Modeling and Simulation of Plasma Based Applications in the Microwave and RF Frequency Range

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Modeling and Simulation of Plasma Based Applications in the Microwave and RF Frequency Range Dr.-Ing. Frank H. Scharf CST of America

What is a plasma?

What is a plasma? Often referred to as The fourth state of matter Solid Liquid Gas Plasma Consists of: Neutrals Ions and electrons Can be created by: Superheating a gas (thermal plasma) Using EM fields to heat the charged particles (non-thermal plasma)

What is a plasma? Collective behavior Due to long-range Coulomb forces Quasi-Neutral Electrostatic forces will quickly expel any charge surplus

Plasma Outside of the Laboratory 99.999% of the visible universe is plasma. We just happen to live in the remaining 0.001% Neon Light

What makes it so interesting?

Light Generation De-Excitation (Electron transitions, e.g. Rydberg/Lyman) Recombination

Plasma Frequency ω pe = n e e 2 m e ε 0 Waves below this frequency are reflected. Waves above this frequency can pass through the plasma Space vehicle re-entry www.nasa.gov

Plasma Sheath Sheath formation Assume quasi-neutral plasma in touch with metal More electrons than ions will hit wall due to mobility Negative charge builds up on wall Ions near wall will be accelerated towards wall Result is a sheath of electron depletion between plasma bulk and metal wall

Plasma Sheath Formation

Plasma Sheath: Applications Plasma etching Ion sources

Why simulate it?

Why Simulation? Difficult to access/reproduce Space plasmas: Very low densities, large plasma dimensions Solar plasmas: Extremely high densities and temperatures Difficult to measure Probes are intrusive and can distort the plasma (Relatively) short time scales Spectroscopy? Often only integrated values, not spatially resolved Windows in reactor are often undesirable

Why Simulation? Simulation yields Spatially resolved results Temporally resolved results Without disturbing the plasma Reproducibility Limitation: Monte-Carlo, degenerated systems

Basic Physics behind Simulation Maxwell s equation for EM fields Particle movement according to Newton

Basic Physics behind Simulation Collisions: Elastic collisions Inelastic collisions Ionization/Recombination Excitation/De-Excitation Disassociation Molecular chemistry G. Roberson et al., Global model simulations of low-pressure oxygen discharges, Braz. J. Phys. vol.37, http://dx.doi.org/10.1590/s0103-97332007000300019

Kinetic Models

Approach 1: Kinetic Modeling Full Physics (Maxwell + Newton + collisions) All results of interest can be extracted Applicable to all plasmas Three options: Direct: N particles with all states, external forces Particle distribution functions: Solving the Boltzmann equation Particle-In-Cell (PIC)

Explicit Modeling of Particles Maxwell + Newton + collisions for each particle Problem: 1 mol of gas at 1 point in time, 6 unknowns per particle About 13.4 YB (=1.34E13 TB)

Solving the Boltzmann Equation Instead of considering every particle as an individual, define a distribution function f(x, v, t) for each species The Boltzmann equation describes how the distribution function evolves over time: df(x, v, t) = f dt c Simple enough or is it? Let s apply it to a simple case!

The Near-Cathode Region in HIDs http://www.aept.rub.de D-Lamp for automotive headlights

Different Spot Attachments Diffuse Mode Spot Mode S. Lichtenberg et al., J. Phys. D: Appl. Phys. 35 (2002) 1648 1656

Solving the Boltzmann Equation df(x, v, t) dt = f c F H Scharf, Fluid Dynamic and Kinetic Modeling of the Near-Cathode Region in Thermal Plasmas, Logos 2009

Solve for Density and Velocity Mach 1 Solid: Ions Dashed: Neutral particles

Particle-In-Cell Use a computer to create an ensemble of particles If the number of particles in the ensemble is large enough, the behavior or the ensemble will approach the real behavior Collisions are typically considered stochastically (PIC-MC)

RF Sheath of Argon Plasma 350,000 macro particles (ratio 10:1) Compare with Lieberman and Lichtenberg Principles of Plasma Discharges and Materials Processing

Traveling Wave Tube (TWT) Traveling Wave Tube (TWT) devices can be used as amplifiers:

Traveling Wave Tube (TWT) A magnetic field is used to focus the beam: Without magnetic field: Magnets/coils can be heavy, can we do this without magnetic field?

Example: Pasotron A plasma can be used to focus the electron beam: Red: High energy electrons in beam Blue: Low energy electrons in plasma

Fluid Dynamic Models

Approach 2: Fluid dynamic model Each species is treated as a fluid Implies strong interaction between particles of same kind Magneto Hydro Dynamics (MHD): Maxwell s equations + Navier-Stokes Collisions treated by collision coefficients

Approach 2: Fluid dynamic model Good for high densities Breaks down for low densities, particularly in the sheath region Knudsen number: Kn = λ/l Fluid approximation is good if Kn << 1 Surprisingly robust, due to conservation of mass, momentum, energy

Solving the Fluid Dynamic Equations

Solve for Density and Velocity www.nasa.gov Supersonic neutrals! Artifact of the fluid model Solid: Ions Dashed: Neutral particles

Global Models

Approach 3: Global model Plasma treated as stationary medium with a given permittivity Stationary ions, mobile electrons Cold plasma approximation/drude model

Approach 3: Global model Requires ab initio knowledge about plasma Can only describe the effect of the plasma on EM, not the behavior of the plasma itself. Maxwell s equations only Fast!

Multipole Resonance Probe (MPRP) The MPRP is a non-intrusive measuring device Plasma parameters can be determined from power absorption spectrum Lapke et al. Appl. Phys. Lett. 93, 051502 (2008)

Plasma Antenna Plasma is a conducting medium and can act as an antenna Can be quickly deployed or disabled Example: Neon tube monopole

Neon Tube Monopole

NASA IMAGE RPI in Magnetosphere Satellite in elliptical orbit Plasma density depends on altidude Investigate effect on the 250 m radial antennas Earth magnetic field requires gyrotropic extension of Drude model www.nasa.gov

NASA IMAGE RPI in Magnetosphere Farfield pattern, antenna impedance Gyrotropic Drude model jon.schoenberg@ll.mit.edu

NASA IMAGE RPI in Magnetosphere

Non-destructive Sterilization PET bottles Medical tools steves@aept.ruhr-uni-bochum.de stapelmann@aept.ruhr-uni-bochum.de

Non-Linear Global Model The authors allow the plasma frequency to vary depending upon the local electric field

Nonlinear Material Properties ω pe ω maintain OFF ON

Example: CVD Plasma Reactor F Silva et al., MW engineering of plasma-assisted CVD reactors for diamond deposition, J. Phys. Condens. Matter 21 (2009) 364202 and references therein

E-Field and Plasma Density

Thank You! Questions?