CIN: L40101HP1988GOI008409 FAX: 022-26598237/ 38 एसज व एन ल ल ट ड SJVN Limited (A Joint Venture of GOI & GOHP) A Mini Ratna & Schedule A Company SJVN/CS/93/2015-2706-07 Date: 16/07/2015 NSE Symbol: SJVN-EQ National Stock Exchange of India Limited Exchange Plaza Bandra Kurla Complex, Bandra East, Mumbai-400051, India. BOLT SCRIP ID:SJVN, SCRIP CODE: 533206 The Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai 400 001, India. Sub: Shareholding pattern as on 30-06-2015 Sir, In compliance with Clause 35 of Listing agreement we forward herewith Statement showing Shareholding pattern of SJVN Limited for the quarter ended 30-06-2015 for your kind information and record please. Thanking you, Yours faithfully, (Soumendra Das) Company Secretary Encl: As above क पन सच व लय /Company Secretariat, ह मफ ड भवन, न य श मल /Himfed Building,New Shimla-171009 द रभ ष /Tel No.0177-2640337, 2672324, फ़ क स /Fax: 0177-2670737, ई / Email: cs.sjvn@sjvn.nic.in प ज क त क र र : ह मफ ड भवन, न य श मल / Registered Office: Himfed Building, New Shimla-171009 ईप ब एक स /EPBX: 2670741, 2670064, 2670490, 2670521, फ़ क स/ Fax: 2670542, व बस इट/ Website : www.sjvn.nic.in
(I)(a) Statement showing Shareholding Pattern Name of the Company : SJVN Limited Scrip Code, Name of the scrip, class of security : SJVN As on Date : 30-Jun-2015 Partly paid-up shares No. of partly paid-up As a % of total no. As a % of total no. of shares of the shares of partly paid-up Shares company Held by promoter/promoter group 0 0 0 Held by public 0 0 0 Total 0 0 0 Outstanding securities No. of outstanding securities As a % of total no. of outstanding securities As a % of total no. of shares of the company, assuming full conversion of the securities Held by promoter/promoter group 0 0 0 Held by public 0 0 0 Total 0 0 0 As a % of total no. of shares of the Warrants No. of warrants As a % of total no. of warrants company, assuming full conversion of Warrants Held by promoter/promoter group 0 0 0 Held by public 0 0 0 Total 0 0 0 Total paid-up capital of the company, assuming full conversion of warrants and securities 0
(I)(a) Statement showing Shareholding Pattern no. (I) Category of shareholder (II) shareholders (III) Total number of shares (IV) shares held in dematerialized form (V) Total shareholding as a percentage of total number of shares As a percentage of (A+B) 1 (VI) As a percentage of (A+B+C) (VII) Shares Pledged or otherwise encumbered Number of shares (VIII) As a percentage (IX) = (VIII) / (IV) * 100 (A) Promoter and Promoter Group 2 (1) Indian (a) Individuals/Hindu Undivided Family 0 0 0 0.00 0.00 0 0 (b) Central Government/State Government(s) 2 3721626500 3721626500 89.97 89.97 0 0.00 (c) Bodies Corporate 0 0 0 0.00 0.00 0 0 (d) Financial Institutions/Banks 0 0 0 0.00 0.00 0 0 (e) Any Other (Total) 0 0 0 0.00 0.00 0 0 Sub-Total (A)(1) 2 3721626500 3721626500 89.97 89.97 0 0.00 (2) Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals) 0 0 0 0.00 0.00 0 0.00 (b) Bodies Corporate 0 0 0 0.00 0.00 0 0.00 (c) Institutions 0 0 0 0.00 0.00 0 0.00 (d) Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00 (e) Any Other (Total) 0 0 0 0.00 0.00 0 0.00 Sub-Total (A)(2) 0 0 0 0.00 0.00 0 0.00
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 2 3721626500 3721626500 89.97 89.97 0 0.00 (B) Public shareholding 3 (1) Institutions (a) Mutual Funds/UTI 12 36719423 36719423 0.89 0.89 N.A. N.A. (b) Financial Institutions/Banks 9 20898052 20898052 0.51 0.51 N.A. N.A. (c) Central Government/State Government(s) 1 10747 10747 0.00 0.00 N.A. N.A. (d) Venture Capital Funds 0 0 0 0.00 0.00 N.A. N.A. (e) Insurance Companies 8 137527177 137527177 3.32 3.32 N.A. N.A. (f) Foreign Institutional Investors 35 77886102 77886102 1.88 1.88 N.A. N.A. (g) Foreign Venture Capital Investors 0 0 0 0.00 0.00 N.A. N.A. (h) Qualified Foreign Investor 0 0 0 0.00 0.00 N.A. N.A. (i) Any Other (Total) 0 0 0 0.00 0.00 N.A. N.A. Sub-Total (B)(1) 65 273041501 273041501 6.60 6.60 N.A. N.A. (2) Non-institutions (a) Bodies Corporate 844 36515174 36515174 0.88 0.88 N.A. N.A. Individuals - i. Individual (b) Shareholders Holding Nominal Share 87245 67393177 67387416 1.63 1.63 N.A. N.A. Capital Up To >Rs. 1 Lakh. Individuals - ii. Individual Shareholders Holding Nominal Share Capital In Excess Of Rs. 1 Lakh 827 33521617 33521617 0.81 0.81 N.A. N.A. (c) Qualified Foreign Investor 0 0 0 0.00 0.00 N.A. N.A. (d) Any Other (Total) 779 4528531 4528531 0.11 0.11 N.A. N.A. (d1) Cooperative Societies 2 12000 12000 0.00 0.00 N.A. N.A.
(d2) Educational Institutions 0 0 0 0.00 0.00 N.A. N.A. (d3) Foreign Companies 0 0 0 0.00 0.00 N.A. N.A. (d4) Non Resident Individual 763 3280114 3280114 0.08 0.08 N.A. N.A. (d5) OCB 0 0 0 0.00 0.00 N.A. N.A. (d6) Trust & Foundations 14 1236417 1236417 0.03 0.03 N.A. N.A. Sub-Total (B)(2) 89695 141958499 141952738 3.43 3.43 N.A. N.A. Total Public Shareholding (B)= (B)(1)+(B)(2) 89760 415000000 414994239 10.03 10.03 N.A. N.A. TOTAL (A)+(B) 89762 4136626500 4136620739 100.00 100.00 0 0.00 Shares held by Custodians and against (C) which Depository Receipts have been 0 0 0 N.A. 0.00 N.A. N.A. issued C1 Promoter and Promoter Group 0 0 0 N.A. 0.00 N.A. N.A. C2 Public 0 0 0 N.A. 0.00 N.A. N.A. GRAND TOTAL (A)+(B)+(C) 89762 4136626500 4136620739 N.A. 100.00 0 0.00 1 For determining public shareholding for the purpose of Clause 40A. 2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A. 3 For definitions of "Public Shareholding", refer to Clause 40A.
(I)(b) Statement showing Shareholding of persons belonging to the category "Promoter and Promoter Group" No. (I) 1 2 Name of the shareholder (II) PAN of the Shareholder (III) Total Shares held Number (IV) as a % of grand total (A) + (B) + (C) (V) Shares pledged or otherwise encumbered Numbe r (VI) as a percentage (VII) = (VI) / (IV)*100 as a % of grand total (A) + (B) + (C) of subclause (I)(a) (VIII) Details of warrants Number of warrants held (XI) As a % total number of warrants of the same class (X) Details of securities securities held (XI) As a % total number of securities of the same class (XII) Total shares (including underlying shares assuming full conversion of warrants and securities) as a % of diluted share capital (XIII) PRESIDENT OF INDIA 2666611700 64.46 0 0.00 0.00 0 0 0 0 64.46 GOVERNOR OF HIMACHAL 1055014800 25.50 0 0.00 0.00 0 0 0 0 25.50 PRADESH TOTAL 3721626500 89.97 0 0.00 0.00 0 0.00 0 0.00 89.96
I)(c) Statement showing Shareholding of persons belonging to the category "Public" and holding more than 1% of the total number of shares No. 1 Name of the shareholder PAN of the Shareholder shares Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Number of warrants held As a % total number of warrants of the same class Details of securities securities held % w.r.t total number of securities of the same class Total shares (including underlying shares assuming full conversion of warrants and securities) as a % of diluted ICICI PRUDENTIAL LIFE 92071983 2.23 0 0 0 0 2.26 INSURANCE COMPANY LTD TOTAL 92071983 2.23 0 0.00 0 0.00 2.26
I)(c) Statement showing Shareholding of persons belonging to the category "Public" and holding more than 5% of the total number of shares No. Name of the shareholder PAN of the Shareholder Number of shares Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants warrants held As a % total number of warrants of the same class Details of securities securities held % w.r.t total number of securities of the same class Total shares (including underlying shares assuming full conversion of warrants and securities) as a % of diluted 1 NIL 0 0.00 0 0.00 0 0.00 0.00 TOTAL 0 0.00 0 0.00 0 0.00 0.00 (I)(d) Statement showing details of locked-in shares No. Locked-in shares as a percentage of total number of shares Name of the shareholder PAN of the Shareholder locked-in shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} 1 Nil 0 0.00 TOTAL 0 0.00
(II)(a) Statement showing details of Depository Receipts (DRs) Type of outstanding Shares underlying outstanding DRs as a percentage of total number of shares {i.e., DR (ADRs, GDRs, shares underlying No. outstanding DRs Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} SDRs, etc.) outstanding DRs TOTAL 0 0 0.00 (II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by 'promoter/promoter group' are in excess of 1% of the total number of shares Type of shares outstanding DR Shares underlying outstanding DRs as a percentage of total number of shares Name of the DR Holder underlying No. (ADRs, GDRs, {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} outstanding DRs SDRs, etc.) TOTAL 0 0.00
(III) (a) Statement showing the voting pattern of shareholders, if more than one class of shares/securities is issued by the issuer. no. Category of shareholder Voting Rights held in each class of securities Class X (III) Class Y (IV) Class Z (V) Total Voting Rights (III+IV+V) Total Voting Rights i.e. (VI) As a percentage of (A+B) (VII) As a percentage of (A+B+C) (VIII) (I) (II) (VI) (A) Promoter and Promoter Group 2 (1) Indian (a) Individuals/Hindu Undivided Family 0 0 0 0 0.00 0.00 (b) Central Government/State Government(s) 3721626500 0 0 3721626500 89.97 89.97 (c) Bodies Corporate 0 0 0 0 0.00 0.00 (d) Financial Institutions/Banks 0 0 0 0 0.00 0.00 (e) Any Other (Total) 0 0 0 0 0.00 0.00 Sub-Total (A)(1) 3721626500 0 0 3721626500 89.97 89.97 (2) Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals) 0 0 0 0 0.00 0.00 (b) Bodies Corporate 0 0 0 0 0.00 0.00 (c) Institutions 0 0 0 0 0.00 0.00 (d) Qualified Foreign Investor 0 0 0 0 0.00 0.00 (e) Any Other (Total) 0 0 0 0 0.00 0.00 Sub-Total (A)(2) 0 0 0 0 0.00 0.00 Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 3721626500 0 0 3721626500 89.97 89.97
(B) Public shareholding (1) Institutions (a) Mutual Funds/UTI 36719423 0 0 36719423 0.89 0.89 (b) Financial Institutions/Banks 20898052 0 0 20898052 0.51 0.51 (c) Central Government/State Government(s) 10747 0 0 10747 0.00 0.00 (d) Venture Capital Funds 0 0 0 0 0.00 0.00 (e) Insurance Companies 137527177 0 0 137527177 3.32 3.32 (f) Foreign Institutional Investors 77886102 0 0 77886102 1.88 1.88 (g) Foreign Venture Capital Investors 0 0 0 0 0.00 0.00 (h) Qualified Foreign Investor 0 0 0 0 0.00 0.00 (h) Any Other (Total) 0 0 0 0 0.00 0.00 Sub-Total (B)(1) 273041501 0 0 273041501 6.60 6.60 (2) Non-institutions (a) Bodies Corporate 36515174 0 0 36515174 0.88 0.88 Individuals - i. Individual (b) Shareholders Holding Nominal Share Capital Up 67393177 0 0 67393177 1.63 1.63 To >Rs. 1 Lakh. Individuals - ii. Individual Shareholders Holding Nominal Share Capital In Excess Of Rs. 1 Lakh 33521617 0 0 33521617 0.81 0.81 (c) Qualified Foreign Investor 0 0 0 0 0.00 0.00 (d) Any Other (Total) 4528531 0 0 4528531 0.11 0.11 (d1) Educational Institutions 0 0 0 0 0.00 0.00 (d2) Cooperative Societies 12000 0 0 12000 0.00 0.00 (d3) Foreign Companies 0 0 0 0 0.00 0.00
(d4) Trust & Foundations 1236417 0 0 1236417 0.03 0.03 (d5) OCB 0 0 0 0 0.00 0.00 (d6) Non Resident Individual 3280114 0 0 3280114 0.08 0.08 Sub-Total (B)(2) 141958499 0 0 141958499 3.43 3.43 Total Public Shareholding (B)= (B)(1)+(B)(2) 415000000 0 0 415000000 10.03 10.03 TOTAL (A)+(B) 4136626500 0 0 4136626500 100.00 100.00 Shares held by Custodians and against which (C) Depository Receipts have been issued 0 0 0 0 0.00 0.00 C1 Promoter and Promoter Group 0 0 0 0 0 0 C2 Public 0 0 0 0 0 0 GRAND TOTAL (A)+(B)+(C) 4136626500 0 0 4136626500 100.00 100.00