Principles of Quantum Mechanics

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Principles of Quantum Mechanics - indistinguishability of particles: bosons & fermions bosons: total wavefunction is symmetric upon interchange of particle coordinates (space,spin) fermions: total wavefuncftion is antisymmetric upon interchange of particle coordinates (space,spin) - spin: integer (bosons) & half-integer (fermions) Spin-Statistics theorem (Pauli, Phys. Rev. 1940) Schroedinger Equation & Exchange Problem of two electrons (He atom or H2 molecule): 1) H f(x1,x2) = E f(x1,x2), spatial part 2) no equation for spin part h(s1,s2) spin and space parts are inter-dependent through Pauli Exclusion Principle: f(x1,x2) h(s1,s2) = - f(x2,x1) h(s2,s1) consequence: if x1=x2 and s1=s2 -> total wavefunction is zero (I) f symmetric & h antisymmetric (II) f antisymmetric & h symmetric 1

H2 molecule (I) f symmetric & h antisymmetric f has no nodes (II) f antisymmetric & h symmetric f has nodes electron spin ½ : s= s1,s2: four possible combinations singlet: S=s1+s2=0 1 2-1 2 antisymmetric triplet: S=s1+s2=1 1 2 1 2 1 2 + 2 1 symmetric -> electrons in ATOMS: Total Energy = electron K. E. + electron-ion Coulomb attraction + electron-electron Coulomb repulsion 1s,2s,2p,3s,3p,3d, etc.: othogonal shells-> zero overlap -> electrons avoid each others nodes in spatial wavefunction: spin part is of triplet or higher spin nature Hund's rule (ferromagnetism) (atomic oxygen has spin 1) 2

->electrons in MOLECULES & SOLIDS: Total Energy = (A)single-atom contributions + (B) many-atom effects energy scales: electron K. E. (A+B, uncertainty principle) + electron-ion Coulomb attraction (A+B)+ electron-electron Coulomb repulsion (A+B)+ ion-ion Coulomb repulsion (B) 1) e-i attraction VS i-i repulsion (bonding) 2) kinetic delocalisation of electrons throughout the solid (uncertainty principle) (B) VS electron-electron coulomb repulsion (electrons localise in their atomic shells) (A) S-P BONDED SOLIDS (graphite) s-p bonded solids: s-p orbitals are diffuse -> inter-atomic orbital overlap is stronger than the intra-atomic exchange coupling (Hund) -> electrons are more delocalised than atomic-like symmetric-type -> spatial wavefunction has fewest possible nodes: -> spin wavefunction is low spin: singlet-type (pairing) DIAMAGNETISM: diamond, silicon, graphite, etc 3

TRANSITION METALS (Fe, Co, Ni) 3d orbital of transition metal atoms: more localised extent compared to 3s and 3p states, strong Hund's coupling -> inter-atomic orbital overlap is weaker than intra-atomic ferromagnetic coupling -> electrons preserve part of their atomic spin moment -> solid is magnetic -> depending on coupling between spins: FERROMAGNETISM, ANTIFERROMAGNETISM, PARAMAGNETISM to understand alignment -> kinetic delocalisation (uncertainty principle) + Pauli exclusion principle ferromagnet: alignment of atomic spin 3d shell of Fe: 5 up, 1 dn Co: 5 up, 2 dn Ni: 5 up, 3 dn Fe 1up,5dn Fe 5up,1dn Fe 1up,5dn -> no electron can delocalise: unfavoured configuration antiferromagnet: antialignment of atomic spin 3d shell of Cr : 4 up Mn: 5 up Mn 5up Mn 5up Mn 5up -> no electron can delocalise: unfavoured configuration paramagnet: no coupling between atomic spins 4

TRANSITION METAL OXIDES: FeO, NiO, CoO Fe: 2+ O: 2- -> kinetic delocalisation + Pauli principle Fe O Fe 5 1 5 1 -> partial delocalisation of oxygen electrons Fe O Fe 5 1 5 1 -> full delocalisation of oxygen electrons Fe-Fe 3d orbitals overlap is strongly reduced because of O presence -> insulator SELF-INTERACTION ERROR IN DFT Total Energy[n(r)]= T[n(r)]+Vext[n(r)]+Hartree[n(r)]+ Exchange-Correlation[n(r)] Hartree[n(r)]= dr dr' n(r)n(r') / r-r' -> electron n(r) interact with itself through n(r') Hartree-Fock theory: no self-interaction since the error in Hartree is cancelled exactly by the Fock exchange In DFT, exchange is approximated within the LDA which is not exact -> spurious Hartree contribution is not removed 5

SIE and transition metal ferro- and antiferro-magnets effect of SIE on orbitals: interaction of electron with itself causes the charge distribution n(r) to be more spread out, resulting in a non physical metallisation (electron delocalisation) of the system * s,p metals: LDA works well since the SIE is small * d metals: LDA still gives qualitatively good answers because of their metallicity Fe,Co,Ni: ferromagnetic metals: electrons delocalise through interatomic d-orbitals overlap, SIE is not large i * d insulators: FeO, CoO, NiO: antiferromagnetic insulators Electrons keep their d-orbital character, interatomic d-obitals overlap is poor and therefore SIE is large LDA exchange is wrong: it predicts them to be non-magnetic metals to overcome this problem-> hybrid DFT exchange is the problem. B3LYP= 20 % HF + 80 % DFT(LDA, GGA) % through fitting to large number of molecules 6

SUMMARY * magnetism is due to: Spin + Pauli Exclusion Principle + Coulomb repulsion+ Uncertainty Principle *Fe,Co,Ni: ferromagnetic metals, Hund's coupling of d-orbitals+ electron delocalisation *FeO,CoO,NiO: antiferromagnetic insulators, Hund's coupling of d-orbitals + electron localisation (oxygen) *DFT works well for Fe, Co, Ni, but fails for FeO,CoO,NiO due to SIE possible solution is hybrid DFT: B3LYP 7