ON POLYNOMIAL CURVES IN THE AFFINE PLANE

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ON POLYNOMIAL CURVES IN THE AFFINE PLANE Mitsushi FUJIMOTO, Masakazu SUZUKI and Kazuhiro YOKOYAMA Abstract A curve that can be parametrized by polynomials is called a polynomial curve. It is well-known that a polynomial curve has only one place at infinity. Sathaye indicated the Abhyankar s question for curves with one place at infinity. Let C be a curve with one place at infinity. Is there a polynomial curve associated with the semigroup generated by pole orders of C at infinity? We found a counter example for the Abhyankar s question using Gröbner basis computation. In this paper, we give the details.. Introduction Let C be an irreducible algebraic curve in the complex affine plane C 2. We say that C has one place at infinity, if the closure of C intersects with the -line in P 2 at only one point P and C is locally irreducible at that point P. Abhyankar Moh [, 2, 3] investigated properties of δ-sequences that are sequences of pole orders of approximate roots of curves with one place at infinity and obtained a criterion for having only one place at infinity. This result is called Abhyankar Moh s semigroup theorem. Sathaye Stenerson [4] proved that, conversely, if a sequence S of natural numbers satisfies Abhyankar Moh s condition then there exists a curve with one place at infinity of the δ-sequence S. Suzuki [5] made clear the relationship between the δ-sequence and the dual graph of the minimal resolution of the singularity of the curve C at infinity, and gave an algebrico-geometric proof of the semigroup theorem and its inverse theorem due to Sathaye Stenerson. Fujimoto Suzuki [6] gave an algorithm to compute the defining polynomial of the curve with one place at infinity from a given δ- sequence. A curve that can be parametrized by polynomials is called a polynomial curve. It is well-known that a polynomial curve has only one place at infinity. Sathaye [7] indicated the Abhyankar s question for curves with one place at infinity. Let C be a curve with one place at infinity, and Ω be the semigroup generated by pole orders of C at infinity. Is there a polynomial curve associated with Ω? Sathaye Stenerson

[4] suggested a candidate as a counter example for this question; however, they could not give an answer to the question since a root computation for a huge polynomial system was required. We found a counter example for the Abhyankar s question using a computer algebra system. In this paper, we give the details. 2. Preliminaries Let C be a curve with one place at infinity defined by a polynomial equation f (x, y) = 0 in the complex affine plane C 2. Assume that deg x f = m, deg y f = n and d = gcd(m, n). The dual graph corresponding to the minimal resolution of the singularity of C at infinity is of the following form [5]: Definition. (δ-sequence) Let f be the defining polynomial of a curve C with one place at infinity. Let δ k (0 k h) be the order of the pole of f on the curves corresponding to the edge nodes E jk in the above dual graph. We call the sequence {δ 0, δ,..., δ h } the δ-sequence of C (or of f ). We have the following fact, since deg x f = m and deg y f = n. Fact. δ 0 = n, δ = m We set L k for each k ( k h), the linear branches as shown in the following figure: 2

Definition 2. ((p, q)-sequence) Now, we assume that the weights of L k are of the following form: We define the natural numbers p k, q k, a k, b k satisfying (p k, a k ) =, (q k, b k ) =, 0 < a k < p k, 0 < b k < q k, p k a k = m m 2 and q k b k = n n 2. m 3... n 3... m r We call the sequence {(p, q ), (p 2, q 2 ),..., (p h, q h )} the (p, q)-sequence of C (or of f ). The following Abhyankar Moh s semigroup theorem and its converse theorem by Sathaye Stenerson are results for δ-sequence. We set N = {n Z n 0} and C = C \ {0}. Theorem. (Abhyankar-Moh [, 2, 3]) Let C be an affine plane curve with one place at infinity. Let {δ 0, δ,..., δ h } be the δ-sequence of C and {(p, q ),..., (p h, q h )} be the (p, q)-sequence of C. We set d k = gcd{δ 0, δ,..., δ k } ( k h + ). We have then, (i) q k = d k /d k+ {, d h+ = ( k h), δ (k = ) (ii) d k+ p k = q k δ k δ k (2 k h), (iii) q k δ k Nδ 0 + Nδ + + Nδ k ( k h). Theorem 2. (Sathaye Stenerson [4]) Let {δ 0, δ,..., δ h } (h ) be the sequence of h + natural numbers. We set d k = gcd{δ 0, δ,..., δ k } ( k h + ) and q k = d k /d k+ ( k h). Furthermore, suppose that the following conditions are satisfied: 3 n s

() δ 0 < δ, (2) q k 2 ( k h), (3) d h+ =, (4) δ k < q k δ k (2 k h), (5) q k δ k Nδ 0 + Nδ + + Nδ k ( k h). Then, there exists a curve, with one place at infinity, of the δ-sequence {δ 0, δ,..., δ h }. Suzuki [5] gave an algebrico-geometric proof of the above two theorems by a consideration of the resolution graph at infinity. Further, Suzuki gave an algorithm for mutual conversion of a dual graph and a δ-sequence. 3. Construction of defining polynomials of curves We shall assume that f (x, y) is monic in y. We define approximate roots by Abhyankar s definition. Definition 3. (approximate roots) Let f (x, y) be the defining polynomial, monic in y, of a curve with one place at infinity. Let {δ 0, δ,..., δ h } be the δ- sequence of f. We set n = deg y f, d k = gcd{δ 0, δ,..., δ k } and n k = n/d k ( k h+). Then, for each k ( k h+), a pair of polynomials (g k (x, y), ψ k (x, y)) satisfying the following conditions is uniquely determined: (i) g k is monic in y and deg y g k = n k, (ii) deg y ψ k < n n k, (iii) f = g d k k + ψ k. We call this g k the k-th approximate root of f. We can easily get the following fact from the definition of approximate roots. Fact 2. We have g = y + p/q j=0 c k x k, g h+ = f where c k C, p = deg x f /d, q = deg y f /d, d = gcd { deg x f, deg y f } and p/q is the maximal integer l such that l p/q. Definition 4. (Abhyankar-Moh s condition) We call the conditions () (5) concerning {δ 0, δ,..., δ h } in Theorem 2 Abhyankar-Moh s condition. In [6], we presented the following theorem to give normal forms of defining polynomials of curves with one place at infinity, and detailed the method of construction of their defining polynomials by computer. 4

Theorem 3. ([6]) Let {δ 0, δ,..., δ h } (h ) be a sequence of natural numbers satisfying Abhyankar-Moh s condition (see Definition 4). Set d k = gcd{δ 0, δ,..., δ k } ( k h + ) and q k = d k /d k+ ( k h). () We define g k (0 k h + ) as follows: g 0 = x, p/q g = y + c j x j, c j C, p = δ /d 2, q = δ 0 /d 2, g i+ = g q i i + j=0 + aᾱ0 ᾱ ᾱ gᾱ0 i 0 gᾱ gᾱi i (α 0, α,, α i ) Λ i c α0 α α i g α0 0 gα aᾱ0 ᾱ ᾱ i C, c α0 α α i C i, gα i ( i h), where (ᾱ 0, ᾱ,, ᾱ i ) is the sequence of i non-negative integers satisfying i j=0 ᾱ j δ j = q i δ i, ᾱ j < q j (0 < j < i) and Λ i = (α 0, α,, α i ) N i+ α j < q j (0 < j < i), α i < q i, i α j δ j < q i δ i. j=0 Then, g 0, g,..., g h are approximate roots of f (= g h+ ), and f is the defining polynomial, monic in y, of a curve with one place at infinity of the δ-sequence {δ 0, δ,..., δ h }. (2) The defining polynomial f, monic in y, of a curve with one place at infinity of the δ-sequence {δ 0, δ,..., δ h } is obtained by the procedure of (), and the values of parameters {aᾱ0 ᾱ ᾱ i } i h and {c α0 α α i } 0 i h are uniquely determined for f. 4. Abhyankar s question and Sathaye Stenerson s conjecture Definition 5. (planar semigroup) Let {δ 0, δ,..., δ h } (h ) be a sequence of natural numbers satisfying Abhyankar-Moh s condition. A semigroup generated by {δ 0, δ,..., δ h } is said to be a planar semigroup. Definition 6. (polynomial curve) Let C be an algebraic curve defined by f (x, y) = 0, where f (x, y) is an irreducible polynomial in C[x, y]. We call C a polynomial curve, if C has a parametrization x = x(t), y = y(t), where x(t) and y(t) are polynomials in C[t]. 5

The following question was introduced by Sathaye [7]. Abhyankar s Question: Let Ω be a planar semigroup. Is there a polynomial curve with a δ-sequence generating Ω? Moh [8] showed that there is no polynomial curve with the δ-sequence {6, 8, 3}. But this is not a counter example for the Abhyankar s question since there is a polynomial curve (x, y) = (t 3, t 8 ) with the δ-sequence {3, 8} that generates the same semigroup as above. Sathaye Stenerson [4] proved that the semigroup generated by {6, 22, 7} has no other δ-sequence generating the same semigroup, and proposed the following conjecture for this question. Sathaye Stenerson s Conjecture: There is no polynomial curve having the δ- sequence {6, 22, 7}. By Theorem 3, the defining polynomial of the curve with one place at infinity of the δ-sequence {6, 22, 7} is as follows: where f = (g 2 2 + a 2,x 2 g ) + c 5,0,0 x 5 + c 4,0,0 x 4 + c 3,0,0 x 3 + c 2,0,0 x 2 +c,,0 xg + c,0,0 x + c 0,,0 g + c 0,0,0 g = y + c 3 x 3 + c 2 x 2 + c x + c 0, g 2 = (g 3 + a x ) + c 0,0 x 0 + c 9,0 x 9 + c 8,0 x 8 + (c 7, g + c 7,0 )x 7 +(c 6, g + c 6,0 )x 6 + (c 5, g + c 5,0 )x 5 + (c 4, g + c 4,0 )x 4 +(c 3, g + c 3,0 )x 3 + (c 2, g + c 2,0 )x 2 + (c, g + c,0 )x + c 0, g + c 0,0. Since a curve has one place at infinity and genus zero if and only if it has polynomial parametrization (see [9] or [0]), {6, 22, 7} is a counter example of the Abhyankar s question if it can be shown that the above type curve does not include a polynomial curve. We summarize elementary facts about polynomial parametrizations (see [], [2]). Definition 7. (proper polynomial parametrization) A polynomial parametrization (x, y) = (u(t), v(t)), where u, v C[t], is called proper if and only if t may be expressed as a rational function in x, y. Fact 3. Any polynomial curve has a proper polynomial parametrization. 6

Fact 4. Let C be a polynomial curve defined by an irreducible polynomial equation f (x, y) = 0 in the complex affine plane C 2. Let (x, y) = (u(t), v(t)) be a proper polynomial parametrization of C. Then deg t u = deg y f and deg t v = deg x f. Now we assume that there exists a polynomial curve having the δ-sequence {6, 22, 7}. Thus, the defining polynomial f of C has the above form using the approximate roots g and g 2. By Fact and Fact 4, this curve has the following polynomial parametrization: { x = t 6 + a t 5 + a 2 t 4 + a 3 t 3 + a 4 t 2 + a 5 t + a 6 y = t 22 + b t 2 + b 2 t 20 + b 3 t 9 + + b 20 t 2 + b 2 t + b 22 The following lemma in [4] plays a vital role to generate polynomial systems corresponding to δ-sequences. Lemma. deg t g 2 (x(t), y(t)) = δ 2. Proof. This follows immediately from the form of g 3 obtained by Theorem 3. By this lemma, all formal terms with t-degree more than 7 in g 2 (x(t), y(t)) must be eliminated. We get the polynomial system I from the coefficients of these terms. Furthermore, we can successively eliminate some variables by using polynomials with the form: cz h(w, w 2,..., w s ) in I, where c C, z, w, w 2,..., w s are variables and h C[w, w 2,..., w s ]. As a result, we obtain the polynomial system with variables and 7 polynomials. {6, 22, 7} is a counter example of the Abhyankar s question if the polynomial system I does not have a root. For such a huge polynomial system it is suitable to compute the Gröbner basis of the ideal. However, it has been impossible to compute the Gröbner basis of I under well-known term orderings, even using a computer with 8GB of memory. 5. A counter example of Abhyankar s question We find a lighter candidate as a counter example for the Abhyankar s question. Let C be a curve with one place at infinity defined by a polynomial equation f (x, y) = 0 in the complex affine plane C 2. Let M be the surface and E be the exceptional curve on M, that were obtained by the minimal resolution of the singularity of C at infinity. We assume that E 0, E,..., E ih are irreducible components of E, where the numbering of indices is by the ordering generated in the process to get M. The holomorphic 2-form ω = dx dy in C 2 extends to a meromorphic 2-form on M. The canonical divisor K = (ω) has the support on E. We get K = i h l=0 k le l, where k l is the zero order of ω on E l. We call the zero order k ih 7

of ω on E ih k-number. We obtain the following fact, since the proper transform of C intersects only E ih on M. Fact 5. K C = k ih. The k-number corresponding to the δ-sequence {6, 22, 7} is 20. We classified δ-sequences with genus 50 into groups that generate the same semigroups. Furthermore, we listed δ-sequences with the following three properties: (i) There is no other δ-sequence that generates the same semigroup. (ii) The number of generators is 3. (iii) k-number. Then, we obtained {6, 5, 4}, {4, 4, 9}, {6, 5, 7}, {6, 2, 4}, {6, 0, }, {4, 8, 3},. We got {6, 2, 4} as a counter example for the Abhyankar s question using Gröbner basis computations for polynomial systems corresponding to these δ-sequences. We show the details below. First, we need to prove the uniqueness of {6, 2, 4} since the above-mentioned classification is for genus 50. Let {δ 0, δ,..., δ h } be a sequence of natural numbers satisfying Abhyankar-Moh s condition, where h. Set d k = gcd{δ 0, δ,..., δ k } ( k h + ) and q k = d k /d k+ ( k h). Lemma 2. For any k ( k h), d k+ δ k. Proof. Assume that there exists a natural number k ( k h) such that d k+ = δ k. We get q k δ k = d k d k+ δ k = d k. From this and d k = gcd{δ 0, δ,..., δ k }, q k δ i for each i (0 i k ). By Abhyankar-Moh s condition (5), it follows that there exists an integer k 0 (0 k 0 k ) such that q k δ k = δ k0. However, it must be k 0 = k from q k δ k = d k and Abhyankar-Moh s condition (2). Thus, we obtain d k = δ k and δ k > δ k. We get δ 0 > δ > > δ k > δ k, using the above result inductively, which is contradictory to Abhyankar-Moh s condition (). Definition 8. (primitive) An element of a semigroup is called primitive if it is not a sum of two nonzero elements of the semigroup. Lemma 3. ([4]) Let Ω be a semigroup and {δ 0, δ,..., δ h } be a generators of Ω. If x is a primitive element of Ω, there exists a integer k (0 k h) such that x = δ k. Proof. By the definition of primitive elements, this assertion is clear. Proposition. The planar semigroup generated by {6, 2, 4} has no other sequence satisfying Abhyankar-Moh s condition. 8

Proof. Let Ω be the planar semigroup generated by {6, 2, 4}. 6, 2 and 4 are primitive elements of Ω. Thus, by Lemma 3, 6, 2 and 4 belong to any generating set of Ω. There are six possible cases for the order of 6, 2 and 4. (i) {..., 6,..., 2,..., 4,...}: By gcd{6, 2, 4} = and Abhyankar-Moh s condition (2), 4 is the last element of the sequence. By gcd{6, 2} = 3, gcd{6, 2, 4} = and Abhyankar-Moh s condition (2), there is no element between of 6 and 2, and also between of 2 and 4. Furthermore, by Lemma 2, 6 is the first element of the sequence. Thus, we get {6, 2, 4}. (ii) {..., 2,..., 6,..., 4,...}: We get {2, 6, 4} in the same way as (i). But this is contradictory to Abhyankar-Moh s condition (). (iii) {..., 4,..., 2,..., 6,...}: By gcd{4, 2} =, this case is impossible. (iv) {..., 2,..., 4,..., 6,...}: By gcd{2, 4} =, this case is impossible. (v) {..., 6,..., 4,..., 2,...}: We get {6, 4, 2} in the same way as (i). But this is contradictory to Abhyankar-Moh s condition (). (vi) {..., 4,..., 6,..., 2,...}: We get {4, 6, 2} in the same way as (i). From d = 4, d 2 = gcd{4, 6} = 2, q = d /d 2 = 2. Thus, q δ = 2 < δ 2. But this is contradictory to Abhyankar-Moh s condition (4). As a consequence, the generating sequence of Ω satisfying Abhyankar-Moh s condition is only {6, 2, 4}. We assume that there exists a polynomial curve having the δ-sequence {6, 2, 4}. The defining polynomial of this curve is as follows: where f = g 3 2 + a 2,0x 2 + c,0, xg 2 + c,0,0 x + c 0,0, g 2 + c 0,0,0 g 2 = g 2 + a 7x 7 + c 6,0 x 6 + c 5,0 x 5 + c 4,0 x 4 + c 3,0 x 3 +c 2,0 x 2 + c,0 x + c 0,0, g = y + c 3 x 3 + c 2 x 2 + c x + c 0. By the substitution of g for g 2 and changing parameters, we get g 2 = y 2 + a 7 x 7 + y(c 3, x 3 + c 2, x 2 + c, x + c 0, ) +c 6,0 x 6 + c 5,0 x 5 + c 4,0 x 4 + c 3,0 x 3 + c 2,0 x 2 + c,0 x + c 0,0. We can set a 7 = by the automorphism of C[x, y], x a /7 x, y y. By x x+c 6,0 /7, we can remove the term c 6,0 x 6. Further, by y y (c 3, x 3 +c 2, x 2 + c, x + c 0, )/2, we can remove the terms y(c 3, x 3 + c 2, x 2 + c, x + c 0, ). The proper polynomial parametrization of this curve is of the following form: { x = t 6 + a t 5 + a 2 t 4 + a 3 t 3 + a 4 t 2 + a 5 t + a 6 y = t 2 + b t 20 + b 2 t 9 + b 3 t 8 + + b 9 t 2 + b 20 t + b 2 9

By the automorphism of C[t], t t a /6, we may remove the term a t 5 in x(t). By Lemma, we get deg t g 2 (x(t), y(t)) = 4. All formal terms with t-degree more than 4 in g 2 (x(t), y(t)) must be eliminated. We obtain the polynomial system J from the coefficients of these terms. Furthermore, we can successively eliminate the variables b, c 5,0, c 4,0, c 3,0, c 2,0, c,0, b 2, b 3, b 4, b 5, b 6, b 7, b 8, b 9, b 0, b, b 3, b 4, b 5, b 6, b 7, b 9, b 20 and b 2 in this order by using polynomials with the form: cz h(w, w 2,..., w s ) in J, where c C, z, w, w 2,..., w s are variables and h C[w, w 2,..., w s ]. As a result, we can get the polynomial system with 7 variables {a 2, a 3, a 4, a 5, a 6, b 2, b 8 } and 3 polynomials. We denote the obtained polynomial system by the same character J. We used total degree reverse lexicographic ordering (DRL) with a 2 a 3 a 4 a 5 a 6 b 2 b 8 to the Gröbner basis computation. The CPU time for the computation was 3 hours 40 minutes and the required memory 850MB. The computation was conducted on a dual AMD AthlonMP 2200+ (.8GHz) machine with 4GB memory running FreeBSD 4.7. The computer algebra system used was Risa/Asir [3]. The obtained Gröbner basis G {6,2,4} of the ideal Id(J) was not {}. However, the normal form of the coefficient p of the term with t-degree = 4 in g 2 (x(t), y(t)) with respect to G {6,2,4} is 0. By the property of Gröbner bases for ideal membership, this shows that p Id(J). Thus, we get deg t g 2 (x(t), y(t)) < 4. Since this is contradictory to deg t g 2 (x(t), y(t)) = 4, there is no polynomial curve having the δ-sequence {6, 2, 4}. Consequently, {6, 2, 4} is a counter example of the Abhyankar s question. Remark. We computed the Gröbner bases corresponding to the δ-sequences {6, 5, 4}, {4, 4, 9} and {6, 5, 7}, and obtained the normal forms of the coefficients of terms with t-degree δ 2 in g 2 (x(t), y(t)) with respect to them. However, they were not 0 unlike the case of {6, 2, 4}. 6. Gröbner basis computation using weighted ordering It is well-known that Gröbner basis computation is accelerated by setting weights if the input polynomial system is quasi homogeneous (see [4]). The polynomial system J corresponding to the δ-sequence {6, 2, 4} is quasi homogeneous by the constructing method, and J become homogeneous by setting the indices of each variable as weights. We get the following weighted ordering: b 8 b 2 a 6 a 5 a 4 a 3 a 2 with weights {8, 2, 6, 5, 4, 3, 2}. After various trials and errors, we obtained the Gröbner basis of the ideal Id(J) by lexicographic ordering (LEX) with the above setting in a very short time and only MB of memory. For verification of the results obtained by Asir and a comparison of computation time, we used another computer algebra system 0

Singular 2.0.4 [5]. The results obtained by Singular coincided with Asir. The computation times are as follows: δ-seq. System DRL Sawada {6,2,4} Sawada weight DRL Sawada weight LEX Weight DRL Weight LEX Asir 5884 2.7 0.28 0.26 0.24 0.7 Singular 53h 0.35 0.34 0.3 0.7 h means hour. The time unit of values without h are seconds. The line means out of memory. Sawada is an automatic block ordering by Dr. Sawada in AIST (see [6]). Sawada ordering is obtained by a heuristic algorithm. We tried to compute the Gröbner basis of {6, 22, 7}-type by using weighted ordering. Let I be the polynomial system corresponding to the δ-sequence {6, 22, 7} (see Section 4.). I has variables {a 2, a 3, a 4, a 5, a 6, b 2, b 8, b 2, b 4, b 8, b 20 } and 7 polynomials. Further, I is also quasi homogeneous, and becomes homogeneous by setting the indices of each variable as weights. As the above, we get the following weighted ordering: b 20 b 8 b 4 b 2 b 8 a 6 a 5 a 4 a 3 b 2 a 2 with weights {20, 8, 4, 2, 8, 6, 5, 4, 3, 2, 2}. We obtained the Gröbner basis of the ideal Id(I) by LEX with the above setting. The memory used was 6MB. The computation times were as follows: δ-seq. System DRL Sawada {6,22,7} Sawada weight DRL Sawada weight LEX Weight DRL Weight LEX Asir 303.8 382.8 2368 285.7 Singular 92h 92h 326h 78h Let G {6,22,7} be the obtained Gröbner basis of Id(I). Let q be the coefficient of the term with t-degree = 7 in g 2 (x(t), y(t)). Further, let q be the normal form of q with respect to G {6,22,7}. We got that the normal form of q 3 with respect to G {6,22,7} is 0 by Asir and Singular. This shows that q Id(I). This is contradictory to deg t g 2 (x(t), y(t)) = 7. Consequently, the Sathaye-Stenerson s conjecture is also true. The data files for polynomial systems that appeared in this paper are available from http://www.fukuoka-edu.ac.jp/~fujimoto/abh2/. Acknowledgement. The authors would like to thank Dr. Kinji Kimura, Prof. Masayuki Noro and Dr. Hiroyuki Sawada for many helpful suggestions on term ordering for efficient Gröbner basis computation.

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[2] J. Gutierrez, R. Rubio and J. Schicho: Polynomial parametrization of curves without affine singularities, Computer Aided Geometric Design, 9 (2002), 223 234, 673. [3] M. Noro, et al.: A computer algebra system Risa/Asir, http://www.math.kobe-u.ac.jp/asir/asir.html. [4] K. Kimura and M. Noro: Automatic weight generator for Gröbner basis computation (in Japanese), Computer Algebra Design of Algorithms, Implementations and Applications, RIMS Kokyuroku Vol.395 (2004), 7. [5] G.-M. Greuel, G. Pfister and H. Schönemann: Singular 2.0.4 A Computer Algebra System for Polynomial Computations, Centre for Computer Algebra, University of Kaiserslautern (200), http://www.singular.uni-kl.de. [6] H. Sawada: Automatic Generation of Ranking of Variables for Efficient Computation of Groebner Bases in Engineering Applications, Proceedings of the 6th International Workshop on Computer Algebra in Scientific Computing (CASC 2003), 39 328, 2003. Mitsushi Fujimoto Department of Information Education Fukuoka University of Education Munakata, Fukuoka 8-492, Japan e-mail: fujimoto@fukuoka-edu.ac.jp Masakazu Suzuki Faculty of Mathematics Kyushu University 36, Fukuoka 82-858, Japan e-mail: suzuki@math.kyushu-u.ac.jp Kazuhiro Yokoyama Department of Mathematics Rikkyo University Toshima-ku, Tokyo 7-850, Japan e-mail: yokoyama@rkmath.rikkyo.ac.jp 3