Introduction to Solid State Physics or the study of physical properties of matter in a solid phase

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Introduction to Solid State Physics or the study of physical properties of matter in a solid phase Prof. Germar Hoffmann 1. Crystal Structures 2. Reciprocal Lattice 3. Crystal Binding and Elastic Constants 4. Phonons I. Crystal Vibrations Prof. Raynien Kwo 5. Phonons II. Thermal Properties 6. Free Electron Fermi Gas 7. Energy Bands 8. Semiconductor Crystals

A: Material metal semiconductor insulator superconductors magnetism topological insulators B: Structure crystalline amorphous quasicrystal C: Shape bulk surface interface nanocluster... D: Properties electrical optical thermal mechanical... Solid State Physics = {A} X {B} X {C} X {D}

Thermal Conductivity of SiO 2 : Q = l T Q : Thermal Current Density l: coefficient of Thermal Conductivity T: Temperature Gradient can be theoretically understood Condensed Matter Physics complicated

Condensed Matter Physics Unit Cell (one or more atoms) Periodic Arrangement crystal planes => quasicrystal (NP 2011 Dan Shechtman)

Crystal Structure Lattice + Basis Symmetry Operations Wigner Seitz Cell Lattice Planes Experimental Methods

Crystal Structure in 2 Dimensions atoms periodic arrangement of atoms / unit cells Translation Vectors a,b,c r = r + u 1 a + u 2 b + u 3 c u 1, u 2, u 3 : arbitrary integer set of points r for all u 1, u 2, u 3 defines a lattice Unit Cell (group of atoms) Translational Vectors

TEM Solar Cell Multilayer Structures (~10 nm) Layered Structure (~nm) Here: YBCO (superconductor) TKS. Wong et al., Materials 9. 271 (2016) UNIT CELLS: Atomic Structure (~Å) STM

Study of Structures l = hc / E h = Planck constant c = speed of light E = Photon Energy Volume / Surface Averaging Techniques x-ray diffraction neutron diffraction l = h / (mv) electron diffraction m = particle mass v = particle speed Surface Sensitive Techniques Scanning Probe Microscopy Scanning Tunneling Microscopy (STM) Atomic Force Microscopy (AFM) Kelvin Probe Microscopy (KPM)

Primitive Translation Vectors Translation Vectors a,b,c r = r + u 1 a + u 2 b + u 3 c u 1, u 2, u 3 : arbitrary integer set of points r for all u 1, u 2, u 3 defines a lattice Translation Operator T = u 1 a + u 2 b + u 3 c smallest translation vectors = primitive translation vectors

Symmetry Operation reflection rotation Point Operators 1. rotation 2. reflection Symmetry Operations reflect the crystal structure Translation Operator

Translation Operator:? No!... The Structure must be identical before and after translation!

Translation Operator & Unit Cell: 1/4 1/2 1/4? 1 1 1/4 1/2 1/4 Conventional Unit Cell (4 atoms) Smallest Possible Unit Cell? No!

Primitive Translational Operators & Primitive Unit Cell: base or basis r i = x i a + y i b + z i c 0 x i, y i, z i 1 Smallest possible unit cell = primitive unit cell (2 atoms) Does the Unit Cell (u.c.) have the symmetry of the crystal? No!

Wigner-Seitz Cell: Primitive Unit Cell + Full Crystal Symmetry 1 st : Connect one atom with all neighbors 2 nd : Mark Middle Point 3 rd : Draw Lines through points and perpendicular to interconnecting lines

Why do we have different crystal lattices?

Two - Dimensional lattices (1 oblique + 4 special ) Primitive cell; Conventional rectangular cell Four special lattices in two dimensions

face centered cubic (fcc) body centered cubic (bcc)

face centered cubic primitive unit cell conventional unit cell Wigner Seitz Cell

Lattice Planes & Miller Indices 3a 1, 2a 2, 2a 3 1/3, 1/2, 1/2 2, 3, 3 (2,3,3) Crystal Planes

(h k l) denotes a plane (or a set of planes) [h k l] denotes a direction For cubic systems: [h k l] perpendicular to (h k l)

Simple Crystal Structures

Diamond Structure (typical for covalent sp 3 systems tetrahedral bond) Filling Factor = 0.34, 4 nearest neighbors

hexagonal close-packed structure (hcp) 2

hcp: ABABAB fcc: ABCABC

Sodium Chloride Structure: fcc with 2 atomic basis (1 x Cl- & 1 x Na+) each atom has 6 neighbors

Cesium Chloride Structure Cs+ at 000 Cl- at ½, ½, ½ 8 neighbours

Zincblende Structure (diamond with 2 atomic base) or zinc sulfide structure

Ionic crystals: Sodium Chloride Structure Cesium Chloride Structure Zincblende Structure?! - + charge transfer Potential Energy z j = number of charges of the jth ion e = 1.6x10-19 C r ij = distance between ith and jth ion Madelung Constant M < 1.634 Zincblende M > 1.763 CsCl 1.634 < M < 1.763 NaCl

Lattices can only have 1-,2-,4-,6- fold rotational symmetry Five fold symmetry? Quasi-crystal!

Figure 19 A quasicrystal tiling in two dimensions, after the work of Penrose. The long-range orientational order and the long-range non-periodic order are shown. Penrose tiling