Supporting Information Appendix. Arsenic pollution of groundwater in Vietnam exacerbated by deep aquifer exploitation for more than a century

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Supporting Information Appendix for article published in PNAS P. Natl. Acad. Sci. USA, doi:10.1073/pnas.1011915108 Arsenic pollution of groundwater in Vietnam exacerbated by deep aquifer exploitation for more than a century Lenny H.E. Winkel 1,4, Pham Thi Kim Trang 2, Vi Mai Lan 2, Caroline Stengel 1, Manouchehr Amini 1, Nguyen Thi Ha 3, Pham Hung Viet 2, Michael Berg 1 * 1 2 3 4 Eawag, Swiss Federal Institute of Aquatic Science and Technology, Ueberlandstrasse 133, 8600 Dübendorf, Switzerland. Centre for Environmental Technology and Sustainable Development (CETASD), Hanoi University of Science, 334 Nguyen Trai Street, Hanoi, Vietnam. Vietnam Geological Survey, Northern Hydrogeological and Engineering Geological Division (NHEGD), Nghia Tan ward, Cau Giay district, Hanoi, Vietnam. present address: University of Grenoble, Institut des Sciences de la Terre (ISTerre), Rue de la Piscine, 38041 Grenoble, France. * To whom correspondence should be addressed: E-mail: Michael.Berg@eawag.ch Table of Contents 1. Quality Assurance and Quality Control (QA/QC) 2. Geology 3. Modeling Parameters and Model Description 3.1. Model based on 3D geology at depth 3.2. Model based on surface parameters 3.3. Model for Hanoi region based on 3D geology at depth 4. Model Output at Depth 5. Hydrochemical Atlas 6. References Data deposition: Data, hydrochemical maps, modeled risk maps, and movies reported in this paper were deposited on the web site of Eawag and can be downloaded from http://

1. Quality Assurance and Quality Control (QA/QC) The robustness of the chemical analyses was assured by intermittent analysis of certified reference samples (SLRS-4 River Water Canada, TM-28.2 Lake Ontario, SPS-SW2 Surface Water Level 2 and reference samples from the international interlaboratory quality evaluations ARS13-16, ARS17-20, and ARS21-24 (1). In addition, cross-evaluation between different analytical techniques applied in our laboratories in Vietnam and Switzerland were carried out, e.g. AAS versus ICP-MS (see results in Table S1 below). The results of certified samples and cross-checking agreed within ±5%. Calibration curves had r 2 >0.999 with the exception of Na and K where r 2 were 0.990 (ICP-OES). Standard deviations of triplicates were always <5%. The limits of quantification (LOQ, 10 x standard deviation of noise) were: 0.1 µg/l for As, Cd, Co, Cr, Cu, Hg, Li, Ni, Pb, Sb, Se, U, and Zn 0.5 µg/l for Al 1 µg/l for B 5 µg/l for Ba 0.01 mg/l for Fe, Mn and Ammonium (NH 4+ -N) 3-2- 0.1 mg/l for Ca, K, Mg, Na, Phosphate (PO 4 -P), and Sulphate (SO 4 ) 0.25 mg/l for Nitrate (NO 3- -N) 0.5 mg/l for Chloride (Cl - ) and Dissolved Organic Carbon (DOC) 1 mg/l for Br and I 2 mg/l for Si 12 mg/l for HCO 3- (0.2 mmol/l) Table S1. Cross-correlations of selected parameters determined by various methods in our laboratories in Vietnam and Switzerland. (1) Analyses conducted by the Swiss Federal Institute of Aquatic Science and Technology (Eawag), Dübendorf, Switzerland. (2) Analyses conducted by the Research Centre for Environmental Technology and Sustainable Development (CETASD), Hanoi University of Science, Vietnam National University. Parameter Analytical methods Samples Cross-correlation Arsenic (A) ICP-MS (1) vs. AFS (1) n = 216 Arsenic (B) ICP-MS (1) vs. AAS (2) n = 461 Ammonium Photometry (1) vs. Photometry (2) n = 21 Calcium ICP-OES (1) vs. AAS (2) n = 21 Chloride IC (1) vs. IC (2) n = 21

Iron ICP-OES (1) vs. AAS (2) n = 21 2. Geology Magnesium ICP-OES (1) vs. AAS (2) n = 460 Manganese ICP-OES (1) vs. AAS (2) n = 74 Silicon Photometry (1) vs. Photometry (2) n = 21 Figure S1. Geological map of the Red River delta indicating eight depositional environments. (Adapted from the geological map 1998, Northern Hydrogeological and Engineering Geological Division (NHEGD), Vietnam Geological Survey).

Figure S2. Location of the geological cross-sections A-A' to E-E'. The cross-sections are displayed in Figure S3. Figure S3. Simplified geological cross-section along the transects A-A' to E-E' D D indicated in Figure S2. At a regional scale, four different aquifers were formed in the Quaternary period: Lower Pleistocene (LP) aquifer (lower boundary 700,000 years BP), Upper Pleistocene (UP) aquifer (125,000 years BP), Lower Holocene (LH) aquifer (3000 years BP) and Upper Holocene (UH) aquifer (1000 BP). The three Quaternary aquitards are characterized by clay layers and occasionally intercalated peat lenses.

0m -2 m -4 m -6 m -8 m 3. Modeling Parameters and Model Description 3.1. Model based on three-dimensional (3D) geology a) -10 m -12 m -14 m -16 m -18 m -20 m -22 m -24 m -26 m -28 m b) AUC 0.736-30 m -32 m -34 m -36 m -38 m -40 m -42 m -46 m -50 m -60 m Figure S5. a) Model classification results based on 3D geology of the Red River delta. The graph shows the sensitivity (true positives) and specificity (true negatives) of the model for different probability cutoff values. The full classification table is provided in Table S2. b) Receiver operation characteristics curve (ROC) derived from the model classification table (Table S3). The area under the curve (AUC, also referred to as 'c' statistics) indicates the discriminative power of the logistic equation. It typically varies between 0.5 (random model) and 1.0 (entirely perfect model). The AUC value of this model is 0.736, which corresponds to 73.6% correctly classified cases of measured As concentrations. Table S2. Hosmer-Lemeshow (2) goodness-of-fit table for the arsenic prediction model based on 3D geology. -1 Legend -70 m -80 m -90 m -100 m a b Figure S4. Major aquifers of the Red River delta depicted at depth intervals of 2, 4 or 10 m. Depths are given in meters below sea level. These maps are available online in high resolution as Supporting Information (SI) Movie S1. See http://dx.doi.org/10.1073/pnas.1011915108 group probability 1 2 3 4 5 6 0.18 0.23 0.25 0.26 0.28 0.34 As!10 "gl a a observed expected 84 83.7 3 3.3 92 89.3 63 66.1 19 18.6 6 6.0-1 As >10 "gl b b observed expected 11 11.26 1 0.74 22 24.72 23 19.89 10 10.40 43 43.00-1 Average deviation of observed and expected As!10 "gl : 3.14% (absolute) -1 Average deviation of observed and expected As >10 "gl : 9.66% (absolute) total 95 4 114 86 29 49

Table S3. Classification table of model performance for different cutoff values of predicted probabilities (2) for the arsenic prediction model based on 3D geology. As!10 ugl -1 As >10 ugl -1 correctly classified in group probability observed predicted cases observed predicted cases As obs!10 As obs >10 cutoff cases!cutoff >cutoff cases!cutoff >cutoff "specificity" "sensitivity" true negatives true positives 0 267 0 267 110 0 110 0 100 0.121 267 0 267 110 0 110 0 100 0.233 267 87 180 110 12 98 32.6 89.1 0.250 267 186 81 110 42 68 69.7 61.8 0.878 267 261 6 110 67 43 97.8 39.1 1 267 267 0 110 110 0 100 0 Table S4. Hosmer-Lemeshow (2) goodness-of-fit table for the arsenic prediction model based on surface parameters. As!10 "gl -1 As >10 "gl -1 group probability observed a expected a observed b expected b total 1 0.17 155 154.3 32 32.7 187 2 0.17 18 18.7 7 6.3 25 3 0.17 45 44.2 16 16.8 61 4 0.25 75 73.0 26 28.0 101 5 0.28 21 21.8 14 13.2 35 6 0.28 39 41.0 27 25.0 66 7 0.28 17 17.0 18 18.0 35 a Average deviation of observed and expected As!10 "gl -1 : 2.55% (absolute) b Average deviation of observed and expected As >10 "gl -1 : 5.47% (absolute) 3.2. Model based on surface parameters a) b) Table S5. Classification table of model performance for different cutoff values of predicted probabilities (2) for the arsenic prediction model based on surface parameters. As!10 ugl -1 As >10 ugl -1 correctly classified in group probability observed predicted cases observed predicted cases As obs!10 As obs >10 cutoff cases!cutoff >cutoff cases!cutoff >cutoff "specificity" "sensitivity" true negatives true positives 0 371 0 371 141 0 141 0 100 0.1 371 0 371 141 0 141 0 100 0.2 371 155 216 141 32 109 41.8 77.3 0.25 371 223 148 141 53 88 62.4 60.1 0.3 371 293 78 141 81 60 79.0 42.6 0.4 371 353 18 141 122 19 95.1 13.5 0.5 371 362 9 141 137 4 97.6 2.8 0.6 371 370 1 141 140 1 99.7 0.7 0.7 371 370 1 141 140 1 99.7 0.7 0.8 371 370 1 141 140 1 99.7 0.7 0.9 371 370 1 141 140 1 99.7 0.7 1 371 371 0 141 141 0 100 0 AUC 0.645 Figure S6. a) Model classification results based on surface parameters of the Red River delta. The graph shows the sensitivity (true positives) and specificity (true negatives) of the model for different probability cutoff values. The full classification table is provided in Table S4. b) Receiver operation characteristics curve (ROC) derived from the model classification table (Table S5). The area under the curve (AUC, also referred to as 'c' statistics) indicates the discriminative power of the logistic equation. It typically varies between 0.5 and 1.0. The AUC value of this model is 0.645, which corresponds to 64.5% correctly classified cases of measured As concentrations.

3.3. Model for Hanoi region based on 3D geology 4. Model Output at Depth a) b) AUC 0.555 Figure S7. a) Model classification results for the Hanoi region based on 3D geology at depth. The graph shows the sensitivity (true positives) and specificity (true negatives) of the model for different probability cutoff values. The full classification table is provided in Table S6. b) Receiver operation characteristics curve (ROC) derived from the model classification table (Table S7). The area under the curve (AUC, also referred to as 'c' statistics) indicates the discriminative power of the logistic equation. It typically varies between 0.5 and 1.0. The AUC value of our model is 0.555, which corresponds to 55.5% correctly classified cases of measured As concentrations. Table S6. Hosmer-Lemeshow (2) goodness-of-fit table for the arsenic prediction model of the Hanoi region based on 3D geology. As!10 "gl -1 As >10 "gl -1 group probability observed expected observed expected total 1 57 57.0 43 43.0 100 2 92 92.0 115 115.0 207 3 35 35.0 111 111.0 146 Table S7. Classification table of model performance for different cutoff values of predicted probabilities (2) for the arsenic prediction model based on 3D geology. As!10 ugl -1 As >10 ugl -1 correctly classified in group probability observed predicted cases observed predicted cases As obs!10 As obs >10 cutoff cases!cutoff >cutoff cases!cutoff >cutoff "specificity" "sensitivity" true negatives true positives 0 184 0 184 269 0 269 100 100 0.6 184 0 184 269 0 269 100 100 0.641 184 118 66 269 143 126 46.8 46.8 0.7 184 184 0 269 269 0 0 0 1 184 184 0 269 269 0 0 0 Figure S8. Average probability of As concentrations exceeding 10 "g L -1 at 10 m depth intervals and measured arsenic concentrations at the same depths.

0 m -4 m -10 m -16 m Figure S9. 3D distribution of As exceeding 10 "gl -1 in the Red River delta, stacked in 10 m depth intervals. Probability of As to exceed 10 "g/l Measured As conc. in "g/l (depth not considered) Figure S10. Probability of As contamination at given depths. Depths are given in meters below sea level. High resolution maps in 2-meter depth intervals are as Supporting Information (SI) Movie S2. See http://dx.doi.org/10.1073/pnas.1011915108

-22 m -28 m -46 m -50 m -34 m -40 m -70 m -90 m Probability of As to exceed 10 "g/l Measured As conc. in "g/l (depth not considered) Probability of As to exceed 10 "g/l Measured As conc. in "g/l (depth not considered) Figure S10 (cont.). Probability of As contamination at various depths. Depths are given in meters below sea level. High resolution maps in 2-meter depth intervals are as Supporting Information (SI) Movie S2. See http://dx.doi.org/10.1073/pnas.1011915108 Figure S10 (cont.). Probability of As contamination at various depths. Depths are given in meters below sea level. High resolution maps in 2-meter depth intervals are as Supporting Information (SI) Movie S2. See http://dx.doi.org/10.1073/pnas.1011915108

5. Hydrochemical Atlas 1 Topography, rivers, and province boundaries The complete geo-referenced database is provided online as Supporting Information (SI) Dataset S1. See http://dx.doi.org/10.1073/pnas.1011915108 Contents 1 Topography, rivers, and province boundaries 2 Sampling date 3 Sample locations 4 Well depth 5 Age of wells 6 Arsenic 7 Alkalinity 8 Aluminium 9 Ammonium 10 Barium 11 Boron 12 Bromine 13 Cadmium 14 Calcium 15 Chloride 16 Chromium 17 Cobalt 18 Copper 19 Dissolved organic carbon 20 Electrical conductivity 21 Iron 22 Lead 23 Magnesium 24 Manganese 25 Mercury 26 Nickel 27 Nitrate 28 Oxygen 29 ph 30 Phosphate 31 Potassium 32 Redox potential 33 Silicon 34 Selenium 35 Sodium 36 Sulphate 37 Uranium 38 Zinc

2 Sampling date 3 Sample locations and ID

4 Well depth 5 Age of wells

6a Arsenic (<0.5 to >50) 6b Arsenic (<5 to >200)

6c Arsenic (<10 to >100) 7 Alkalinity

8 Aluminium 9 Ammonium

10 Barium 11 Boron

12 Bromine 13 Cadmium

14 Calcium 15 Chloride

16 Chromium 17 Cobalt

18 Copper 19 Dissolved organic carbon (DOC)

20 Electrical conductivity 21 Iron

22 Lead 23 Magnesium

24 Manganese 25 Mercury

26 Nickel 27 Nitrate

28 Dissolved Oxygen 29 ph

30 Phosphate 31 Potassium

32 Redox potential (Eh) 33 Silicon

34 Selenium 35 Sodium

36 Sulphate 37 Uranium

38 Zinc 6. References 1. Berg M, Stengel C (2006) ARS21-24 arsenic reference samples Interlaboratory Quality Evaluation (IQE). Report to Participants, Eawag, Swiss Federal Institute of Aquatic Science and Technology, Dubendorf, Switzerland. 2. Hosmer DW, Lemeshow S (2000) Applied Logistic Regression, 2nd edition, John Wiley and Sons, New York.