415 total momentum conservation, i.e. b r (m c m())d =. (1.1) l For < l and > r the momentum distribution remains unchanged. B construction, the predicted momentum distribution m() has the same total momentum as the original unstable profile. In the region of constant m = m c ( l r ), the predicted equilibrated velocit is u()=m c + f, while outside this region it is unchanged, i.e. u()=u(). In the examples discussed below, the values of m c, l and r were determined with a simple search algorithm. Another wa to describe the instabilit condition is that fqmust be less than zero for instabilit, where Q = ω z + f is the potential vorticit of the flow. In x-invariant flow, Q = u/ + f, and setting m equal to a constant is equivalent to setting Q =. The important point is that our construction predicts the limits of the region over which Q = in equilibrium. 2. Illustrative examples We test the predictions of our construction against numerical simulations of the Navier Stokes equations in four cases: a Gaussian jet, a wall-bounded jet, a mixing laer and a wall-bounded shear laer. The method of simulation is a channel model based on the staggered mesh scheme. The model is described in detail in Orlandi (2). For the present purposes, the numerical code is modified to simulate flows invariant in the along-stream (x) direction. Thus, although there are three velocit components, the onl depend spatiall on the cross-stream variable and the vertical variable z. The flow is periodic in the vertical direction, while the computational domain in the -direction is terminated b free-slip vertical walls. Onl free-slip walls are used since no-slip walls do not conserve momentum. The initial velocit field was constructed from the basic velocit field plus a random perturbation. The perturbation was applied in all three velocit components and at all points in the domain. The root mean square amplitude of the perturbation was.1% of max( U ). Our prediction is expected to be valid for large Renolds numbers where inertial effects dominate viscous effects. B comparison between simulations with different resolutions, we found that a resolution of 513 513 grid points would satisfactoril resolve the flow at the highest Renolds numbers reported here. This resolution was used in all examples that follow. 2.1. A Gaussian jet Our first example is the Gaussian jet U() =U exp( 2 /2σ 2 ), (2.1) where U is the maximum velocit and σ the width (standard deviation) of the profile. We use these velocit and length scales to define the Renolds number Re = U σ/ν.in the following discussion, all quantities have been non-dimensionalized with the length scale σ and the time scale 1/f. In figure 2(a), we show the evolution of the verticall averaged momentum m for the jet with U = 5 and Renolds number Re = 5. The initial distribution is drawn as a thick dashed curve. The instabilit region is where the slope of this curve is positive. The predicted equilibrium profile is the thick solid curve. The thin curves represent intermediate times. Tpicall, there is a rapid change of the distribution as it approaches the predicted equilibrium (see the thin dashed line

416 R. C. Kloosterziel, P. Orlandi and G. F. Carnevale 5 (a) 5 (b) m 4 3 t = t = 2 t = 1 Re = 5 Re = 1 Re = 2 2 6 4 2 r 5 6 3 3 r Figure 2. Profiles of the verticall averaged momentum m for the Gaussian jet with U =5. The simulation was performed on the domain [ 8 8] [ 8 z 8] with free-slip walls at = 8 and =+8.(a) Evolution in time for the case Re = 5. (b) Comparison at t = 4 of profiles with Re = 2, 1 and 5. at t = 2), followed b a slow viscous-dominated diffusion of the distribution (see the thin solid line at t = 1). Additional simulations were performed for a wide range of Renolds numbers. Figure 2(b) shows the equilibrated profiles at t =4forRe = 2, 1 and 5. With increasing Re, the prediction is better approximated. Similar results were obtained b Griffiths (23a) for zonal stratified flow on an equatorial β-plane. He showed that in a range of equilibration, for increasing Re, the final potential vorticit in his simulations approached ever closer to zero. The process that achieves the mixing of momentum m is illustrated in the horizontal vorticit (ω x ) contour plots in figure 3(a c), for the case Re = 1. During the initial exponential phase of the growth of the perturbation, a vertical stack of vortices of alternating sign is formed within the inertiall unstable region, that is where dm/d> (between the thick vertical dashed lines in figure 3a). This is just as expected from linear theor (see Ooama 1966). These vortices represent the fastest growing perturbations, and their vertical scale decreases with increasing Re. Theare overturning motions in the (,z)-plane. As these vortices amplif in strength, nonlinear interactions result in the pairing of oppositel signed vortices, forming dipoles. The dipoles self-advect to the right or left depending on their initial orientation. The propagate outside the instabilit region. Mutual interactions result in a turbulent flow with dipoles moving in various directions. This is seen in figure 3b (t = 14). Note that onl half of the computational domain is shown and that there are twice as man dipolar structures than are shown. We chose a moderate value Re = 1 for this example in order to clearl visualize these dipoles. For much larger Re, thereare far more dipoles and the are more difficult to present, unless a far smaller portion of the domain (in the vertical) is shown. Similar pairing and propagation of these vortices in the (,z)-plane have previousl been found b Griffiths (23b) in a stud of inertial instabilit on the equatorial β-plane. There is an analogous evolution in the instabilit of a vortex aligned along the rotation axis (Kloosterziel et al. 27) where the perturbation appears as toroidal vortices encircling the initial vortex (for laborator examples of such toroidal vortices see Afanasev & Peltier 1998). The strongest dipole activit tends to be limited to the predicted equilibration range,

Saturation of inertial instabilit in rotating planar shear flows 417 (a) (b) (c) 4 (d) (e) ( f ) z 4 5 3 Figure 3. (a c) The vorticit field ω x :(a) t = 1, ω =.9, (b) t = 14, ω =1.7, (c) t = 1, ω =.5; solid/dashed contours represent positive/negative ω x.the ω are the contour increments. The thick dashed vertical lines delimit the instabilit region. The thick solid vertical lines delimit the equilibration range. (d f ) The momentum field m at (d) t = 1, (e) t = 14, (f) t = 1 with contour increments m =.5. In this example Re = 1. Onl a part [ 5 3] [ 4 z 4] of the full computational domain [ 8 8] [ 8 z 8] is shown. although there is some penetration beond the limits of that range. At longer times, there is ver low-amplitude vorticit evident everwhere (see panel (c) at t = 1), but this vorticit just continues to deca. The corresponding evolution of the m-field is illustrated in figure 3(d f). The earl growth of the vortices results in the wave-like pattern in the momentum contours within the instabilit region (panel d). The effect of the dipoles in creating regions of low and high strain and generall mixing momentum is seen in panel (e). The effect of the dipoles penetrates well beond the instabilit region, strongl affecting the whole region where change is predicted. In panel (f), the flow is shown at t = 1. At this late time, the contours of m are all nearl vertical (so that m and, hence, u has become virtuall depth independent). But, a waviness that oscillates in time along these contours persists for some time. The region of well mixed m is evident. The example shown in figure 3 is representative of moderate- and high-re flows where nonlinear processes dominate the evolution. At lower Re, we find that, in the earl stages of the evolution, the regular stack of alternating vortices still forms (as in figure 3a), but the vortices do not pair and translate. Instead, the deca in place, and the evolution is then dominated b viscous diffusion. The example shown in figure 2(b) forre = 2 is such a case.

418 R. C. Kloosterziel, P. Orlandi and G. F. Carnevale 5 (a) 5 (b) m t = t = 1 t = 4 Re = 5 Re = 1 Re = 4 2 1 1 4 2 2 4 Figure 4. Profiles of the verticall averaged momentum m for the wall-bounded Gaussian jet with U = 5 from the simulation on a domain [ 2 6] [ 8 z 8]. The position of the free-slip wall at = 2 is indicated b a thick vertical line. (a) Evolution in time for the case Re = 5. The predicted velocit is shown as a thick solid curve and the initial condition as a thin dotted curve. The prediction for the full mixing laer is included as a thick dashed line for comparison (compare figure 2). (b) m profiles at t =4 for Re = 4, 1 and 5. Viscous dissipation will eventuall drain all of the energ for an finite Re. However, for the high-re simulations discussed here, the energ loss is rapid during the inertial instabilit and then slow thereafter. It is the rapid adjustment phase that is of interest to us and not the slow viscous deca. Thus, it is interesting to compare the energ loss from the rapid adjustment phase with the predicted energ loss. Simple models of flows based on piecewise-linear velocit fields show that the predicted equilibrium velocit field alwas has less energ than the initial unstable field. We do not have a proof that our construction obes this rule for arbitrar velocit profiles, but since these ma be approximated b piecewise-linear profiles, it seems reasonable to suppose that an energ loss will alwas be predicted. For the Re = 5 run discussed above, the predicted energ loss is 28 %, while the observed loss at t = 4, just after the rapid adjustment, is 23 %. 2.2. Wall-bounded jet If, instead of the full jet discussed above, we consider a jet bounded b a free-slip wall, the construction for predicting the equilibrium flow ma need to be modified. If the wall is inserted at > l where l is the left end of the equilibration region for the full jet, then one end of the new equilibration region will bounded b the wall. Thus we set the new l at the wall and follow the same procedure as before to predict the new m c. This will be different from the full jet case, because the momentum that had been to the left of the wall is no longer available for mixing. For example, consider inserting a wall at = 2 in the Gaussian jet (2.1) with the profile shown in figure 2. Since the relativel low-amplitude momentum that was redistributed from < 2 in the full-jet case is no longer available, the new m c will be larger. The construction for the wall-bounded jet is shown in figure 4(a). The initial jet momentum is drawn as a thin dotted line. The prediction is superimposed as a thick solid curve. The horizontal thick dashed line indicates the predicted momentum m c for the full jet (from figure 2). As anticipated, the new level for m c in the wall-bounded jet is higher than in the full-jet case. In terms of velocit, this change in m c implies that the velocit in the equilibration region will be higher in the wall-bounded case than in the full-jet case.

Saturation of inertial instabilit in rotating planar shear flows 419 2 (a) 2 (b) m 2 t = t = 14 t = 5 4 2 2 4 2 Re = 1 Re = 4 Re = 8 4 2 2 4 2 (c) 2 (d) u t = t = 14 t = 5 Re = 1 Re = 4 Re = 8 2 4 2 2 4 2 4 2 2 4 Figure 5. Profiles of the verticall averaged momentum m and velocit u for the mixing laer with U = 2 from a simulation on a domain [ 16 16] [ 16 z 16]. (a) Evolution of m for the case Re = 1. (b) Comparison of m profiles at t = 1 for Re = 8, 4 and 1. (c) Evolutionofu for the case Re = 1. (d) Comparison of u profiles at t = 1 for Re = 8, 4 and 1. In each panel, the initial profile is the thick dashed curve and the predicted profile is the thick solid curve. Also shown is the verticall averaged momentum at times t = 1 and 4. Relaxation occurs ver rapidl between t =1 and t = 15. The profile at t = 15 (not shown) is ver close to that at t = 4. In panel (b), we show the profile at t = 4 for different Re. This demonstrates the tendenc to approach the prediction in the limit of high Re. Thepredictedenerglossforthiscaseis1%,andbt = 4 the observed loss was 12 %. 2.3. Mixing laer An important example of a planar shear flow, rather different from the Gaussian jet, is the horizontal mixing laer. Here there are two oppositel directed currents with a sharp velocit gradient between. A model for such a flow is u = U erf(/σ). (2.2) The momentum distribution for U = 2 is shown in figure 5(a, b), as a thick dashed line. Although the momentum distribution is rather different from the jet case, the construction can be applied in a straightforward manner. The prediction is that,

42 R. C. Kloosterziel, P. Orlandi and G. F. Carnevale in the equilibration range, the momentum will be mixed to m c =. With U =2, the equilibration range will be 2 << + 2. Beond that range, the momentum distribution remains the same as in the initial state. The prediction is shown as a thick solid curve in panels (a) and(b). In the evolution of the verticall averaged momentum distribution, there is not much change before t = 5. Then the profile is rapidl transformed from the initial (thick dashed curve) toward the prediction (thick solid curve). The dotted curve in panel (b) shows the profile at t = 14, an intermediate time during this phase of the evolution. B time t = 2 (not shown) the profile approximates the prediction fairl well. The effect of varing the Renolds number on the equilibrated state is illustrated in panel (b). For all Re, the equilibrated flows have dm/d everwhere. In the equilibration region, the prediction is more closel approximated the higher the value of Re. However, note that there is some mismatch at the highest Re (Re = 1 ) just beond the equilibration region. The evolution of the velocit profile for Re = 1 is illustrated in figure 5(c). The thick dashed line shows the initial velocit profile and the thick solid line the prediction. In panel (d), we see that the verticall averaged velocit better approximates the prediction in the equilibration range as Re increases. However, for the highest Re, there is an overshoot just outside the equilibration range. The overshoot is related to the mismatch between the verticall averaged momentum and the prediction as seen in figure 5(b). Regarding the energ balance, in this case the final predicted velocit magnitude is everwhere less than or equal to the initial value. Thus it is clear that there is a net energ loss. The percentage change will depend on how much of the domain is included in the energ calculation. Computing energ just in the region with 4 <<4 gives a predicted loss of 17 %, while the observed loss at t =5 (Re = 1 ) was 15 %. 2.4. Wall-bounded shear Given the smmetr of the mixing laer (2.2) about =, one might naivel think that inserting a free-slip wall at = would not change the evolution toward the equilibrated flow on either side of the wall. However, from the point of view of momentum mixing, this cannot be, as we can see in figure 6. Negative momentum from < is no longer available for mixing with the positive momentum in the instabilit region where dm/d>. Thus the predicted equilibrium m c will have to be higher than in the full-mixing-laer case. Mixing m to a constant value m c > can be accomplished b mixing the momentum with m<m c at small with higher momentum found within and just beond the instabilit region. The resulting prediction, shown in figure 6 as a thick solid curve, should be compared to the full-mixing-laer prediction (thick dashed curve). The new predicted mixed region is narrower than before. The resulting predicted velocit no longer vanishes at = (where we put the no-slip wall). Throughout the equilibration range, the new velocit is larger than the equilibrium velocit for the positive- side of the full mixing laer. Verticall averaged profiles for the case with Re = 1 at t =13 and t = 2 are also shown. In this simulation there is relativel little change in the profile before t = 1. Relaxation occurs ver rapidl between t =1 and t = 2. From t =2 to t = 1, the profile does not change significantl. Again there is some overshoot compared to the prediction just beond the end of the equilibration range. In terms of energ change, the predicted loss in the domain <<4 is.8 %, while the observed loss at t =2(Re = 1 ) is.9 %.

Saturation of inertial instabilit in rotating planar shear flows 421 1 m t = t = 13 t = 2 1 1 2 3 Figure 6. Evolution of the verticall averaged momentum m for the wall-bounded shear laer with U = 2 from a simulation at Re = 1 on a domain [ 4] [ 4 z 4]. The predicted velocit is shown as a thick solid curve and the initial condition as a thin dotted curve. The prediction for the full mixing laer is included as a thick dashed line for comparison (compare figure 5). The free-slip wall at = is indicated b a thick vertical line. 3. Conclusion We have introduced a simple construction that predicts the equilibrium toward which inertial instabilit acting alone will drive a rotating planar shear flow at large Re. The prediction is strictl valid onl if the dnamics is restricted to be invariant in the along-stream direction. If this smmetr condition is relaxed, barotropic instabilit ma compete with inertial instabilit. However, the present work contributes a new understanding of the tendenc of the inertial instabilit operating in isolation. This can help analse the competition between inertial and barotropic instabilities in the unrestricted dnamics. The construction is based on total linear momentum conservation. For simple flows, the constant value m c to which momentum is mixed is easil determined. The prediction also gives the limits of the cross-stream range in which equilibration occurs. This is generall wider than the initial instabilit region. The velocit profile within this range follows from u = m c +f. Outside this range, our prediction is that the velocit profile will be unchanged. We have tested the prediction for four different tpes of flow and found that within the equilibration range it is approached ver well as Re is increased. However, in some cases, just beond the equilibration range, we observe a tendenc to somewhat overshoot the prediction for large Re. The magnitude of the overshoot tends to increase with Re for a given time, although for a given Re it eventuall decreases with time. The overshoot is caused b dipolar vortices in the (,z)-plane which propagate somewhat beond the predicted equilibration range. Perhaps the spikes of potential vorticit found after equilibration in the zonall smmetric simulations b Griffiths (23a, figure 8) on the equatorial β-plane are analogous to these overshoots. At this point we can onl speculate on the t behaviour in the Re limit. On the one hand, the construction ma prove perfectl valid. On the other, although the prediction ma prove valid in the predicted equilibration range, m ma also be mixed to a constant value beond that range, and then the final energ will be greater than that suggested b our construction. In fact, b mixing sufficientl far beond the equilibration range, one can achieve a

422 R. C. Kloosterziel, P. Orlandi and G. F. Carnevale stead state with the same energ as in the initial unstable state (at the expense of introducing discontinuities in u). R. C. K. acknowledges support from the National Science Foundation (grants OCE 1-28991 and 5-2633), G. F. C. acknowledges support from the National Science Foundation (grants OCE 1-2931 and 5-25776), the Ministero Istruzione Universita e Ricerca (MIUR D. M. 26.1.1 n. 13) and the San Diego Supercomputer Center. REFERENCES Afanasev, Y. D. & Peltier, W. R. 1998 Three-dimensional instabilit of anticclonic flow in a rotating fluid: Laborator experiments and related theoretical predictions. Phs. Fluids 1, 3194 322. Charne, J. G. 1973 Lecture notes on planetar fluid dnamics. In Dnamic Meteorolog (ed. P. Morel). Reidel. Griffiths, S. D. 23a The nonlinear evolution of zonall smmetric equatorial inertial instabilit. J. Fluid Mech. 474 245 273. Griffiths, S. D. 23b Nonlinear vertical scale selection in equatorial inertial instabilit. J. Atmos. Sci. 6, 977 99. Holton, J. R. 1992 An Introduction to Dnamic Meteorolog. Academic Press. Kloosterziel, R. C., Carnevale, G. F. & Orlandi, P. 27 Inertial instabilit in rotating and stratified fluids: barotropic vortices. J. Fluid Mech. 583, 379 412. Ooama, K. 1966 On the stabilit of the baroclinic circular vortex: a sufficient condition for instabilit. J. Atmos. Sci. 23, 43 53. Orlandi, P. 2 Fluid Flow Phenomena: A Numerical Toolkit. Kluwer. Shen,C.Y.&Evans,T.E.1998 Inertial instabilit of large Rossb number horizontal shear flows in a thin homogeneous laer. Dn. Atmos. Oceans 26, 185 28. Shen,C.Y.&Evans,T.E.22 Inertial instabilit and sea spirals. Geophs. Res. Lett. 29, 21 24.