Benchmarking the Hartree-Fock and Hartree-Fock-Bogoliubov approximations to level densities. G.F. Bertsch, Y. Alhassid, C.N. Gilbreth, and H.

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Benchmarking the Hartree-Fock and Hartree-Fock-Bogoliubov approximations to level densities G.F. Bertsch, Y. Alhassid, C.N. Gilbreth, and H. Nakada 5th Workshop on Nuclear Level Density and Gamma Strength, Oslo May 19, 215 Motivation --need to know structure of the levels to model dynamic processes; HF and HFB give better windows on the structure than other methods. --computational considerations favor finite-temperature HF and HFB for systematic surveys. --breaking and restoring symmetries is a universal problem of mean-field theory Outline of the talk 1. Thermodynamic consistency 2. The SMMC benchmark nuclei: Dy162 (deformed) and Sm148 (spherical) 3. Canonical vs grand canonical ensembles 4. HF performance in Dy162 5. HFB performance in Sm148

Thermodynamic Consistency ds = de A sum rule for the canonical entropy: Z E(1) p n de =ln N p +ln N n Useful as a computational check

S 7 6 5 4 3 2 1 Entropy functions in SMMC 162 Dy S 12 6 148 2 4 6 8 1 Sm.5 1 1.5 2 2.5 3

Resonance spacing at neutron threshold Nucleus E(MeV) J π D (ev) SMMC HF HFB Exp. 148 Sm 8.1 (3, 4 ) 3.8 ±.6 4.7 5.7 162 Dy 8.2 (2 +, 3 + ) 2.3 ±.3.67 2.4

From grand canonical to canonical S c (,N ) S gc (, ) ln (,N )+ @ ln @ where 1 is the probability of N particles in the ensemble. We have tested 3 approximations for 1 State density s (E) 2 de c d 1/2 exp (S c ( c (E)))

A simple model to verify saddle-point approximation and reduction to canonical entropy. H = X (i +1/2)a i a i i= ρ 1 4 1 3 1 2 ρ 1 1 1 1 1 1 1 2 3 4 5 E/δ 5 1 15 2 25 3 35 4 E/δ Conclusions: --canonical saddle-point state density is amazingly accurate; --similar accuracy can be extracted from grand canonical in this model.

Preliminaries: Performance of HF and HFB at zero and infinite temperature nucleus β SMMC HF HFB correlation energy Units are MeV condensation other 148 Sm -119.16-119.1-119.1 235.65 ±.15-23.83-232.51 1.68 3.14 162 Dy -238.35-238.39-238.39 375.39 ±.2-371.78-371.91 11.41 3.48

HF thermal energy --Dy-162 E (MeV) 14 12 1 8 6 4 2 E (MeV) 5 2 3 4 5.5 1 1.5 2 Sharp HF phase transition is completely smoothed out.

S 7 6 5 4 3 2 1 HF Entropy -- Dy162 S 12 8 4.5 1 1.5 2 2.5 3 4 8 12 16 2 Dashed line: HF sph. Solid line: HF def. Circles: SMMC Dotted line: g.s. rotational band correction

HF state density -- Dy-162 ρ (MeV -1 ) 1 2 1 16 1 12 1 8 1 4 1 1 ρ (MeV -1 ) 1 8 1 4 1 1 4 8 E x (MeV) 1 2 3 4 5 E x (MeV) Factor of 1 too low without rotational band correction.

Performance of independent-particle model -- Dy-162 1 2 1 16 Excitations are P independent P particle and holes in the HF ground-state single-particle potential. ρ (MeV -1 ) 1 12 1 8 1 4 1 ρ (MeV -1 ) 1 8 1 4 1 2 4 6 8 1 E x (MeV) 5 1 15 2 25 3 35 4 E x (MeV) Works well up to neutron resonance energy; error less than a factor of 2 at 8 MeV. Sign of error is easy to understand: 1 2 v 2

S 7 6 5 4 3 2 1 HFB entropy -- Sm-148 S 12 8 4-4.5 1 1.5 2 2.5 3 4 8 12 16 2 Mild kinks due to pairing phase transition are completely suppressed. Canonical entropy too low at T=. Grand canonical entropy looks much better near T=.

State density -- Sm-148 1 16 1 12 1 8 1 4 1 1 1 7 1 6 1 5 1 4 1 3 1 2 1 1 1 1 2 3 4 5 E x (MeV) HFB = HF above phase transition-- justifies back-shift parametrization 1 2 3 4 5 6 7 8 E x (MeV) Factor-of-three problem remains at E_x ~ 1-4 MeV

Final Comments 1. Number projection for HFB is not trivial, but may be doable. E.g. Uhrenholt, Aberg, et al., Nucl. Phys. A 913 127 (213). 2. What about soft nuclei? Besides SMMC, only candidate for a theory is the static path approximation, so far only used for well-deformed nuclei. 3. Where did Bjornholm, Bohr, and Mottelson go wrong?

Three possibilities for zeta [2 h( N) 2 i] 1/2 Gaussian distribution of N apple 2 @N @ 1/2 multidimensional saddle-point X N e (N N ) 2 /2h( N) 2 i discrete Gaussian

Thermal energy in SMMC -- Dy-162 and Sm-148 E x (MeV) 1 1 1 E x (MeV).3 148 Sm 162 Dy 5 1 15 2.1 1 2 3 4 5 6

Angular momentum in Dy-162 ensemble <J x,z 2 > 14 12 1 8 6 4 2 2 <J x > 2 <J z > 1 2 3 4 5 6 7 8 β (MeV -1 ) FIG. 9: Second moments of the angular momentum in 162 Dy. The solid lines are the HF results and exhibit a kink at the shape transition point. The dashed line describes the spherical HF solution for temperatures where the lowest equilibrium solution is deformed. These HF moments may be compared with the SMMC moments shown by solid circles. The SMMC moments satisfy hj 2 x,yi = hj 2 z i = h ~ J 2 i/3.