PSEUDOHOLOMORPHICITY OF CLOSED MINIMAL SURFACES IN CONSTANTLY CURVED 4-SPACES

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proceedings of the american mathematical society Volume 110, Number 4, December 1990 PSEUDOHOLOMORPHICITY OF CLOSED MINIMAL SURFACES IN CONSTANTLY CURVED 4-SPACES CHI-MING YAU (Communicated by Jonathan M. Rosenberg) Abstract. The twistor lifts of a minimal surface in a constantly curved 4-space are studied. Computing the Laplacian of the length of their differentials provides a topological condition for pseudoholomorphicity. Geometric conditions for holomorphicity of surfaces in flat spaces are found. The pseudoholomorphicity condition for minimal surfaces has been studied by various authors, e.g., Calabi [2], Chern [3], Eells and Wood [6]. For a long time, it has been known that the condition is fulfilled a priori when the surface is of genus zero and the ambient space is constantly curved. One would thus like to study the higher genus cases. Using the method of twistor lifts, and an analog of the diagonalization of the second fundamental form, Lemma 1.1, we obtain the Theorem. Let M be a closed minimal surface in a four-dimensional space of positive constant curvature k. Then M is pseudoholomorphic if \ x(tm ) \ > -2x(M), where x(m) and x(tm ) are the Euler characteristics of M and its normal bundle TM respectively. In this case, the immersion is determined up to an isometry of N by the curvature function of M. Furthermore, if k = 1, then the area of M is an integral multiple of 2n. Note. R. Bryant [1] and Chern and Wolfson [5] showed that closed pseudoholomorphic minimal surfaces of arbitrary genus exist in S ; they called them superminimal. 1. The second fundamental form Let cp : M > N +p be an immersion of a surface into a Riemannian manifold. We denote the tangent bundles of M and N by TM and TN respectively, and the dual of an adapted orthonormal frame field {ex,..., e2+p} by {a>x,..., co2+ }. From now on, unless otherwise noted, we will adhere to the Received by the editors April 24, 1989 and, in revised form, December 14, 1989. 1980 Mathematics Subject Classification (1985 Revision). Primary 53C42, 58E20. Key words and phrases. Minimal surfaces, constantly curved 4-spaces, twistor lifts, pseudoholomorphicity. 1027 1990 American Mathematical Society 0002-9939/90 $1.00+ $.25 per page

1028 CHI-MING YAU following convention on the range of indices. 1 <A,B, C,... <2 + p 1 <ij,..-<2 3<a, ß,... < 2+p To fix notations, we write the structural equations of N as: (1.1) dcoa = J2coABAcoB, O)AB + coba = 0, (1.2) dc0ab = J2 AC A œcb - 2 J2 RABCD(ÚC A WD > C where œab are the connection forms and RABCD is the curvature tensor of N. Similar equations also hold on M and its normal bundle TM, whose curvature tensors would be denoted by K Jk and KaßjJ respectively. The second fundamental form ih%)x<i,<2 is defined by the equations C,D (1.3) ">,«=!»,> Kj=hp j cp : M > N +p is called minimal if J2 nu 0 f r a^ a everywhere. Lemma 1.1. Ler cp : M -^ N +p be a minimal immersion (p >2). At every point x in M, there exist local adapted orthonormal frame fields {e,,..., e2+p} so that at x, the second fundamental form becomes <L4) (h<j\<l,j<2=(l o)' (/!').<1,;<2=(o -c Proof. Consider the map A : TM± -* TM <g> TM defined by A(ea) = HhUei eji,j By minimality of the immersion, the image of A lies in the traceless symmetric part of TM <s> TM which is of rank two. The rank of A at x hence is at most equal to two. We assume that A is of rank two at x, the proof for the other cases are trivial. Choose a basis {e5,..., e2+p} for the kernel of A, and so h". = 0 for a > 5. Next, we choose {e3, e4} in order to diagonalize the bilinear form <c,», which is defined as < ea, eß >= V, A -A^ Thus,,. V j hijh*j = 0. And we choose {ex, e2} to diagonalize ih )l< J<2. We obtain < ') Uil.s.Ai-íí -J' <*?A<<.^=(o -

The equation /,< ft^a* = 0 tells us that a = 0. CLOSED MINIMAL SURFACES 1029 Q.E.D. Assuming that N has constant curvature k, we can compute along the lines of Chern, DoCarmo, and Kobayashi [4] with extra help from Lemma 1.1. Denote the Laplacian of the second fundamental form as Ah": and put o =,, (O2. then we have (1.6) -jeasaaj-^-to-^-cv. i, j' i a Integrating both sides of the above identity, we obtain a proof of Proposition 1.2. If o < 4/3 everywhere on a closed minimal surface M in S +p, then either M is totally geodesic, or (7 = 4/3 everywhere. Proposition 1.3. Let M be a closed minimal surface in a 4-space of constant curvature k, then (1.7) ^J(K±)2 + JK2>27ikx(M), where K = KX2X2, K = K34X2 are the curvatures of M and TM respectively. Proof. The identity (1.6) can be rewritten as (1.8) -\ Ç AJA*; = (/T1)2-2K(k - K). i,j,<* The proof is completed by integration. Q.E.D. 2. Pseudoholomorphicity Note. From now on, unless otherwise stated, we assume that N is of dimension 4, oriented, constantly curved, and cj> : M A4 is a minimal immersion. The involutive * operator on /\ TN is defined by a A (*ß) =< a, ß > 1 el A A e4. Decompose /\ TN into the ±-eigenspaces of 1 * : /\ TA = A+ TN f\2_tn. The Gaim lift of : M2 -» A4 is C7 = e3 A e4, and the twistor lifts are tr = (e, Ae2±e3 Ae4)/V2. Choose {^[,..., e4} as in Lemma 1.1, then by equation (1.1), (2.1) dc7± 2 = w23 ± w14 2 + \\co24 ± co3x\\2 = lib ± c)2. Hence, dg+ 2 dg" 2 = 4(b2 - c2)2. As in Chern [3], consider the antiholomorphic quartic differential: t = QvY2C4 where Ha = h^ - h22 + 2ihaX2 and Ç = a>x + /&>2. By Lemma 1.1 H3 = 2ib, H4 = 2c, and t = (-4b2 + 4c2)C4. Therefore, (2.2) t 2 = 4224(b2 - c2)2 = 64 dg+ 2 dc7_ 2. Definition 2.1. tp : M * N is called pseudoholomorphic if x = 0.

1030 CHI-MING YAU Proposition 2.2. If cp : M > A4 is not pseudoholomorphic, then \\dg \\ has only isolated zeros of finite order, and (2.3) \ \\og\\dg±\\l = K±2-K±. Proof. As t is antiholomorphic, t has only isolated zeros of finite order if it is nonvanishing, and so is dc7 by equation (2.2). Extend the Riemannian metric <, > to the complexified normal bundle by complex bilinearity. As in Chern [3], Consider =< YJ Haea, u > l7<g>ç where u = e3 + ie4. (2.4) dha + Y^Hßojßa + 2icoX2Ha = 0 (mod Q, a and Vu = -iœ34u, Therefore, hence V = 0 (mod Ç), i.e., i is antiholomorphic. (2.5) \A\ogMW2 = K + {-^. 2 2 On the other hand, by Lemma 1.1, = 2i(b + c)u Ç, hence = 32(6+ c)2 = 16 dg+ 2. Redefining f as < \ZaHaea,ü > u Ç2, gives i A log dg" 2 = K - \KX. Q.E.D. Proof of the theorem. Assume that M is not pseudoholomorphic, thus neither HdG1*1!!2 is identically zero. Let «± be the total numbers of zeros, counting multiplicities, of dg \\. Integrating both sides of equation (2.3), the Gauss- Bonnet and Residue formula gives (2.6) X(M)±\x(TMX) = -nj2<0. This implies that x(tmx) \< -2x(M). That the immersion is determined up to an isometry of A by the curvature function of M when M is pseudoholomorphic is a result of Chern [3]. 2 2 2 By using the elementary identity (b ± c) = b ± 2bc + c and the Gauss equation, the following can be proved from equation (2.1) when M is minimal. (2.7) {-\\dg±\\2 = k - K =f K3- If M is pseudoholomorphic then one of dc7 is identically zero. Suppose dg+ 2 is zero. Then integrating equation (2.7) over M gives (2.8) k Area(M) = 2n(x(M) + x(tmx)). The area of M is thus an integral multiple of 2n when k = 1. Q.E.D. We denote the four-dimensional Euclidean space and the four-torus with the flat canonical metrics by 4 and T respectively.

CLOSED MINIMAL SURFACES 1031 Proposition 2.3. For a closed minimal surface M in a four-dimensional of nonpositive constant curvature, \x(tm )\ < x(m). space Proof. From equation (2.7), -K t Kx = dgr± j2 - k > 0. Apply the Gauss- Bonnet. Q.E.D. Lemma 2.4. An immersed surface in E or T is ±-holomorphic with respect to some complex structure iff it is pseudoholomorphic. Proof. By translational invariance, G can be regarded as a mapping into the unit spheres of f\± R, which in turn can be identified with the space of ±- orientation preserving complex structures in E4 or T4. Q.E.D. We have the following local geometric characterization of holomorphic curves in C2. Corollary 2.5. An immersed surface (not neccessarily complete or minimal) in E is holomorphic with respect to some positively oriented complex structure of E iff it satisfies the equation o-2kx = 0, where o = \, a(nu) Similarly, it is holomorphic with respect to some negatively oriented complex structure iff o + 2K = 0. Proof. As we are not assuming the surface to be minimal, we do not use Lemma _l 2 2 2 1.1. Nevertheless, as in equation (2.1), dc7 = <u23±tu14 + (y24±a>31. _j_ 2-4- t Expanding it by equation (1.3) gives dg = o^-2k. Thus G is constant iff o^2kx = 0. Q.E.D. We can extend a result of Xavier [8] as: Corollary 2.6. A complete minimal surface in E is ±-holomorphic with respect to some complex structure if one of the images of G misses 7 points. Proof. Using the same proof as Xavier's theorem, it is easy to see that G constant if it misses 7 points. Q.E.D. Combining the proof of Proposition 2.3 and Lemma 2.4, we obtain: Corollary 2.7. A closed minimal surface in T is ±-holomorphic with respect to some complex structure iff \ x(tm ) \= ~X(M) References 1. R. L. Bryant, Conformai and minimal immersions of compact surfaces into the A-sphere, J. Differential Geom. 17 (1982), 455-473. 2. E. Calabi, Minimal immersions of surfaces in Euclidean spheres, J. Differential Geom. 1 (1967), 111-125. 3. S. S. Chern, On the minimal immersion of the two-sphere in a space of constant curvature. Problems in Analysis, Princeton Univ. Press, 1970, pp. 27-40. is

1032 CHI-MING YAU 4. S. S. Chern, M. Do Carmo, and S. Kobayashi, Minimal submanifolds of a sphere with second fundamental form of constant length, Functional Analysis and Related Fields, Springer- Verlag, 1979, pp. 59-75. 5. S. S. Chern and J. C. Wolfson, Minimal surfaces by moving frames, Amer. J. Math. 105 (1983), 59-83. 6. J. Eells and J. C. Wood, Harmonic maps from surfaces to complex projective spaces, Adv. in Math. 49(1983), 217-263. 7. M. J. Micallef, Stable minimal surfaces in Euclidean space, J. Differential Geom. 19 (1984), 57-84. 8. F. Xavier, The Gauss map of a complete non-flat minimal surface cannot omit 1 points of the sphere, Ann. of Math. 113 (1981), 211-214. Department of Mathematics, University of Toledo, Toledo, Ohio 43606