Fibered Faces and Dynamics of Mapping Classes

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Fibered Faces and Dynamics of Mapping Classes Branched Coverings, Degenerations, and Related Topics 2012 Hiroshima University Eriko Hironaka Florida State University/Tokyo Institute of Technology March 5-7, 2012

I. Pseudo-Anosov mapping classes 1. Introduction 2. Visualizing pseudo-anosov mapping classes 3. Train tracks 4. Minimum dilatation problem II. Fibered Faces and Applications 1. Introduction 2. Fibered face theory 3. Alexander and Teichmüller polynomials 4. First application: Orientable mapping classes III. Families of mapping classes with small dilatations 1. Introduction 2. Deformations of mapping classes on fibered faces 3. Penner sequences and applications 4. Quasiperiodic mapping classes

I. Pseudo-Anosov mapping classes 1. Introduction 2. Visualizing pseudo-anosov mapping classes 3. Train tracks 4. Minimum dilatation problem II. Fibered Faces and Applications 1. Introduction 2. Fibered face theory 3. Alexander and Teichmüller polynomials 4. First application: Orientable mapping classes III. Families of mapping classes with small dilatations 1. Introduction 2. Deformations of mapping classes on fibered faces 3. Penner sequences and applications 4. Quasiperiodic mapping classes

Introduction: Overview of Lectures Problem: Describe the small dilatation pseudo-anosov elements P S Mod(S) (e.g., invariants, constructions, families) Method: Use theory of Fibered Faces (Thurston) P = S P S α F α where F α are Euclidean convex polyhedra (fibered faces) and the image of P is the union of the interior rational points of F α. Focus of this lecture: The minimum dilatation problem for pseudo-anosov mapping classes.

Preliminaries Objects: S = S g,n compact oriented surface, χ(s) < 0 Mod(S) mapping class group of S: Mod(S) def = {φ : S homeo+ S}/isotopy (alternately, isotopy rel S) Nielsen-Thurston Classification: Let φ Mod(S). Then φ is either periodic, reducible or pseudo-anosov. periodic: k 1 such that φ k id reducible: k 1 and γ S an essential simple closed curve such that φ k (γ) γ pseudo-anosov: stable and unstable foliations of φ: (F s, ν s ), (F u, ν u ), and dilatation of φ: λ > 1 where F s and F u are singular φ-invariant foliations on S, ν s and ν u are transverse measures, and φ ν s = 1 λ νs and φ ν u = λν u.

Local Flat Structure: Let P = P S be the set of pseudo-anosov mapping classes, (S, φ) P. Away from singularities (F u, ν u ) and (F s, ν s ) locally define a Euclidean structure on S.

Near singularities and boundary components Near a singularity: Near a boundary component: These are called 4-pronged or degree 2.

Action of φ on local flat structure An r r square gets sent to a rectangle with sides λr 1 λ r. Singularities (resp. boundary components) are permuted. If boundary component is not 1-pronged, then filling in its orbit doesn t change dilatation.

Relation to closed Teichmüller geodesics on moduli space Teichmüller space: T (S) = marked Riemann surfaces (marking is a homeomorphism f : S X ). Mod(S) acts on T (S) by pre-composition. Moduli space: M(S) = Riemann surfaces X homeomorphic to S. M(S) = T (S)/Mod(S) Pseudo-Anosov elements correspond to closed geodesics on M(S) (local flat structure determines points on the geodesic) Length Spectrum def = Teichmüller lengths of closed geodesic curves on M(S) = {log(λ(φ)) : φ P S } (i.e., study of dilatations has ties with study of geometry of M(S))

I. Pseudo-Anosov mapping classes 1. Introduction 2. Visualizing pseudo-anosov mapping classes 3. Train tracks 4. Minimum dilatation problem II. Fibered Faces and Applications 1. Introduction 2. Fibered face theory 3. Alexander and Teichmüller polynomials 4. First application: Orientable mapping classes III. Families of mapping classes with small dilatations 1. Introduction 2. Deformations of mapping classes on fibered faces 3. Penner sequences and applications 4. Quasiperiodic mapping classes

Visualizing pseudo-anosov mapping classes Look at actions on essential simple closed curves. Take any essential simple closed curve γ on S. If φ is not periodic or reducible, φ m (γ) (F s, ν s ), as m where ν s is a transverse measure (defined up to positive scalar multiple). (F s, ν s ) is called the stable foliation for φ. φ stretches along F s and contracts ν s by 1 λ, where 0 < 1 λ < 1. This λ is the dilatation of φ. Similarly, the unstable foliation is determined by: φ m (γ) (F u, ν u ), as m (F s, ν s ), (F u, ν u ) and λ are independent of the choice of γ.

Action on essential simple closed curves Example 1: a periodic map on the S 0,4, the sphere with 4 boundary components.

Action of periodic map on a simple closed curve (periodic map):

Action on a simple closed curve (one application):

Action on a simple closed curve (2nd application):

Action on a simple closed curve (3rd application): back to start

Action on essential simple closed curves Example 2: simplest pseudo-anosov braid monodromy

Action on a simple closed curve (simplest pa braid monodromy):

Action on a simple closed curve (one application of map):

Action on a simple closed curve (2 applications of map):

Action on a simple closed curve (3 applications of map): back to start

I. Pseudo-Anosov mapping classes 1. Introduction 2. Visualizing pseudo-anosov mapping classes 3. Train tracks 4. Minimum dilatation problem II. Fibered Faces and Applications 1. Introduction 2. Fibered face theory 3. Alexander and Teichmüller polynomials 4. First application: Orientable mapping classes III. Families of mapping classes with small dilatations 1. Introduction 2. Deformations of mapping classes on fibered faces 3. Penner sequences and applications 4. Quasiperiodic mapping classes

Train tracks Train tracks are useful for capturing the dynamics of a mapping class. A train track is an embedded graph on S with smoothings at the vertices.

Train tracks A curve is carried by the train track (or is an allowable curve) if it can be isotoped to the train track in a smooth way.

Train tracks An allowable curve determines weights on the edges E τ (or branches) of the train track. For example,

Train tracks When two branches meet, the edge weights corresponding to an allowable curve satisfy the branching relation a + b = c The weight space of a train track is the vector space of maps that satisfy the branching conditions: W τ = {E τ R}/branching cond. = R[E τ ] dual The non-negative elements of W τ can be thought of as virtual curves.

Compatible Train Tracks and Stable Foliation Given a pseudo-anosov map (S, φ) and a compatible train track τ: For γ any ess. simple closed curve, φ m (γ) is carried by τ for m 0. The action of φ on S induces a transition matrix T : W τ W τ. lengths of virtual curves γ: φ m (γ) T m v γ for m 0. The transition matrix restricted to W τ is a Perron Frobenius map. Train track + PF eigenvector transverse measured singular foliatation. λ = PF eigenvalue = lim m T m (v γ ) 1 m, for v γ any virtual curve Singularities of F s complementary regions of the train track with k 2 cusps.

Train track compatible with simplest pseudo-anosov braid

Starting curve γ

Curve γ is not carried by train track

Image of γ after 1st application of map):

After 1st application of map (with train track):

After 1st application of map (with train track): skip forward

Curve γ after 2nd application of map:

After 2nd application of map (with train track):

After 2nd application of map (with train track):

Train track with edge weights (after 2nd application of map): skip forward

Curve γ after 3rd application of map:

After 3rd application of map (with train track):

Train track with edge weights (after 3rd application of map): back to start skip forward

Transition matrix [ 0 2 T = ] [ 1 1 1 2 [ 2 4 ] ]. [ 6 10 ]

Transition matrix T = Train track τ defines F s. [ 1 1 1 2 Transition matrix T is a Perron-Frobenius map, and determines the transverse measure and dilatation PF-eigenvalue λ = x 2 3x + 1 = 3+ 5 2 is the dilatation of φ ].

Number theoretic consequences for dilatations Take (S, φ) P λ(φ) is a Perron unit, degree 6g 6 + 2n. (Thurston, Penner) λ(φ) satisfies a monic integer polynomial (the characteristic polynomial of the transition matrix) degree dimension of the space of allowable weights on a train track for φ (related to the space of transverse measured singular foliatations) λ(φ) is an algebraic unit (transition matrix on weight space preserves a symplectic form) λ(φ) is a Perron number, i.e., all other algebraic conjugates have strictly smaller norm (transition matrices are Perron-Frobenius)

I. Pseudo-Anosov mapping classes 1. Introduction 2. Visualizing pseudo-anosov mapping classes 3. Train tracks 4. Minimum dilatation problem II. Fibered Faces and Applications 1. Introduction 2. Fibered face theory 3. Alexander and Teichmüller polynomials 4. First application: Orientable mapping classes III. Families of mapping classes with small dilatations 1. Introduction 2. Deformations of mapping classes on fibered faces 3. Penner sequences and applications 4. Quasiperiodic mapping classes

Minimum dilatation problem I Let δ(s) def = min{λ(φ) : φ P S } Property: δ(s) > 1. Minimum Dilatation Problem Find δ(s). Describe element (or elements) of P S that realizes it. Study number theoretic properties of dilatations ( shape of polynomials)

Small Euler characteristic examples Applications of train track automata: (Ham, Ko, Los, Song) Smallest n-strand braid monodromy,: n = 3: (simplest pseudo-anosov braid) δ = x 2 3x + 1 = 3+ 5 2. n = 4: (Ko-Los-Song 02) δ = x 4 2x 3 2x + 1 2.29663. n = 5: (Ham-Song 05) δ = x 4 x 3 x 2 x + 1 1.72208. Smallest genus: g = 1, n = 1: double branched cover (n = 3) δ = x 2 3x + 1. g = 2, n = 0: (Cho-Ham 08) double branched covering (n = 5); δ = x 4 x 3 x 2 x + 1

Minimum dilatation problem II A subcollection P 0 P has asymptotically small dilatation if there is a constant C so that for all (S, φ) P 0, the normalized dilatation satisfies L(S, φ) def = λ(φ) χ(s) C. This implies log(λ(φ)) 1 χ(s). Problem: How does the normalized dilatation behave for large g and n?

Asymptotic behavior in (g, n)-plane (Penner 91) log δ(s g,n ) (H-Kin 06, Tsai 08, Valdivia 11) log(2) 12g 12 + 4n, log δ(s g ) 1 g. log δ(s g,n ) 1 χ(s g,n ) for fixed g = 0, 1 and for (g, n) on positive rays through the origin with rational slope. (Tsai 08) For fixed g 2, log δ(s g,n ) log(n). n

Asymptotic behavior in (g, n)-plane log(δ(s g,n ) 1 χ(s g,n ) (blue/green) vs. log( χ(s g,n ) ) (red). χ(s g,n )

Minimum dilatation problem III Problem: Which naturally occurring subsets of P have asymptotically small dilatation? Negative examples: Algebraic constraints, e.g., Torelli group (Farb-Leininger-Margalit 08) Geometric constraints e.g., on flat structure (Bossy, Lanneau 10) Positive examples: Hyperelliptic mapping classes, orientable mapping classes (H-Kin 06, H 10)...More special families in next two lectures...