Derived equivalences and stability conditions (mainly for K3 surfaces)

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Derived equivalences and stability conditions (mainly for K3 surfaces) D. Huybrechts (Bonn) Amsterdam, 14 December 2007

Notation X = smooth projective variety (over C) D b (X ) := D b (Coh(X )) = C-linear triangulated category. General questions D b (X ) D b (Y ) X? Y Aut(X ) Aut(D b (X )) =? Stab(D b (X )) =?

Notation X = smooth projective variety (over C) D b (X ) := D b (Coh(X )) = C-linear triangulated category. General questions. Answers for curves g > 1 D b (X ) D b (Y ) X Y. Aut(X ) Aut(D b (X )) = Z[1] Aut(X ) Pic(X ). Stab(D b (X )) = Gl + (2, R).

Some open problems Birational invariance of D b (X ) ( MMP) Finiteness of Fourier Mukai partners ( MMP) Numerical invariants of D b (X ) ( motivic integration) Construction of autoequivalences ( mirror symmetry) Stability conditions for compact CY threefolds

Birational invariance Conjecture (Bondal, Orlov, Kawamata) X K Y X D Y. X K Y : X Z Y birational with π X ω X π Y ω Y. X D Y : D b (X ) D b (Y ). Special case Birational CYs are derived equivalent. Surfaces: OK Standard flop: OK (Bondal, Orlov) CY-threefolds: OK (Bridgeland) Hyperkähler manifolds: special cases OK (Kawamata, Namikawa) Remark - X D Y, but X K Y : abelian varieties, K3 surfaces, CY-threefolds (Borisov, Caldararu) - X Y, X D Y, but not X K Y (Uehara)

Finiteness of FM partners Conjecture (Kawamata) For any X there exist only finitely many Y D X (up to isomorphism). Surfaces: OK (Bridgeland, Maciocia) Abelian varieties: OK (Orlov) Conjecture (Morrison) For any CY-threefold X there exist only finitely many Y K X (up to isomorphism).

Numerical invariants Known D b (X ) D b (Y ) p q=k hp,q (X ) = p q=k hp,q (Y ) Conjecture (Kontsevich) D b (X ) D b (Y ) h p,q (X ) = h p,q (Y ) Theorem (Batyrev, Kontsevich) X K Y h p,q (X ) = h p,q (Y ) motivic integration? X K Y X D Y? h p,q (X ) = h p,q (Y )

Definition T = C-linear triangulated category (e.g. T = D b (X )) Fix K(T ) K (rk(k) < ) (e.g. algebraic classes in H (X )). Stability condition σ Stab(T ): = bounded t-structure + additive Z : K C such that: Z(E) = r(e) exp(iπφ(e)) with φ(e) (0, 1] and r(e) > 0, where 0 E A = heart of t-structure. Z satisfies the HN-property: For E A there exists a filtration 0 E n... E 0 = E with F i := E i /E i+1 semi-stable and φ(f n ) >... > φ(f 0 ), i.e. φ(g) φ(f i ) for all 0 G F i. locally finite, in particular P(φ) := {E A semi-stable φ(e) = φ} of finite length.

Space of stability conditions σ Stab(T ) slicing {P(t)} Slice(T ): P(t) T, t R, full-additive with P(t + 1) = P(t)[1] and HN-property. Stab(T ) Slice(T ) K C Topology - Metric topology on Slice(T ): measuring the distance between Z(F 1 ),..., Z(F n ) and Z(F 1),..., Z(F m) for HNF (E i ) and (E j ) of any 0 E T wrt. σ resp. σ - Linear topology on KC. - Product topology on connected components. Theorem (Bridgeland) The projection π : Stab(T ) K C is a local homeomorphism from each connected component Σ to a linear subspace V Σ K C.

Group actions Aut(T ) Stab(T ) Stab(T ), (Φ, σ = (Z, A)) (Z Φ 1, Φ(A)). Stab(T ) Gl + (2, R) Stab(T ) covering K C Gl +(2, R) K C, (Z, g) g 1 Z. Gl + (2, R) Gl + (2, R) universal cover. π 1 ( Gl + (2, R)) Z induced by S 1 = U(1) Gl + (2, R). For k Z can lift exp(iπφ) U(1) to {P(t)} {P (t) = P(t + φ + 2k)}. Example exp(iπ) lifts to the action F F [2k + 1].

Stab(X ) := Stab(D b (X )), K H (X ). Question Stab(X ) for X a CY-threefold, abelian variety, hyperkähler manifold? Curves: OK (Bridgeland, Macri, Okada) Abelian and K3 surfaces: OK (Bridgeland) P n, del Pezzo surfaces (Macri) Special open CY-threefolds (Bridgeland), generic complex tori (Meinhardt)

Examples: Curves C curve, g(c) 1, K(C) = K(D b (C)) = Z Pic(C). Choose K(C) K := Z NS(C) = Z Z. Example: Z : K C, (r, d) d + i r, A = Coh(C). This yields stability condition with A = Coh(C) and P(φ) = set of semi-stable vector bundles E with cot(πφ) = µ(e) = d/r (for φ (0, 1)). Theorem Stab(D b (C)) Gl + (2, R) and Stab KC is universal covering Gl + (2, R) Gl + (2, R).

Curve like For X surface let Coh(X ) Coh (X ) quotient by subcategory of sheaves concentrated in dim < 1. Let T := D b (Coh (X )). Then K(T ) = Z Pic(X ). Consider K(T ) K := Z NS(X ). Example For ω ample class Z(E) := (c 1 (E).ω) + i rk(e) defines a stability function on Coh (X ) with HN-property. So Stab(T ). Remark If Pic 0 (X ) 0, then Gl + (2, R)-orbit is (simply-) connected component. For ρ(x ) > 1 get infinitely many connected components!

Examples: K3 surfaces X K3 surface. Fix K(X ) N(X ) H (X, Z) algebraic classes and ω, B NS(X ) with ω ample, ω 2 > 2. Consider full subcategory A(B + iω) D b (X ) of complexes F 1 F 0 s.t. ker torsion free, µ max (B.ω) and µ min (coker/tors) > (B.ω). Then A(B + iω) is heart of bounded t-structure and Z : A C, Z(E) = exp(b + iω), v(e) is a stability function with HN-property (Bridgeland). Recall, = Mukai pairing and v(e) = ch(e) td(x )

Derived equivalence of K3 surfaces Theorem (Mukai, Orlov) For X and X K3 surfaces: D b (X ) D b (X ) H(X, Z) H(X, Z). Recall H(X ) := H (X ) with Mukai pairing and orthogonal weight-two Hodge structure given by H 2,0 (X ) = H 2,0 (X ). Theorem D b (X ) D b (X ) X X or X moduli space of µ-stable bundles on X. There exist rational B + iω and B + iω such that A X (B + iω) A X (B + iω ) (as C-linear abelian categories).

Action on cohomology Theorem (Mukai) Φ E : D b (X ) D b (X ) Hodge isometry Φ H E : H(X, Z) H(X, Z), α p (q α.v(e)). representation: ρ : Aut(D b (X )) O( H(X, Z)). Question Can one describe image and kernel of ρ? Theorem (Mukai, Orlov, Hosono et al, Ploog): O + ( H(X, Z)) Im(ρ). O + ( H(X, Z)) = subgroup of Hodge isometries preserving the orientation of the positive four-space Re(σ), Im(σ), 1 + ω 2 /2, ω.

Examples of autoequivalences Automorphism f : X X Φ E := f : D b (X ) D b (X ), E = O Graph(f ) Φ H E = f. Shift: Φ E : F F [1], E = O [1] Φ H E = id. Line bundle twist: L Pic(X ) Φ E : F F L, E = L. Φ H E = ch(l). Spherical twist: E D b (X ) with Ext (E, E) = H (S 2, C) Φ E = T E, E = Cone(E E O ). Φ H E = s v(e) = reflection in hyperplane v(e). Universal family E Coh(X M) of stable sheaves with dim M = 2 and M projective. Sometimes X M.

Bridgeland s conjecture Let Σ Stab(X ) be component containing A(B + iω). Theorem (Bridgeland) Σ P + 0 (X ), σ Z is a covering map. P + (X ) {ϕ N(X ) C Re(ϕ), Im(ϕ) positive plane} connected component containing exp(b + iω). P + 0 (X ) := P+ (X ) \ δ δ, where = {δ N(X ) δ 2 = 2}. Conjecture (strong form) (Bridgeland) Σ Stab(X ) is the only connected component and Σ is simply connected. Consequence There is a short exact sequence 0 π 1 (P + 0 (X )) Aut(D b (X )) O + ( H(X, Z)) 0.

Theorem (H., Macri, Stellari) Suppose Pic(X ) = 0. Then Σ is simply-connected. Aut(D b (X )) = Aut(X ) Z[1] ZT O. Theorem (H., Macri, Stellari) If X is projective, then ( ) Im Aut(D b (X )) O( H(X, Z)) = O + ( H(X, Z)). Szendroi: This is the mirror dual of Theorem (Donaldson) If X is differentiable K3, then Im ( Diff(X ) O(H 2 (X, Z)) ) = O + (H 2 (X, Z)).

Consider smooth family X P 1 (not projective!) with special fibre X = X 0 and formal neighbourhood X Spf(C[[t]]). Encode general fibre X K Spec(C((t))) by abelian category Coh(X K ) := Coh(X )/Coh(X ) t tors. Then Coh(X K ) behaves like K3 surface over C((t)). If X P 1 generic twistor space, then O XK Coh(X K ) is the only spherical object. Consider Φ E Aut(D b (X )) with Φ H E 0 = ±id H 2 id H 0 H4. Using deformation theory for complexes: Theorem (Sketch) E 0 deforms to E K D b (X K X K ) with Φ EK equivalence. Hence Φ EK = TO n K [m]. Corollary Φ E0 and T n O [m] behave identically on H and CH.

Deformation theory of complexes: details Consider extension of X n Spec(R n := C[t]/t n+1 ) to X n+1 Spec(R n+1 ) and perfect complex E n D b (X n ). Let i n : X n X n+1. Theorem (Lieblich, Loewen) There is an obstruction class o(e n ) Ext 2 X (E 0, E 0 ), such that E n+1 D b (X n+1 ) perfect with Li n (E n+1 ) E n exists if and only if o(e n ) = 0. Theorem (H., Macri, Stellari) o(e n ) = A(E n ) κ n. Use Atiyah class A(E n ) Ext 1 (E n, E n Ω Xn ) and Kodaira Spencer class κ n Ext 1 (Ω Xn, O X ).

Chow ring under derived equivalence (in progress) Consider A(X ) := Z[X ] Pic(X ) Z[x] CH(X ) Q, where x C rational curve in X. Theorem (Beauville, Voisin) A(X ) CH(X ) is a subring. Corollary If Φ H E = id, then Φ CH E : A(X ) A(X ). Open Consider E universal family of stable bundles. Is then Φ CH E (A(X )) = A(M)? ( ch(e) A(X ) for any spherical object E D b (X ).)