Princeton Plasma Physics Laboratory. Study of Aspect Ratio Effects on Kinetic MHD Instabilities in NSTX and DIII-D

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Princeton Plasma Physics Laboratory PPPL-4013 PPPL-4013 Study of Aspect Ratio Effects on Kinetic MHD Instabilities in NSTX and DIII-D E.D. Fredrickson, W.W. Heidbrink, C.Z. Cheng, N.N. Gorelenkov, E. Belova, A.W. Hyatt, G.J. Kramer, J. Manickam, J. Menard, R. Nazikian, T.L. Rhodes, and E. Ruskov October 2004 PPPL PRINCETON PLASMA PHYSICS LABORATORY Prepared for the U.S. Department of Energy under Contract DE-AC02-76CH03073.

PPPL Report Disclaimers Full Legal Disclaimer This report was prepared as an account of work sponsored by an agency of the United States Government. Neither the United States Government nor any agency thereof, nor any of their employees, nor any of their contractors, subcontractors or their employees, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or any third party s use or the results of such use of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation, or favoring by the United States Government or any agency thereof or its contractors or subcontractors. The views and opinions of authors expressed herein do not necessarily state or reflect those of the United States Government or any agency thereof. Trademark Disclaimer Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation, or favoring by the United States Government or any agency thereof or its contractors or subcontractors. PPPL Report Availability This report is posted on the U.S. Department of Energy s Princeton Plasma Physics Laboratory Publications and Reports web site in Fiscal Year 2005. The home page for PPPL Reports and Publications is: http://www.pppl.gov/pub_report/ Office of Scientific and Technical Information (OSTI): Available electronically at: http://www.osti.gov/bridge. Available for a processing fee to U.S. Department of Energy and its contractors, in paper from: U.S. Department of Energy Office of Scientific and Technical Information P.O. Box 62 Oak Ridge, TN 37831-0062 Telephone: (865) 576-8401 Fax: (865) 576-5728 E-mail: reports@adonis.osti.gov National Technical Information Service (NTIS): This report is available for sale to the general public from: U.S. Department of Commerce National Technical Information Service 5285 Port Royal Road Springfield, VA 22161 Telephone: (800) 553-6847 Fax: (703) 605-6900 Email: orders@ntis.fedworld.gov Online ordering: http://www.ntis.gov/ordering.htm

1 EX/5-3 Study of Aspect Ratio Effects on Kinetic MHD Instabilities in NSTX and DIII-D E.D. Fredrickson, a W.W. Heidbrink, b C.Z. Cheng, a N.N. Gorelenkov, a E. Belova, a A.W. Hyatt, c G.J. Kramer, a J. Manickam, a J. Menard, a R. Nazikian, a T. L. Rhodes d, E. Ruskov b a Princeton Plasma Physics Laboratory, NJ b University of California, Irvine, CA c General Atomics, La Jolla, CA d University of California, Los Angeles, CA e-mail contact of main author: efredrickson@pppl.gov Abstract. We report general observations of kinetic instabilities on the low aspect-ratio National Spherical Torus Experiment (NSTX) and describe explicit aspect ratio scaling studies of kinetic instabilities using both the NSTX and the DIII-D tokamak. The NSTX and the DIII-D tokamak are nearly ideal for such experiments, having a factor of two difference in major radius but otherwise similar parameters. We also introduce new theoretical work on the physics of kinetic ballooning modes (KBM), toroidal Alfvén eigenmodes (TAE), and compressional Alfvén eigenmodes (CAE) with applications to NSTX. 1. Introduction A wide range of kinetic instabilities is seen on NSTX. NSTX operates in a relatively new fast-ion parameter regime combining low aspect ratio with a large population of fast ions, produced by high-power neutral beam injection, well above the Alfvén speed, 1 < v b /v A < 3 (where v b is the beam ion speed and v A is the Alfvén speed). This is similar to the regime expected on ITER where 1 < v a / v A < 2, and v a is the alpha birth velocity. It is important to understand the relative importance of low aspect-ratio vs. the trans-alfvénic fast ion population in exciting these instabilities. The DIII-D tokamak can provide plasma parameters similar in every way to NSTX, with the exception that the aspect ratio is larger. A similarity study of the toroidal Alfvén eigenmode (TAE) shows that the toroidal mode numbers scale as expected, supporting an expectation of a "sea" of unstable modes in a reactor. Kinetic instabilities with frequencies that chirp rapidly are common in NSTX but rare in DIII-D. Efforts to understand this difference in terms of the hole-clump theory of Berk and Breizman are reported. Compressional Alfvén modes (CAE) on NSTX have a frequency scaling, polarization, dependence on the fast-ion distribution function, and low frequency limit which are qualitatively consistent with CAE theory. Experiments are planned to compare the stability limits on DIII-D with those on NSTX to determine if CAE will be excited by alphas in a reactor. Theoretical work has found new insights into the ballooning instability. We show that the combined kinetic effect of trapped-electron dynamics and large ion Larmorradii produces a large parallel electric field and hence a parallel current that greatly enhances the stabilizing effect of field line tension. 2. Aspect-Ratio Scaling of Toroidal Alfvén Eigenmodes As in normal aspect-ratio tokamaks, TAEs [1] are destabilized in NSTX when the fast-ion velocity (v b ) is larger than V A. The TAE can appear either as saturated modes, or as bursting modes in the frequency range 50-150 khz. The bursting TAEs observed in NSTX [2] can cause significant fast ion losses. For NSTX shot 108530 shown in Fig. 1, the toroidal modenumbers of the observed TAEs are n = 2-5. The mode frequency increases with n with

FREQUENCY (khz) 2 EX/5-3 roughly equal frequency spacing. The mode growth rate, in the presence of multiple bursts and multiple modes, varies between g/w TAE 1.6 10 3 and 6 10-3 (w TAE v A / 2qR, where V A is the Alfvén velocity). The TAE bursts eject the fast ions, driving the mode, thereby lowering the growth rate, but the presence of multiple modes may non-linearly enhance the growth rate. In NSTX the TAE appear more often when q(0) > 1.5 (inferred from EFIT [3]). As predicted, modes at the higher gap frequencies have not yet been observed. The observations of TAE are consistent with theory developed for normal aspect ratio tokamaks. At low aspect ratio, the Alfvén continuum gap is broad and NOVA-K [4] analysis predicts a broad TAE spectrum with many toroidal mode numbers (n). Plasma toroidal rotation Doppler-shifts the frequencies, affecting the resonance interaction between TAEs and particles and greatly modifying the mode stability. The calculated linear growth rates are g/w 10 2 for a beam beta, b b 1-3%, and the frequencies of the unstable modes are 200 150 100 50 0 10 3 10 2 10 1 black red green blue yellow n=1 n=2 n=3 n=4 n=5 100 b) TAE 70-150 khz 1.0 c) Neutrons (10 14 /s) 108530 f = ftae + n frotation f TAE 0.0 0.20 0.22 0.24 0.26 0.28 0.30 TIME (s) Fig. 1 TAE-induced fast ion losses. In the top panel is shown the spectrum of a Mirnov coil. Solid lines show Doppler-shifted TAE frequencies. b) RMS amplitude of TAE, c) total neutron production rate showing drops at TAE bursts. consistent with the observations. NOVA-K has predicted that plasmas with high q(0) will be more unstable to TAE and that b does not close the toroidicity-induced gap, but does close the ellipticity-induced and other higher gaps, consistent with the experimental observations [5]. The linear theory predicts that the range of unstable n s is determined by the fast ion finite orbit-width (FOW) effect. The fast ion drive is maximum in the range n min < n < n max, where n min rn max / R, n max rw cf /q 2 v A, and w cf is the fast ion cyclotron frequency. The n range of the most unstable TAEs shifts toward higher n's at lower q and in larger devices such as ITER. This range has been verified by NOVA-K code calculations with FOW and finite Larmor-radius, r effects included. The analytic scaling of the least stable n was tested in the NSTX and DIII-D. Both devices can operate with similar magnetic field, current density and temperature. Further, the most important dimensionless parameters for Alfvén mode stability, v b /v A and the normalized fast-ion pressure, b b, are similar in the two devices. In addition, the crosssectional shapes of the plasma can be closely matched. Thus, it is possible to study MHD and kinetic instabilities with all plasma parameters closely matched, except the major radius, which differs by a factor of two. In practice, however, there are differences in the q profile between the two devices. In the similarity experiments, TAEs are observed with n = 1 2 in NSTX, whereas n = 2 7 in DIII-D. We have analyzed these experiments employing the NOVA and NOVA-K codes and recovered the observed scaling [6,7].

(x1014/s) (G) FREQUENCY (khz) 3 EX/5-3 150 100 50 0 3 2 1 0 1.4 1.0 0.4 TAE n = 1 n = 2 n = 3 EPM (10-90 khz) Neutron Rate 0.0 0.15 0.20 0.25 0.30 0.35 TIME (s) Fig. 2 EPM-induced fast ion losses. In the top panel is shown the spectrum of a Mirnov coil, b) rms amplitude of EPM, c) drops in total neutron production rate at EPM bursts. 2. Energetic Particle (Chirping) Modes Bursting modes, which exhibit rapid downward frequency shifts (chirping) during each burst, Fig. 2, are a characteristic feature of energetic particle modes (EPM). The modes can chirp because the frequency is determined by the fast-ion distribution function, which can be directly modified by the modes, rather than parameters of the thermal plasma. Such modes are common in NSTX plasmas heated with neutral beams [8]. The modes qualitatively resemble the fishbone instability, a type of EPM, discovered on PDX [9], but have significant differences. In particular, the modes can have n 2 and can be present when q(0) > 1. The most significant difference is that the NSTX EPMs can be driven through a fast-ion bounce resonance, rather than the fast-ion precession-drift resonance as in the PDX fishbone instability. The low field and large aspect-ratio of NSTX results in a bounce frequency, f b only a little larger than the precession drift frequency, f p since the ratio of bounce frequency, for deeply trapped ions, to precession frequency scales as: f b µ r f p q 2 r b 2r R, EPMs 108170 where r b is the beam ion Larmor radius. While the precession-drift resonance could excite EPMs under some conditions in NSTX, often the precession frequency becomes small or negative in the latter periods of NSTX discharges similar to the situation predicted for ITER (Fig. 3). The bounce-resonance drive becomes most important at low shear and high q(0), the conditions desired for an ST (or advanced tokamak) reactor. While drops in the neutron rate approaching 40% are seen with some fishbone events [2], in 0 10 20 30 40 50 E(kV) Fig. 3. Trapped particle bounce (red, f b ) and precession (blue) frequency (f p ). many cases the neutron rate is essentially unaffected (Fig. 2c). The large neutron-rate drops indicate the loss from the plasma of a substantial fraction of the most energetic fast ions which are responsible for most of the neutron production. Smaller neutron-rate drops could indicate either that the fast ions are just redistributed within the plasma, or that only the lower energy fast ions are expelled. fb, fp khz 80 60 40 20 0 NSTX 108170 0.26 s

4 EX/5-3 Large fast ion losses are seen in many NSTX shots correlated with TAE and fishbone bursts. It is important to understand the scaling of these losses with respect to NSTX parameters, as well as inter-machine parameters such as aspect ratio. Preliminary scaling studies on NSTX have found no evidence that operation at high beta or high current will ameliorate the losses. In Figs. 4a 4c, the loss fraction (% drop in neutron rate) for many discrete events is shown vs. toroidal field, plasma current and beta. As can be seen, the maximum loss fraction does not depend strongly on any of these parameters. 50 40 Neutron Drop (%) 30 20 10 0 0 5 10 15 20 25 30 b tor (%) Fig. 4. Change in neutron rate during TAE, fishbone or combined TAE/fishbone bursts on NSTX. While instabilities with frequencies that chirp rapidly are common in NSTX [5], they are rare in DIII-D [10]. It is important to develop a theoretical understanding of which of the parameters that differ between DIII-D and NSTX (e.g., r b /r, r/r, ) are important in EPM stability. A theory by Berk and Breizman [11] suggests that chirping occurs when perturbations in the fast-ion phase space (a hole-clump pair) are preserved throughout the evolution of the instability. The absence of chirping in DIII-D may be because the particularly effective beam-ion transport in DIII-D [10,12] rapidly destroys the hole-clump pair, suppressing chirping. An experiment on NSTX attempted to spoil the chirping phenomenon by raising the effective collisionality of the resonant fast ions. High harmonic fast wave (HHFW) heating [13], which primarily heats electrons, can also heat the fast beam ions. The heating of the beam ions might effectively enhance the fast ion diffusion in velocity (phase) space, mitigating the chirping. Unfortunately, HHFW was found to be ineffective in controlling the frequency chirping. However, in the early part of the discharge the HHFW was found to stabilize the TAE. 3. Aspect-Ratio Scaling of Compressional Alfvén Eigenmodes Compressional Alfvén Eigenmodes (CAEs) [14] and Global Alfvén Eigenmode (GAEs) [15,16] in the sub-ion-cyclotron frequency range are commonly excited during NBI in NSTX (Fig. 5) [17]. The toroidal mode numbers of the CAE have been measured for a few cases and are in the range 6 n 12 and the polarization of the modes, measured at the 0.4 0.6 0.8 1.0 1.2 1.4 I plasma (MA) FREQUENCY (MHz) Ip (MA) 1.6 1.4 1.2 1.0 0.8 1.0 0.5 CAE STABLE 1.0 2.0 3.0 4.0 EFIT q(0) 1.7 MW, 80 kv 58 kv 0.0 0.10 0.15 0.20 0.25 0.30 TIME (s) 108841 Fig. 5. Spectrogram of Mirnov coil signal showing CAE activity. Red line show theoretical minimum frequency. Plasma current evolution and neutral beam injection heating power.

ENERGY (kev) 5 EX/5-3 vacuum vessel wall, is consistent with compressional waves. Many modes are present simultaneously and the spectrum typically shows a hierarchy of peaks, with evenly spaced large peaks, flanked by more closely spaced smaller peaks (c.f., Fig. 8). 80 60 40 20 108841a05_2.6s Fig. 6.Fast ion distribution function as calculated in TRANSP. Curves and arrow described in text. The fast ion distribution calculated by the beam deposition code in TRANSP [18] is shown in Fig. 6 (outboard midplane, 0.6 r/a 0.8). The mode excitation in NSTX is predicted to be through a Doppler-shifted ion-cyclotron resonance [19] w = w cb - k q v drift - k v b with the fast ions in the bump-on-tail in the perpendicular direction highlighted by the magenta oval (w cb is the beam ion gyrofrequency, v drift is the curvature drift, and v b is the beam ion parallel velocity). The ioncyclotron resonance takes mostly perpendicular energy, moving the fast ions in the direction of the black arrow, down the gradient. Only the fast ions above, and to the right, of the black curve have sufficient parallel energy to satisfy the resonance condition. The experimentally observed minimum frequency for CAE is found to be consistent with the prediction that the fast-ion drive becomes weak for k^ r > 1 (red curve, Fig. 5). This constraint is also indicated in Fig. 6 by the two blue curves covering the range of observed CAE frequencies. Fast ions above the blue curves have sufficiently large Larmor radius to satisfy the k^ r > 1 constraint. From the above analysis, the calculated fast-ion distribution function is found to be qualitatively consistent with the constraints of the Doppler-shifted ion cyclotron resonance model. A numerical code, which solves the simplified dispersion relation for CAE [20-23], is used in the planning of experiments and interpretation of the results. For illustration, the equation in cylindrical geometry is: Ï 1 r r r È Ô r + Í w 2 Ì Ô Í Ó Î 0.93 MHz 1.24 MHz 0-1 0 1 V /V v A 2 - n 2 R 2 outboard midplane - m2 r 2 Ô f r = 0 Ô The part of this equation in square brackets forms a radial well, but one whose shape depends on the eigenvalues (w and m) of the mode. In toroidal geometry, particularly at low aspect-ratio, this well becomes asymmetric, tending to localize the wave amplitude to the outboard midplane. The aspect ratio, the shape of the density profile, and the poloidal and Fig. 7. Calculated CAE wells for DIII-D toroidal mode-numbers all influence the degree and NSTX (NSTX figure is inverted). of mode localization. In Fig. 7 are shown two wells as calculated for relatively similar DIII-

Frequency (MHz) 6 EX/5-3 2.2 2.0 1.8 1.6 108840_0.26s M = 1 1.4 M = 1.5 M = 2 1.2 M = 2.5 M = 3 M = 3.5 1.0 0 2 4 6 8 Toroidal Mode Number amp (a.u.) Fig.8. a) Predicted mode frequencies. b) spectrum at time of analysis. lowest poloidal eigenmode). For higher M, the well opens up and the waves become propagating, making the M and M + 0.5 eigenmodes degenerate in frequency (note the mode frequencies at M = 3 and M = 3.5). The frequency spacing with M or n is comparable to the dominant spacing of the peaks in Fig. 8b, but not to the finer frequency splitting. D and NSTX discharges (the NSTX shot was actually a lower single-null, and the cross-section is inverted in Fig. 7). Note that in the lower aspect-ratio NSTX shot, the well is more localized towards the outboard midplane. The frequency scaling of the modes agrees qualitatively with the predictions of this simple code, but the detailed structure of the spectrum is not captured with the simple model. In Fig. 8 are shown the predicted frequencies for the discrete modes with toroidal mode numbers 1 n 8 and 1.5 M 3.5 (where, e.g., M = 0.5 is the In experiments on DIII-D in which NSTX parameters were reproduced, CAE-like modes were seen [6]. An example is shown in Fig. 9 where a spectrogram from an inboard midplane sensor (red) is overlaid on the outboard midplane sensor spectrogram (blue). Modes above 2.2 MHz are seen on both sensors; below 2.2 MHz the modes are only seen on the outboard sensor, suggesting the modes are poloidally localized to the outboard Fig. 9. Spectrograms of inboard and outboard midplane sensors, with inboard (red) overlaid on outboard (blue). DIII-D shot 120190. 120190_0.3s 3.0 side. The numerical calculations find that CAE exist at both low and high aspect ratio, Inboard but that the transition to poloidally propagating waves occurs at somewhat 2.5 smaller poloidal mode numbers on DIII-D. For low poloidal mode numbers, the modes Outboard are predicted to be localized to the outboard 2.0 side, similar to predictions for NSTX, but at M = 0.5 M = 1 higher M s (frequencies) the well is more M = 1.5 M = 2.0 poloidally symmetric. Interestingly, near the M = 2.5 transition from poloidally localized to M = 3.0/3.5 1.5 0 2 4 6 8 10 12 AMP. (a.u.) poloidally symmetric, the mode amplitude is Toroidal Mode Number (n) predicted to peak on the inboard side. In Fig. Fig. 10. Calculated mode frequencies for 10 are shown the predicted frequencies for 1 n 12 and 0.5 M 3.5 compared to CAE vs poloidal and toroidal mode numbers. spectrum for DIII-D shot 120190 at 0.305s. Closed symbols indicate modes where the poloidal well is closed on the inboard side (the wave becomes evanescent); open symbols Frequency (MHz)

7 EX/5-3 indicate the modes where the radial well is poloidally open. The simulations predict that for modes below 2.2 MHz, the well is closed on the inboard side, in qualitative agreement with the data shown in Fig. 9. GAEs are global modes dominated by one poloidal harmonic and their frequencies are just below the minimum of the Alfvén continuum w 2 A(r) (= k 2 v 2 A ). The mode is localized at the minimum of w 2 A(r), which occurs at r = 0, for the typical flat q profiles in NSTX. The linear theory predicts unstable GAEs for 2 < (w / w cb ) (v^b0 / v A ) (k^ / k ) < 4 (w cb is the beam ion gyrofrequency), where the bump-on-tail width in v^ satisfies dv^b < 2v A w cb /w. While evidence for GAE has been found on NSTX [24], none has been found on DIII-D so far. Much more advanced simulations were performed to study GAEs and CAEs in NSTX using the 3D hybrid HYM code [25], which treats beam ions using full-orbit, delta-f particle scheme and the thermal plasma using resistive MHD model. The initial equilibria are obtained by solving a generalized Grad-Shafranov equation which includes the beam-ion toroidal and poloidal currents [25]. Simulation results show that for V b > 3V A many CAE/GAE with different n are excited. For 2 < n < 7 the modes are mainly GAEs, which are localized near the magnetic axis and have large k (with nm < 0), so that w k V 0.5w cb. For these modes db 1/3 db^ due to strong coupling to the compressional Alfvén wave. For each n, several GAE modes with different m are unstable. Linearized simulations for different n show that n + m 6 is satisfied (i.e. approximately same k ) for the most unstable modes. For a ratio of beam ion to plasma density, n b / n p = 0.03 and beam energy E b = 80 kev, the GAE growth rates are g (0.002-0.01) w ci and frequencies w (0.3-0.5) w ci. Nonlinear simulation results show that GAEs saturate at low amplitudes with db/b = 10 4 10 3. For larger n (> 7), CAEs are the dominant modes with db > db^ and their growth rates are g 0.001 w ci. Unlike GAEs, CAEs are found to be localized on the low-field side, and have small k (with nm >0). 4. Kinetic Ballooning Modes The ballooning instability results from the release of free energy of non-uniform pressure that has a gradient in the same direction as the magnetic field curvature. However, the kinetic effects of trapped electron dynamics, finite ion Larmor radii and wave-particle resonances are important in determining its stability. By considering v e >> w/k >> v i, where v e,i are the electron and ion thermal velocities, respectively, we have shown that the combined kinetic effect produces a large parallel electric field and hence a parallel current, which greatly enhances the stabilizing effect of field line tension [26]. 0.3 The stabilizing kinetic effect increases the first stability b crkbm critical-b (b c ) and reduces the second-stability b c over b NSTX the MHD prediction by a factor proportional to n e /n eu, 0.2 b crmhd where n e is the total electron density and n eu is the untrapped electron density. For low aspect-ratio devices 0.1 q/10 such as NSTX, we expect the stabilizing effect to be significant because n e /n eu >>1. We have computed the Kinetic Ballooning Mode 0.1 0.3 0.5 0.7 (KBM) stability [26] for an NSTX equilibrium which Fig. 11 The b r/a cr for the KBM and has a moderate reverse shear, with q min located at r 0.3 MHD ballooning mode (n = 12). [r 2 = Y tor (r)/y(a)]. Other parameters are: major radius Also shown are the NSTX b and q R = 0.86m, minor radius a = 0.68m (R/a = 1.26), profiles. ellipticity 1.63, triangularity 0.417, and vacuum magnetic field B 0 = 0.3T. Figure 11 for zero 0.0

8 EX/5-3 temperature gradient shows that while MHD ballooning modes are unstable for 0.05 < r < 0.45, the KBMs are unstable only near q min (0.28 < r < 0.37 for n = 12). The KBM real frequency is less than the ion diamagnetic-drift frequency, w *i, but its growth rate is much smaller than the MHD ballooning-mode growth rate. At R/a = 1.67, KBMs are unstable in a larger radial domain (0.28 < r < 0.44) mainly because n e /n eu is smaller at larger R/a. Allowing finite ion and electron temperature gradients (choosing h i = h e = 1 for all minor radii in the same NSTX equilibrium), the stability boundary in the (b, r/a) domain is modified with the first b c increased slightly, but the second b c increased greatly due to the coupling between the KBM and the h i mode. However, the unstable radial domain is 0.35 > r/a > 0.27, similar to the zero temperature gradient case. Near marginal stability the KBM real frequency is larger than (1+ h i )w *i. For an equilibrium with a slightly larger aspect ratio (R/a = 1.67) than the baseline NSTX case (R/a = 1.26), KBMs are unstable in a larger radial domain (0.28 < r/a < 0.44) mainly because it requires larger minor radii for the stabilizing influence of trapped electrons to become effective in a larger aspect-ratio device. 5. Acknowledgements We are grateful to the NSTX and DIII-D teams for supporting these experiments. This work supported by U.S. DOE Contract DE-AC02-76CH03073, Cooperative Agreement DE-FC02-04ER54698, Grant DE-FG03-01ER54615, and General Atomics subcontract SC-G903402. 6. References [1] C.Z. Cheng and M.S. Chance, Phys. Fluids 29, (1986) 2471. [2] E.D. Fredrickson, N N Gorelenkov, D Darrow, et al., Phys. of Plasmas 10 (2003) 2852. [3] S A Sabbagh, S M Kaye, J E Menard, et al., Nucl. Fusion 41, 1601 (2001). [4] C. Z. Cheng, Phys. Reports 211, 1-51 (1992). [5] N.N. Gorelenkov, C.Z. Cheng, G-Y. Fu, et al.,phys. of Plasmas 7 (2000) 1433. [6] W.W. Heidbrink, ED Fredrickson, N N Gorelenkov, et al., Plas. Phys. Cont. Fus. 45 (2003) 983. [7] N.N. Gorelenkov, E.V. Belova, H.L.Berk, C.Z. Cheng, et al., Phys. Plasmas 11 (2004) 2586. [8] E.D. Fredrickson, L Chen, R B White, Nucl. Fusion 43 (2003) 1258. [9] K. M. McGuire, R. Goldston, M Bell, et al., Phys. Rev. Lett. 50 891 (1983). [10] W.W. Heidbrink, Plasma Physics and Controlled Fusion 37 (1995) 937. [11] H.L. Berk, B.N. Breizman, J. Candy, et al., Phys. Plasmas 6 (1996) 3102. [12] E.M. Carolipio, W.W. Heidbrink, C. Z. Cheng, et al., Phys. Plasmas 8 (2001) 3391. [13] A. L. Rosenberg,b) J. E. Menard, J. R. Wilson, et al., Phys. Plasmas 11 (2004) 2441. [14] N N Gorelenkov, C Z Cheng, E Fredrickson, et al., Nucl. Fusion 42 977 (2002). [15] K Appert et al., Plasma Phys., 24 1147 (1982). [16] J.W. Van Dam et al., Fusion Tech. 18 461 (1990). [17] E.D. Fredrickson, N. Gorelenkov, C.Z. Cheng, et al., Phys. Rev. Lett. 87, (2001) 145001. [18] R V Budny, Nucl. Fusion 34 (1994) 1247. [19] N.N. Gorelenkov, C.Z. Cheng, Phys. Plasmas 2 (1995) 1961. [20] S.M. Mahajan, D.W. Ross, Phys. Fluids 26 (1983) 2561. [21] B. Coppi, S. Cowley, R. Kulsrud, P. Detragiache, and F. Pegoraro, Phys. Fluids 29, (1986) 4060. [22] N.N. Gorelenkov, C.Z. Cheng, Nucl. Fusion 35, (1995) 1743. [23] E.D. Fredrickson, N. N. Gorelekov and J. Menard, Phys. of Plasmas 11 (2004) 3653. [24] N.N. Gorelenkov, E. Fredrickson, E. Belova, C.Z. Cheng, et al., Nucl. Fusion, 43 (2003) 228. [25] E.V. Belova, et al., Phys. Plasmas 10 3240 (2003). [26] C.Z. Cheng and N.N. Gorelenkov, Phys. Plasmas, to appear in Phys. Plasmas (2004).

External Distribution Plasma Research Laboratory, Australian National University, Australia Professor I.R. Jones, Flinders University, Australia Professor João Canalle, Instituto de Fisica DEQ/IF - UERJ, Brazil Mr. Gerson O. Ludwig, Instituto Nacional de Pesquisas, Brazil Dr. P.H. Sakanaka, Instituto Fisica, Brazil The Librarian, Culham Laboratory, England Mrs. S.A. Hutchinson, JET Library, England Professor M.N. Bussac, Ecole Polytechnique, France Librarian, Max-Planck-Institut für Plasmaphysik, Germany Jolan Moldvai, Reports Library, Hungarian Academy of Sciences, Central Research Institute for Physics, Hungary Dr. P. Kaw, Institute for Plasma Research, India Ms. P.J. Pathak, Librarian, Institute for Plasma Research, India Ms. Clelia De Palo, Associazione EURATOM-ENEA, Italy Dr. G. Grosso, Instituto di Fisica del Plasma, Italy Librarian, Naka Fusion Research Establishment, JAERI, Japan Library, Laboratory for Complex Energy Processes, Institute for Advanced Study, Kyoto University, Japan Research Information Center, National Institute for Fusion Science, Japan Dr. O. Mitarai, Kyushu Tokai University, Japan Dr. Jiangang Li, Institute of Plasma Physics, Chinese Academy of Sciences, People s Republic of China Professor Yuping Huo, School of Physical Science and Technology, People s Republic of China Library, Academia Sinica, Institute of Plasma Physics, People s Republic of China Librarian, Institute of Physics, Chinese Academy of Sciences, People s Republic of China Dr. S. Mirnov, TRINITI, Troitsk, Russian Federation, Russia Dr. V.S. Strelkov, Kurchatov Institute, Russian Federation, Russia Professor Peter Lukac, Katedra Fyziky Plazmy MFF UK, Mlynska dolina F-2, Komenskeho Univerzita, SK-842 15 Bratislava, Slovakia Dr. G.S. Lee, Korea Basic Science Institute, South Korea Institute for Plasma Research, University of Maryland, USA Librarian, Fusion Energy Division, Oak Ridge National Laboratory, USA Librarian, Institute of Fusion Studies, University of Texas, USA Librarian, Magnetic Fusion Program, Lawrence Livermore National Laboratory, USA Library, General Atomics, USA Plasma Physics Group, Fusion Energy Research Program, University of California at San Diego, USA Plasma Physics Library, Columbia University, USA Alkesh Punjabi, Center for Fusion Research and Training, Hampton University, USA Dr. W.M. Stacey, Fusion Research Center, Georgia Institute of Technology, USA Dr. John Willis, U.S. Department of Energy, Office of Fusion Energy Sciences, USA Mr. Paul H. Wright, Indianapolis, Indiana, USA 07/07/03

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