Survey of data assimilation methods for convective-scale numerical weather prediction at operational centres

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Survey of data assimilation methods for convective-scale numerical weather prediction at operational centres Nils Gustafsson, Tijana Janjić, Christoph Schraff, Daniel Leuenberger, Martin Weissmann, Hendrik Reich, Pierre Brousseau, Thibaut Montmerle, Eric Wattrelot, Antonín Bučánek, Máté Mile, Rafiq Hamdi, Magnus Lindskog, Jan Barkmeijer, Mats Dahlbom, Bruce Macpherson, Sue Ballard, Gordon Inverarity, Jacob Carley, Curtis Alexander, David Dowell, Shun Liu, Yasutaka Ikuta and Tadashi Fujita

Aim of talk: Survey briefly convective scale data assimilation methods at operational centers. Survey briefly ongoing research at operational centers Identify where the approaches differ and try to understand whether these differences are due to practical reasons or to differences in understanding of scientific problems. Show that convective scale data assimilation is worth the effort.

Operational NWP models participating in the survey: Group Model Numerics - (Physics) Resolution Meteo-France ALADIN, HIRLAM ALADIN Spectral, SL, SI (AROME or ALARO physics) 1.3 2.5 km 50-90 levels COSMO COSMO Finite diff., C-grid, 3D Bott adv. Time-splitting 2.2-2.8 km 50-60 levels UKV Finite diff., C-grid, SL, SI Variable resolution 1.5 km 70 levels CONUS-NAM Finte diff., B-grid, F/B fast w. 3 km HRRR Finte diff. 5th order, C-grid, time splitting 3 km Met Office NOAA MSM JMA 5 km Finte diff., Split-explicit LSM 2 km

Operational upper air data assimilation algorithms: Group Methods Meteo-France HIRLAM ALADIN 3D-Var; Berre(2000) statistical balance; EDA for BGE stat. COSMO KENDA (LETKF); Adaptive multipl. and addit. Inflation; RTPP; Adapt. localization Met Office Incr. 4D-Var; Stat. bal.; Lagged NMC for BGES NOAA CONUS NAM NOAA HRRR Hybrid incr. 3DEnVar NMC for BGEs Hybrid incr. 3DEnVar NMC for BGEs Incr. res. Other DA comp. 1.3-2.5 km Bayesian retrieval of hum. profiles from radar refl. 2.2-2.8 km Hydrost. Bal. Latent Heat Nudging 4.5 km Jc-DFI Latent Heat Nudging 9.0 km 12.0 km JMA MMA Incr. 4D-Var;NMC for BGEs 15.0 km JMA LMA 3D-Var; NMC for BGEs 5.0 km Cloud analysis + Latent Heat Nudging - - Jc-DFI Bayesian retr... Soil control variab.!

Operational data assimilation cycling: Group DA cycle Coupling to host model Other Meteo-France HIRLAM ALADIN 1 h cont. cycling 3 h cont. cycling 3-6 h cont. cycling ARPEGE 0 h lag ECMWF 3-6 h lag ARPEGE 0h lag or ECMWF 6 h lag Large scale mix Blendvar COSMO DWD 1 h cont. cycling COSMO Suisse 1 h cont. cycling ICON ensemble (20 km) 0 h lag ECMWF ensemble Met Offiice 1 h cont. cycling MO global 3-8 h lag NOAA CONUS NAM 1 h cycling (restart from global t - 6 h) Parent domain (12 km) NOAA HRRR 1 h cycling (restart from 13 km parent model t-1h) Parent domain (13 km) JMA MA 3 h cont. cycling JMA GSM 3-6 h lag JMA LA 1 h cycling (restart from MA t - 3h) MSM 3-5 h lag

Development of advanced data assimilation schemes 4D-Var HARMONIE: - Multi-incremental, spectral space control variable, preconditioning by sqrt(b), (similar to ECMWF and HIRLAM) - Large scale error constraint Hybrid 4DEnVar: - Meteo-France: B pre-conditioning, control vector=model state, space-time localization (advection) - HARMONIE: sqrt(b) pre-conditioning, α control vector, builds on HARMONIE 4D-Var - JMA: Hybrid 4D-Var - Met Office: Hybrid 4D-Var (similar to global) Rapid update NOAA based on EnKF

Impact of HARMONIE 4D-Var 3 h acc. Precipitattion Daily cycle of Cloud cover ----------- no data assimiation ------------- 3D-Var ------------- 4D-Var ------------- observations Fraction Scill Score 0.3 mm at 12h ------- no data assimilation ------- 3D-Var ------- 4D-Var (Provided by Jan Barkmeijer et al.)

Impact of HARMONIE 4D-Var 2 meter temperature Bias and standard deviation ----------- no data assimilation ----------- 3D-Var ----------- 4D-Var (Provided by Jan Barkmeijer et al.)

Impact of Meteo-France 3DEnVar (Thibaut Montmerle, personal communication))

HARMONIE Hybrid EnVAR finally works! Implementation as in Ensemble : 10 members of BRAND perturbations Localisation : spectrum of unbalanced surface pressure (Provided by Jelena Bojarova)

Hybrid EnVar converges finally!!!!! YQ%LGP=.TRUE. YQ%LSP=.FALSE. => YQ%LGP=.FALSE. YQ%LSP=.TRUE. + Qtrans 892 Jo (distance to obs) Jb (background static ) Ja (background flow-dep) 202.12 Gradient J/ χ 341.31 = 220.06 + 91.89 + 29.36 J(χ) = 2Jb + 2Ja + Jo 0.19 min J(χ) => J/ χ = 0 χ Example 20120613_21 DKCOEXP (Provided by Jelena Bojarova)

Details in upper-air data assimilation similarities and differences (1) DA cycling and handling of larger scales: - Groups with access to 0 h lag LBCs seem to be able to handle larger scales without any further action - Groups using old LBCs need special efforts for larger scales (LSMIX, Jk, BlendVar). - NOAA and JMA LA apply DA restarts (spinup problems?) (2) Background Error Statistics in 3D-Var and 4D-Var: - Some groups express satisfaction while other groups are more critical (Poster by Bojarova and Gustafsson). - Ensemble techniques to generate BGEs differ - BGEs on model levels in steep orography? - Vertical transforms to do inversions better (Met Office) - Moisture balances (ALADIN) - Moisture control variable (ECMWF and Met Office)

Structure functions derived from different ensembles EDA with perturbed observations BRAND: additative inflation of control BG Surface pressure variance explained by - vorticity (solid line) - unbalanced divergence (dashed line) EDA perturbations (6 hour DA cycle) EDA perturbations (3 hour DA cycle) (Provided by Martin Ridal and Jelena Bojarova)

Effect of further spinup

Details in upper-air data assimilation similarities and differences (cont.) (3) 4D-Var JMA: NL model resolution 5 km; innovations at 5 km; increment resolution 15 km; NL (!) forward model every iteration. Motivation: Non-linearities, Met Office: NL model resolution 1.5 km; innovations at 1.5 km; increment resolution 4.5 km; linear perturbation model + adjoint during minimization HARMONIE: NL model resolution 2.5 km; multiincremental minimization; outer loop with innovation calculation at full model resolution; inner loop quadratic minimization with TL and AD models (including some NL model re-calculations at low resolution); 5 km inner loop resolution so far

Kinetic energy spectra of assimilation increment for different iteration numbers; HIRLAM 4D-Var 24 km model 1 outer loop iteration 100 iterations at 48 km 2 outer loop iterations 60 iterations at 96 km 40 iterations at 48 km (Gustafsson et al., 2012)

Forecast verification scores (BIAS and RMSE) for different outer loop configurations June 2005 Mean Sea Level Pressure Full line: 100 iterations at 66 km Dashed line: 100 iterations at 44 km Dotted line: 50 iterations at 66 km + 50 iterations at 44 km Gustafsson et al. (2012)

Inverse adjustment by 4D-Var Equatorial domain shallow water model; moisture and condensation added. Forward non-linear model sensitivity experiment from a temperature perturbation at +0h +3 h +6 h +12 h 4D-Var data assimilation experiment with a temperature observation at +12h +0 h +6 h +12 h For more details see poster by Ziga Zaplotnik!

Details in upper-air data assimilation similarities and differences (cont.) (4) EnKF and EnVar - Ensemble resolution: Full model resolution ensemble (COSMO) Global ensemble (NOAA) - Ensemble generation technique - Localization (Observation space, model space, time/space) and inflation (multiplicative, additative, RTPP)

Details in upper-air data assimilation similarities and differences (cont.) (5) Radar data assimilation and adjustment - Meteo France, HARMONIE and JMA 1DVar solution: - Retrieve humidity profiles from radar reflectivity - Assimilate these humidities and radar winds together with all other observations ( nature balance in case of dense data) - Statistical balance constraints - Latent Heat nudging - Convert radar reflectivities to latent heating rates - Use these latent heating rates during model integration - Let the model do the adjustment

Impact of Latent Heat nudging Fractions Skill Score (FSS) verification of radar reflectivity NOAA CONUS NEST, 5-10 May 2015 -------- operational with latent heat nudging during DFI --------- experiment without latent heat nudging during DFI

Details in upper-air data assimilation similarities and differences (cont.) (5) Balances - Need for initialization? - AROME does not use initialization and this is defended by Meteo France ( nature balance with dense observations) - COSMO uses hydrostatic balancing - UKV uses JcDFI - NOAA uses digital filter (with latent heat nudging) - JMA uses JcDFI for 4D-Var Problems - HARMONIE-Arome: significant short range noise - How to separate signal and GW noise with short windows? - NLNMI approach? - Diagnostic balance relations (Pagé et al., 2007)?

Impact Studies Is convective-scale data assimilation worth the effort? Data assimilation versus downscaling? Impact of advanced methods versus simpler methods? Impact of observations on convective scales?

Data assimilation versus downscaling for a small model domain over Iran (HARMONIEAROME) ----------- ERA Initial and Lateral Boundary Conditions (LBCs), No DA ----------- ERA LBCs, DA ----------- ECMWF operational forecast LBCs, DA

COSMO KENDA, 1 h precipitation, Fractions Skill Score (FSS), 30 km x 30 km, 26 May 9 June 2016 KENDA initial data - full line Interpolated initial data dashed line 0.1 mm/h 1.0 mm/h

AROME-France, 6 h precipitation, Brier Scill Score, 50 km neighborhood, 1 May 1 Nov 2016 AROME initial data, blue full line ARPEGE initial data, red dashed line

Case study, strong precipitation event over the Riviera 3 October 2015 15 21 UTC (a) Radar + rain-gauge; (b) ARPEGE initial data 00UTC (c) AROME initial data 00UTC; ARMOME initial data 03UTC

Improved utilization of observations - Radar networks (OPERA) - Dual polarimetric radars - Mode-S - Satellite image data - Need for improved modelling of spatially correlated observation errors

The EUMETNET OPERA radar data network

Impact from an international set of radar reflectivity data from the OPERA network November 2016, relative humidity profiles (From Ridal and Dahlbom)

Example of distribution of Mode-S aircraft observations in the vicinity of the Shiphol Airport

Example: Impact of Mode-S observations on 10 meter wind HARMONIE forecasts over the Cabauw tower in De Bilt Observation HARMONIE with conv. observations HARMONIE with conv. + Mode-S observations

Many types of satellite observations still to be assimilated!! Example: (a) SEVIRI observations on the COSMO-DE grid (b) Synthetic image from COSMO output (with additional cloud top corrections) (c) Synthetic image from COSMO output (without additional cloud top corrections) (d) Reflectance histograms (a) grey, (b) green and (c) red

Convective-scale data assimilation code development and maintenance - DA developments for convective scales has followed global DA with a time lag of several years - Not satisfactory; flow dependency for example is strongly needed at convective scales - One reason is the sharing of huge investments into DA software with higher priority for the global version. - This wish to share development resources may have delayed the development of more dedicated convective-scale methods.

Concluding remarks concerning convective scale data assimilation - Different approaches are applied operationally at present - Move towards EnKF and EnVar methods - Impact studies show that convective scale DA is worth the effort Core convective scale assimilation problems not discussed in this talk: - Multi-scale assimilation methods - Space-time covariance localization - Improved observation error statistical models Thank you!