Format of Holding of Specified 1. Name of Listed Entity: YES BANK LIMITED 2. Scrip Code/Name of Scrip/Class of Security: 532648,YESBANK,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. 31(1)(b) a. if under 31(1)(b) then indicate the report for quarter ending 31/12/2015 b. if under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars YES* NO* a Whether the Listed Entity has issued any partly paid up shares NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO c Whether the Listed Entity has any shares against which depository receipts are issued? NO d Whether the Listed Entity has any shares in locked-in? NO e Whether any shares by promoters are pledged or otherwise encumbered? YES 5 The tabular at for disclosure of holding of specified is as follows:
Table I - Summary Statement holding of specified Category Category of Shareholder Share - holders fully paid up shares Partly paid-up shares Total Held (VII) = (IV)+(V)+(VI) a % of no of shares (calculated as per SCRR, 1957) as a % of (A+B+C2) Voting Rights in each class of a % assuming full conversion of diluted share (XI)= (VII)+(X) as a % of (A+B+C2) in pledged or otherwise encumbered shares in Voting Rights (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (A) Promoter & Promoter Group 5 92142450 0 0 92142450 21.96 92142450 0 92142450 21.96 0 21.96 0 0.00 3335000 3.62 92142450 (B) Public 219474 327356745 0 0 327356745 78.04 327356745 0 327356745 78.04 0 78.04 0 0.00 NA NA 327157104 (C) Non Promoter-Non Public (C1) underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0 (C2) by Employes Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Total as a % of (A+B+C) (b) (b) Total: 219479 419499195 0 0 419499195 100.00 419499195 0 419499195 100.00 0 100.00 0 0.00 3335000 3.62 419299554
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder Share - holders fully Total paid up Partly paidup (VII=IV+V+VI) Held shares shares Shareholdin Voting Rights in each class of g % calculated as per SCRR, 1957 As a % of (A+B+C2) a % assuming full conversion of (XI)=(VII)+(X) as a % of (A+B+C2) in pledged or otherwise encumbered shares in Voting Rights of Total Voting Rights (b) (b) (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Indian (a) Individuals/Hindu undivided Family 2 55125000 0 0 55125000 13.14 55125000 0 55125000 13.14 0 13.14 0 0.00 3335000 6.05 55125000 RANA KAPOOR 1 20000000 0 0 20000000 4.77 20000000 0 20000000 4.77 0 4.77 0 0.00 0 0.00 20000000 MADHU KAPUR 1 35125000 0 0 35125000 8.37 35125000 0 35125000 8.37 0 8.37 0 0.00 3335000 9.49 35125000 (b) Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Any Other 3 37017450 0 0 37017450 8.82 37017450 0 37017450 8.82 0 8.82 0 0.00 0 0.00 37017450 YES CAPITAL (INDIA) PRIVATE LIMITED 1 15125000 0 0 15125000 3.61 15125000 0 15125000 3.61 0 3.61 0 0.00 0 0.00 15125000 MORGAN CREDITS PRIVATE LIMITED 1 14050000 0 0 14050000 3.35 14050000 0 14050000 3.35 0 3.35 0 0.00 0 0.00 14050000 MAGS FINVEST PVT LTD 1 7842450 0 0 7842450 1.87 7842450 0 7842450 1.87 0 1.87 0 0.00 0 0.00 7842450 Sub-Total (A)(1) 5 92142450 0 0 92142450 21.96 92142450 0 92142450 21.96 0 21.96 0 0.00 3335000 3.62 92142450 (2) Foreign (a) Individuals (Non-Resident Individuals/Foreign Ind 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Total Shareholding of Promoter and Promoter Gro 5 92142450 0 0 92142450 21.96 92142450 0 92142450 21.96 0 21.96 0 0.00 3335000 3.62 92142450 Details of which remain unclaimed along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen : NIL The term "Encumbrance" has the same meaning as assigned under Regulation 28(3) of SEBI (Substantial Acquisition of and Takeover) Regulations, 2011
Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder Share - fully paid holders up shares Partly paidup shares Total Held (VII)=(IV+V +VI) Shareholdin g % calculated as per SCRR, 1957 as a % of (A+B+C2) Voting Rights in each class of Total a % assuming full conversion of in pledged or otherwise encumbered shares in Voting Rights of Total Voting Rights No.(a) (b) No.(Not (Not (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Institutions (a) Mutual Funds 201 45010100 0 0 45010100 10.73 45010100 0 45010100 10.73 0 10.73 0 0.00 NA NA 45010100 BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED - under its various schemes 24 5992803 0 0 5992803 1.43 5992803 0 5992803 1.43 0 1.43 0 0.00 NA NA 5992803 HDFC TRUSTEE COMPANY LIMITED - under its various schemes 7 5335837 0 0 5335837 1.27 5335837 0 5335837 1.27 0 1.27 0 0.00 NA NA 5335837 RELIANCE CAPITAL TRUSTEE CO. LTD - under its various schemes 10 4417380 0 0 4417380 1.05 4417380 0 4417380 1.05 0 1.05 0 0.00 NA NA 4417380 FRANKLIN INDIA MONTHLY INCOME PLAN - under its various schemes 12 11134362 0 0 11134362 2.65 11134362 0 11134362 2.65 0 2.65 0 0.00 NA NA 11134362 (b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (c) Alternate Investment Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (e) Foreign Portfolio Investors 421 173599252 0 0 173599252 41.38 173599252 0 173599252 41.38 0 41.38 0 0.00 NA NA 173599252 2 4466643 0 0 4466643 1.06 4466643 0 4466643 1.06 0 1.06 0 0.00 NA NA 4466643 FULLERTON FUND MANAGEMENT COMPANY LTD A/C BNP PARIBAS TRUST SERVICES SINGAPORE LIMITED - 2 ACCOUNTS GMO EMERGING MARKETS FUND 1 4461263 0 0 4461263 1.06 4461263 0 4461263 1.06 0 1.06 0 0.00 NA NA 4461263 PLATINUM ASIA FUND 1 8785357 0 0 8785357 2.09 8785357 0 8785357 2.09 0 2.09 0 0.00 NA NA 8785357 DB INTERNATIONAL (ASIA) LTD 1 9418460 0 0 9418460 2.25 9418460 0 9418460 2.25 0 2.25 0 0.00 NA NA 9418460 FRANKLIN TEMPLETON INVESTMENT FUNDS 1 8992394 0 0 8992394 2.14 8992394 0 8992394 2.14 0 2.14 0 0.00 NA NA 8992394 CORONATION GLOBAL EMERGING MARKETS FUND 1 6280397 0 0 6280397 1.50 6280397 0 6280397 1.50 0 1.50 0 0.00 NA NA 6280397 CREDIT SUISSE (SINGAPORE) LIMITED 1 5133254 0 0 5133254 1.22 5133254 0 5133254 1.22 0 1.22 0 0.00 NA NA 5133254 MORGAN STANLEY ASIA (SINGAPORE) PTE. 1 5163821 0 0 5163821 1.23 5163821 0 5163821 1.23 0 1.23 0 0.00 NA NA 5163821 SWISS FINANCE CORPORATION (MAURITIUS) LIMITED 1 5433954 0 0 5433954 1.30 5433954 0 5433954 1.30 0 1.30 0 0.00 NA NA 5433954 (f) Financial Institutions/Banks 25 3066559 0 0 3066559 0.73 3066559 0 3066559 0.73 0 0.73 0 0.00 NA NA 3066559 (g) Insurance Companies 27 50761817 0 0 50761817 12.10 50761817 0 50761817 12.10 0 12.10 0 0.00 NA NA 50761817 LIC OF INDIA and its various schemes 8 35056164 0 0 35056164 8.36 35056164 0 35056164 8.36 0 8.36 0 0.00 NA NA 35056164 BAJAJ ALLIANZ LIFE INSURANCE COMPANY LTD. 1 5496132 0 0 5496132 1.31 5496132 0 5496132 1.31 0 1.31 0 0.00 NA NA 5496132 (h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (i) Any Other FOREIGN NATIONALS 2 430 0 0 430 0.00 430 0 430 0.00 0 0.00 0 0.00 NA NA 430 Sub Total (B)(1) 676 272438158 0 0 272438158 64.94 272438158 0 272438158 64.94 0 64.94 0 0.00 NA NA 272438158
Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder Share - fully paid holders up shares Partly paidup shares Total Held (VII)=(IV+V +VI) Shareholdin g % calculated as per SCRR, 1957 as a % of (A+B+C2) Voting Rights in each class of Total a % assuming full conversion of in pledged or otherwise encumbered shares in Voting Rights of Total Voting Rights No.(a) (b) No.(Not (Not (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (2) Central Government/State Government(s)/President of India 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (3) Non-Institutions (a) i.individual shareholders holding nominal share capital up to Rs.2 lakhs 211298 29765369 0 0 29765369 7.10 29765369 0 29765369 7.10 0 7.10 0 0.00 NA NA 29717728 ii.individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs 148 11408470 0 0 11408470 2.72 11408470 0 11408470 2.72 0 2.72 0 0.00 NA NA 11256470 (b) NBFCs Registered with RBI 15 28646 0 0 28646 0.01 28646 0 28646 0.01 0 0.01 0 0.00 NA NA 28646 (c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (d) Overseas Depositories (Holding DRs)(Balancing figure) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (e) Any Other TRUSTS 44 714824 0 0 714824 0.17 714824 0 714824 0.17 0 0.17 0 0.00 NA NA 714824 NON RESIDENT INDIANS 5167 2546238 0 0 2546238 0.61 2546238 0 2546238 0.61 0 0.61 0 0.00 NA NA 2546238 CLEARING MEMBERS 284 494828 0 0 494828 0.12 494828 0 494828 0.12 0 0.12 0 0.00 NA NA 494828 BODIES CORPORATES 1842 9960212 0 0 9960212 2.37 9960212 0 9960212 2.37 0 2.37 0 0.00 NA NA 9960212 Sub Total (B)(3) 218798 54918587 0 0 54918587 13.09 54918587 0 54918587 13.09 0 13.09 0 0.00 54718946 Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 219474 327356745 0 0 327356745 78.04 327356745 0 327356745 78.04 0 78.04 0 0.00 327157104 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Name of PAC Holding% Shareholder NIL Total: 0 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account shares Shareholder s 36 5400
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category Category & Name of the Shareholder PAN Shareholders fully paid up shares Partly paid-up shares Total Held (IV+V+VI) Shareholdin g as a % of no of shares (A+B+C2) Voting Rights in each class of a % assuming full conversion of in pledged or otherwise encumbered shares in Voting Rights of (A+B+C) No. No. (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Custodian/DR Holder - 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) - 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0