Atmospheric Coupling via Energetic Particle Precipitation (EPP)

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Atmospheric Coupling via Energetic Particle Precipitation (EPP) Cora E. Randall University of Colorado Laboratory for Atmospheric and Space Physics Department of Atmospheric and Oceanic Sciences

Acknowledgments Scott Bailey Laura Holt Chuck Bardeen Charley Jackma n Xiaohua Fang Dan Marsh Jeff France Mike Mills Lynn Harvey Dave Siskind ACE Science Team NASA, NSF

Vertical Coupling Troposphere to thermosphere In the polar region Mainly in winter Outline Intro to Mechanism Historical Evidence Recent Anomalies Model Results

Energetic Particle Precipitation Medium & High Energy Electrons Solar Protons Adapted from Lean, 1994

Solar-Magnetosphere Energy Low-energy particles precipitate in thermosphere NO transported downward and/or produced locally POLAR VORTEX High-energy particles precipitate in mesosphere and stratosphere Energetic Particle Precipitation (EPP) Ionization & Dissociation NO x and HO x NO x and HO x Destroy Ozone

EPP Effects on the Stratosphere

EPP Indirect Effect NO produced in mesosphere or thermosphere and descends to stratosphere Routine production, but MLT NO x has lifetime of days, so stratospheric effects require efficient downward transport Polar night Strong descent in MLT Confinement in Polar Vortex NO x in stratosphere destroys ozone

First satellite observations of EPP Indirect Effect from LIMS in NH, 1978-1979 EPP is the ONLY source of mesospheric NO x in the polar winter! Based on Russell et al., 1984

Satellite observations of EPP-NO x were sparse from 1979 to 2003. EPP Investigations mainly used solar occultation data from SAGE, HALOE, and POAM Sparse geographic coverage SAGE & POAM only measure NO 2, not NO No polar night In 2003 more data became available e.g., GOMOS, MIPAS, SCIAMACHY, ACE-FTS (Still cannot measure polar night NO in MLT)

POAM: SH ACE-FTS: SH Randall et al., 2007 Randall et al., 2007 MIPAS: SH Funke et al., 2005 2003

EPP-NO x enhancements accompanied by ozone reductions

EPP-NO x entering the Southern Hemisphere Stratosphere MIPAS EPP-NOx in 2003 = 2.4 GM (Funke et al., 2005) Adapted from Randall et al., JGR 2007 How significant is this? Up to 10% of total SH NO y (rest from N 2 O oxidation) Up to 40% of polar NO y What determines the interannual variability?

Correlation of EPP NO x entering the SH stratosphere with Ap and Solar f10.7 (Apr-Aug) Adapted from Randall et al., JGR 2007 Strong correlation with Ap (and auroral & MEE power, and thermospheric NO) but not F10.7 Variability in SH stratospheric NO x from EPP controlled by variation in EPP-NO x production: Stable Dynamics!

EPP-NO x entering the Northern Hemisphere Stratosphere vs. Ap & F10.7 Vortex Fraction In NH, correlations with Ap index & F10.7 are poor. Both dynamical variability and EPP play critical roles in controlling the NH variability 2001-2002: SPE 2003-2004: SPE+Met 2005-2006: Met

NORTH ACE NO x 2004 2009 SOUTH Less than average EPP! Less than average EPP! Randall et al., 2009

NORTH SABER & ACE Polar Temp SOUTH Elevated Arctic stratopause in 2004, 2006, & 2009 Slightly different temperature color scales; range from ~170K-270K (blue-red).

Ratio of observed NO x in 2004, 2006, & 2009 to average NO x in 2005, 2007, & 2008 Randall, et al., 2009 NO x enhancements coincide with elevated stratopause

Elevated stratopause indicative of enhanced descent in (normal) mesosphere region (adiabatic compression). Enhanced descent brings down more EPP-NO x. More efficient transport leads to large stratospheric EPP IE even when EPP itself is well below average. What is the mechanism? Begins with extraordinary sudden stratospheric warming (strong and persistent; Manney et al., 2005; 2008; 2009)

1. Stratospheric Warming: Equator-to-pole T gradient reverses Zonal wind reverses direction 2. Planetary waves cannot propagate upward so upper stratosphere & lower mesosphere cool 3. Causes reformation of very strong upper vortex and westerly winds 4. Gravity waves with westward phase speed preferentially propagate to the mesosphere 5. Mesospheric westerly zonal wind slows induces poleward meridional wind to balance pressure gradient & Coriolis 6. Leads to enhanced descent in the polar mesosphere Brings down more NO x Adiabatic compression results in elevated stratopause [Hauchecorne et al., 2007; Siskind et al., 2007; Sahishkumar & Sridharan, 2009; Winick et al., 2009]

Why did we get such impressive stratospheric warmings and recovery in 2004, 2006, & 2009? We don t know. Maybe climate change, but still speculative Although 2004, 2006, and 2009 were highly unusual, the frequency of SSW seems to be increasing (~1 per year since 1999, twice as frequent as in previous half-century) Models predict more variability with climate change, so extremes might occur more often Models inconclusive with regard to frequency & strength of SSWs

The EPP IE Story from Observations EPP-NO x is produced continually and can contribute up to 40% of polar stratospheric NO x budget even in years with low geomagnetic activity. Ozone is depleted by EPP-NO x by 35% or more. Contribution of EPP-NO x to the stratosphere does not correlate well with the solar (F10.7) cycle. Understanding wave mean flow interactions is required to elucidate mechanisms controlling interannual variability. Improved picture of EPP effects requires continuous nighttime observations of NO x throughout the MLT.

Aside #1 Does EPP affect surface air temperature? CCM MODEL EEP minus NoEEP From Annika Seppälä, FMI Rozanov et al., 2005. Model results for DJF surface air temperature differences (NH).

Is there empirical evidence that EPP-NO x affects climate? Adapted from Rozanov et al., 2005 Seppälä et al., JGR 2009: Analysis of ERA-40 temperatures yields statistically significant surface air temperature differences between years with high and low EPP. Can rule out correlation with solar flux, QBO, ENSO, SAM Possible correlation with NAM or random variations in SST

Aside #2 What about EPP effects on clouds/aerosols? POAM III aerosol surface area increased significantly (>2σ) after January 2005 SEPs. Dynamical cause ruled out. No other such increase in 8-year record. No information from POAM at lower altitudes Mirinova et al., in preparation

Whole Atmosphere Community Climate Model A 3D coupled chemistry climate model 0 to ~145 km Comprehensive chemistry incl. heterogeneous rx Interactive Chemistry or Specified Meteorology 1-1.5 km vertical resolution in stratosphere 1.9º x 2.5º or 4 x 5º horizontal resolution Ref: Garcia et al., 2007

WACCM Parameterization of Precipitation Effects Aurora Input = Kp Distribution = Auroral Oval Roble and Ridley, 1987 Medium Energy Electrons (30 kev 2.5 MeV) Input = MEPED activity level (or hemispheric power) Distribution = Statistical patterns [Codrescu et al., JGR, 1997) Fang et al., 2008

WACCM Runs (free-running coupled climate-chemistry model): Seasonally varying (but annually invariant) SSTs Constant F10.7 = 210 1995 greenhouse gas and halogen concentrations Daily (repetitive) forcing with 3 cases of EPP: Case 1: ~Zero particle precipitation, Kp=2/3 (Ap=3) 80 years (after spin-up) = 80-member ensemble Case 2: Moderate auroral electrons, Kp=4 (Ap=27) 50 years (after spin-up) = 50-member ensemble Case 3: Moderate auroral electrons plus >30 kev electrons (level 1; occurs 40% of the time) 50 years (after spin-up) = 50-member ensemble

WACCM simulation similar to MIPAS ~15 ppbv 70-90º S Latitude Case 3 (realistic simulation of 2003 geomagnetic activity) ~35 ppbv But WACCM underestimates EPP-NO x by about a factor of 2. MIPAS Funke et al., 2005

Change in NO x due to EPP: Annual Averages Aurora Effect Case 2 minus Case 1 MEE Effect Case 3 minus Case 2 Latitude Latitude Regions without cross-hatching significant at 95% level

Change in NO x and O 3 due to EPP Annual Averages: Aurora + MEE (Case 3 minus Case 1) NO x Ozone HO x NO x Latitude Latitude Regions without cross-hatching significant at 95% level

Auroral Effect Time Series (Case 2 minus Case 1)

Monthly average ozone depletion of up to 15% at high southern latitudes, 30-40 km Geopotential Height (km) ΔO 3 (%) ΔO 3 Corresponds to catalytic NO x destruction

Sep Oct NO 2 (ppbv) Approximate Altitude (km) Randall et al., 1998 Ozone (ppmv) POAM Data 1994 1996 WACCM

Up to 2 K monthly average temperature changes due to Aurora + MEE. Are these changes consistent with ozone? O 3 Is heating due to less radiative cooling by O3 in polar night upper stratosphere? Geopotential Height (km) ΔT (K)

Altitude (km) -60-30 0 30 60 Latitude Are temperature effects valid? Still trying to understand statistical significance: Statistically significant differences found between two sets of 80- member ensembles, both with same forcing.

Summary of WACCM Model Results Free-running WACCM-EEP compares well qualitatively to observations for typical (i.e., low) EEP conditions Clear descent of EPP-NO x Corresponding ozone depletion Descending NO x underestimated by factor of ~2 even for standard meteorological conditions Concerns about T statistics in polar stratosphere Specified SSTs, so cannot probe tropospheric effects Never see elevated stratopause as in 2004, 2006, 2009

Pressure (hpa) Pressure (hpa) Figures courtesy of Dan Marsh, NCAR MLS SD-WACCM SD-WACCM vs. MLS Temperatures, 2006 If WACCM is nudged to Met assimilation (e.g., GEOS-5) temperature & winds in stratosphere, elevated stratopause is captured. Still must modify SD-WACCM for MEE.

Conclusions & Outstanding Questions EPP DE (Jackman talk) and IE significantly affect polar stratospheric NO y and Ozone. Temperature effects not yet quantified. WACCM underestimates EEP effects for baseline conditions. Free-running model does not simulate unusual meteorology of 2004, 2006, 2009.

Some Questions What is NO x really doing in the polar night? What are the detailed dynamical mechanisms that link EPP to atmospheric change? Does EPP affect surface level temperatures? Are coupling mechanisms from the surface to the MLT changing (more favorable for enhanced EPP- NO x descent)? Is there feedback between EPP and the coupling?

Thanks very much!