Public Disclosure Authorized LATIN AMERICA AND CARIBBEAN Brazil Agriculture Global Practice IBRD/IDA Investment Project Financing FY 2010 Seq No: 16 ARCHIVED on 26-Jun-2018 ISR33043 Implementing Agencies: State of Sao Paulo, State Secretariat of Agriculture - Sao Paulo, State Secretariat of Environment - Sao Paulo Public Disclosure Authorized Key Dates Key Project Dates Bank Approval Date:25-May-2010 Planned Mid Term Review Date:02-Dec-2013 Original Closing Date:30-Sep-2015 Project Development Objectives Effectiveness Date:22-Dec-2010 Actual Mid-Term Review Date:02-Dec-2013 Revised Closing Date:30-Sep-2018 Public Disclosure Authorized Project Development Objective (from Project Appraisal Document) The project development objective is to increase the competitiveness of family agriculture in priority areas of the State of SãoPaulo while improving its environmental sustainability. Has the Project Development Objective been changed since Board Approval of the Project Objective? Yes Board Approved Revised Project Development Objective (If project is formally restructured)phrpdodel The project development objective is to support the Borrower in improving access to markets for rural producers organizations in its territory and in improving its instruments and policies that contribute to environmental sustainability of family agriculture. Components Public Disclosure Authorized Name Supporting small farmers' business initiatives:(cost $59.00 M) Strengthening Institutional and Physical Infrastructure:(Cost $62.50 M) Project Management:(Cost $8.50 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Satisfactory Satisfactory Overall Implementation Progress (IP) Satisfactory Satisfactory Overall Risk Rating Moderate Moderate 6/26/2018 Page 1 of 15
Implementation Status and Key Decisions This report is based on the findings of the supervision mission of June 2018 in the cities of Campinas and Sao Paulo, and in other municipalities. The mission visited project activities in the field and saw several examples of the concrete positive impact that the project is generating. The project continues to produce results on the ground, as confirmed by the result of the DIME evaluation. This evaluation estimated that organizations supported by the project increased their sales by 87%, versus an 8% project target. The project will close on September 30, 2018 and an Implementation Completion & Results Report assessing the achievements of the project and highlighting the lessons of experience will be prepared within 6 months of the closing date. 6/26/2018 Page 2 of 15
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Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance -- Substantial Substantial Macroeconomic -- Substantial Substantial Sector Strategies and Policies -- Low Low Technical Design of Project or Program -- Moderate Moderate Institutional Capacity for Implementation and Sustainability -- Moderate Moderate Fiduciary -- Moderate Moderate Environment and Social -- Low Low Stakeholders -- Low Low Other -- Low Low Overall -- Moderate Moderate Results 6/26/2018 Page 5 of 15
Project Development Objective Indicators PHINDPDOTBL Increase in total sales value for participating organizations, by end of project (Percentage, Custom) Value 0.00 87.00 87.00 8.00 Date 01-Jan-2011 21-Dec-2017 21-Dec-2017 28-Sep-2018 This impressive result of almost 11 times the target was estimated according to the DIME rigorous methodology: (i) large and random sample, (ii) comparison with baseline, and with a control group. The December 2017 date is the date of the survey which collected information. PHINDPDOTBL Number of environmental policies and instruments developed, measured by (a) CAR approved and made available to producers and (b) 3 PES programs developed and adopted by rural producers (Number, Custom) Value 0.00 3.00 4.00 4.00 Date 01-Dec-2010 31-Mar-2017 22-Jun-2018 28-Sep-2018 The 2 Indicators below are subsidiary to this indicator and no space is available for separate comment. The Cadaster Ambiental Rural (CAR) has been fully completed in the State of Sao Paulo thanks also to project support (achievement is 100%) and (ii) Three Payments for Environmental Serviced (PES) projects were developed and adopted by producers (100% achievement) PHINDPDOTBL CAR approved and made available (Number, Custom Breakdown) Value 0.00 1.00 1.00 1.00 Date 01-Dec-2010 31-Mar-2017 31-Mar-2017 28-Sep-2018 6/26/2018 Page 6 of 15
PHINDPDOTBL 3 PES projects developed and adopted by rural producers (Number, Custom Breakdown) Value 0.00 3.00 3.00 3.00 Date 01-Dec-2010 09-Nov-2017 15-Jun-2018 28-Sep-2018 Overall Intermediate Results Indicators Number of business initiatives with market viability identified and financed by the project (Number, Custom) Value 0.00 346.00 286.00 267.00 Date 01-Jan-2011 09-Nov-2017 15-Jun-2018 28-Sep-2018 Achievement exceeded target by 7%. The previous achievement of 346 business initiatives was reduced because 60 beneficiary associations/cooperatives dropped their request after the result of their business plans. The previous achievement included financing of business plans. After reviewing the estimates of their business plans. 60 organizations decided that they did not want to go ahead with the request for funding. This was because they considered the estimated returns not sufficient to justify the risks. Number of producer organizations trained in management and accounting (Percentage, Custom) Value 0.00 660.00 833.00 831.00 Date 01-Jan-2011 09-Nov-2017 15-Jun-2018 28-Sep-2018 Achieved 6/26/2018 Page 7 of 15
CATI staff trained in management and value-chains (Number, Custom) Value 0.00 544.00 599.00 500.00 Date 01-Jan-2011 09-Nov-2017 15-Jun-2018 28-Sep-2018 Exceeded by 20% System for payment for water or carbon services piloted (Yes/No, Custom) Value N Y Y Y Date 01-Jan-2011 09-Nov-2017 22-Jun-2018 28-Sep-2018 Length of rural roads with year-round usability following rehabilitation (critical spot improvement) (Kilometers, Custom) Value 0.00 672.00 672.00 720.00 Date 01-Sep-2011 09-Nov-2017 15-Jun-2018 28-Sep-2018 The ICR team identified a mistake in the final target. According to legal documents of the 2015 restructuring, the final target is 660 Km. This revised target has been achieved. 6/26/2018 Page 8 of 15
System for developing, selecting, supporting and monitoring business proposals, operational (Yes/No, Custom) Value N Y Y Y Date 01-Jan-2011 09-Nov-2017 15-Jun-2018 28-Sep-2018 Continued implementation of socio-environmental management plan (Yes/No, Custom) Value N Y Y Y Date 01-Jan-2011 09-Nov-2017 15-Jun-2018 28-Sep-2018 Number of families directly benefiting from the project (Subcomponent 1.1) (Number, Custom) Value 0.00 8,793.00 8,793.00 7,108.00 Date 01-Dec-2010 09-Nov-2017 09-Nov-2017 28-Sep-2018 Target exceeded by 23% 6/26/2018 Page 9 of 15
Number of subprojects of traditional communities with market viability identified and financed by the project (Number, Custom) Value 0.00 53.00 65.00 49.00 Date 01-Dec-2010 09-Nov-2017 15-Jun-2018 28-Sep-2018 Target exceeded by 33% Number of producer organizations trained on the operation of their business initiative (Number, Custom) Value 0.00 831.00 833.00 609.00 Date 01-Dec-2010 21-Dec-2017 15-Jun-2018 28-Sep-2018 Target exceeded by 36% Number of beneficiaries of business initiatives registered in the CAR (Number, Custom) Value 0.00 4,265.00 4,265.00 4,265.00 Date 31-Dec-2010 09-Nov-2017 09-Nov-2017 28-Sep-2018 Target achieved 6/26/2018 Page 10 of 15
Number of ethno-development plans elaborated (Number, Custom) Value 0.00 45.00 46.00 49.00 Date 31-Dec-2010 09-Nov-2017 22-Jun-2018 28-Sep-2018 94% achievement Number of value-chain studies carried out (Number, Custom) Value 0.00 4.00 4.00 4.00 Date 01-Jan-2011 09-Nov-2017 09-Nov-2017 28-Sep-2018 Target achieved Rural roads with year-round usability following maintenance (Kilometers, Custom) Value 0.00 605.00 605.00 950.00 Date 31-Dec-2010 09-Nov-2017 09-Nov-2017 28-Sep-2018 This target was achieved only in part (64%) and it will not change. It was indeed decided to leave rural road maintenance to municipalities, while pro project would focus only on the more complex improvement of critical spots (see above indicator, Length of rural roads with yearround usability following rehabilitation, spot improvement, which will be exceeded). 6/26/2018 Page 11 of 15
Municipalities adopting new system for rural roads management (Number, Custom) Value 0.00 6.00 6.00 25.00 Date 31-Dec-2010 09-Nov-2017 09-Nov-2017 28-Sep-2018 This target is o its way to be achieved. The six municipalities listed here functioned like a test to validate the rural road management system. After validation, the system was developed as a software. Once the software will be completed (expected in the next few weeks) it will be installed in many municipalities. probably significantly more than the 25 target. Even the State of Parana is planning to adopt this software. Number of environmental subprojects implemented (Amount(USD), Custom) Value 0.00 25.00 22.00 24.00 Date 31-Dec-2010 21-Dec-2017 15-Jun-2018 28-Sep-2018 92% achievement. The achievement dropped from 25 to 22 because two subprojects had problems and could not be completed. Number of beneficiaries of environmental subprojects (Number, Custom) Value 0.00 697.00 697.00 682.00 Date 31-Dec-2010 21-Dec-2017 15-Jun-2018 28-Sep-2018 Achieved 6/26/2018 Page 12 of 15
Number of rural producers trained (environment) (Number, Custom) Value 0.00 1,078.00 1,229.00 800.00 Date 31-Dec-2010 21-Dec-2017 22-Jun-2018 28-Sep-2018 Target exceeded by 54% Number of technical staff trained (environment) (Number, Custom) Value 0.00 1,516.00 1,611.00 1,100.00 Date 31-Dec-2010 21-Dec-2017 15-Jun-2018 28-Sep-2018 Target exceeded by 46% Number of beneficiaries of environmental subprojects and PES programs registered in CAR (Number, Custom) Value 0.00 761.00 830.00 761.00 Date 31-Dec-2010 21-Dec-2017 15-Jun-2018 28-Sep-2018 Next ISR needs to revise this target. There is a difference between the portal and what SMA is reporting. 6/26/2018 Page 13 of 15
Surveys realized for baseline, second survey (mid-term) and third survey (final) (Number, Custom) Value 0.00 2.00 2.00 3.00 Date 31-Dec-2010 21-Dec-2017 21-Dec-2017 28-Sep-2018 Achieved 66%. The mid term evaluation was not carried out. Overall The mid-term survey was not carried out. Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P108443 IBRD-79080 Effective USD 78.00 78.00 0.00 72.71 5.29 93% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P108443 IBRD-79080 Effective 25-May-2010 27-Sep-2010 22-Dec-2010 30-Sep-2015 30-Sep-2018 Cumulative Disbursements 6/26/2018 Page 14 of 15
Restructuring History Level 1 Approved on 29-Sep-2015,Level 2 Approved on 24-Mar-2017 Related Project(s) There are no related projects. 6/26/2018 Page 15 of 15