HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 MAY ALL BE METRIZABLE

Similar documents
MORE ABOUT SPACES WITH A SMALL DIAGONAL

PFA(S)[S] and countably compact spaces

A NEW LINDELOF SPACE WITH POINTS G δ

DENSELY k-separable COMPACTA ARE DENSELY SEPARABLE

Axioms of separation

GREGORY TREES, THE CONTINUUM, AND MARTIN S AXIOM

CH AND THE MOORE-MROWKA PROBLEM

Chain Conditions of Horn and Tarski

A NOTE ON THE EIGHTFOLD WAY

FORCING WITH SEQUENCES OF MODELS OF TWO TYPES

SPACES WHOSE PSEUDOCOMPACT SUBSPACES ARE CLOSED SUBSETS. Alan Dow, Jack R. Porter, R.M. Stephenson, Jr., and R. Grant Woods

COMPACT C-CLOSED SPACES NEED NOT BE SEQUENTIAL

CARDINAL RESTRICTIONS ON SOME HOMOGENEOUS COMPACTA. István Juhász*, Peter Nyikos**, and Zoltán Szentmiklóssy*

Topology Proceedings. COPYRIGHT c by Topology Proceedings. All rights reserved.

COUNTABLE COMPACTNESS, HEREDITARY π CHARACTER, AND THE CONTINUUM HYPOTHESIS

STEVO TODORCEVIC AND JUSTIN TATCH MOORE

FAR POINTS AND DISCRETELY GENERATED SPACES

PSEUDO P-POINTS AND SPLITTING NUMBER

The Arkhangel skiĭ Tall problem under Martin s Axiom

1 Topology Definition of a topology Basis (Base) of a topology The subspace topology & the product topology on X Y 3

NAMBA FORCING, WEAK APPROXIMATION, AND GUESSING

2 RENATA GRUNBERG A. PRADO AND FRANKLIN D. TALL 1 We thank the referee for a number of useful comments. We need the following result: Theorem 0.1. [2]

COMPLETE NORMALITY AND COUNTABLE COMPACTNESS

COMPACT SPACES WITH HEREDITARILY NORMAL SQUARES

TUKEY QUOTIENTS, PRE-IDEALS, AND NEIGHBORHOOD FILTERS WITH CALIBRE (OMEGA 1, OMEGA) by Jeremiah Morgan BS, York College of Pennsylvania, 2010

VARIATIONS FOR SEPARATING CLUB GUESSING PRINCIPLES

ON VAN DOUWEN SPACES AND RETRACTS OF βn

EFIMOV S PROBLEM AND BOOLEAN ALGEBRAS

On productively Lindelöf spaces

Souslin s Hypothesis

CHODOUNSKY, DAVID, M.A. Relative Topological Properties. (2006) Directed by Dr. Jerry Vaughan. 48pp.

MONOTONICALLY COMPACT AND MONOTONICALLY

SEQUENTIAL COMPACTNESS VS. COUNTABLE COMPACTNESS. Angelo Bella and Peter Nyikos

Filters in Analysis and Topology

LOCALLY COMPACT PERFECTLY NORMAL SPACES MAY ALL BE PARACOMPACT. Paul Larson and Franklin D. Tall 1

PROPER FORCING REMASTERED

Maharam Algebras. Equipe de Logique, Université de Paris 7, 2 Place Jussieu, Paris, France

HEREDITARILY STRONGLY CWH AND WD(ℵ 1 ) VIS-A-VIS OTHER SEPARATION AXIOMS

Solutions to Tutorial 8 (Week 9)

MH 7500 THEOREMS. (iii) A = A; (iv) A B = A B. Theorem 5. If {A α : α Λ} is any collection of subsets of a space X, then

TIE-POINTS, REGULAR CLOSED SETS, AND COPIES OF N

CORES OF ALEXANDROFF SPACES

MA651 Topology. Lecture 9. Compactness 2.

P-FILTERS AND COHEN, RANDOM, AND LAVER FORCING

SELF-DUAL UNIFORM MATROIDS ON INFINITE SETS

Annals of Pure and Applied Logic

A DIRECT PROOF OF THE FIVE ELEMENT BASIS THEOREM

Homogeneous spaces and Wadge theory

Part III. 10 Topological Space Basics. Topological Spaces

FORCING AXIOMS AND THE CONTINUUM HYPOTHESIS, PART II: TRANSCENDING ω 1 -SEQUENCES OF REAL NUMBERS

DO FIVE OUT OF SIX ON EACH SET PROBLEM SET

Jónsson posets and unary Jónsson algebras

by Harold R. Bennett, Texas Tech University, Lubbock, TX and David J. Lutzer, College of William and Mary, Williamsburg, VA

Lusin sequences under CH and under Martin s Axiom

The Proper Forcing Axiom: a tutorial

WHY Y-C.C. DAVID CHODOUNSKÝ AND JINDŘICH ZAPLETAL

Topology. Xiaolong Han. Department of Mathematics, California State University, Northridge, CA 91330, USA address:

1 The Local-to-Global Lemma

Uniquely Universal Sets

On δ-normality C.Good and I.J.Tree

G δ ideals of compact sets

3 COUNTABILITY AND CONNECTEDNESS AXIOMS

arxiv: v1 [math.gn] 2 Jul 2016

A variant of Namba Forcing

Chapter 2 Metric Spaces

Topology Proceedings. COPYRIGHT c by Topology Proceedings. All rights reserved.

Generalized Pigeonhole Properties of Graphs and Oriented Graphs

NAME: Mathematics 205A, Fall 2008, Final Examination. Answer Key

SOME REMARKS ON NON-SPECIAL COHERENT ARONSZAJN TREES

Topological Algebraic Structure on Souslin and Aronszajn Lines

AN EXPLORATION OF THE METRIZABILITY OF TOPOLOGICAL SPACES

From continua to R trees

ITERATING ALONG A PRIKRY SEQUENCE

Scales, topological reflections, and large cardinal issues by Peter Nyikos

Connectedness. Proposition 2.2. The following are equivalent for a topological space (X, T ).

A SECOND COURSE IN GENERAL TOPOLOGY

Topological homogeneity and infinite powers

Locally Connected HS/HL Compacta

Part II. Logic and Set Theory. Year

The constructible universe

APPLICATIONS OF ANOTHER CHARACTERIZATION OF βn \ N

Increasing δ 1 2 and Namba-style forcing

ITERATIONS WITH MIXED SUPPORT

Solve EACH of the exercises 1-3

UNIVERSALLY BAIRE SETS AND GENERIC ABSOLUTENESS TREVOR M. WILSON

PFA(S)[S] and the Arhangel skiĭ-tall Problem

COUNTABLY S-CLOSED SPACES

THE NON-URYSOHN NUMBER OF A TOPOLOGICAL SPACE

Commentationes Mathematicae Universitatis Carolinae

A G δ IDEAL OF COMPACT SETS STRICTLY ABOVE THE NOWHERE DENSE IDEAL IN THE TUKEY ORDER

Cardinal invariants of closed graphs

Forcing Axioms and Inner Models of Set Theory

Aronszajn Compacta. July 1, 2008

Topology Proceedings. COPYRIGHT c by Topology Proceedings. All rights reserved.

TWO MORE PERFECTLY NORMAL NON-METRIZABLE MANIFOLDS. Zoltan Balogh and Gary Gruenhage

j-3 Consistency Results in Topology, II: Forcing and Large Cardinals

M ath. Res. Lett. 15 (2008), no. 00, NN c International Press 2008 A UNIVERSAL ARONSZAJN LINE. Justin Tatch Moore. 1.

Dedicated to our friend Aleksander Vladimirovich Arhangel skiĭ

THE ANTISYMMETRY BETWEENNESS AXIOM AND HAUSDORFF CONTINUA

CHAPTER 5. The Topology of R. 1. Open and Closed Sets

Transcription:

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 MAY ALL BE METRIZABLE ALAN DOW 1 AND FRANKLIN D. TALL 2 Abstract. P. J. Nyikos has asked whether it is consistent that every hereditarily normal manifold of dimension > 1 is metrizable, and proved it is if one assumes the consistency of a supercompact cardinal, and, in addition, that the manifolds are hereditarily collectionwise Hausdorff. We are able to omit these extra assumptions. 1. Nyikos Manifold Problem For us, a manifold is simply a locally Euclidean topological space. Mary Ellen Rudin proved that MA + CH implies every perfectly normal manifold is metrizable [17]. Hereditary normality (T 5 ) is a natural weakening of perfect normality; Peter Nyikos noticed that, although the Long Line and Long Ray are hereditarily normal non-metrizable manifolds, and indeed the only 1-dimensional non-metrizable connected manifolds [12], it is difficult to find examples of dimension > 1 (although one can do so with [17] or CH [18]). He therefore raised the problem of whether it was consistent that there weren t any [11], [12]. In a series of papers [13, 14, 15, 16] he was finally able to prove this from the consistency of a supercompact cardinal, if he also assumed that the manifolds were hereditarily collectionwise Hausdorff. We will demonstrate that neither of these extra assumptions is necessary: Theorem 1.1. It is consistent that every hereditarily normal manifold of dimension > 1 is metrizable. For a coherent Souslin tree S (see 2) PFA(S) is the statement [23, 4]: If P is a proper poset that preserves S and if D α (α < ω 1 ) is a sequence of dense open subsets of P there is a filter G P such that G D α for all α < ω 1. The notation PFA(S)[S] is adopted in [8] to abbreviate that we are in a forcing extension by S of a model in which S was a coherent Souslin tree and in which PFA(S) held. Theorem 1.2. It is a consequence of PFA(S)[S] that every hereditarily normal manifold of dimension greater than 1 is metrizable. 1 Research supported by NSF grant DMS-1501506. 2 Research supported by NSERC grant A-7354. Date: September 11, 2015. 2000 Math. Subj. Class. Primary 54A35, 54D15, 54D45, 54E35, 03E05, 03E35, 03E65; Secondary 54D20, 03E55. Key words and phrases: hereditarily normal, manifold, metrizable, coherent Souslin tree, proper forcing, PFA(S)[S], locally compact, P -ideal, perfect pre-image of ω 1, sequentially compact. 1

2 ALAN DOW 1 AND FRANKLIN D. TALL 2 We will isolate some known (quotable) consequences of PFA(S)[S]. The first, rather easy, is that the bounding number b is greater than ω 1 [9]. The next is the important P-ideal dichotomy. Definition 1.3. A collection I of countable subsets of a set X is a P-ideal if each subset of a member of I is in I, finite unions of members of I are in I, and whenever {I n : n ω} I, there is a J I such that I n J is finite for all n. PID is the statement: For every P -ideal I of countable subsets of some uncountable set A either (i) there is an uncountable B A such that [B] ℵ0 I, or else (ii) the set A can be decomposed into countably many sets, {B n : n ω}, such that [B n ] I = for each n ω. The consistency of PID does have large cardinal strength but for P-ideals on ω 1 it does not see the discussion at the bottom of page 6 in [23]. A statement similar to the PID for ideals on ω 1 is the one we need; it also does not have large cardinal strength and is weaker than the ω 1 version of the statement in [23, 6.2]. The statement P 22 was introduced in [4]. For completeness, and to introduce the ideas we will need for another consequence of PFA(S)[S], we include a proof in 2 that it is a consequence of PFA(S)[S]. P 22 is the statement: Suppose I is a P -ideal on a stationary subset B of ω 1. Then either (i) there is a stationary E B such that every countable subset of E is in I, or (ii) there is a stationary D B such that [D] ℵ0 I is empty. A space X is said to be ℵ 1 -collectionwise Hausdorff if the points of any closed discrete subset of cardinality at most ℵ 1 can be surrounded by pairwise disjoint open sets (separated). If a separable space is hereditarily ℵ 1 -collectionwise Hausdorff, then it can have no uncountable discrete subsets (known as having countable spread). The next consequence of PFA(S)[S] is: CW: Normal, first countable spaces are ℵ 1 -collectionwise Hausdorff. CW was first shown to be consistent in [21]; it was derived from V = L in [6], and was shown to be a consequence of PFA(S)[S] in [8]. In fact, it is shown in [8] that simply forcing with any Souslin tree will produce a model of CW. Let us note now that CW implies that any hereditarily normal manifold is hereditarily ℵ 1 - collectionwise Hausdorff. Therefore CW implies that each separable hereditarily normal manifold has countable spread. Our next axiom is our crucial new additional consequence of PFA(S)[S]: PPI + : every sequentially compact non-compact regular space contains an uncountable free sequence. Additionally, if the space is first countable, then it contains a copy of the ordinal space ω 1. Let GA denote the group (or conjunction) of hypotheses: b > ω 1, CW, PPI + and P 22. We have, or show, that each is a consequence of PFA(S)[S], and also establish the desired theorem. We show in 4 that GA is consistent (not requiring any large cardinals).

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 3 Theorem 1.4. GA implies that all hereditarily normal manifolds of dimension greater than one are metrizable. We acknowledge some other historical connections. The statement PPI + is a strengthening of PPI: Every first countable perfect pre-image of ω 1 includes a copy of ω 1. PPI was proved from PFA by Fremlin [7], see also e.g. [3]. Another consequence of PFA(S)[S] relevant to this proof is : In a compact T 2, countably tight space, locally countable subspaces of size ℵ 1 are σ-discrete. was proved from MA + CH by Balogh [2], extending work of [20]. implies b > ω 1 ; this follows from the result in [25, 2.4] where it is shown that b = ℵ 1 implies there is a compact hereditarily separable space which is not Lindelof, since implies there is no such space. was shown to be a consequence of PFA(S)[S] in [5]. We will need the following consequence of GA which is a weaker statement than. The key fact that PFA(S)[S] implies compact, separable, hereditarily normal spaces are hereditarily Lindelöf was first proven in [23, 10.6]. Lemma 1.5. GA implies that if X is a hereditarily normal manifold then separable subsets of X are Lindelof and metrizable. Proof. Let Y be any separable subset of X and assume that Y is not Lindelof. Recursively choose points y α, together with open sets U α, so that y α Y \ β<α U β, y α U α, and U α is separable and compact. Define an ideal I of countable subset a of ω 1 according to the property that a I providing {y α : α a} U β is finite for all β ω 1. Since b > ω 1 we have that I is a P-ideal (see [23, 6.4]). To check this, assume that {a n : n ω} are pairwise disjoint infinite members of I. For each n, fix an enumerating function e n from ω onto a n. For each β ω 1, there is a function f β ω ω so that, for each n ω and each m > f β (n), y en(m) / U β. Using b > ω 1, there is an f ω ω such that f β < f for each β ω 1. For each n, let F n = {e n (m) : m < f(n)}. It follows that a = {a n \ F n : n ω} meets each U β in a finite set. Thus a I and mod finite contains a n for each n. If B is any subset of ω 1 such that [B] ℵ0 I, then D = {y β : β B} is discrete since D U β is finite for each β B. By P 22 we must then have that there is an uncountable B ω 1 satisfying that [B] ℵ0 I is empty. Now let A be the closure (in X) of {y β : β B}. We check that A is sequentially compact. Let {x n : n ω} be any infinite subset of A, we show that there is a limit point in A. Since X is first countable this shows that A is sequentially compact. If {x n : n ω} {y β : β B} is infinite, let b [B] ℵ0 be chosen so that {x n : n ω} {y α : α b}. Since b / I, there is a β ω 1 such that {y α : α b} U β is infinite, and so has a limit point in the compact set U β. Otherwise, we may suppose that, for each n, there is an infinite a n B such that {y α : α a n } converges to x n. Again, using that b > ω 1, similar to the verification that I is a P-ideal, there must be a β ω 1 such that U β {y α : α a n } is infinite for infinitely many n. For any such β, there are infinitely many n with x n U β. It again follows that U β contains a limit of the sequence {x n : n ω}. To finish the proof, we apply PPI + to conclude that

4 ALAN DOW 1 AND FRANKLIN D. TALL 2 either A is compact or it contains a copy of ω 1. Since ω 1 contains uncountable discrete sets and Y is separable, we must have that A is compact. However, the final contradiction is that A is not hereditarily Lindelof and so it cannot be covered by finitely many Euclidean open subsets of X. The literature on non-metrizable manifolds has identified two main types of non- Lindelöf manifolds, literally called Type I and Type II. A manifold is Type II if it is separable and non-lindelöf. Lemma 1.5 shows that there are no hereditarily normal Type II manifolds if GA holds. A manifold is said to be Type I, e.g. the Long Line, if it can be written as an increasing ω 1 -chain, {Y α : α ω 1 }, where each Y α is Lindelöf, open, and contains the closure of each Y β with β < α. In this next definition, we use the set-theoretic notion of countable elementary submodels to help make a more strategic choice of a representation of our Type I manifolds. For a cardinal θ, the notation H(θ) denotes the standard set-theoretic notion of the set of all sets that are hereditarily of cardinality less than θ. These are commonly used as stand-ins for the entire set-theoretic universe to avoid issues with Gödel s famous incompleteness theorems in arguments and constructions using elementary submodels. We refer the reader to any advanced book on set-theory for information about the properties of H(θ). Definition 1.6. Suppose that X is a non-metrizable manifold with dimension n. Let B X denote the collection of compact subsets of X that are homeomorphic to the closed Euclidean n-ball B n. A family {M α : α ω 1 } is an elementary chain for X if there is a regular cardinal θ with B X H(θ) so that for each α ω 1, M α is a countable elementary submodel of H(θ) such that B and each M β ( β < α) are members of M α. The chain is said to be a continuous chain if for each limit α ω 1, M α = β<α M β. Whenever {M α : α ω 1 } is an elementary chain for X, let X(M α ) denote the union of the collection B X M α. Here is the main reason for our preference to use elementary submodels in this proof. Again the main ideas are from [16], but the proof using elementary submodels is much simpler. Throughout the paper the term component refers to the standard notion of connected component. Lemma 1.7. Suppose that X is a non-metrizable hereditarily normal manifold of dimension n > 1. Let θ be a large enough regular cardinal θ so that B X H(θ) and let M be a countable elementary submodel of H(θ) such that B X is a member of M. Then X(M) = (M B X ) is an open Lindelof subset of X with the property that every component of the non-empty boundary, X(M), is non-trivial. Proof. We let B X denote the family of all homeomorphic copies of the closed unit ball of R n in X. As X is a manifold this family is such that whenever O is open in X and x O there is a B B X such that x is in the interior of B and B O. Let Y denote the set X(M). Since Y is metrizable, and X is not, Y is a proper subset of X. Each member of B X M is separable and hence B M is dense in B whenever B B X M; it follows that Y M is a dense subset of Y. We also note that Y is open since if B B X M, then B is compact and so is contained in the interior of a finite union of members of B X. By elementarity, there is a such a finite set in B X M. Similarly, if B is a finite subset of B X M, then, by elementarity, each Lindelöf component of X \ B that meets Y M will

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 5 be a subset of Y. More precisely, if C is such a component and if y C M, then M will witness that there is a countable collection of members of B X that covers the component of y in X \ B. Also, we have that X itself must have non-lindelöf components since Lindelöf subsets of any manifold are metrizable while X, being locally connected, is the free union of its components. Now we choose any x in X(M) = Y = Y \ Y. Take any B B X with x in its interior. We assume, working towards a contradiction, that the component of x in Y is {x}. Since Y B is compact and {x} is a component of Y B, we can split the latter set into two relatively clopen sets C and D, where C is the union of all components of Y B that meet the boundary of B and D is its complement. For now we allow for the possibility that C = but D is not empty as it contains x. We choose W with D W and such that W is contained in the interior of B and disjoint from C. Note that W and W are Lindelöf because B is compact and hereditarily Lindelöf, being homeomorphic to the unit ball of R n. Since W and Y are disjoint the set W Y is closed and hence compact. There is a finite subfamily B 1 of M B X whose union contains W Y. The complement W \ B 1 is a neighbourhood of x, so it meets Y M. The component, E, of x in this complement is Lindelöf but not contained in Y, therefore E is not a component of X \ B 1 which implies that E \Y is not empty. Since dim E > 1, x can not be a cut-point of E and so it follows that x is not the only point of E Y W Y. This means that we can choose disjoint open subsets of W, say O 1 and O 2, each also having compact non-empty intersection with Y and whose boundaries miss Y. Fix points z 1 O 1 Y and z 2 O 2 Y. Now Y ( O 1 O 2 ) is compact and again can be covered by some K where K is equal to a union of some finite subfamily B 2 of M B X. Also since Y ( O 1 O 2 ) is disjoint from the boundary of B, we can ensure that K is disjoint from the boundary of B. Since K is a compact subset of Y, each component of O 1 \ K and O 2 \K meets Y M; so choose points y 1 and y 2 in Y M that are in the components in O 1 \K and O 2 \K of z 1 and z 2 respectively. Let C 1 and C 2 be the components in X \K of y 1 and y 2 respectively. Neither component is contained in Y and so neither is Lindelöf. Thus, neither is contained in B and so they both meet the (arcwise) connected boundary of B. Since components of B \ K are path-connected, there is a path in X \ K from y 1 to y 2. By elementarity there is such a path in M and such a path would lie completely within Y (the path is covered by a finite subfamily of B X and one such family should be in M). However, Y (O 1 \ K) is clopen in Y so there is no path in Y that connects y 1 and y 2. This contradiction finishes the proof. This next corollary is the representation as a Type I sub-manifold that we require. Corollary 1.8. Suppose that X is a non-metrizable hereditarily normal manifold of dimension greater than 1. Then there is an increasing chain {Y α : α ω 1 } of open Lindelof subsets satisfying that (1) for each α, the boundary Y α is non-empty and contained in Y α+1, (2) for each α, each component of Y α is non-trivial, (3) for limit α, Y α = {Y β : β α}. Additionally, the union {Y α : α ω 1 } is closed (and open) in X.

6 ALAN DOW 1 AND FRANKLIN D. TALL 2 Proof. Fix a continuous elementary chain {M α : α ω 1 } for X. Fix any α ω 1. By Lemma 1.7, Y α = X(M α ) is Lindelof with non-empty boundary, X(M α ), and each component in X(M α ) is non-trivial. By Lemma 1.5, X(M α ) is Lindelof, and so by elementarity, M α+1 B X is a cover of X(M α ). Finally, {Y α : α ω 1 } is closed because any x X that is in the closure will be in Y α Y α+1 for some α ω 1. Now we are ready to give a proof of the main theorem. The clever topological ideas of the proof are taken from [13, p189]. A sketch of this proof appears in [22]. The main idea of the proof is to use PPI + to find copies of ω 1 and, combined with Lemma 1.8, to show that, in fact, there are copies of the Tychonoff plank in the space. It is easily shown that the Tychonoff plank is not hereditarily normal. Theorem 1.9. The statement GA implies that each hereditarily normal manifold of dimension greater than 1 is metrizable. Proof. Assume that X is a non-metrizable hereditarily normal manifold of dimension greater than 1. Let {Y α : α ω 1 } be chosen as in Corollary 1.8. For each α ω 1, choose any point x α Y α. It is immediate that {x α : α ω 1 } is nowhere dense in X. Also let {U α : α ω 1 } B X be any selection so that U α Y α+1 and x α is in the interior of U α. We first show that if E ω 1 is stationary, then D = {x α : α E} is not discrete. For each limit α, using item (3) of Corollary 1.8, there is a β α < α such that U α Y βα \ D is not empty. By the pressing down lemma, there is a fixed β such that β = β α for uncountably many α E. Since Y β \ D is separable, there are α, α E such that U α U α Y β is not empty. The choice of the sequence of U α s was (basically) arbitrary, and so it follows that D can not be separated Since D (X \ D) is first countable, and thus ℵ 1 -collectionwise Hausdorff, this shows that D cannot be discrete. Define the ideal I by a I if a [ω 1 ] ℵ0 and, for all β ω 1, {x α : α a} U β is finite. As before, I is a P-ideal on ω 1. If A ω 1 satisfies that [A] ℵ0 I, then D = {x α : α A} is discrete. Therefore there is no such stationary A, and so by P 22, there is a stationary subset A of ω 1 such that [A] ℵ0 I is empty. It again follows that X A = {x α : α A} is sequentially compact. Let us choose, by applying PPI +, a copy W of ω 1 contained in X A. Let W = {w ξ : ξ ω 1 } be the homeomorphic indexing of W. For each α ω 1, Lemma 1.5 implies that Y α is Lindelof and, by elementarity, contained in Y α+1. Therefore, we have that, for each α, W Y α is countable, and its closure is contained in Y α+1. It follows that there is a cub C ω 1 satisfying that for each γ < δ both in C, the set {w β : γ β < δ} is contained in Y δ \ Y γ. Therefore {w γ : γ C} is another copy of ω 1 with the property that w γ Y γ for each γ C. For each γ C, apply Lemma 1.8, so as to choose infinite compact connected K γ Y γ with w γ K γ. Make another selection y γ K γ \ W arbitrarily. Now choose, for each γ C, a basic set V γ B X so that y γ is in the interior of V γ and V γ X \ W. Proceeding as we did with the sequence of {x α : α ω 1 }, there is a stationary set A 1 C so that {y α : α A 1 } has sequentially compact closure. Since Y γ is Lindelof and contains {y α : α A 1 γ} for each γ C, it follows then that the closure of {y α : α A 1 γ} is compact and disjoint from W for each γ C. Since X is first countable, this also implies that the closure of the entire set {y α : α A 1 } is disjoint from the closed set W. Since X is normal, there is a continuous function f from X into [0, 1] such that f[w ] = {1} and f(y α ) = 0 for

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 7 all α A 1. Note that f[k α ] = [0, 1] for each α A 1. Finally, using f we will show there is a non-normal subspace for our contradiction. For each α A 1, choose, yet another, point z α K α in such a way that the map f restricted to {z α : α A 1 } is one-to-one. Repeating the steps above, there is a stationary set A 2 A 1 so that the closure of each countable subset of {z α : α A 2 } is compact. Let Z denote the closure of the set {z α : α A 2 }, and for each r [0, 1], let Z r = f 1 (r) Z. We will use the following property of these subsets of Z. Consider any open set U of X that contains Z r Y γ for any r [0, 1] and γ C ω. Since Z r Y γ has compact closure, there is a β < γ such that Z r \ Y β is contained in U. By the pressing down lemma, given any open U containing Z r Y γ for all any stationary set of γ ω 1, there is a β ω 1 such that Z r \ Y β is contained in U. Choose any r [0, 1] such that r is a complete accumulation point of {f(z α ) : α A 2 }. Choose any sequence {r n : n ω} converging to r so that each r n is also a complete accumulation point of {f(z α ) : α A 2 }. There is a common cub C ω such that Z rn Y γ and Z r Y γ is not empty for each n ω and γ C ω. Let Z r (C ω) = {Z r Y γ : γ C ω} where C ω is the set of relative limit points of C ω. Since Z r is closed in Z, it follows that Z r \ Z r (C ω) is a closed subset of Z \ Z r (C ω). We also note that H = Z { Y γ : γ C ω} is a closed subset of Z, and so H \ Z r (C ω) is a closed subset of Z \ Z r (C ω). We show that Z r \ Z r (C ω) and H \ Z r (C ω) can not be separated by disjoint open subsets of Z \ Z r (C ω). Since Z r \ Z r (C ω) and H \ Z r (C ω) are disjoint, this will complete the proof. Suppose that U is an open subset of Z \ Z r (C ω) that contains H \ Z r (C ω). By the above mentioned property of each Z rn, we have that there is a β ω 1 such that Z rn \ Y β is contained in U for each n ω. Choose any β < γ C ω \ C γ. For each n, choose z n Z rn Y γ. Since Z Y γ is compact, let z be any limit point of {z n : n ω}. By the continuity of f, f(z) = r and so z Z r Y γ. In other words, z Z r \ Z r (C ω), completing the proof that H \ Z r (C ω) and Z r \ Z r (C ω) can not be separated by open sets. 2. on P 22 As usual S is a coherent Souslin tree. For us, it will be a full branching downward closed subtree of ω <ω1. Naturally it is a Souslin tree (no uncountable antichains) and has the additional property for each s S and t ω <ω1 with dom(t) = dom(s), t is in S if and only if {ξ dom(s) : s(ξ) t(ξ)} is finite. In a forcing argument using S as the forcing poset, we will still use s < s to mean that s s, and so, s is a stronger condition. We will also use the more compact notation o(s) to denote the order-type of dom(s) for s S. Now we give a proof that our statement P 22 is a consequence of PFA(S)[S] following [23, 6.1]. Here is a simple standard fact about forcing with a Souslin tree that we will need repeatedly. Lemma 2.1. Suppose that S is a Souslin tree and S M for some countable elementary submodel of any H(θ) (θ ω 2 ). If ẋ, Ẋ M are Souslin names, and s S \ M, then there is an s < s with s M such that (1) s Ẋ = if and only if s Ẋ =, (2) s ẋ Ẋ if and only if s ẋ Ẋ.

8 ALAN DOW 1 AND FRANKLIN D. TALL 2 Proof. The second item follows from the first (by simply considering the set Ẋ {ẋ}) so we consider any Ẋ in M. Since S is a ccc forcing and the set of conditions that decide the statement Ẋ = is dense and open, there is a γ M ω 1 such that each element of S γ decides this statement. Therefore s γ decides the statement and, since s is a stronger condition than s γ, they assign the same truth value to the statement. Note, for example, Lemma 2.1 can be used to show that if Ė M is an S-name of a subset of ω 1 and s M ω 1 Ė, then s Ė is stationary. To see this we can let Ẋ denote the set of (ground model) cub subsets of ω 1 that are disjoint from Ė. Then, if s M ω 1 Ė, we have that for all cub C in M, s C Ė is not empty. So, if s < s is in M, we have that s forces that Ẋ is empty, and Ė is stationary. Proposition 2.2. Assume PFA(S) then S forces that P 22 holds. Proof. Let İ be the S-name for a P-ideal on a stationary subset B of ω 1 and assume that some s 0 S forces that İ for all stationary sets E. If s [E]ℵ0 0 also forces that İ is a counterexample to P 22, then using that S is homogeneous and the forcing maximum principle, we can assume that s 0 is the root of S and just show that İ is not a counterexample. Fix any well-ordering of H(ℵ 2). Claim 1. For each countable elementary submodel M of (H(ℵ 2 ), ) and each s S M ω1, there is a set a(s, M) such that s a(s, M) İ and s a a(s, M) for all a M Ṁ. Proof of Claim 1: Since s forces that İ is a P-ideal, there is a -minimal name ȧ such that 1 forces that each member of M İ is a subset mod finite of ȧ. Since S is ccc, there is a countable maximal antichain {s n : n ω} and a countable family {a n : n ω} of countable subset of ω 1 such that, for each n, s n ȧ = a n. Furthermore, s forces a value on each member of M İ. Let J denote the countable family of sets forced by s to be members of M İ. Note that every member of J is mod finite contained in every member of {a n : n ω}. We may choose a(s, M) to be the -minimal set that splits this (ω, ω)-gap. One change from [23] is that we begin with a partition E = {E s : s S} of ω 1 by stationary sets so that, in addition, E s B for each s S other than the root. Thus {E s : s S \ { }} contains ω 1 \ B. We also require that dom(s) < δ for all limit δ E s. Then we let P be the collection of all mappings of the form p : M p S, where (1) M p is a finite -chain of countable elementary submodels of (H(ℵ 2 ), E, ) (2) M M p and δ = M ω 1 E s implies s < p(m) S δ, (3) M N M p implies a(p(m), M) N. We let p q if, (4) M p M q and q = p M q, (5) N ω 1 a(q(m), M) whenever N ω 1 / E, p(n) < q(m) with M N M q, and M M p \ M q. In order to apply PFA(S) to P, we have to show that P is a proper poset that preserves that S is Souslin. Once we do, we let G be a filter on P that meets sufficiently many (no more than ω 1 ) dense subsets to ensure that there is a cub C ω 1 such that for each δ C, there is a p δ G and an M δ M pδ with M δ ω 1 = δ. The role of the family E is to ensure the next Claim.

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 9 Claim 2. Each s 0 S forces that the S-name Ė = {δ B : p δ(m δ ) ġ} is a stationary subset of ω 1, where ġ is the S-name of the generic branch through S. Proof of Claim 2: It suffices to show that s 0 does not force that Ė is not stationary by finding an extension that forces Ė is stationary. Choose any δ C E s 0. We have that s = p δ (M δ ) forces that δ = M δ ω 1 is in Ė. Also, since δ E s 0, we have, from the definition of P, that s 0 < s. By Lemma 2.1, as explained in the discussion immediately following it, we have that s forces that Ė is stationary. Claim 3. Each s S forces that [Ė]ℵ0 İ, where Ė is defined in Claim 2. Proof of Claim 3: It suffices to show that if γ ω 1 and s S γ, then s Ė γ İ. Recall that there is a δ > γ such that s < p δ (M δ ). By the definition of the ordering on P (item (5)) we have that {γ Ė : p γ(m γ ) < p δ (M δ ) and M γ / M pδ } is contained in a(p(m δ ), M δ ). Therefore, p(m δ ) forces that Ė δ I. We finish the proof of the Proposition by proving that S P is proper. Let M be any countable elementary submodel of H(κ) for some regular κ > ω 2. We show that any pair (s, q) where s S \ M and M H(ℵ 2 ) M p0 is an M-generic condition for S P. Consider any dense open set D of S P that is a member of M. By extending the condition (s, q) we can assume that (s, q) is in D and that there is some countable elementary submodel of H(κ) containing q but not s. It is useful to regard D as an S-name Ḋ of a dense open subset of P in the sense that if (t, p) D, then we interpret this as t p Ḋ. It is evident from conditions (4) and (5) of the definition of P that q 0 = q M M and that q is an extension of q 0. Let δ = M ω 1. Let {M 1,..., M l } be an increasing enumeration of M q \M. Of course M 1 = M H(ℵ 2 ). Let {s 0,..., s m } be any one-to-one list of the set {s δ, q(m 1 ) δ,..., q(m l ) δ} so that s 0 = s δ. For each 1 j l, let m j denote the value such that s mj = q(m j ) δ. Let J denote those 1 j l such that q(m j ) [δ, M j ω 1 ) s. To avoid trivialities, we can assume that we extended (s, q) if necessary, so as to have that J is not empty. Since S is a coherent Souslin tree, there is a δ M such that s 0 [ δ, δ) = s i [ δ, δ) for each i m. By increasing δ we can also ensure that M ω 1 < δ for each M M q0. Let s i = s i δ for i m, and notice that { s 0,..., s m } M 0. For each s S with δ dom(s), let s 0 s denote the function s 0 s [ δ, dom(s)); since S is a coherent Souslin tree s s S. Note that J = {j < l : s 0 p(m j ) < s }. Also, define J B to be the set {j J : M j ω 1 / E }. Say that (t, p) D is like (s, q) providing (1) there is a M p 0 M p such that δ M p 0 and q 0 = p M p 0, (2) M p \ M p 0 has size l, enumerated as {M p 0,... M p l 1 } in increasing order, (3) s ij < p(m p j ) for j < l (4) J = {j < l : s 0 p(m p j ) < t}, (5) J B = {j J : M p j ω 1 / E }. Our proof that S P is proper will depend on finding some (t, p) D M that is like (s, q) and, in addition, is compatible with (t 0, q). Of course this requires that t < s, but what else? Since M p M 0 and p < q 0 we automatically have that M p M q is an -chain. The most difficult (and remaining) requirement is to ensure that if p(m p j ) < q(m k) then M p j ω 1 must be in a(q(m k ), M k ) if M p j / E.

10 ALAN DOW 1 AND FRANKLIN D. TALL 2 Interestingly, the values of 1 j l that we will have to worry about are exactly those values in J B (in most proofs it would be all values of J). This is because we must have that p(m p j ) < s i k and so s 0 p(m p j ) < s 0 < s. Since also, t < s and t M 0, we have that s 0 p(m p j ) < t, which is the requirement that j J. One frequently troublesome aspect to these proofs is that the values of k for which p(m p j ) < q(m k) will be all k such that i k = i j, not just values of k in J. For easier reference in the remaining proof, let a k = a(q(m k ), M k ) for 1 k m. The set L D consisting of those pairs (t, p) that are like (s, q) is an element of M. For each (t, p) L, let T t,p = t 0, t 1,..., t l be a re-naming of t, p(m p 1 ), p(m p 2 ),..., p(m p l ). Let T (L) denote the set {T t,p : (t, p) L}, and for each 1 j m, let T (L) j = { t j : t = t 0, t 1,..., t l T (L)}. Of course T (L) l is equal to T (L). Since D is an open subset of S P, let us note that if t 0, t 1,..., t j 1 T (L) j, then t 0, t 1,..., t j 1 T (L) j for all t 0 > t 0. Now we want to use T (L) to define an S-name of a subset of [ω 1 ] l. For t = t 0, t 1,..., t j 1 T (L) j (1 j l), let t be the sequence δ 1,..., δ j 1 where δ i = dom(t i ). We define F l to be the S-name consisting of all pairs (t 0, δ 1,..., δ l ) for which there is a t = t 0,..., t l in T (L) such that t = δ 1,..., δ l. In saying that F l is an S-name we are adopting the standard abuse of notation that an element of the ground model can be used as an S-name for itself. By reverse induction on l > k 1, we define F k. Having defined F k+1, we define F k. If k + 1 / J B, then F k = F k+1. If j = k + 1 is in J B, then (t 0, δ 1,..., δ k ) is in F k providing t 0 forces that the set F j ( δ 1,..., δ k ) = {γ : ( t 0 )( δ ) (t 0, δ ) F j and δ 1,..., δ k, γ = δ j} is stationary. The next, somewhat standard, step is to prove that, for each k < l with k+1 J, s Ts,q k F k. Again, this is by reverse induction on l > k 0. Let γ = Ts,q = γ 1,..., γ l. Certainly, s γ F l. We again take note of the fact that F k M 0 for each 0 k l. Let J B = {j 1,..., j l} be listed in increasing order. For j l k l, we have that s F k = F l. Now let j = k + 1 = j l and observe that F j ( γ k) is a member of the model M j, and that γ j = M j ω 1 is forced by s to be an element of F j ( γ k). We show that this means that s forces that F j ( γ k) is stationary. Within M j, there is a maximal antichain (in fact a level) of S with the property that each member of the antichain decides whether or not F j ( γ k) is stationary. For each such node that decides that it is not stationary, there is a cub in M j that is forced to be disjoint. Since γ j is in every cub from M j and since s forces that γ j is in F j ( γ k), we have that it is forced to be stationary. This completes the inductive step that s forces that γ k is in F k. To complete the proof, we work our way back up from min(j B ) to max(j B ) in order to pick a suitable (t, p) D M that is compatible with (s, q). Recall that the main requirement, once we know that (t, p) L M, is to have that δ j a k for each j J B and each 1 k l with i j = i k, where Tt,p = δ 1,..., δ l. We begin with j 0 = min(j), and we note that s forces that F j0 1 M 0 is non-empty. By Lemma 2.1, there is an t 0 M S with t 0 < s that also forces F j0 1 is not empty. By elementarity, there is a sequence δ 0 M 0 such that t 0 δ 0 F j0 1. By definition, t 0 F j0 ( δ 0 ) is stationary. Now we use our assumptions on İ in order to

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 11 find a member of F j0 ( δ 0 ) that is in a j0. This next step can seem a bit like sleight of hand. We have that t 0 F j0 ( δ 0 ) is stationary, and so there is an extension (in M 0 ) of t 0 and an infinite set a that is forced to be contained in F j0 ( δ 0 ) and to be a member of İ. However, t 0 may be incomparable with s ij0 and so a is of no help in choosing a suitable element of a j0. The solution is to use that S is coherent. Let g be a generic filter for S with s g. Since S is coherent, the collection s ij0 g = {s S : ( t g) s < (s ij0 t)} is also a generic filter for S since it is an ω 1 -branch. The ideal I(s ij0 ) we get by interpreting the name İ using the filter s ij0 B, is a P-ideal satisfying that [E] ℵ0 I(s ij0 ) is non-empty for all stationary sets E. Also, the set E = val g ( F j0 ( δ 0 )) is a stationary set. By elementarity, there is an infinite set a M 0 such that a [E] ℵ0 and a I(s ij0 ). Again by elementarity, and Lemma 2.1, there is a condition t 1 M g extending t 0 and satisfying that t 1 a F j0 ( δ 0 ) and s ij0 t 1 a İ. Let us note that a a k for each 1 k m such that i j0 = i k. Therefore, we may choose a δ j0 a {a k : i k = i j0 }. Next choose any sequence δ 1 M 0 such that, by further extending t 1, we have that t 1 δ 1 F j0 and witnesses that δ j0 F j0 ( δ 0 ). We proceed in the same way to choose δ j1 and an extension t 2 of t 1 so that δ j1 a k for each k with i k = i j1 and so that t 2 forces that there is a δ 2 F j2 witnessing that δ j1 F j2 ( δ 1 ). Proceeding in this way we succeed in choosing t l in M 0 with t l s and a sequence δ l satisfying that there is a p M 0 such that (t l, p) L, Tt,p = δ 1,..., δ l = δ l, and that δ jn a k for each 1 n l and 1 k l such that i k = i jn. Of course this means that (t l, p) D M and (t l, p) (s, q) as required. 3. on PPI + This first result is a reformulation of a classic result of Sapirovskii. Lemma 3.1. Assume that X is a sequentially compact non-compact space. Then either X has a countable subset with non-compact closure or X has an ℵ 1 -sized subset E and an open set W containing the sequential closure of E and such that E has no complete accumulation point in W. Proof. We may as well assume that countable subsets of X have compact closure. Since X is sequentially compact and not compact, it is not Lindelöf. Let U be any open cover of X that has no countable subcover and satisfies that the closure of each member of U is contained in some other member of U. We begin an inductive construction by choosing any countable subset U 0 of U and any point x 0 X \ U 0. Suppose λ < ω 1, and that we have chosen, for each α < λ, a countable collection U α U and a point x α X \ U α, so that {x β : β < α} β<α U β U α. Since U has no countable subcover, this induction continues for ω 1 -many steps. We let E be the sequence {x β : β ω 1 } and let W be the union of the collection {U α : α ω 1 }. By construction we have that the closure of every countable subset of E is contained in W. But also, for each y W, we have that there is an α ω 1 such that y U α while U α E = {x β : β < α} is countable. For the remainder of the section we have an S-name of a sequentially compact non-compact space Ẋ which we may assume has base set θ. According to Lemma 3.1, we will assume that either ω θ is forced (by 1) to be dense in X, or, that the

12 ALAN DOW 1 AND FRANKLIN D. TALL 2 sequential closure of the points ω 1 θ are forced (by 1) to have no complete accumulation point in some open neighborhood W. In particular then, the sequential closure of ω 1 itself contains no complete accumulation point of ω 1. In the first case, our application of PFA(S) will be simplified if we use the method sometimes called the cardinal collapsing trick. This is to show that we may again assume that we have an uncountable set, denoted ω 1, so that the sequential closure is contained in an open set W in which ω 1 has no complete accumulation point. It will be easier to remember if we call this the separable case. The simple countably closed poset 2 <ω1 is S-preserving. We will work, for the separable case, in the forcing extension by 2 <ω1 a model in which CH holds. Just as we have in Lemma 3.1, we would like to show that there is an uncountable set E and an open set W so that the sequential closure of E is contained in W while having no complete accumulation points in W. We certainly have that the forcing 2 <ω1 preserves that Ẋ is forced by S to be sequentially compact and not compact. We briefly work in the forcing extension by 2 <ω1 S. Let X denote the space obtained from the name Ẋ. If the base set θ for X is equal to c then, since it is forced to be countably compact, it is forced that X has an uncountable set with no complete accumulation point at all. On the other hand if X has cardinality greater than c, we can fix any point z of X that is not in the sequential closure of ω. Since X is regular and ω is dense, the point z has character ω 1. Let {W α : α ω 1 } enumerate a neighborhood base for z satisfying that the closure of W α+1 is contained in W α for each α ω 1. For each α, we may choose a point x α from the sequential closure of ω so that x α is in W β for all β α. Now we have that the uncountable set E = {x α : α ω 1 } satisfies that its sequential closure is contained in the open set W = X \ {z} and has no complete accumulation point in W. Next we choose an assignment of S-names of neighborhoods { U(x, n) : x θ, n ω}, each of which is forced to have closure contained in W. We may assume that 1 forces that these are regular descending and that ω 1 U(x, 0) is countable for all x θ. These are chosen in the generic extension by 2 <ω1 in the separable case. If we are also assuming that Ẋ is forced to be first countable, then we assume that { U(x, n) : n ω} is forced to form a neighborhood base for x. 3.1. the sequential structure. Since S is ccc, it follows that if {ẋ n : n ω} is a sequence of S-names and 1 ẋ n X for each n, then there is an infinite L ω such that 1 {ẋ n : n L} is a converging sequence in X. To see this, recursively choose a mod finite descending sequence {L α : α γ} and conditions {s α : α γ} satisfying that s α forces that {ẋ n : n L β } (for β < α) is not converging, while {ẋ n : n L α } is. Since the family {s α : α γ} is an antichain, this process must end. Definition 3.2. Say that a sequence {ẋ n : n L} is an S-converging sequence in Ẋ providing 1 {ẋ n : n L} is a converging sequence (which includes, for example, constant sequences). There is a well-known space in the study of sequential spaces, namely the space S ω from [1]. This is the strongest sequential topology on the set of finite sequences of integers, ω <ω, in which, for each t ω <ω, the set of immediate successors, {t n : n ω}, converges to t. If T is any subtree of ω <ω, we will consider T to be topologized as a subspace of S ω. As usual, for t T, T t will denote the subtree

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 13 with root t and consisting of all t T which are comparable with t. Also for t T, let T t + denote the tree {t ω <ω : t t T t } i.e. the canonically isomorphic tree with root. Of particular use will be those T ω <ω that are well-founded (that is, contain no infinite branch). Let WF denote those downward closed well-founded trees T with the property that every branching node has a full set of immediate successors. Such a tree will have a root, root(t ) (which need not be the root of ω <ω ) which is either the minimal branching node or, if there are no branching nodes, the maximum member of T. When discussing the topology on T WF we ignore the nodes strictly below the root of T. The meaning of the rank of T will really be the rank of T t where t is the root of T. We use rk(t ) to denote the ordinal α ω 1 which is the rank of T. If t T is a maximal node, then rk(t t ) = 0, and if root(t ) t T, then rk(t t ) = sup{rk(t t ) + 1 : t < t T t }. We let WF(α) = {T WF : rk(t ) α} and WF(<α) = β<α WF(β). If we have a Hausdorff space X on a base set containing the set ω 1 and we have a point x in the sequential closure of ω 1, then there is a T WF and a function y from max(t ) into ω 1 such that there is a continuous extension of y to all of T such that y(root(t )) = x (it does not matter what value y(t) takes for t < root(t )). Since our space Ẋ is forced to be sequentially compact, we will be working with points in the sequential closure of ω 1. In fact, we will only work with such function pairs y, T that are forced by 1 to extend continuously to all of T. The goal is to try to make choices of points in Ẋ that are, in a strong sense, not dependent on the generic filter for S. For each α ω 1, let Y α denote the set of all functions y into ω 1 where dom(y) is the set of all maximal nodes of some T WF(α). We put y Y α in Y α providing 1 forces that y extends continuously to all of T y as a function into Ẋ. We let Y = α ω 1 Y α and for y Y, we will abuse notation by letting y also denote the name of the unique continuous extension of y to all of {t T y : root(t ) t}. More precisely, if needed, for each t T y \ max(t ) with root(t ) t, y(t) can be used to denote the name that has the form {(s, ξ s ) : s S γ } where γ is minimal such that each s in S γ decides the value of y(t ) for each t t T y in the continuous extension of y and, of course, s forces y(t) = ξ s θ for each s S γ. The minimality of γ makes this choice canonical. Thus for y Y and root(t y ) t / max(t y ), the sequence {y(t n) : n ω} is an S-converging sequence that is forced to converge to y(t). Note also that if y Y and t T y, then y (T y ) t Y. Definition 3.3. Say that y 1 and y 2 in Y are equivalent, denoted y 1 y 2, providing T y + 1 = T y + 2, and for each maximal t T y + 1, y 1 (root(t y1 ) t) equals y 2 (root(t y2 ) t). Clearly if y 1 y 2, then y 1 (root(t y1 )) is the same name as y 2 (root(t y2 )). Now that we have identified our structure Y we extend the notion to define a closure operator on any given finite power of Y which will help us understand points in the sequential closure of ω 1 in Ẋ. If y Y, we use e(y) as an alternate notation for y(root(t y )). Similarly, if y Y n (for some n ω), we will use e( y) to denote the point e( y 0 ), e( y 1 ),..., e( y n 1 ). Definition 3.4. For each integer n > 0, and subset B of Y n we similarly define the hierarchy {B (α) : α ω 1 } by recursion. In addition, we again (recursively) view each b B (α) as naming a point in X n. The set B will equal B (0). Naturally the point e( b) named is the point of X n named coordinatewise by b.

14 ALAN DOW 1 AND FRANKLIN D. TALL 2 For limit α, B (α) (which could also be denoted as B (<α) ) will equal β<α B(β). The members of B (α+1) for any α, will consist of the union of B (α) together with all those b = y i : i n (Y α+1 ) n such that there is a sequence b k : k ω so that (1) for each k ω, b k is a member of B (α) (Y α ) n, (2) for each i n and k ω, ( b k ) i Y is equivalent to y i (T yi ) t i k, where t i is the root of T yi. When b is constructed from a sequence { b k : k ω} as in this construction, we can abbreviate this by saying that { b k : k ω} Y -converges to b. Also if we say that { b k : k L} Y-converges to b for some infinite set L, we just mean by a simple re-enumeration of { b k : k L}. For n > 1 we may view Y n as an S-sequential structure and for any A Y n, we say that A (ω1) is the sequential closure and is sequentially closed. Notice that this S-sequential structure on Y n is defined in the ground model. The next lemma should be obvious. Lemma 3.5. For each A Y, 1 forces that e[a (ω1) ] is a sequentially compact subset of X. Definition 3.6. For each S-name A and s A Y n, we define the S-name ( A) (ω1) according to the property that for each s < t and t y ( A) (<ω1), there is a countable B Y n such that t B A and y B (<ω1). For an S-name A and s A Y n, we will also interpret e[( A) ] in the forcing extension in the natural way as a subset of Ẋ n. This may need some further clarification. Lemma 3.7. Suppose that y is a member of B (α) for some B Y n and some α < ω 1. Also suppose that {s i : i < l} S and that Ẇ is an S-name for a neighborhood of e( y ). Then there is a b B such that for each i < l, there is an s i s i forcing that e( b ) Ẇ. Proof. We may suppose that B is a countable set and we may proceed by induction on α. Let y i be equal to y i for i < n, and let t i denote the root of T yi. By the definition of B (α), there is a sequence y k : k ω with the property that y k B (<α) for each k, such that, for each i < n and each k ω, ( y i ) (T yi ) t i k is equivalent to ( b k ) i. For each i < l, choose s i s i so that s i forces a value, W i, on Ẇ e[b { y k : k ω}]. Since this sequence, {e( y k ) : k ω} is assumed to be S-converging to a point in W i, there is a k such that the point e( y k ) is in each W i. Of course the result now follows by the induction hypothesis. Note that the members of Y 0 have a singleton domain and for each α ω 1, let e 1 (α) denote the member of Y 0 that sends the minimal tree to the singleton α. Our assumption that ω 1 has no complete accumulation points in its sequential closure implies that no point is a member of every member of the family { ( {e 1 (α) : α > δ} ) (ω 1) : δ ω1 }. That is, this family is a free filter of S- sequentially closed subsets of Y. By Zorn s Lemma, we can extend it to a maximal free filter, F 0, of S-sequentially closed subsets of Y.

HEREDITARILY NORMAL MANIFOLDS OF DIMENSION > 1 15 3.2. A new idea in PFA(S). Now we discuss again the special forcing properties that a coherent Souslin tree will have. Assume that g is (the) generic filter on S viewed as a cofinal branch. For each s S, o(s) is the level (order-type of domain) of s in S. For any t S, define s t to be the function s t [o(s), o(t)). Of course when o(t) o(s), s t is simply s. One of the properties of S ensures that s t S for all s, t S. We similarly define s g to be the branch {s t : t g}. Definition 3.8. Let bs denote the set of ω 1 -branches of S. Lemma 3.9. In the extension V [g], bs = {s g : s S}. Furthermore, for each s S, V [s g] = V [g]. The filter F 0 may not generate a maximal filter in the extension V [g] and so we will have to extend it. Looking ahead to the PFA(S) step, we would like (but probably can t have) this (name of) extension to give the same filter in V [s g] as it does in V [g]. We adopt a new approach. We will define a filter (of S-sequentially closed) subsets of the product structure Y bs. We try to make this filter somehow symmetric. We introduce some notational conventions. Let S <ω denote the set of finite tuples s i : i < n for which there is a δ such that each s i S δ. Our convention will be that they are distinct elements. We let Π si:i<n denote the projection from Y bs to Y n (which we identify with the product Y {si g:i<n} ). Definition 3.10. Suppose that A is an S-name of a subset of Y n for some n, in particular, that some s forces this. Let s be any other member of S with o(s ) = o(s). We define a new name A s s (the (s, s )-transfer perhaps) which is defined by the property that for all y i i<n Y n and s < t S such that t y i i<n A, we have that s t y i i<n A s s. Lemma 3.11. For any generic g S, val s g ( A) = val s g( A s s ). Theorem 3.12. There is a family F = {(s α, {s α i : i < n α}, F α ) : α λ} where, (1) for each α λ, {s α i : i < n α} S <ω, s α S, o(s α 0 ) o(s α ), (2) F α is an S-name such that s α F α = ( F α ) (ω1) Y nα (3) for each s S and F F 0, (s, {s}, ˇF ) F, (4) for each s S o(sα ), (s, {s α i : i < n α}, ( F α ) sα s ) F, (5) for each generic g S, the family {Π 1 s α:i<nα (val g( F α )) : s α g} is i finitely directed; we let F 1 be the S-name for the filter base it generates, (6) for each generic g S and each s i : i < n S <ω, the family {val g ( F α ) : s α g and {s i g : i < n} = {s α i g : i < n α}} is a maximal filter on the family of S-sequentially closed subsets of Y n. Proof. Straightforward recursion or Zorn s Lemma argument over the family of symmetric filters (those satisfying (1)-(5)). Definition 3.13. For any s i : i < l S <ω, let F si:i<l denote the filter on Y l induced by Π si:i<l ( F 1 ). Definition 3.14. Let A denote the family of all (s, s i : i < l, A) satisfying that o(s) o(s 0 ), s i : i < l S <ω, and s A F + s i:i<l. As usual, for a family G of set, G + denotes the family of sets that meet each member of G.

16 ALAN DOW 1 AND FRANKLIN D. TALL 2 Lemma 3.15. For each (s, s i : i < n, A) A, the object (s, s i : i < n, A (ω1) ) is in the list F. In this next Lemma it is crucial that there are no dots on the sequence y M (s) : s S δ. The significance of there being no dots is that, regardless of the generic g S, we will have that e g (y M (g M)) is the limit of the same sequence from within M. Lemma 3.16. Suppose that M H(κ) (for suitably big κ) is a countable elementary submodel containing Y, A. Let M ω 1 = δ. There is a sequence y M (s) : s S δ such that for every ( s, {s i : i < n}, A) A M, and every s S δ with s < s, there is a B Y n M such that y M (s i s) : i < n B (δ+1) and s B A. Proof. Let {(s m, {s m i : i < n m }, A m ) : m ω} enumerate the family A M. Also, fix an enumeration, {s δ m : m ω}, of S δ. Let {α m : m ω} be an increasing cofinal sequence in δ. At stage m, we let β m be large enough so that s δ 0 [β m, δ) = s δ i [β m, δ) for all i < m. Replace the list {(s j, s j i : i < l j, A j ) : j < m} with (abuse of notation of course) {(s j, s j i : i < l j, A j ) : j < L m } so that for all i, j < m with s j < s δ i (from original list) the new list includes (sδ i β m, s j i sδ i β m : i < l j, A j ); and so that for all j < L m in the new list s j and s j i are all in S β m. Nothing else is added to the new list (in particular, the new list is contained in A M). Now we have s j k sδ 0 = s j k sδ i for all i < m, j < L m and suitable k < l j. Also, whenever s j < s δ i (sδ i for i < m is unique) we have that sδ i A j F + s j i :i<lj ; and so we also have that s δ 0 ( A j ) sδ i F + (because they are essentially the same s δ 0 s j i :i<lj sets). Let Σ = {σ k : k K} lex-enumerate {(s j i sδ 0) β m : j < L m, i < l j } M. Let Π Σ be the projection map from Y bs onto Y Σ. Let Π Σ be defined s j i :i<lj by the equation Π Σ Π s j i :i<lj Σ = Π s j :i<l. We consider the filter (name) F Σ. i For each j < L m and i < m such that s ( ) j 1 Π Σ s (( A j i :i<lj j ) sδ i s δ 0 < s δ i, it is forced by sδ 0 that the set ) (<ω1) ) is a member of F Σ and all are in M. Select any y m M Y Σ with the property that Π Σ s j :i<lj ( y m) A (<ω1) j for all j < L m. i Choose a sequence {B j : j < L m } of countable subsets of Y <ω (in fact B j Y lj ) which are in M and satisfy that, for each j < L m, s δ 0 B j ( A j ) si s 0 (where s j < s δ i ), and so that Π Σ s j :i<lj ( y m) B (<δ) j. Note that if s j < s δ i, then sδ i B j A j. i If we now return to the original list, we have that for all i, j < m and s j < s δ i, s δ i y m s j k sδ 0 β m : k < l j B (<δ) j. Now suppose we have so chosen y m for each m ω. We assert the existence of an infinite set L ω with the property that for all j, i ω, s δ i forces that the sequence { y m (s δ i α m s δ j ) : m L} is defined and S-converging on a cofinite set. For each i, y M (s δ i ) is the S-name in Y which is equal to the limit of this S-converging sequence. 3.3. S-preserving proper forcing. Now we are ready to define our poset P. Recall that we have a fixed assignment { U(x, n) : x θ, n ω} of S-names of neighborhoods (regular descending for each x).