Simultaneous DSC-synchronous XRD for understanding solid-state phase transformations

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UCL School of Pharmacy Simultaneous DSC-synchronous XRD for understanding solid-state phase transformations Professor Simon Gaisford s.gaisford@ucl.ac.uk

Scope Background to physical forms, especially in relation to pharmaceuticals Physical form identification by DSC Methods that might aid interpretation Hyphenated DSC techniques DSC-XRD Summary

DSC for physical form characterisation Methodology simple Put sample in a pan, heat it then look for peaks! Tricky part is interpretation of the data No molecular information and different processes can give similar peaks How to interpret? LOOK at whether events are exo- or endothermic

Power / mw % Mass change Power / mw % M What s going on here? Exo 20 40 60 80 100 120 140 160 180 200 220 Temperature / o C Exo 20 40 60 80 100 120 140 160 180 200 220 Temperature / o C

DSC for physical form characterisation Methodology simple Put sample in a pan, heat it then look for peaks! Tricky part is interpretation of the data No molecular information and different processes can give similar peaks How to interpret? LOOK at whether events are exo- or endothermic Much can be gained from altering DSC method, especially by reheating sample and by changing heating rate

Power / mw Reheating sample Crystallization to Form I First heating run Second heating run Exo mp II mp I 20 40 60 80 100 120 140 160 180 200 220 Temperature / o C

Power / mw A metastable polymorph at two heating rates Slow heating rate Fast heating rate Exo mp II mp I 20 40 60 80 100 120 140 160 180 200 220 Temperature / o C

Additional analyses Can help interpretation with additional analyses TGA Hot-stage microscopy Evolved gas analysis Raman

Telford et al (2016) 10.1039/c6cc05006a Paracetamol

Data for glutaric acid The question is, to what events should the peaks be assigned?

DSC for physical form characterisation Gold standard analysis is single-crystal or powder XRD Takes a long time to record diffraction pattern We wanted to confirm physical form with PXRD in real-time, in the DSC pan Best done with a synchronous X-ray source

DSC for physical form characterisation Problem comes in absolute confirmation of form Can use in-situ Raman or NIR, but usually single-crystal or powder XRD is required Takes a long time to record diffraction pattern We wanted to confirm physical form with PXRD in real-time, in the DSC pan Best done with a synchronous X-ray source We were able to record a powder pattern in 4s, with a 2s pause, so 1 pattern every 1 o C

How to interpret XRD data?

Glutaric acid: Two enantiotropic polymorphs Solid-solid conversion From β to α Clout et al, Anal. Chem. 10.1021/acs.analchem.6b02549

By selecting specific XRD reflections, can look at loss of β and creation of α Clout et al, Anal. Chem. 10.1021/acs.analchem.6b02549

Sulphathiazole Clout et al, Anal. Chem. 10.1021/acs.analchem.6b02549

Sulphathiazole: Three enantiotropic polymorphs Solid-solid conversion from a mixture of forms III and IV to form I Clout et al, Anal. Chem. 10.1021/acs.analchem.6b02549

Again, can see loss of Forms III and IV and creation of Form I Clout et al, Anal. Chem. 10.1021/acs.analchem.6b02549

Telford et al (2016) 10.1039/c6cc05006a Paracetamol

10,11-dihydrocarbamazepine

Olanzapine

Summary DSC excellent for seeing phase transitions, but absolute assignment to physical forms tricky Simultaneous XRD capable of following change in form in real-time TA DSC is very easy to modify for this use Initial experiments have shown that solid-solid transitions occur without an intermediate liquid phase If you have systems of interest, contact us and we will schedule them on the Diamond Beam

Thanks to Gareth Williams Asma Buanz Alex Clout Sean Askin Richard Telford and Ian Scowen Sally Price, Derek Tocher and Jeremy Cockcroft Jas Mahey and TA Instruments

1949 version 2016 version best friend is a DSC s