A Digital Design Approach to Prediction of Powder Flowability

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A Digital Design Approach to Prediction of Powder Flowability James Elliott, Xizhong Chen ( 陈锡忠 ) and Chunlei Pei ( 裴春雷 ) Macromolecular Materials Laboratory University of Cambridge

ADDoPT Work Package 4 2 2 WP4.2: Solution process environment, particle/solution interface API Crystallisation Spray Drying Solid Separation Agitated Filter Drying WP4.6: Milling, attrition, breakage, mechanical properties Population of particles Milling WP4: Constitutive Particle Models size Blends control WP4.7: Blending, dry granulation of formulation ingredients Excipient Drying Granules Blends WP4.8: Particle flow properties, particle/particle and particle/surface Leeds binding Cambridge Tablets Product Processing Technology WP4.3: Crystalliation: control of solid form in final stage crystallisation WP4.5: Spray drying: prediction of particle properties WP4.4: Agitated filter dryer, filtration, washing, drying WP4.10: Granule and tablet coating WP4.9: Particle and granule compaction and tableting Cambridge Cambridge WP4.1: Solid form, physical and chemical properties, critical quality attributes [see talk by Kevin Roberts (Leeds) for further details]

Overview of Work Flow in WP4.8a @ Cambridge 3 Particle properties Size and shape Elasticity/plasticity Cohesion/adhesion Flowability test Angle of repose Ring shear cell FT 4 Design of Experiments (DoE) [Umair Zafar (WP.8a Leeds)] Discrete Element Modelling (DEM) of particles with cohesion models Predictive model and tools [Xizhong Chen (WP 4.8b Cambridge]

Powder Flow and Ring Shear Test 4 Powder flowability can be characterised by a uniaxial compression test: ff c = σ 1 σ c The ring shear test is commonly used to estimate the consolidation stress (σ 1 ) and unconfined yield stress (σ c ) F const ω Schulze, Powder and Bulk Solid, 2008

Schulze Ring Shear Test 5 RST-XS Mr (standard) Volume: ~ 30 ml Cross-sectional (annular) area: 24.23 cm 2 Outer radius: 32 mm; inner radius: 16 mm 16 bars (3 mm in height) at top and bottom* Rotational velocity 7.5 mm/min; 0.05 rpm ( half of the max.) 0.5 rpm (modelling)

Shear Stress Curves Pre-stress: 2000 Pa; Normal stress: 400, 1000, 1600, 400 Pa 6 Tablettose 100 D 50 : 150 μm FFC: ~ 18 >10: free flow Pre-shear pre shear pre shear pre Incipient flow/failure shear shear InHaLac 400 D 50 : 7.7 μm FFC: ~ 1.0-1.5 Incipient flow/failure <2: very cohesive

Yield Curve 7 Linearized yield locus Pre-shear point Mohr Circle ϕ τ c σ c σ 1 unconfined yield stress ff c = σ 1 τ c ϕ σ c Flow function coefficient Bulk cohesion Angle of internal friction at yield locus major principal stress

Ring Shear Test for Pharmaceutical Powders 8 ffc measured under pre-consolidation normal stresses: 2, 5, 10 kpa respectively FFC Size (D 50 μm) Tablettose 70 20, 29, 36 200 Lactose monohydrate Tablettose 100 18, 19, 19 150 Lactose monohydrate DuraLacH 4.9, 7.0, 8.6 150 Lactose Anhydrous InHalac400 1.07, 1.18, 1.5 7.7 Lactose monohydrate PH 102 5.9, 7.1, 7.4 100 MCC, Moisture 3.0-5.0% PH 102 SCG 7.3, 7.7, 8.8 150 MCC, Moisture 3.0-5.0% PH 101 4.6, 5.1, 5.4 50 MCC, Moisture 3.0-5.0% PH 105 2.0, 2.3, 2.5 20 MCC, Moisture ~5.0% PH DG 6.6, 7.8, 7.4 42 MCC & Calcium phosphate

Cohesion Model in DEM 9 JKR model Surface energy (J/m 2 ) Pull-off force Loading history (incremental) Work of adhesion Particles are coloured by normal forces (Grayscale) Contacts are coloured by normal forces (RGB)

Flow Factor from DEM 10 Normal stress at pre-shear: 10 kpa Surface energy : 2 J/m 2 The shear stress increases with the increase of normal stress ffc increases with the increase of pre-consolidation stress for cohesive powder

The Influence of Particle Properties 11 The size of spheres Young s modulus 0.5 J/m 2 ffc decreases with the decrease of particle size and increase of surface energy

Design of Experiments (DoE) of Powder Flowability 12 200,000 particles Diameter: 400 800 um Spherical particles Influence factor (Input) Surface energy: 1.0 3.0 J/m 2 Friction coefficient: 0.1 0.5 Pre-consolidation stress: 2 16 kpa Response (output) Flow function coefficient (ffc) Angle of internal friction at yield locus Bulk cohesion

Flow Function Coefficient (ffc) 13 ffc decreases with the increase of surface energy and friction and the decrease of the pre-consolidation stress The pre-consolidation stress and surface energy show the most significant influence

Bulk Cohesion 14 Bulk cohesion primarily increases with the increase of surface energy

Angle of Internal Friction 15 The angle of internal friction primarily increases with the increase of friction coefficient

Variable Importance 16 The variable importance estimates how significant the factor influence the response in the selected range If the variation of the factor causes high variability in the response, the factor is relatively important to the model Surface energy Friction Pre-consolidation ffc 0.387 0.092 0.604 Bulk cohesion 0.740 0.146 0.143 Angle of internal friction 0.035 0.868 0.081 Surface energy Friction Pre-consolidation Overall response 0.387 0.276 0.604

Comparison with Experiments Glasser, Muzzio et al. (2015, 2016) conducted the ring shear test for 41 types of powders on 3 types of instruments (Schulze, FT4 and Brookfield PFT). The experimental results show that ffc is inversely proportional to the cohesion normalised by the pre-consolidation stress 17 ffc = k C = k τc σ pre τ c is the bulk cohesion σ pre is the pre-consolidation stress k is a constant coefficient related to internal friction (for various powders ) The simulation results are consistent with experimental results, showing that flowability is well-captured by digital model Wang, et al., Powder Technology, 2016, 294, 105-112 Koynov, et al., Powder Technology, 2015, 283, 103-112

Influence of Particle Shape Spherical vs Elongated Equivalent volume diameter JKR cohesion F const 18 ω Sphere Aspect ratio = 2 Aspect ratio = 4

Influence of Particle Shape 19 The particle shape plays a role in the angle of friction of failure which also varies the interception on the axis of shear stress.

Particle Shape from X-ray CT (INFORM 2020) 20 Packing of three shapes Force Network Micro-structure

Concluding remarks 21 A Design of Experiments approach based on Discrete Element Modelling was conducted to examine the influence (variable importance) of surface energy, friction and pre-consolidation stress on the powder flowability (ffc), internal friction angle and bulk cohesion. DEM can be employed to study the powder flowability in a ring shear cell and the influence of particle and process properties The surface energy and friction between particles contribute significantly to the bulk cohesion and internal friction angle, respectively Modification of the particle shape can significantly alter the powder flow properties These insights be applied in practice through a digital process design tool

Acknowledgements 22 ADVANCED DIGITAL DESIGN OF PHARMACEUTICAL THERAPEUTICS Dr Chunlei Pei ( 裴春雷 ) Thank you Dr Xizhong Chen ( 陈锡忠 )