EA (kn/m) EI (knm 2 /m) W (knm 3 /m) v Elastic Plate Sheet Pile

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1. Introduction Nowadays, the seismic verification of structures has dramatically evolved. Italy is surrounded many great earthquakes; hence it would be unwise to totally ignore the effects of earthquakes on geotechnical structures. The purpose of this study is to verify finite element program Plaxis and Analytical solution in Elastodynamics by EERA for several geotechnical structures such as retaining wall, sheet pile and embankment. These structures are examined by various homogeneous soil layers which contents different thickness and soil stiffness parameters time history is obtained as dynamics loads. This verification is necessary in order to investigate the vulnerability assessment in geotechnical structures which is investigated in the master thesis. PLAXIS is a finite element program for geotechnical applications in which soil models are used to simulate the soil behaviour. Although a lot of testing and validation have been performed, it cannot be guaranteed that the PLAXIS code is free of errors. Moreover, the simulation of geotechnical problems by means of the finite element method implicitly involves some inevitable numerical and modeling errors. The accuracy at which reality is approximated depends highly on the expertise of the user regarding the modeling of the problem, the understanding of the soil models and their limitations, the selection of model parameters, and the ability to judge the reliability of the computational results. An earthquake analysis can be performed by imposing an acceleration time history at the base of the FE model and solving the equations of motion in the time domain by adopting a Newmark type implicit time integration scheme. EERA is an analytical solution to the seismic response of viscoelastic soil layers and obtained a transfer function of the seismic shape which stands for Equivalent linear Earthquake site Response Analysis. It is a modern implementation of the well known concepts of the equivalent linear site response analysis that was first implemented in the SHAKE code (Schnabel et al., 1972). The input and output are fully integrated with the spreadsheet program MS Excel. This code permits to perform frequency domain analyses for linear and equivalent linear stratified subsoils. 1

2. Geotechnical Structures Parameters 2.1 Material properties of Soil and wall The soil material used in the model is linear elastic which is examined as homogeneous for some cases as following below: a) homogeneous soil: 1. case a Shear wave velocity v s 200 m/s, density ( ) 1.9 t/m³ 2. case b Shear wave velocity v s 500 m/s, density ( ) 1.9 t/m³ 3. case c Shear wave velocity v s 1000 m/s, density ( ) 1.9 t/m³ b) one layer system of homogeneous half space: 1. case d layer: v s 200 m/s, density ( ) 1.9 t/m³, thickness 20m; homogeneous half space v s 1500 m/s, density ( ) 2.3 t/m³ 2. case e layer: v s 200 m/s, density ( ) 1.9 t/m³, thickness 50m; homogeneous half space v s 1500 m/s, density ( ) 2.3 t/m³ 3. case f layer: v s 200 m/s, density( ) 1.9 t/m³, thickness 100m; homogeneous half space v s 1500 m/s, density ( ) 2.3 t/m³ 4. case g layer: v s 500 m/s, density ( ) 1.9 t/m³, thickness 20m; homogeneous half space v s 1500 m/s, density ( ) 2.3 t/m³ 5. case h layer: v s 500 m/s, density ( ) 1.9 t/m³, thickness 50m; homogeneous half space v s 1500 m/s, density ( ) 2.3 t/m³ 6. case i layer: v s 500 m/s, density ( ) 1.9 t/m³, thickness 100m; homogeneous half space v s 1500 m/s, density ( ) 2.3 t/m³ Main geotechnical building properties are EA (kn/m) EI (knm 2 /m) W (knm 3 /m) v Elastic Plate 7500000 1000000 10 Sheet Pile 2000000 8000 2 0.2 2

2.2 Time History European Strong Motion Database recorded a lot of earthquake events since 1976 in CD ROM databank. These data were recorded from 376 seismic stations which were located in every country. This report considers two strong time histories in Italy at 1976 and 1980. The detail of these strong motions is given in the table below: Table 1. Earthquake events in Italy at 1976 and 1980 Europe Strong Motion Database (ESMD) Friuli Sturno 1. Date 2. Coordinate a. Latitude b. Longitude 3. Code 4. Depth (km) 5. Magnitude 6. Registration Point 7. The horizontal Peak Acceleration 8. Reached at time May 6 th 1976 46.32 0 13.32 0 TMZ 270 6 5.9 3542 0.3098g 4.020 sec Nov 23 rd 1980 40.78 0 15.33 0 STU 270 16 6 6030 0.3021g 5.540 sec Time History at Friuli (May 6 th 1976) Time History at Sturno (Nov 23 rd 1980) Fourier Spectrum of Time History Fourier Spectrum of Time History Figure 1. Time History of earthquake at Friuli and Sturno 3

2.3 Geotechnical Structures and important response points These geotechnical structures should be examined by some earthquake loads which are interoperated by time histories in the PLAXIS. This load is assigned on the bedrock layer which is modeled by prescribed displacement in horizontal direction. The models below are assigned absorbent boundaries which are placed to avoid the reflection of going waves in the soil body. Some important points are obtained in the main geotechnical structures in order to know the different of computing between Plaxis and EERA. The figures below are typical geotechnical structures for all cases. Absorbent Boundary Retaining Wall 8 mtr 8 mtr 200 mtr Prescribed Displacement A B @ 1 mtr C D E Figure 2. Typical Retaining Wall for all cases 4

Sheet Piles 8 mtr A B @ 1 mtr C D E Figure 3. Typical Sheet Pile for all cases Embankment 30 mtr 15 mtr 5 mtr @ 1 mtr D B C A E F Figure 4. Typical Embankment for all cases 5

3. Calculation of geotechnical structural response to difference earthquake A 16 meters thick ideal deposit of soft clay is assumed as the reference soil profile. The physical properties and mechanical parameters are explained in the previous page. The water table is assumed at the ground surface. The assumed profile of the small strain shear stiffness (G) with depth (Figure 5) was calculated by equilibrium G = 2E(1+ν). The charts below give some information about soil stiffness parameters (Shear Modulus and Shear wave velocity) for all examined cases. Figure 5. Shear Modulus for case A (homogeneous soil) Figure 6. Shear Wave Velocity for case A (homogeneous soil) 6

Figure 7. Typical Shear Modulus for case B (one layer system of homogeneous half space) Figure 8. Typical Shear Wave Velocity for case B (one layer system of homogeneous half space) 3.1 homogeneous soil in Friuli Earthquake According to EERA computation by using time history of Friuli, the maximum acceleration for each homogeneous stiffness parameter is illustrated in the chat below. It can be clearly seen that the soil layer with low shearwave velocity has higher 7

acceleration if it is compared to the high shearwave velocity. The trend of this curve should be also compared to amplification ratio where it has similar trend. Figure 9. Maximum acceleration for each layer for Case A (Friuli Earthquake) Figure 10. Amplification ratio for Case A (Friuli Earthquake) Case a The computation result between EERA and Plaxis should be plotted in a chart in order the result to be compared much easier. This comparison is required since the Plaxis 8

computes the acceleration and displacement by considering Finite Element Method, whereas EERA produces analytic solution by using Equivalent Linear method. Figure 11. Maximum acceleration taken from FFT (Fast Fourier Transform) by Plaxis for case A.1 (Friuli Earthquake) In the Figure 11 above explains the correlation between expected result of Plaxis from various geotechnical structures and EERA. Maximum acceleration for geotechnical structures (Retaining wall, Sheet Pile and Embankment) are smaller than EERA and Plaxis computation without any foundation (Soil Only) in the model. In addition, modeling of soil layer for Soil Only and EERA are nearly the same as each other. Figure 12. Maximum displacement taken from FFT (Fast Fourier Transform) by Plaxis for case A.1 (Friuli Earthquake) 9

Base on figure 12 above, the maximum displacement for each geotechnical structure is nearly constant. Actually, this value is being investigated as if time history used for this model use SMC file, the maximum displacement value is higher than ASCII file result. Case b In the case B, soil stiffness parameter is modified to 500 m/s for each layer. Because of that, the maximum acceleration is smaller than case A which has been explained above. Figure 13. Maximum acceleration taken from FFT (Fast Fourier Transform) by Plaxis for case A.2 (Friuli Earthquake) The trend of EERA and Soil Only curve are seen to be so different. It could be happened due to the number of element used in the finite element is not sufficient or boundary condition of geometry, hence the wave propagation does not flow as EERA. Figure 14. Maximum displacement taken from FFT (Fast Fourier Transform) by Plaxis for case A.2 (Friuli Earthquake) 10

In this figure 14, it can be seen that maximum displacement is nearly constant as well as the case a. Case c Similar to the case B, the shear wave velocity in case C is increased to 1000 m/s. The result is given in the figure 15 where the maximum acceleration for all geotechnical structures is relatively similar. It usually occurs for high stiffness parameter which is assumed as hard rock. Figure 15. Maximum acceleration taken from FFT (Fast Fourier Transform) by Plaxis for case A.3 (Friuli Earthquake) Figure 16. Maximum displacement taken from FFT (Fast Fourier Transform) by Plaxis for case A.3 (Friuli Earthquake) 11

3.2 homogeneous soil in Sturno Earthquake The geotechnical structure should be investigated by using some earthquake loads. It is necessary to compare the vulnerability classification among the time history from earthquake. In this project, the earthquake in Italy is taken as the target of investigation. Struno earthquake is one of important event which occurred on 1980. The graph below explains the maximum acceleration for geotechnical structures due to sturno earthquake. According to the graph below, the soil layer with low shearwave velocity has higher acceleration if it is compared to the high shearwave velocity. The trend of this curve should be also compared to amplification ratio where it has similar trend. Figure 17. Maximum acceleration for each layer in case A (Sturno Earthquake) 12

Figure 18. Amplification ratio for case A (Sturno Earthquake) The following are some curves of maximum acceleration and displacement which are taken from Plaxis for Case A, B and C. the trend of all curves are nearly similar to the curves due to Friuli Earthquake where high soil stiffness parameter has small acceleration for all geotechnical structures. Moreover, the maximum displacement curves have the same problem with the Friuli Earthquake where the value is almost constant of all cases. It needs more investigations by using SMC file that produces different result if it is compared to ASCII file. Case a Figure 19. Maximum acceleration by Plaxis for case A.1 (Sturno Earthquake) 13

Figure 20. Maximum displacement by Plaxis for case A.1 Case b Figure 21. Maximum acceleration by Plaxis for case A.2 (Sturno Earthquake) Figure 22. Maximum acceleration by Plaxis for case A.2 (Sturno Earthquake) 14

Case c Figure 23. Maximum acceleration by Plaxis for case A.3 (Sturno Earthquake) Figure 24. Maximum displacement by Plaxis for case A.3 (Sturno Earthquake) According to the figures above, it can be seen that maximum acceleration taken from Plaxis and EERA for normal situation in all cases is nearly the same. It is a proof that analytical solution by using EERA can be approached by Finite Element Program. In addition, for the geotechnical structures are relatively smaller than the normal situation. It means, it can resist dynamics load of earthquake by reducing Peak Ground Acceleration (PGA) value at sub soil layer and also displacement due to these geotechnical structures. 15

3.3 One layer system of homogeneous half space for Friuli s Earthquake Homogeneous half space model is obtained for soil layer which has no bedrock layer on the bottom layer. This layer can be named by Deep Soil where we can be usually found in the swampy area. In the EERA, it can be obtained by INSIDE profile and in the plaxis, absorbing boundaries are given at the bottom, the right hand side and the left hand side. The figures below are typical geotechnical geometry for case B. Absorbent Boundary Retaining Wall 1 st Layer 20 mtr 10 mtr Homogeneous Half Space 200 mtr Prescribed Displacement Figure 25. Typical Retaining Wall for homogeneous half space Absorbent Boundary Sheet Piles 1 st Layer 10 mtr Homogeneous Half Space Figure 26. Typical Sheet Pile for homogeneous half space Embankment 30 mtr 15 mtr Absorbent Boundary 5 mtr Homogeneous Half Space Figure 27. Typical Embankment for homogeneous half space 16

In the case B, the exercises are divided into two groups which is dependent on the thickness: 1. Thickness 20 meter, case a and case d 2. Thickness 50 meter, case b and case e 3. Thickness 100 meter, case c and case f Based on the soil profile, every thickness consists of two shear wave velocity which is comparable to the maximum acceleration at every soil layer. The charts below are detail of maximum acceleration for each case with respect to the depth of soil. 3.3.1 Thickness 20 meter The graph below explains a comparison of maximum acceleration produced by EERA and Plaxis. There are three geotechnical structures obtained by using Plaxis in order to verify the result of finite element program with respect to the analytical solution. Figure 28. Maximum Acceleration by EERA for homogeneous soil layer with thickness 20 m In the figure 28, it can be seen that the maximum acceleration of sheet pile (green color) is nearly the same as the normal situation (pure soil geometry). If it is distinguished to the EERA, the margin of acceleration is relatively large. Embankment acceleration is relatively close to EERA result, whereas the retaining wall gives large margin if it is compared to the normal situation. 17

Figure 29. Amplification factor for homogeneous soil layer with thickness 20 m Max. Acceleration for case 2.a (Vs = 200 m/s) Max. Acceleration for case 2.d (Vs = 500 m/s) Max. Displacement for case 2.a Max. Displacement for case 2.d Figure 30. FFT result of Plaxis for various Geotechnical Structures at thickness 20 m 18

According to figure above, the maximum displacement is relatively constant for all sub soil layer. This displacement is required to evaluate the structures for the vulnerability assessment which is explained in the master thesis. 3.3.2 Thickness 50 meter Maximum acceleration for homogeneous sub soil layer with shear wave velocity 200 m/s has no linear trend. It could be happened in this layer due to soft soil in deep layer. There is instability of wave propagation. Figure 31. Maximum Acceleration by EERA for homogneous soil layer with thickness 50 m Figure 32. Amplification factor for homogeneous soil layer with thickness 50 m 19

Max. Acceleration for case 2.b (Vs = 200 m/s) Max. Acceleration for case 2.e (Vs = 500 m/s) Max. Displacement for case 2.b Max. Displacement for case 2.e Figure 33. FFT result of Plaxis for various Geotechnical Structures at thickness 50 m 3.3.3 Thickness 100 meter This is also deep soil which cause instability of acceleration in the sub soil layer as well as previous thickness. Figure 34. Maximum Acceleration by EERA for homogneous soil layer with thickness 100 m 20

Figure 35. Amplification factor for homogeneous soil layer with thickness 100 m Max. Acceleration for case 2.c (Vs = 200 m/s) Max. Acceleration for case 2.f (Vs = 500 m/s) Max. Displacement for case 2.c Max. Displacement for case 2.f Figure 36. FFT result of Plaxis for various Geotechnical Structures at thickness 100 m 21

3.4 One layer system of homogeneous half space for Sterno s Earthquake 3.3.1 Thickness 20 meter Homogeneous soil at half space condition for earthquake in Sterno which is shear wave velocity distinguished into 200 m/s and 500 m/s respectively, has maximum acceleration nearly the same. Figure 37. Maximum Acceleration by EERA for homogeneous soil layer with thickness 20 m Figure 38. Amplification factor for homogeneous soil layer with thickness 20 m 22

Max. Acceleration for case 2.a (Vs = 200 m/s) Max. Acceleration for case 2.d (Vs = 500 m/s) Max. Displacement for case 2.a Max. Displacement for case 2.d Figure 39. FFT result of Plaxis for various Geotechnical Structures at thickness 20 m According to figure above, most of maximum acceleration for geotechnical structures are relatively higher than EERA computation. It means, the foundation under soft soil does not give significant resisting for earthquake load. The sub soil layer should be improved or restrained by anchors. 3.3.2 Thickness 50 meter The maximum acceleration for this thickness is relatively similar for all geotechnical structures except retaining wall for shear wave velocity 500 m/s. This might be happened due to less mesh size or the thickness of the retaining wall. 23

Figure 40. Maximum Acceleration by EERA for homogneous soil layer with thickness 50 m Figure 41. Amplification factor for homogeneous soil layer with thickness 50 m 24

Max. Acceleration for case 2.b Max. Acceleration for case 2.e Max. Displacement for case 2.b Max. Displacement for case 2.e Figure 42. FFT result of Plaxis for various Geotechnical Structures at thickness 50 m 3.3.3 Thickness 100 meter The sub soil homogeneous half space with thickness 100 meter consist nearly constant maximum acceleration for all geotechnical structures. The figure below compares EERA computation to the Plaxis. Figure 43. Maximum Acceleration by EERA for homogeneous soil layer with thickness 100 m 25

Figure 44. Amplification factor for homogeneous soil layer with thickness 100 m Max. Acceleration for case 2.c Max. Acceleration for case 2.f Max. Displacement for case 2.c Max. Displacement for case 2.f Figure 45. FFT result of Plaxis for various Geotechnical Structures at thickness 100 m 26

4 Conclusions and Recommendations There are many computation have been conducted to verify analytical solution (EERA) and Finite Element Program by using Plaxis software. In the case A, it can be clearly seen that homogeneous soil layer which contains the bedrock at the bottom is able to reflect a wave propagation as we expected where the low stiffness soil parameter will produce higher acceleration then the high soil stiffness parameter. It is also shown in the geotechnical structures which reduce the acceleration at sub soil layer; hence the foundation works as well as the expected design. On the other hand, the maximum acceleration in the homogeneous half space soil (Case B) does not behave as well as case A. It can be caused by the characteristic of deep soil which is not obtained bedrock at the bottom and it is assumed as non linear behavior; hence the soil does not reflect the wave propagation properly. It will be absorbed into deep soil and will not be reflected to the surface anymore. The displacement FFT (Fast Fourier Transform) should be filtered in order to find a good solution. It can be done by using Matlab which is necessary to determine vulnerability assessment. The geometry of geotechnical structure should be compared to some different size. It is really difficult to distinguish the behavior between some geotechnical structures since the purpose of the foundation is not the same. It will be recommended if each structure is analyzed by different soil stiffness parameter or geometry size. 27

REFERENCES Bardet J.P., Ichii K. and Lin C.H. (2000) EERA: a computer program for Equivalent linear Earthquake site Response Analyses of layered soil deposits, University of Southern California, Los Angeles. Visone C., and Bilotta E. (2010) Comparative Study on Frequency and Time Domain Analyses for Seismic Site Reponse, University of Molise and University of Napoli, Italy. Jesmani M., and Kamalzare M. (2010) Comparative between Numerical and Analytical Solution of Dynamic Response of Circular Shallow Footing, Imam Khomeini International University of Iran and Rensselaer Polytechnic Institute, NY, USA. Visone C., Bilotta E. and Santucci F. Remarks on Site Response Analysis by Using Plaxis Dynamic Module, University of Naples and University of Molise, Italy. Santucci F. Some Aspects of Seismic design Methods for Flexible Earth Retaining Structures, University of Molise, Italy. Ricerca R. Modellazione Numerica del Comportamento Dinamico di Gallerie Superficiali in Terreni Argillosi, Unita Politectico di Bari, Italy. Kramer L.S. Geotechical Earthquake Engineering, Ground Response Analysis (1996), prentice Hall International Series, University of Washington, USA. Amorosi A., Boldini D., Elia G. Analysis of Tunnel Behavior Under Seismic Loads Using Different Numerical Approaches (2011),5 th International Conference on Earthquake Geotechnical Engineering, Santiago, Chile. Georgopoulos E.C., Tsompanakis Y., Lagaros N.D, Psarropoulos P.N. Probabilistic Analysis of Embankments Using Montecarlo Simulation (2007),4 th International Conference on Earthquake Geotechnical Engineering, Thessaloniki, Greece. PLAXIS version 8 Dynamics Manual.(2007) 28

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